StatusChangeRequestNotificationV03

tsmt.028.001.03

Scope The StatusChangeRequestNotification message is sent by the matching application to the party requested to accept or reject the request of a change in the status of a transaction. This message is used to notify the request of a change in the status of a transaction. Usage The StatusChangeRequestNotification message can be sent by the matching application to pass on the information about the request of a change in the status of a transaction that it has obtained through the receipt of a StatusChangeRequest message.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% StatusChangeRequestNotificationV03 recursion level 0 with max 0
StatusChangeRequestNotificationV03 *-- "1..1" MessageIdentification1 : NotificationIdentification
StatusChangeRequestNotificationV03 *-- "1..1" SimpleIdentificationInformation : TransactionIdentification
StatusChangeRequestNotificationV03 *-- "0..1" DocumentIdentification3 : EstablishedBaselineIdentification
StatusChangeRequestNotificationV03 *-- "1..1" TransactionStatus4 : TransactionStatus
StatusChangeRequestNotificationV03 *-- "0..2" DocumentIdentification5 : UserTransactionReference
StatusChangeRequestNotificationV03 *-- "1..1" TransactionStatus3 : ProposedStatusChange
StatusChangeRequestNotificationV03 *-- "0..1" Reason2 : RequestReason
StatusChangeRequestNotificationV03 *-- "1..1" BICIdentification1 : Initiator
StatusChangeRequestNotificationV03 *-- "0..1" PendingActivity2 : RequestForAction
  

Now, we will zero-in one-by-one on each of these building blocks.

NotificationIdentification building block

Identifies the notification message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

TransactionIdentification building block

Unique identification assigned by the matching application to the transaction. This identification is to be used in any communication between the parties. Information related to an identification, eg, party identification or account identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SimpleIdentificationInformation recursion level 0 with max 1
class SimpleIdentificationInformation{
    Identification IsoMax35Text
}
  

SimpleIdentificationInformation members

EstablishedBaselineIdentification building block

Unique identification assigned by the matching application to the baseline when it is established. Identifies a document by a unique identification and a version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification3 recursion level 0 with max 1
class DocumentIdentification3{
    Identification IsoMax35Text
    Version IsoNumber
}
  

DocumentIdentification3 members

TransactionStatus building block

Identifies the status of the transaction by means of a code. Identifies the status of the transaction by means of a code. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionStatus4 recursion level 0 with max 1
class TransactionStatus4{
    Status BaselineStatus3Code
}
  

TransactionStatus4 members

UserTransactionReference building block

Reference to the transaction for each financial institution which is a party to the transaction. Identifies a document by a unique identification and its issuer. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification5 recursion level 0 with max 1
class DocumentIdentification5{
    Identification IsoMax35Text
}
DocumentIdentification5 *-- "1..1" BICIdentification1 : IdentificationIssuer
%% BICIdentification1 recursion level 1 with max 1
class BICIdentification1{
    BIC IsoBICIdentifier
}
  

DocumentIdentification5 members

ProposedStatusChange building block

Specifies the status that is proposed by the other party. Identifies the status of the transaction by means of a code. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionStatus3 recursion level 0 with max 1
class TransactionStatus3{
    Status BaselineStatus2Code
}
  

TransactionStatus3 members

RequestReason building block

Specifies the reason for the request to change status. Specifies the reason for an action. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Reason2 recursion level 0 with max 1
class Reason2{
    Description IsoMax140Text
}
  

Reason2 members

Initiator building block

Party that has requested the status change. Unique and unambiguous identifier of a financial institution, as assigned under an internationally recognised or proprietary identification scheme. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% BICIdentification1 recursion level 0 with max 1
class BICIdentification1{
    BIC IsoBICIdentifier
}
  

BICIdentification1 members

RequestForAction building block

Information on the next processing step required. Specifies the event that require an action from one of the parties to the trade transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PendingActivity2 recursion level 0 with max 1
class PendingActivity2{
    Type Action2Code
    Description IsoMax140Text
}
  

PendingActivity2 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the StatusChangeRequestNotificationV03 implementation follows a specific implementaiton pattern. First of all, StatusChangeRequestNotificationV03 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, StatusChangeRequestNotificationV03Document implements IOuterDocument. Because StatusChangeRequestNotificationV03 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type StatusChangeRequestNotificationV03.

classDiagram
    class IOuterRecord
    StatusChangeRequestNotificationV03 --|> IOuterRecord : Implements
    StatusChangeRequestNotificationV03Document --|> IOuterDocument~StatusChangeRequestNotificationV03~ : Implements
    class IOuterDocument~StatusChangeRequestNotificationV03~ {
        StatusChangeRequestNotificationV03 Message
     }
  

