DTCCCAPASD1V01

supl.009.001.01

The DTCCCAPASD1 messge extends ISO corporate action movement preliminary advice message with DTCC corporate action elements not covered in the standard message.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% DTCCCAPASD1V01 recursion level 0 with max 0
DTCCCAPASD1V01 *-- "0..1" CorporateActionGeneralInformationSD1 : CorporateActionGeneralInformation
DTCCCAPASD1V01 *-- "0..1" CorporateActionMovementSecuritiesMovementDetailsSD1 : CorporateActionMovementSecuritiesMovementDetails
DTCCCAPASD1V01 *-- "0..1" CorporateActionMovementCashMovementDetailsSD1 : CorporateActionMovementCashMovementDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

CorporateActionGeneralInformation building block

Extension block for the information to be extended as corporate action general information. Provides additional information regarding corporate action general information details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformationSD1 recursion level 0 with max 1
class CorporateActionGeneralInformationSD1{
    PlaceAndName IsoMax350Text
    RecordDate IsoISODate
}
  

CorporateActionGeneralInformationSD1 members

CorporateActionMovementSecuritiesMovementDetails building block

Extension block for the information to be extended as corporate action movement securities movement details. Provides additional information regarding corporate action movement securities movement rate details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionMovementSecuritiesMovementDetailsSD1 recursion level 0 with max 1
class CorporateActionMovementSecuritiesMovementDetailsSD1{
    PlaceAndName IsoMax350Text
    CreditDebitIndicator CreditDebitCode
    ReasonCode DTCAdjustmentPaymentType1Code
    ContraParticipantNumber IsoMax8Text
}
CorporateActionMovementSecuritiesMovementDetailsSD1 *-- "0..1" IFinancialInstrumentQuantity15Choice : TransactionQuantity
CorporateActionMovementSecuritiesMovementDetailsSD1 *-- "0..1" IDateFormat22Choice : EarliestPaymentDate
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% IDateFormat22Choice recursion level 1 with max 1
  

CorporateActionMovementSecuritiesMovementDetailsSD1 members

CorporateActionMovementCashMovementDetails building block

Extension block for the information to be extended as corporate action movement cash movement details. Provides additional information regarding corporate action movement details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionMovementCashMovementDetailsSD1 recursion level 0 with max 1
class CorporateActionMovementCashMovementDetailsSD1{
    PlaceAndName IsoMax350Text
    CreditDebitIndicator CreditDebitCode
    TransactionAmount IsoRestrictedFINActiveCurrencyAndAmount
    TransactionReasonCode DTCAdjustmentPaymentType1Code
    ContraParticipantNumber IsoMax8Text
}
CorporateActionMovementCashMovementDetailsSD1 *-- "0..1" IDateFormat22Choice : EarliestPaymentDate
%% IDateFormat22Choice recursion level 1 with max 1
  

CorporateActionMovementCashMovementDetailsSD1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the DTCCCAPASD1V01 implementation follows a specific implementaiton pattern. First of all, DTCCCAPASD1V01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, DTCCCAPASD1V01Document implements IOuterDocument. Because DTCCCAPASD1V01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type DTCCCAPASD1V01.

classDiagram
    class IOuterRecord
    DTCCCAPASD1V01 --|> IOuterRecord : Implements
    DTCCCAPASD1V01Document --|> IOuterDocument~DTCCCAPASD1V01~ : Implements
    class IOuterDocument~DTCCCAPASD1V01~ {
        DTCCCAPASD1V01 Message
     }
  

Document wrapper for serialization

The only real purpose DTCCCAPASD1V01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:supl.009.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using DTCCCAPASD1V01.ToDocument() method. The returned DTCCCAPASD1V01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    DTCCCAPASD1V01Document *-- DTCCCAPASD1V01 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:supl.009.001.01">
    <DTCCCAPASD1>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <CorpActnMvmntSctiesMvmntDtls>
            <!-- CorporateActionMovementSecuritiesMovementDetails inner content -->
        </CorpActnMvmntSctiesMvmntDtls>
        <CorpActnMvmntCshMvmntDtls>
            <!-- CorporateActionMovementCashMovementDetails inner content -->
        </CorpActnMvmntCshMvmntDtls>
    </DTCCCAPASD1>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_1Njf8TL3EeKU9IrkkToqcw_1609512939"
  nextVersions="_eaasRV2lEeOb__BffbPEig"
  name="DTCCCAPASD1V01"
  definition="The DTCCCAPASD1 messge extends ISO corporate action movement preliminary advice message with DTCC corporate action elements not covered in the standard message."
  registrationStatus="Provisionally Registered"
  xmlTag="DTCCCAPASD1"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_1Njf8jL3EeKU9IrkkToqcw_-1573085315"
    nextVersions="_eaasR12lEeOb__BffbPEig"
    name="CorporateActionGeneralInformation"
    definition="Extension block for the information to be extended as corporate action general information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnGnlInf"
    complexType="_1WgAlTL3EeKU9IrkkToqcw_352744377">
    <semanticMarkup
      xmi:id="_e-o4Yg5lEeO42pgjaJ50lw"
      type="Synonym">
      <elements
        xmi:id="_e-o4Yw5lEeO42pgjaJ50lw"
        name="context"
        value="DTCC" />
      <elements
        xmi:id="_e-o4ZA5lEeO42pgjaJ50lw"
        name="value"
        value="Event (Details)" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_1Njf8zL3EeKU9IrkkToqcw_1688378389"
    nextVersions="_eaasT12lEeOb__BffbPEig"
    name="CorporateActionMovementSecuritiesMovementDetails"
    definition="Extension block for the information to be extended as corporate action movement securities movement details."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="CorpActnMvmntSctiesMvmntDtls"
    complexType="_1XPncDL3EeKU9IrkkToqcw_-1866819272">
    <semanticMarkup
      xmi:id="_e-o4Zg5lEeO42pgjaJ50lw"
      type="Synonym">
      <elements
        xmi:id="_e-o4Zw5lEeO42pgjaJ50lw"
        name="context"
        value="DTCC" />
      <elements
        xmi:id="_e-o4aA5lEeO42pgjaJ50lw"
        name="value"
        value="Payout (Securities)" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_1Njf9DL3EeKU9IrkkToqcw_51361216"
    nextVersions="_eaasV12lEeOb__BffbPEig"
    name="CorporateActionMovementCashMovementDetails"
    definition="Extension block for the information to be extended as corporate action movement cash movement details."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="CorpActnMvmntCshMvmntDtls"
    complexType="_1XF2cDL3EeKU9IrkkToqcw_1038258673">
    <semanticMarkup
      xmi:id="_e-o4gA5lEeO42pgjaJ50lw"
      type="Synonym">
      <elements
        xmi:id="_e-o4gQ5lEeO42pgjaJ50lw"
        name="context"
        value="DTCC" />
      <elements
        xmi:id="_e-o4gg5lEeO42pgjaJ50lw"
        name="value"
        value="Payout (Cash)" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageDefinitionIdentifier
    businessArea="supl"
    messageFunctionality="009"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.