supl.001.001.09
The DTCCCANOCSDDataSD1 message extends ISO corporate action notification (CANO) asset servicer data message (CSD type) with data elements that are not covered by the standard message, and additionally, with issuer/offeror/market values where DTC corresponding values are mapped to CANO. For example DTCC announced cash rate will be mapped to the CANO and issuer/offeror/ market declared cash rate will be extended in this message.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% DTCCCANOCSDDataSD1V09 recursion level 0 with max 0
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionNotificationSD3 : NotificationGeneralInformation
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionGeneralInformationSD23 : CorporateActionGeneralInformation
DTCCCANOCSDDataSD1V09 *-- "0..1" FinancialInstrumentAttributesSD14 : UnderlyingSecurity
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionSD14 : CorporateActionDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionDateSD5 : CorporateActionDateDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionPriceSD3 : CorporateActionPriceDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionPeriodSD2 : CorporateActionPeriodDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionRateSD5 : CorporateActionRateAndAmountDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionQuantitySD1 : CorporateActionSecuritiesQuantity
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionOptionSD10 : OptionDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionDateSD7 : OptionDateDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" SecuritiesOptionSD8 : SecuritiesMovementDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" FinancialInstrumentAttributesSD13 : SecuritiesMovementSecurityDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionRateSD8 : SecuritiesMovementRateDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" CorporateActionPriceSD1 : SecuritiesMovementCashInLieuDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" FractionDispositionTypeSD2 : SecuritiesMovementFractionDisposition
DTCCCANOCSDDataSD1V09 *-- "0..1" CashOptionSD10 : CashMovementDetails
DTCCCANOCSDDataSD1V09 *-- "0..1" PartyIdentificationSD1 : NewAgent
DTCCCANOCSDDataSD1V09 *-- "0..1" PartyIdentificationSD2 : Agent
Now, we will zero-in one-by-one on each of these building blocks.
NotificationGeneralInformation building block
Information to be extended as supplementary data to notification general information. Provides additional information regarding notification general information details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotificationSD3 recursion level 0 with max 1
class CorporateActionNotificationSD3{
PlaceAndName IsoMax350Text
CreateDateAndTime IsoISODateTime
UpdateDateAndTime IsoISODateTime
}
CorporateActionNotificationSD3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| CreateDateAndTime | Date and time when DTCC (The Depository Trust and Clearing Corporation) created the announcement record. | IsoISODateTime - Required 1..1 |
| UpdateDateAndTime | Date and time when DTCC (The Depository Trust and Clearing Corporation) last updated the announcement. | IsoISODateTime - Optional 0..1 |
CorporateActionGeneralInformation building block
Information to be extended as supplementary data to notification general information. Provides additional information regarding corporate action general information details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformationSD23 recursion level 0 with max 1
class CorporateActionGeneralInformationSD23{
PlaceAndName IsoMax350Text
EventGroup EventGroup1Code
EventType ExtendedEventType4Code
SubEventType DTCCSubEventType5Code
EDSMessagingEligibilityFlag IsoYesNoIndicator
RedemptionIdentification IsoMax10NumericText
DTCFCPElectionFlag IsoYesNoIndicator
AssetServicerProcessingFlag IsoYesNoIndicator
}
CorporateActionGeneralInformationSD23 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| EventGroup | DTC processing domain/ category for event types. | EventGroup1Code - Optional 0..1 |
| EventType | DTCC (The Depository Trust and Clearing Corporation) native corporate action event type name. Used in place for the events that cannot be classified by ISO code and mapped to OTHR or when two or more distinct events (in DTCC model) use same ISO code and there are no additional data elements that distinguish those two or more events. | ExtendedEventType4Code - Optional 0..1 |
| SubEventType | DTCC (The Depository Trust and Clearing Corporation) native corporate action sub event type name further defines the event type. | DTCCSubEventType5Code - Optional 0..1 |
| EDSMessagingEligibilityFlag | Indicates whether the event is eligible for EDS (Elective Dividend Services) ISO20022 messaging. | IsoYesNoIndicator - Optional 0..1 |
| RedemptionIdentification | Unique number systemically assigned to all Lottery and Non-Lottery events announced in DTC Redemptions (REDS) Participant Terminal System (PTS)/ Particinant Browser System(PBS) function. | IsoMax10NumericText - Optional 0..1 |
| DTCFCPElectionFlag | Identifies events that offer instruction processing specific to foreign currency payment (FCP) elections. | IsoYesNoIndicator - Optional 0..1 |
| AssetServicerProcessingFlag | Indicates whether the event is being processed by DTC. | IsoYesNoIndicator - Optional 0..1 |
UnderlyingSecurity building block
Information to be extended as supplementary data to underlying security details. Provides additional information regarding underlying security details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributesSD14 recursion level 0 with max 1
class FinancialInstrumentAttributesSD14{
PlaceAndName IsoMax350Text
IncomeSourceCountry CountryCode
DTCAssetClass AssetClass1Code
DTCAssetType DTCAssetType2Code
SecurityEligibilityIndicator IsoYesNoIndicator
TickerSymbol IsoMax35Text
DIVANNSecurityDescription IsoMax50Text
ForeignIssueFlag IsoYesNoIndicator
}
FinancialInstrumentAttributesSD14 *-- "0..1" SecurityIdentification15 : LinkedSecurity
FinancialInstrumentAttributesSD14 *-- "0..1" OtherIdentification2 : OriginatingSecurityIdentification
%% SecurityIdentification15 recursion level 1 with max 1
class SecurityIdentification15{
ISIN IsoISINIdentifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification15 *-- "0..0" OtherIdentification2 : OtherIdentification
%% OtherIdentification2 recursion level 1 with max 1
class OtherIdentification2{
Identification IsoRestrictedFINXMax31Text
Suffix IsoMax16Text
}
OtherIdentification2 *-- "1..1" IIdentificationSource4Choice : Type
FinancialInstrumentAttributesSD14 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| IncomeSourceCountry | Country of source income for the security. | CountryCode - Optional 0..1 |
| DTCAssetClass | Classification of instruments into asset classes at DTC (The Depository Trust Corporation). | AssetClass1Code - Optional 0..1 |
| DTCAssetType | Further classification of instruments into (issue) asset types at DTC (The Depository Trust Corporation). | DTCAssetType2Code - Optional 0..1 |