Document wrapper for serialization

The only real purpose StatusChangeRequestNotificationV03Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:tsmt.028.001.03’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using StatusChangeRequestNotificationV03.ToDocument() method. The returned StatusChangeRequestNotificationV03Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    StatusChangeRequestNotificationV03Document *-- StatusChangeRequestNotificationV03 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:tsmt.028.001.03">
    <StsChngReqNtfctn>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <EstblishdBaselnId>
            <!-- EstablishedBaselineIdentification inner content -->
        </EstblishdBaselnId>
        <TxSts>
            <!-- TransactionStatus inner content -->
        </TxSts>
        <UsrTxRef>
            <!-- UserTransactionReference inner content -->
        </UsrTxRef>
        <PropsdStsChng>
            <!-- ProposedStatusChange inner content -->
        </PropsdStsChng>
        <ReqRsn>
            <!-- RequestReason inner content -->
        </ReqRsn>
        <Initr>
            <!-- Initiator inner content -->
        </Initr>
        <ReqForActn>
            <!-- RequestForAction inner content -->
        </ReqForActn>
    </StsChngReqNtfctn>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_wSYmONE8Ed-BzquC8wXy7w_439569273"
  name="StatusChangeRequestNotificationV03"
  definition="Scope&#xD;&#xA;The StatusChangeRequestNotification message is sent by the matching application to the party requested to accept or reject the request of a change in the status of a transaction.&#xD;&#xA;This message is used to notify the request of a change in the status of a transaction.&#xD;&#xA;Usage&#xD;&#xA;The StatusChangeRequestNotification message can be sent by the matching application to pass on the information about the request of a change in the status of a transaction that it has obtained through the receipt of a StatusChangeRequest message."
  registrationStatus="Registered"
  messageSet="_wRx2yk2rEeG_I4xRYCA_7g _1a374FXOEeOkkLyrDUP66g"
  xmlTag="StsChngReqNtfctn"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_wSiXMNE8Ed-BzquC8wXy7w_439570377"
    name="NotificationIdentification"
    definition="Identifies the notification message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="NtfctnId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_wSiXMdE8Ed-BzquC8wXy7w_439570119"
    name="TransactionIdentification"
    definition="Unique identification assigned by the matching application to the transaction.&#xA;This identification is to be used in any communication between the parties."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TxId"
    complexType="_P-ile9p-Ed-ak6NoX_4Aeg_745508310" />
  <messageBuildingBlock
    xmi:id="_wSiXMtE8Ed-BzquC8wXy7w_439570205"
    name="EstablishedBaselineIdentification"
    definition="Unique identification assigned by the matching application to the baseline when it is established."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="EstblishdBaselnId"
    complexType="_RJNBwdp-Ed-ak6NoX_4Aeg_-1127047102" />
  <messageBuildingBlock
    xmi:id="_wSiXM9E8Ed-BzquC8wXy7w_439569698"
    name="TransactionStatus"
    definition="Identifies the status of the transaction by means of a code."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TxSts"
    complexType="_RbFb-Np-Ed-ak6NoX_4Aeg_1598523783" />
  <messageBuildingBlock
    xmi:id="_wSiXNNE8Ed-BzquC8wXy7w_439569386"
    name="UserTransactionReference"
    definition="Reference to the transaction for each financial institution which is a party to the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="2"
    minOccurs="0"
    xmlTag="UsrTxRef"
    complexType="_RJWLsdp-Ed-ak6NoX_4Aeg_-86119846" />
  <messageBuildingBlock
    xmi:id="_wSiXNdE8Ed-BzquC8wXy7w_439569777"
    name="ProposedStatusChange"
    definition="Specifies the status that is proposed by the other party."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PropsdStsChng"
    complexType="_RKFyk9p-Ed-ak6NoX_4Aeg_-489445133" />
  <messageBuildingBlock
    xmi:id="_wSiXNtE8Ed-BzquC8wXy7w_439570689"
    name="RequestReason"
    definition="Specifies the reason for the request to change status."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ReqRsn"
    complexType="_RJ8oo9p-Ed-ak6NoX_4Aeg_949144780" />
  <messageBuildingBlock
    xmi:id="_wSiXN9E8Ed-BzquC8wXy7w_1643841205"
    name="Initiator"
    definition="Party that has requested the status change."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Initr"
    complexType="_QEp0kNp-Ed-ak6NoX_4Aeg_792527554" />
  <messageBuildingBlock
    xmi:id="_wSiXONE8Ed-BzquC8wXy7w_439569309"
    name="RequestForAction"
    definition="Information on the next processing step required."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ReqForActn"
    complexType="_RaowBtp-Ed-ak6NoX_4Aeg_-888447978" />
  <messageDefinitionIdentifier
    businessArea="tsmt"
    messageFunctionality="028"
    flavour="001"
    version="03" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.