| SecurityEligibilityIndicator | Indicates whether the security is eligible for holding at DTC. | IsoYesNoIndicator - Optional 0..1 |
| TickerSymbol | Ticket symbol for the event security (underlying security). | IsoMax35Text - Optional 0..1 |
| LinkedSecurity | Security whose characteristics mirror the event security for purposes of FCP eligibility and tax relief. Certain derivative securities like HOLDR may have certain events where the source of payments are from an underlying security. | SecurityIdentification15 - Optional 0..1 |
| OriginatingSecurityIdentification | Represents the ‘original’ security identifier of the event. It is used in the scenarios like “partial call” where there are 2 events. The first event distributes into the Contra CUSIP, a temporary security; and on the second event that temporary security becomes the underlying security of the event. This element is used in the second event to point to the original CUSIP. | OtherIdentification2 - Optional 0..1 |
| DIVANNSecurityDescription | Security description associated with DIVANN legacy system which contains additional values such as NTL for interest only notional. | IsoMax50Text - Optional 0..1 |
| ForeignIssueFlag | Indicates whether the event security is a foreign issue. This field will be initially used for CD Early Redemptions AC63. | IsoYesNoIndicator - Optional 0..1 |
CorporateActionDetails building block
Information to be extended as supplementary data to corporate action details. Provides additional information regarding corporate action details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionSD14 recursion level 0 with max 1
class CorporateActionSD14{
PlaceAndName IsoMax350Text
NoticeType NoticeType1Code
EventCashValue IsoRestrictedFINActiveCurrencyAnd13DecimalAmount
NumberOfSharesToBeIssued IsoDecimalNumber
TotalNumberOfSharesOffered IsoDecimalNumber
CutOffDays IsoMax3Number
DTCAutomatedOfferProgram DTCAutoOfferProgram1Code
DTCRecycleCutOffIndicator CutOff1Code
LongShortPaymentIndicator AccrualPeriodType1Code
OversubscriptionType OversubscriptionType1Code
ConditionalPaymentApplicableFlag IsoYesNoIndicator
SolicitationDealerFeeFlag IsoYesNoIndicator
DTCCustodyEligibleFlag IsoYesNoIndicator
DTCReorganisationCustodyEligibleFlag IsoYesNoIndicator
DTCReorganisationDepositEligibleFlag IsoYesNoIndicator
SurrenderSharesToAgentFlag IsoYesNoIndicator
StepUpPrivilegeFlag IsoYesNoIndicator
RightsOversubscriptionFlag IsoYesNoIndicator
RightsRoundUpPrivilegeFlag IsoYesNoIndicator
RightsTransferableFlag IsoYesNoIndicator
EDSMessagingCountryCode CountryCode
RDPReferenceNumber IsoExact32AlphaNumericText
}
CorporateActionSD14 *-- "0..0" CorporateActionSD15 : CertificateDetails
%% CorporateActionSD15 recursion level 1 with max 1
class CorporateActionSD15{
CertificateNumber IsoMax15AlphaNumericText
CertificateCalledAmount IsoDecimalNumber
}
CorporateActionSD14 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| NoticeType | Indicates whether the notice received was universal or specific to securities registered in DTC’s nominee name. | NoticeType1Code - Optional 0..1 |
| EventCashValue | Amount of cash set aside by the offeror. This is the maximum amount that the offeror is willing to pay out to the holders who elect to take part in the offer. | IsoRestrictedFINActiveCurrencyAnd13DecimalAmount - Optional 0..1 |
| NumberOfSharesToBeIssued | Number of shares the issuer is creating as part of the event. | IsoDecimalNumber - Optional 0..1 |
| TotalNumberOfSharesOffered | Total number of shares that are part of the offer for example subscription offer. | IsoDecimalNumber - Optional 0..1 |
| CutOffDays | Number of additional days used to establish a DTC processing cut-off date. For example, DTC typically adds a cut-off off day (making it one business day prior) to the record date for issues with agents outside NYC. This allows time for DTC to deliver the securities. | IsoMax3Number - Optional 0..1 |
| DTCAutomatedOfferProgram | Indicator that identifies the type of interface an event agent has with DTC (The Depository Trust Corporation). It defines how time sensitive instruction and withdrawal process is. Offline (non automated) agent will have earlier deadlines which will be reflected in response deadlines but importantly withdrawal procedures for manual agent require hard copy sign off from the agent that has to be delivered to DTC to proceed with withdrawal. | DTCAutoOfferProgram1Code - Optional 0..1 |
| DTCRecycleCutOffIndicator | Indicates whether the recycling of instructions for eligible positions is set to end early or late at DTC (The Depository Trust Corporation). | CutOff1Code - Optional 0..1 |
| LongShortPaymentIndicator | Denotes whether the first accrual period for debt instruments is either long or short, compared to the normal accrual period of the security. | AccrualPeriodType1Code - Optional 0..1 |
| OversubscriptionType | Type of oversubscription on the event. | OversubscriptionType1Code - Optional 0..1 |
| ConditionalPaymentApplicableFlag | Indicates whether the payment made by the issuer is based on a stated condition. | IsoYesNoIndicator - Optional 0..1 |
| SolicitationDealerFeeFlag | Indicates whether there is a solicitation fee on the event. This fee is paid by the soliciting dealer. | IsoYesNoIndicator - Optional 0..1 |
| DTCCustodyEligibleFlag | Indicates whether positions held in Custody program are eligible for instruction processing at DTC (The Depository Trust Corporation). | IsoYesNoIndicator - Optional 0..1 |
| DTCReorganisationCustodyEligibleFlag | Indicates whether the event is eligible for Custody Reorganisation service at DTC (The Depository Trust Corporation). | IsoYesNoIndicator - Optional 0..1 |
| DTCReorganisationDepositEligibleFlag | Indicates whether the event is eligible for Reorganisation Deposit Service at DTC (The Depository Trust Corporation). | IsoYesNoIndicator - Optional 0..1 |
| SurrenderSharesToAgentFlag | Indicates whether shares outside of DTC need to be delivered to the agent in order to receive entitlement. | IsoYesNoIndicator - Optional 0..1 |
| StepUpPrivilegeFlag | Indicates that the holder has the privilege to buy additional rights. Upon exercising this privilege, the holder may subscribe to one additional share of the new security in lieu of fractional shares to which the holder might otherwise be entitled. | IsoYesNoIndicator - Optional 0..1 |
| RightsOversubscriptionFlag | Indicates whether holders of rights will be afforded the opportunity to subscribe to purchase extra shares that are not picked up by the remaining holders. | IsoYesNoIndicator - Optional 0..1 |
| RightsRoundUpPrivilegeFlag | Indicates whether the shareholder will be able to round up his/her subscription in the event his/her rights are less than the requirement. | IsoYesNoIndicator - Optional 0..1 |
| RightsTransferableFlag | Indicates whether rights can be transferred. | IsoYesNoIndicator - Optional 0..1 |
| CertificateDetails | Provides details of certificates that have been called for redemption. | CorporateActionSD15 - Unknown 0..0 |
| EDSMessagingCountryCode | Country of Issue used to determine whether the electable option requires Tax Exempt or Wire information when sending EDS elections via the CAIN message type. | CountryCode - Optional 0..1 |
| RDPReferenceNumber | Unique DTCC legacy reference used for matching and reconciling legacy CCF records. The element will be populated to all levels of the message (Event Details, Options, Movements) where applicable to indicate how values are sourced from CCF legacy files. For example: event has 2 related Activity Types 74, and 54. If event details and cash option are sourced from the Activity Type 74, then Activity Type 74 will be in RDP Reference Number in event details, and also on the cash option. The activity type 54 will be “on” the security option. Also, usage rules will specify the different layouts of the RDP Reference Number based on DTCC event group (reorganization, distribution, or redemption). | IsoExact32AlphaNumericText - Optional 0..1 |
CorporateActionDateDetails building block
Information to be extended as supplementary data to corporate action date details. Provides additional information regarding corporate action date details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionDateSD5 recursion level 0 with max 1
class CorporateActionDateSD5{
PlaceAndName IsoMax350Text
DTCLastDayForEarlyRedemption IsoISODate
DTCPositionCaptureDate IsoISODate
NewYorkCutOffDate IsoISODate
DTCExtendedCutOffDate IsoISODate
EffectiveDateByExchange IsoISODate
DateDeclaredWorthless IsoISODate
DeleteWorthlessSecurityDate IsoISODate
DTCExitDate IsoISODate
SubscriptionBeginDate IsoISODate
}
CorporateActionDateSD5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| DTCLastDayForEarlyRedemption | Last day on which DTC (The Depository Trust Corporation) will accept instructions for CD early redemptions. This is specific to CDs when the registered holder is deceased. | IsoISODate - Optional 0..1 |
| DTCPositionCaptureDate | Date when positions are captured and entitlements are calculated in the system at DTC (The Depository Trust Corporation). | IsoISODate - Optional 0..1 |
| NewYorkCutOffDate | Last day to deposit securities at DTC and receive the entitlement for an event approaching record date. Issues that have a New York cut-off date have an out-of-town agent on DTC’s records. | IsoISODate - Optional 0..1 |
| DTCExtendedCutOffDate | Cutoff date for DTC (The Depository Trust Corporation) deposit and withdrawal activity. Certain events require an earlier cutoff date. This is typically used on event securities requiring the submission of bearer coupons. Those events usually stop deposit and withdrawal activity one month prior to the declared record date. | IsoISODate - Optional 0..1 |
| EffectiveDateByExchange | Effective date as declared by the primary exchange that generally coincides with cessation of trading in the old security and commencement of trading in the new security. | IsoISODate - Optional 0..1 |
| DateDeclaredWorthless | Date that DTC received formal notification from the agent/issuer stating that the securities are null and void. | IsoISODate - Optional 0..1 |
| DeleteWorthlessSecurityDate | Date when DTC participant positions will be deleted. Typically used for expired rights and warrants. | IsoISODate - Optional 0..1 |
| DTCExitDate | Date on which securities will be exited to DTC participants from DTC (The Depository Trust Corporation). | IsoISODate - Optional 0..1 |
| SubscriptionBeginDate | Date on which a holder can begin to subscribe for new/additional shares. | IsoISODate - Optional 0..1 |
CorporateActionPriceDetails building block
Information to be extended as corporate action price supplementary data. Provides additional information regarding corporate action details price details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionPriceSD3 recursion level 0 with max 1
class CorporateActionPriceSD3{
PlaceAndName IsoMax350Text
SubscriptionPrice IsoRestrictedFINActiveCurrencyAnd13DecimalAmount
}
CorporateActionPriceSD3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| SubscriptionPrice | Cost to subscribe to additional share(s) of the underlying security. | IsoRestrictedFINActiveCurrencyAnd13DecimalAmount - Optional 0..1 |
CorporateActionPeriodDetails building block
Information to be extended as supplementary data to corporate action period. Provides additional information regarding corporate action details periods details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionPeriodSD2 recursion level 0 with max 1
class CorporateActionPeriodSD2{
PlaceAndName IsoMax350Text
}
CorporateActionPeriodSD2 *-- "0..1" Period3 : DTCReorganisationDepositPeriod
%% Period3 recursion level 1 with max 1
Period3 *-- "1..1" IDateFormat12Choice : StartDate
Period3 *-- "1..1" IDateFormat12Choice : EndDate
CorporateActionPeriodSD2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| DTCReorganisationDepositPeriod | Period during which the securities can be submitted to reorganisation deposit service at DTC (The Depository Trust Corporation). DTC “first day for reorganisation deposit” (start date) is the day on which security is eligible for reorganisation deposit service at DTC. DTC “last day for reorganisation deposit” is the last day on which securities are eligible to be submitted for reorganisation deposit service at DTC. | Period3 - Optional 0..1 |
CorporateActionRateAndAmountDetails building block
Information to be extended as supplementary data to corporate action rate and amount. Provides additional information regarding corporate action details rates and amounts details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionRateSD5 recursion level 0 with max 1
class CorporateActionRateSD5{
PlaceAndName IsoMax350Text
DeferredInterestRate IsoPercentageRate
}
CorporateActionRateSD5 *-- "0..1" CorporateActionRateSD2 : AmericanOrGlobalDepositReceiptRatio
%% CorporateActionRateSD2 recursion level 1 with max 1
class CorporateActionRateSD2{
ReceiptBaseQuantity IsoDecimalNumber
OrdinaryShare IsoDecimalNumber
}
CorporateActionRateSD5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| DeferredInterestRate | Applicable to structured securities where there is a set schedule of principal and interest payments for the life of the issue. A portion of the scheduled interest payment will not be paid at the time of distribution. | IsoPercentageRate - Optional 0..1 |
| AmericanOrGlobalDepositReceiptRatio | American or Global Depository Receipt(s) per ordinary share(s) ratio. | CorporateActionRateSD2 - Optional 0..1 |
CorporateActionSecuritiesQuantity building block
Information to be extended as supplementary data to corporate action securities quantity. Provides additional information regarding corporate action securities quantity details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionQuantitySD1 recursion level 0 with max 1
class CorporateActionQuantitySD1{
PlaceAndName IsoMax350Text
}
CorporateActionQuantitySD1 *-- "0..1" IRatioFormat13Choice : SubscriptionQuantity
%% IRatioFormat13Choice recursion level 1 with max 1
CorporateActionQuantitySD1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| SubscriptionQuantity | Represents “subscription base” (Quantity2) and “subscription disbursed” (Quantity1) quantity elements. “Subscription base quantity” is the quantity of the rights security that forms the basis for calculating the payout. It is located on the distribution announcement, with the rights subscription announcement following later. “Subscription disbursed quantity” is the quantity of securities received in the security payout. It is located on the distribution announcement, with the rights subscription announcement following later. | IRatioFormat13Choice - Optional 0..1 |
OptionDetails building block
Information to be extended as supplementary data to option details. Provides additional information regarding corporate action option details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOptionSD10 recursion level 0 with max 1
class CorporateActionOptionSD10{
PlaceAndName IsoMax350Text
ExtendedOptionFeatures ExtendedOptionFeature1Code
DefaultOptionFlag IsoYesNoIndicator
OptionalDividendSupplementaryDataRequiredFlag IsoYesNoIndicator
RDPReferenceNumber IsoExact32AlphaNumericText
}
CorporateActionOptionSD10 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| ExtendedOptionFeatures | Used for options that have particular proprietary feature that cannot be represented in standard ISO message. | ExtendedOptionFeature1Code - Optional 0..1 |
| DefaultOptionFlag | Identifies whether the option is declared as default by the issuer / offeror, and will be treated as default by the issuer / offeror if no elections is made. | IsoYesNoIndicator - Optional 0..1 |
| OptionalDividendSupplementaryDataRequiredFlag | Indicates whether optional dividend supplementary data are required in the ISO 20022 CAIN instructions for this event. | IsoYesNoIndicator - Optional 0..1 |
| RDPReferenceNumber | Unique DTCC legacy reference used for matching and reconciling legacy CCF records. The element will be populated to all levels of the message (Event Details, Options, Movements) where applicable to indicate how values are sourced from CCF legacy files. For example: event has 2 related Activity Types 74, and 54. If event details and cash option are sourced from the Activity Type 74, then Activity Type 74 will be in RDP Reference Number in event details, and also on the cash option. The activity type 54 will be “on” the security option. Also, usage rules will specify the different layouts of the RDP Reference Number based on DTCC event group (reorganization, distribution, or redemption). | IsoExact32AlphaNumericText - Optional 0..1 |
OptionDateDetails building block
Information to be extended as supplementary data to option date details. Provides additional information regarding corporate action options date details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionDateSD7 recursion level 0 with max 1
class CorporateActionDateSD7{
PlaceAndName IsoMax350Text
ActualEarlyExpirationDate IsoISODateTime
ActualProtectExpirationDate IsoISODateTime
ActualEarlyProtectExpirationDate IsoISODateTime
DTCEarlyProtectExpirationDate IsoISODateTime
ActualEarlyCoverProtectExpirationDate IsoISODateTime
DTCEarlyCoverProtectExpirationDate IsoISODateTime
}
CorporateActionDateSD7 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| ActualEarlyExpirationDate | Actual early expiration time as set by the issuer/offer/agent. | IsoISODateTime - Optional 0..1 |
| ActualProtectExpirationDate | Last day protect instructions can be submitted to the issuer / agent. | IsoISODateTime - Optional 0..1 |
| ActualEarlyProtectExpirationDate | Last day protect instructions can be submitted to the issuer / agent for the early expiration. | IsoISODateTime - Optional 0..1 |
| DTCEarlyProtectExpirationDate | Last day protect instructions can be submitted to DTC for the early expiration. | IsoISODateTime - Optional 0..1 |
| ActualEarlyCoverProtectExpirationDate | Last day cover early protect instructions can be submitted to the issuer / agent. | IsoISODateTime - Optional 0..1 |
| DTCEarlyCoverProtectExpirationDate | Last day cover early protect instructions can be submitted to DTC. | IsoISODateTime - Optional 0..1 |
SecuritiesMovementDetails building block
Information to be extended as supplementary data to securities movement details. Provides additional information regarding corporate action option securities movement details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesOptionSD8 recursion level 0 with max 1
class SecuritiesOptionSD8{
PlaceAndName IsoMax350Text
PayoutType DTCCPayoutType4Code
DTCPayMethod IsoMax3Text
DTCPayOrder IsoMax3Text
ReinvestmentIncomeClassification ReinvestmentIncomeClassification2Code
EntitlementCalculationMethod DTCEntitlementCalculationMethod1Code
PriceBasis DTCBaseDisbursed1Code
DTCExitExplanationIndicator SecuritiesExitReason1Code
ChargeFlag IsoYesNoIndicator
ProtectChargeFlag IsoYesNoIndicator
EstimatedPriceFlag IsoYesNoIndicator
RDPReferenceNumber IsoExact32AlphaNumericText
}
SecuritiesOptionSD8 *-- "0..1" Period3 : DTCFractionalShareInstructionPeriod
SecuritiesOptionSD8 *-- "0..1" Period3 : DTCUSTaxInstructionPeriod
%% Period3 recursion level 1 with max 1
Period3 *-- "1..1" IDateFormat12Choice : StartDate
Period3 *-- "1..1" IDateFormat12Choice : EndDate
%% Period3 recursion level 1 with max 1
Period3 *-- "1..1" IDateFormat12Choice : StartDate
Period3 *-- "1..1" IDateFormat12Choice : EndDate
SecuritiesOptionSD8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| PayoutType | Specifies the type of payout associated with the event (for example: principal, long term capital gain). | DTCCPayoutType4Code - Required 1..1 |
| DTCPayMethod | Indicates the type of payment. Used in stock dividends processing at DTC(The Depository Trust Corporation). Valid values list will be maintained separately from the schema. | IsoMax3Text - Optional 0..1 |
| DTCPayOrder | Indicates the payment order. Used in stock dividends processing at DTC (The Depository Trust Corporation). Valid values list will be maintained separately from the schema. | IsoMax3Text - Optional 0..1 |
| ReinvestmentIncomeClassification | Income classification of the cash proceeds for dividend reinvestment. | ReinvestmentIncomeClassification2Code - Optional 0..1 |
| EntitlementCalculationMethod | Indicates how the entitlements were calculated optional dividends. | DTCEntitlementCalculationMethod1Code - Optional 0..1 |
| PriceBasis | Price is based on either base or disbursed security. | DTCBaseDisbursed1Code - Optional 0..1 |
| DTCExitExplanationIndicator | Specifies the reason for DTC (The Depository Trust Corporation) to exit the shares. | SecuritiesExitReason1Code - Optional 0..1 |
| ChargeFlag | Indicates whether a DTC (The Depository Trust Corporation) participant, using one or more payment bonds in connection with a warrant exercise, will be charged (through settlement on exercise date) the value of the upcoming interest payment on the bond(s). | IsoYesNoIndicator - Optional 0..1 |
| ProtectChargeFlag | Indicates whether a charge is levied on the protect instructions at the time when the protect is submitted or at the time of the cover. Applies to warrants or rights exercise scenario where the holder must put up money with rights or warrants execution. When this flag is set to yes - charges are due at the time of the protect, when it is set to “no” changes are due when protect is covered. | IsoYesNoIndicator - Optional 0..1 |
| EstimatedPriceFlag | Indicates whether the price from the offeror is estimated or final. | IsoYesNoIndicator - Optional 0..1 |
| DTCFractionalShareInstructionPeriod | Time period during which instructions regarding the disposition of fractional entitlements will be accepted at DTC (The Depository Trust Corporation). | Period3 - Optional 0..1 |
| DTCUSTaxInstructionPeriod | Indicates the period during which the instructions for US Tax service will be accepted at DTC (The Depository Trust Corporation). | Period3 - Optional 0..1 |
| RDPReferenceNumber | Unique DTCC legacy reference used for matching and reconciling legacy CCF records. The element will be populated to all levels of the message (Event Details, Options, Movements) where applicable to indicate how values are sourced from CCF legacy files. For example: event has 2 related Activity Types 74, and 54. If event details and cash option are sourced from the Activity Type 74, then Activity Type 74 will be in RDP Reference Number in event details, and also on the cash option. The activity type 54 will be “on” the security option. Also, usage rules will specify the different layouts of the RDP Reference Number based on DTCC event group (reorganization, distribution, or redemption). | IsoExact32AlphaNumericText - Optional 0..1 |
SecuritiesMovementSecurityDetails building block
Information to be extended as supplementary data to securities movement security details. Provides additional information regarding corporate action option securities movement security details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributesSD13 recursion level 0 with max 1
class FinancialInstrumentAttributesSD13{
PlaceAndName IsoMax350Text
DTCSecurityTransferableFlag IsoYesNoIndicator
DTCDisbursedSecurityAssetType DTCAssetType2Code
DTCDisbursedSecurityAssetClass AssetClass1Code
BabyBondDenomination IsoDecimalNumber
}
FinancialInstrumentAttributesSD13 *-- "0..1" FinancialInstrumentAttributesSD2 : DeclaredDisbursedSecurityDetails
%% FinancialInstrumentAttributesSD2 recursion level 1 with max 1
class FinancialInstrumentAttributesSD2{
DeclaredDisbursedSecurityDescription IsoMax140Text
}
FinancialInstrumentAttributesSD2 *-- "0..1" SecurityIdentification15 : DeclaredDisbursedSecurityIdentification
FinancialInstrumentAttributesSD13 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| DTCSecurityTransferableFlag | Indicates whether or not the newly issued securities are transferable by the agent. This flag is specific to DTC (The Depository Trust Corporation). | IsoYesNoIndicator - Optional 0..1 |
| DeclaredDisbursedSecurityDetails | Details of security that is being distributed as a result of a corporate action as declared by the issuer or offeror on the market. | FinancialInstrumentAttributesSD2 - Optional 0..1 |
| DTCDisbursedSecurityAssetType | Further classification of DTC disbursed security instruments into (issue) asset types at DTC (The Depository Trust Corporation). | DTCAssetType2Code - Optional 0..1 |
| DTCDisbursedSecurityAssetClass | Classification of DTC disbursed security instruments into asset classes at DTC (The Depository Trust Corporation). | AssetClass1Code - Optional 0..1 |
| BabyBondDenomination | Dollar amount attributed to the bond when the par value is less than 1000. | IsoDecimalNumber - Optional 0..1 |
SecuritiesMovementRateDetails building block
Information to be extended as supplementary data to securities movement rate details. Provides additional information regarding corporate action option securities movement rate details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionRateSD8 recursion level 0 with max 1
class CorporateActionRateSD8{
PlaceAndName IsoMax350Text
EstimatedRateFlag IsoYesNoIndicator
}
CorporateActionRateSD8 *-- "0..1" ICorporateActionRateSD6Choice : DeclaredSecurityRate
CorporateActionRateSD8 *-- "0..1" IPriceFormatSD2Choice : DeclaredFeeRate
%% ICorporateActionRateSD6Choice recursion level 1 with max 1
%% IPriceFormatSD2Choice recursion level 1 with max 1
CorporateActionRateSD8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| DeclaredSecurityRate | Corresponding rate of the security being disbursed as a result of the corporate action as declared by the issuer or offeror on the market. | ICorporateActionRateSD6Choice - Optional 0..1 |
| EstimatedRateFlag | Denotes whether the rate is approximate. | IsoYesNoIndicator - Optional 0..1 |
| DeclaredFeeRate | Rate at which the fee will be charged to a DTC participant. | IPriceFormatSD2Choice - Optional 0..1 |
SecuritiesMovementCashInLieuDetails building block
Information to be extended as securities movement cash in lieu supplementary data. Provides additional information regarding corporate action option securities movement price details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionPriceSD1 recursion level 0 with max 1
class CorporateActionPriceSD1{
PlaceAndName IsoMax350Text
DeclaredCashInLieuPrice IsoRestrictedFINActiveCurrencyAnd13DecimalAmount
}
CorporateActionPriceSD1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| DeclaredCashInLieuPrice | Corresponding cash in lieu price as declared on the market by issuer/ offeror. | IsoRestrictedFINActiveCurrencyAnd13DecimalAmount - Optional 0..1 |
SecuritiesMovementFractionDisposition building block
Information to be extended as supplementary data to securities movement fraction disposition. Provides additional information regarding corporate action securities movement fraction disposition details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FractionDispositionTypeSD2 recursion level 0 with max 1
class FractionDispositionTypeSD2{
PlaceAndName IsoMax350Text
RoundingFactor IsoDecimalNumber
}
FractionDispositionTypeSD2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| RoundingFactor | Decimal above which numbers are rounded. For an example if rounding factor is 0.6 this means that fractional units greater than or equal to 6 will be rounded up and less than 6 will be rounded down. | IsoDecimalNumber - Optional 0..1 |
CashMovementDetails building block
Information to be extended as supplementary data to cash movement details. Provides additional information regarding corporate action option cash movement details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CashOptionSD10 recursion level 0 with max 1
class CashOptionSD10{
PlaceAndName IsoMax350Text
PayoutType DTCCPayoutType5Code
DTCPayMethod IsoMax3Text
DTCPayOrder IsoMax3Text
EntitlementCalculationMethod DTCEntitlementCalculationMethod1Code
EstimatedRateFlag IsoYesNoIndicator
NRATaxReportableFlag IsoYesNoIndicator
ProtectChargeFlag IsoYesNoIndicator
RDPReferenceNumber IsoExact32AlphaNumericText
}
CashOptionSD10 *-- "0..1" IPriceFormatSD2Choice : DeclaredCashRate
CashOptionSD10 *-- "0..1" IPriceFormatSD2Choice : DeclaredGrossRate
CashOptionSD10 *-- "0..1" IPriceFormatSD2Choice : DeclaredNetRate
CashOptionSD10 *-- "0..1" IPriceFormatSD2Choice : DeclaredFeeRate
CashOptionSD10 *-- "0..1" Period3 : DTCUSTaxInstructionPeriod
%% IPriceFormatSD2Choice recursion level 1 with max 1
%% IPriceFormatSD2Choice recursion level 1 with max 1
%% IPriceFormatSD2Choice recursion level 1 with max 1
%% IPriceFormatSD2Choice recursion level 1 with max 1
%% Period3 recursion level 1 with max 1
Period3 *-- "1..1" IDateFormat12Choice : StartDate
Period3 *-- "1..1" IDateFormat12Choice : EndDate
CashOptionSD10 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| PayoutType | Specifies the type of payout associated with the event (for example: principal, long term capital gain). | DTCCPayoutType5Code - Required 1..1 |
| DTCPayMethod | Indicates the type of payment. Used in stock dividends processing at DTC (The Depository Trust Corporation). Valid values list will be maintained separately from the schema. | IsoMax3Text - Optional 0..1 |
| DTCPayOrder | Indicates the payment order. Used in stock dividends processing at DTC (The Depository Trust Corporation). Valid values list will be maintained separately from the schema. | IsoMax3Text - Optional 0..1 |
| EntitlementCalculationMethod | Indicates how the entitlements were calculated optional dividends. | DTCEntitlementCalculationMethod1Code - Optional 0..1 |
| EstimatedRateFlag | Denotes whether the rate is approximate. | IsoYesNoIndicator - Optional 0..1 |
| NRATaxReportableFlag | Identifies the income events which are subject to withholding tax if paid to a non-U.S. resident alien (NRA). | IsoYesNoIndicator - Optional 0..1 |
| ProtectChargeFlag | Indicates whether a charge is levied on the protect instructions at the time when the protect is submitted or at the time of the cover. Applies to warrants or rights exercise scenario where the holder must put up money with rights or warrants execution. When this flag is set to yes - charges are due at the time of the protect, when it is set to “no” changes are due when protect is covered. | IsoYesNoIndicator - Optional 0..1 |
| DeclaredCashRate | Cash rate associated to the payout as declared on the market by the issuer or offeror. | IPriceFormatSD2Choice - Optional 0..1 |
| DeclaredGrossRate | Gross cash rate associated to the payout as declared on the market by the issuer or offeror. | IPriceFormatSD2Choice - Optional 0..1 |
| DeclaredNetRate | Net cash rate associated to the payout as declared on the market by the issuer or offeror. | IPriceFormatSD2Choice - Optional 0..1 |
| DeclaredFeeRate | Rate at which the fee will be charged to a DTC participant. | IPriceFormatSD2Choice - Optional 0..1 |
| DTCUSTaxInstructionPeriod | Indicates the period during which the instructions for DTC (The Depository Trust Corporation) US Tax service will be accepted. | Period3 - Optional 0..1 |
| RDPReferenceNumber | Unique DTCC legacy reference used for matching and reconciling legacy CCF records. The element will be populated to all levels of the message (Event Details, Options, Movements) where applicable to indicate how values are sourced from CCF legacy files. For example: event has 2 related Activity Types 74, and 54. If event details and cash option are sourced from the Activity Type 74, then Activity Type 74 will be in RDP Reference Number in event details, and also on the cash option. The activity type 54 will be “on” the security option. Also, usage rules will specify the different layouts of the RDP Reference Number based on DTCC event group (reorganization, distribution, or redemption). | IsoExact32AlphaNumericText - Optional 0..1 |
NewAgent building block
Information to be extended new agent block. Used when required ISO Agent Type does not exist and entire new component must be generated. Provides additional information regarding the new agent component. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentificationSD1 recursion level 0 with max 1
class PartyIdentificationSD1{
PlaceAndName IsoMax350Text
AgentType AgentType1Code
AgentIdentification IsoMax8Text
AgentTelephoneNumber IsoPhoneNumber
AgentEmailAddress IsoMax256Text
}
PartyIdentificationSD1 *-- "1..1" NameAndAddress5 : AgentNameAndAddress
PartyIdentificationSD1 *-- "0..1" PartyIdentificationSD4 : ContactInformation
%% NameAndAddress5 recursion level 1 with max 1
class NameAndAddress5{
Name IsoMax350Text
}
NameAndAddress5 *-- "0..1" PostalAddress1 : Address
%% PartyIdentificationSD4 recursion level 1 with max 1
PartyIdentificationSD4 *-- "0..1" ContactIdentification1 : ContactPerson
PartyIdentificationSD4 *-- "0..1" PartyIdentificationSD3 : EmployingParty
PartyIdentificationSD1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| AgentType | Function the agent is performing. | AgentType1Code - Required 1..1 |
| AgentIdentification | DTC agent identification number. | IsoMax8Text - Optional 0..1 |
| AgentNameAndAddress | Name and address of the agent. | NameAndAddress5 - Required 1..1 |
| AgentTelephoneNumber | Telephone number of the agent. | IsoPhoneNumber - Optional 0..1 |
| AgentEmailAddress | Email address of the event agent. | IsoMax256Text - Optional 0..1 |
| ContactInformation | Agent designated contact Information details. | PartyIdentificationSD4 - Optional 0..1 |
Agent building block
Provides additional information to agent details (to message agent like “issuer agent”, “reselling agent”, etc). Used when required “ISO agent type” exists and only additional details need to be extended. Provides additional information regarding the existing agent component. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentificationSD2 recursion level 0 with max 1
class PartyIdentificationSD2{
PlaceAndName IsoMax350Text
AgentIdentification IsoMax8Text
AgentTelephoneNumber IsoPhoneNumber
AgentEmailAddress IsoMax256Text
}
PartyIdentificationSD2 *-- "0..1" PartyIdentificationSD4 : ContactInformation
PartyIdentificationSD2 *-- "0..1" PostalAddress1 : AgentAddress
%% PartyIdentificationSD4 recursion level 1 with max 1
PartyIdentificationSD4 *-- "0..1" ContactIdentification1 : ContactPerson
PartyIdentificationSD4 *-- "0..1" PartyIdentificationSD3 : EmployingParty
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
PartyIdentificationSD2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| AgentIdentification | DTC agent identification number. | IsoMax8Text - Optional 0..1 |
| AgentTelephoneNumber | Telephone number of the agent. | IsoPhoneNumber - Optional 0..1 |
| ContactInformation | Agent designated contact information details. | PartyIdentificationSD4 - Optional 0..1 |
| AgentEmailAddress | Email address of the event agent. | IsoMax256Text - Optional 0..1 |
| AgentAddress | Event agent address. | PostalAddress1 - Optional 0..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the DTCCCANOCSDDataSD1V09 implementation follows a specific implementaiton pattern. First of all, DTCCCANOCSDDataSD1V09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, DTCCCANOCSDDataSD1V09Document implements IOuterDocument. Because DTCCCANOCSDDataSD1V09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type DTCCCANOCSDDataSD1V09.
classDiagram
class IOuterRecord
DTCCCANOCSDDataSD1V09 --|> IOuterRecord : Implements
DTCCCANOCSDDataSD1V09Document --|> IOuterDocument~DTCCCANOCSDDataSD1V09~ : Implements
class IOuterDocument~DTCCCANOCSDDataSD1V09~ {
DTCCCANOCSDDataSD1V09 Message
}
Document wrapper for serialization
The only real purpose DTCCCANOCSDDataSD1V09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:supl.001.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using DTCCCANOCSDDataSD1V09.ToDocument() method. The returned DTCCCANOCSDDataSD1V09Document value will serialize correctly according to ISO 20022 standards.
classDiagram
DTCCCANOCSDDataSD1V09Document *-- DTCCCANOCSDDataSD1V09 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:supl.001.001.09">
<DTCCCANOCSDDataSD1>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<UndrlygScty>
<!-- UnderlyingSecurity inner content -->
</UndrlygScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnDtDtls>
<!-- CorporateActionDateDetails inner content -->
</CorpActnDtDtls>
<CorpActnPricDtls>
<!-- CorporateActionPriceDetails inner content -->
</CorpActnPricDtls>
<CorpActnPrdDtls>
<!-- CorporateActionPeriodDetails inner content -->
</CorpActnPrdDtls>
<CorpActnRateAndAmtDtls>
<!-- CorporateActionRateAndAmountDetails inner content -->
</CorpActnRateAndAmtDtls>
<CorpActnSctiesQty>
<!-- CorporateActionSecuritiesQuantity inner content -->
</CorpActnSctiesQty>
<OptnDtls>
<!-- OptionDetails inner content -->
</OptnDtls>
<OptnDtDtls>
<!-- OptionDateDetails inner content -->
</OptnDtDtls>
<SctiesMvmntDtls>
<!-- SecuritiesMovementDetails inner content -->
</SctiesMvmntDtls>
<SctiesMvmntSctyDtls>
<!-- SecuritiesMovementSecurityDetails inner content -->
</SctiesMvmntSctyDtls>
<SctiesMvmntRateDtls>
<!-- SecuritiesMovementRateDetails inner content -->
</SctiesMvmntRateDtls>
<SctiesMvmntCshInLieuDtls>
<!-- SecuritiesMovementCashInLieuDetails inner content -->
</SctiesMvmntCshInLieuDtls>
<SctiesMvmntFrctnDspstn>
<!-- SecuritiesMovementFractionDisposition inner content -->
</SctiesMvmntFrctnDspstn>
<CshMvmntDtls>
<!-- CashMovementDetails inner content -->
</CshMvmntDtls>
<NewAgt>
<!-- NewAgent inner content -->
</NewAgt>
<Agt>
<!-- Agent inner content -->
</Agt>
</DTCCCANOCSDDataSD1>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_I7q0IZCEEeaSk9d1hvTrHg"
nextVersions="_LAGx8b5MEeexmbB7KsjCwA"
previousVersion="_X0irMZ2EEeW-bsa36JFb9A"
name="DTCCCANOCSDDataSD1V09"
definition="The DTCCCANOCSDDataSD1 message extends ISO corporate action notification (CANO) asset servicer data message (CSD type) with data elements that are not covered by the standard message, and additionally, with issuer/offeror/market values where DTC corresponding values are mapped to CANO. For example DTCC announced cash rate will be mapped to the CANO and issuer/offeror/ market declared cash rate will be extended in this message."
registrationStatus="Provisionally Registered"
xmlTag="DTCCCANOCSDDataSD1"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<messageBuildingBlock
xmi:id="_I7rbMZCEEeaSk9d1hvTrHg"
nextVersions="_LAGx875MEeexmbB7KsjCwA"
previousVersion="_X0irM52EEeW-bsa36JFb9A"
name="NotificationGeneralInformation"
definition="Information to be extended as supplementary data to notification general information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="NtfctnGnlInf"
complexType="_1cnPoTL3EeKU9IrkkToqcw_-1946623556" />
<messageBuildingBlock
xmi:id="_I7rbM5CEEeaSk9d1hvTrHg"
nextVersions="_LAGx9b5MEeexmbB7KsjCwA"
previousVersion="_X0irNZ2EEeW-bsa36JFb9A"
name="CorporateActionGeneralInformation"
definition="Information to be extended as supplementary data to notification general information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnGnlInf"
complexType="_ekR6UZCPEeaSk9d1hvTrHg" />
<messageBuildingBlock
xmi:id="_I7rbNZCEEeaSk9d1hvTrHg"
nextVersions="_LAGx975MEeexmbB7KsjCwA"
previousVersion="_X0irN52EEeW-bsa36JFb9A"
name="UnderlyingSecurity"
definition="Information to be extended as supplementary data to underlying security details."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="UndrlygScty"
complexType="_WqwF8ZEWEeajS_7NioJdVA" />
<messageBuildingBlock
xmi:id="_I7rbN5CEEeaSk9d1hvTrHg"
nextVersions="_LAGx-b5MEeexmbB7KsjCwA"
previousVersion="_X0irOZ2EEeW-bsa36JFb9A"
name="CorporateActionDetails"
definition="Information to be extended as supplementary data to corporate action details."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_-x-6wZ2FEeW-bsa36JFb9A" />
<messageBuildingBlock
xmi:id="_I7rbOZCEEeaSk9d1hvTrHg"
nextVersions="_LAGx-75MEeexmbB7KsjCwA"
previousVersion="_X0irO52EEeW-bsa36JFb9A"
name="CorporateActionDateDetails"
definition="Information to be extended as supplementary data to corporate action date details."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtDtls"
complexType="_1hOp4TL3EeKU9IrkkToqcw_902048104" />
<messageBuildingBlock
xmi:id="_I7rbO5CEEeaSk9d1hvTrHg"
nextVersions="_LAGx_b5MEeexmbB7KsjCwA"
previousVersion="_X0irPZ2EEeW-bsa36JFb9A"
name="CorporateActionPriceDetails"
definition="Information to be extended as corporate action price supplementary data."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnPricDtls"
complexType="_1TODEzL3EeKU9IrkkToqcw_-1032866259" />
<messageBuildingBlock
xmi:id="_I7rbPZCEEeaSk9d1hvTrHg"
nextVersions="_LAGx_75MEeexmbB7KsjCwA"
previousVersion="_X0irP52EEeW-bsa36JFb9A"
name="CorporateActionPeriodDetails"
definition="Information to be extended as supplementary data to corporate action period."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnPrdDtls"
complexType="_1hYa5jL3EeKU9IrkkToqcw_-1057782766" />
<messageBuildingBlock
xmi:id="_I7rbP5CEEeaSk9d1hvTrHg"
nextVersions="_LAGyAb5MEeexmbB7KsjCwA"
previousVersion="_X0irQZ2EEeW-bsa36JFb9A"
name="CorporateActionRateAndAmountDetails"
definition="Information to be extended as supplementary data to corporate action rate and amount."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnRateAndAmtDtls"
complexType="_1jnPgjL3EeKU9IrkkToqcw_1739416264" />
<messageBuildingBlock
xmi:id="_I7rbQZCEEeaSk9d1hvTrHg"
nextVersions="_LAGyA75MEeexmbB7KsjCwA"
previousVersion="_X0irQ52EEeW-bsa36JFb9A"
name="CorporateActionSecuritiesQuantity"
definition="Information to be extended as supplementary data to corporate action securities quantity."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnSctiesQty"
complexType="_1SxXJTL3EeKU9IrkkToqcw_-1416431204" />
<messageBuildingBlock
xmi:id="_I7rbQ5CEEeaSk9d1hvTrHg"
nextVersions="_LAGyBb5MEeexmbB7KsjCwA"
previousVersion="_X0irRZ2EEeW-bsa36JFb9A"
name="OptionDetails"
definition="Information to be extended as supplementary data to option details."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OptnDtls"
complexType="_ZhDAoaFaEeSK_vfd3NHBGg" />
<messageBuildingBlock
xmi:id="_iSsHgJEYEeajS_7NioJdVA"
nextVersions="_LAGyB75MEeexmbB7KsjCwA"
name="OptionDateDetails"
definition="Information to be extended as supplementary data to option date details."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OptnDtDtls"
complexType="_SgmSUJEZEeajS_7NioJdVA" />
<messageBuildingBlock
xmi:id="_I7rbRZCEEeaSk9d1hvTrHg"
nextVersions="_LAGyCb5MEeexmbB7KsjCwA"
previousVersion="_X0irR52EEeW-bsa36JFb9A"
name="SecuritiesMovementDetails"
definition="Information to be extended as supplementary data to securities movement details."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SctiesMvmntDtls"
complexType="_qlkEwZ2FEeW-bsa36JFb9A" />
<messageBuildingBlock
xmi:id="_I7rbR5CEEeaSk9d1hvTrHg"
nextVersions="_LAGyC75MEeexmbB7KsjCwA"
previousVersion="_X0irSZ2EEeW-bsa36JFb9A"
name="SecuritiesMovementSecurityDetails"
definition="Information to be extended as supplementary data to securities movement security details."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SctiesMvmntSctyDtls"
complexType="_mB--0ZCLEeaSk9d1hvTrHg" />
<messageBuildingBlock
xmi:id="_I7rbSZCEEeaSk9d1hvTrHg"
nextVersions="_LAGyDb5MEeexmbB7KsjCwA"
previousVersion="_X0irS52EEeW-bsa36JFb9A"
name="SecuritiesMovementRateDetails"
definition="Information to be extended as supplementary data to securities movement rate details."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SctiesMvmntRateDtls"
complexType="_5QCpUaFXEeSK_vfd3NHBGg" />
<messageBuildingBlock
xmi:id="_I7rbS5CEEeaSk9d1hvTrHg"
nextVersions="_LAGyD75MEeexmbB7KsjCwA"
previousVersion="_X0irTZ2EEeW-bsa36JFb9A"
name="SecuritiesMovementCashInLieuDetails"
definition="Information to be extended as securities movement cash in lieu supplementary data."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SctiesMvmntCshInLieuDtls"
complexType="_1gVSATL3EeKU9IrkkToqcw_1218900887" />
<messageBuildingBlock
xmi:id="_I7rbTZCEEeaSk9d1hvTrHg"
nextVersions="_LAGyEb5MEeexmbB7KsjCwA"
previousVersion="_X0irT52EEeW-bsa36JFb9A"
name="SecuritiesMovementFractionDisposition"
definition="Information to be extended as supplementary data to securities movement fraction disposition."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SctiesMvmntFrctnDspstn"
complexType="_1jxAgDL3EeKU9IrkkToqcw_834973272" />
<messageBuildingBlock
xmi:id="_I7rbT5CEEeaSk9d1hvTrHg"
nextVersions="_LAGyE75MEeexmbB7KsjCwA"
previousVersion="_X0irUZ2EEeW-bsa36JFb9A"
name="CashMovementDetails"
definition="Information to be extended as supplementary data to cash movement details."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CshMvmntDtls"
complexType="__sbHQZCMEeaSk9d1hvTrHg" />
<messageBuildingBlock
xmi:id="_I7rbUZCEEeaSk9d1hvTrHg"
nextVersions="_LAGyFb5MEeexmbB7KsjCwA"
previousVersion="_X0irU52EEeW-bsa36JFb9A"
name="NewAgent"
definition="Information to be extended new agent block. Used when required ISO Agent Type does not exist and entire new component must be generated."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="NewAgt"
complexType="_1URL8DL3EeKU9IrkkToqcw_45902877" />
<messageBuildingBlock
xmi:id="_I7rbU5CEEeaSk9d1hvTrHg"
nextVersions="_LAGyF75MEeexmbB7KsjCwA"
previousVersion="_X0irVZ2EEeW-bsa36JFb9A"
name="Agent"
definition="Provides additional information to agent details (to message agent like "issuer agent", "reselling agent", etc). Used when required "ISO agent type" exists and only additional details need to be extended."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Agt"
complexType="_1SUrNTL3EeKU9IrkkToqcw_-650886899" />
<messageDefinitionIdentifier
businessArea="supl"
messageFunctionality="001"
flavour="001"
version="09" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.