supl.030.001.03
The DTCCCAISSD1 message extends ISO Corporate Action Instruction Status Advice message with DTCC corporate action elements not covered in the standard message.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% DTCCCAISSD1V03 recursion level 0 with max 0
DTCCCAISSD1V03 *-- "0..1" ReorganisationInstructionSD6 : ReorganisationInstructionDetails
Now, we will zero-in one-by-one on each of these building blocks.
ReorganisationInstructionDetails building block
Supplementary data extending corporate action reorganisation instruction status message with corporate action elements not covered in the standard message. Provides additional information regarding corporate action reorganisation instruction details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% ReorganisationInstructionSD6 recursion level 0 with max 1
class ReorganisationInstructionSD6{
PlaceAndName IsoMax350Text
TransactionIdentification IsoMax15Text
TransactionSequenceNumber IsoMax3NumericText
TransactionIdentificationStatus DTCInstructionStatus2Code
ProtectTransactionStatus DTCProtectInstructionStatus3Code
RejectionReason InstructionRejectionReason1Code
CustomerReferenceIdentification IsoMax30Text
WarrantSubscriptionChargeAmount IsoRestrictedFINActiveCurrencyAndAmount
UserReferenceNumber IsoMax6Text
TransactionRecordNumber IsoMax10NumericText
}
ReorganisationInstructionSD6 *-- "0..1" SecuritiesQuantitySD5 : SecuritiesQuantityDetails
ReorganisationInstructionSD6 *-- "0..1" CorporateActionAcknowledgementSD1 : AcknowledgementDetails
ReorganisationInstructionSD6 *-- "0..1" ContactIdentification5 : ContactPerson
ReorganisationInstructionSD6 *-- "0..1" CorporateActionCertificateSD1 : Certificate
ReorganisationInstructionSD6 *-- "0..1" DeceasedStatusSD1 : DeceasedBeneficialOwnerDetails
%% SecuritiesQuantitySD5 recursion level 1 with max 1
SecuritiesQuantitySD5 *-- "0..1" IFinancialInstrumentQuantity31Choice : InstructionQuantity
SecuritiesQuantitySD5 *-- "0..1" FinancialInstrumentQuantity4 : OversubscriptionQuantity
SecuritiesQuantitySD5 *-- "0..1" FinancialInstrumentQuantity4 : TotalOversubscriptionQuantity
SecuritiesQuantitySD5 *-- "0..1" IFinancialInstrumentQuantity31Choice : InterimCoveredQuantity
%% CorporateActionAcknowledgementSD1 recursion level 1 with max 1
class CorporateActionAcknowledgementSD1{
TermsAcknowledgementIndicator IsoYesNoIndicator
Condition1Indicator IsoYesNoIndicator
Condition2Indicator IsoYesNoIndicator
Condition3Indicator IsoYesNoIndicator
Condition4Indicator IsoYesNoIndicator
Condition5Indicator IsoYesNoIndicator
Condition6Indicator IsoYesNoIndicator
AdjudicationOfIncompetencyAcknowledgementIndicator IsoYesNoIndicator
LegalDocumentationThirtyMonthsRetentionAcknowledgementIndicator IsoYesNoIndicator
InstructionDeletionAcknowledgementIndicator IsoYesNoIndicator
PotentialLossAcknowledgementIndicator IsoYesNoIndicator
}
%% ContactIdentification5 recursion level 1 with max 1
class ContactIdentification5{
Name IsoMax35Text
PhoneNumber IsoPhoneNumber
}
%% CorporateActionCertificateSD1 recursion level 1 with max 1
class CorporateActionCertificateSD1{
CertificateNumber IsoMax15AlphaNumericText
CertificateSequenceNumber IsoMax15AlphaNumericText
CertificateRegistrationName IsoMax30Text
}
%% DeceasedStatusSD1 recursion level 1 with max 1
class DeceasedStatusSD1{
BeneficialOwnerName IsoMax35Text
DeathDate IsoISODate
DeathCertificateSerialNumber IsoMax30Text
IssuingJurisdiction IsoMax35Text
}
ReorganisationInstructionSD6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Xpath to the element that is being extended. | IsoMax350Text - Optional 0..1 |
| TransactionIdentification | Unique number assigned by the depository. Transaction identification will be either the DTC instruction reference number for reorganisation instructions (VOI) or the DAM reference number for custody / reorganisation deposits. | IsoMax15Text - Optional 0..1 |
| TransactionSequenceNumber | Number which further identifies DTC instruction reference number. Not applicable to reorganisation / custody deposits. | IsoMax3NumericText - Optional 0..1 |
| TransactionIdentificationStatus | Status of the instruction. | DTCInstructionStatus2Code - Optional 0..1 |
| ProtectTransactionStatus | Status of the protect instruction. | DTCProtectInstructionStatus3Code - Optional 0..1 |
| RejectionReason | Reason for which an inbound instruction message or a cancellation instruction message is rejected. | InstructionRejectionReason1Code - Collection 0..6 |
| SecuritiesQuantityDetails | Provides information about securities quantity linked to a corporate action option. | SecuritiesQuantitySD5 - Optional 0..1 |
| CustomerReferenceIdentification | Customer identification entered by client upon instruction submission. | IsoMax30Text - Optional 0..1 |
| AcknowledgementDetails | Acknowledgement information relative to corporate action reorganisation instructions. | CorporateActionAcknowledgementSD1 - Optional 0..1 |
| ContactPerson | Party contact information for the given instruction; required for voluntary offer instruction transaction (VOIT), protect transaction (PROT) and protect on behalf of another participant transaction (PROP); not required for cover protect instructions like cover protect transaction (COVR), cover protect directly to agent transaction (COVA) and cover protect on behalf of another participant transaction (COVP). | ContactIdentification5 - Optional 0..1 |
| WarrantSubscriptionChargeAmount | Warrant subscription amount entered by client when instructing on a warrant exercise instruction. | IsoRestrictedFINActiveCurrencyAndAmount - Optional 0..1 |
| Certificate | Certificate information for a given instruction. | CorporateActionCertificateSD1 - Optional 0..1 |
| UserReferenceNumber | Unique identification of the transaction used by the transmitting party. | IsoMax6Text - Optional 0..1 |
| DeceasedBeneficialOwnerDetails | Beneficial owner information related to CD early redemption instructions. | DeceasedStatusSD1 - Optional 0..1 |
| TransactionRecordNumber | Transaction record number for ATAM or ART system which may be causing pending status. Corresponds to ATP RBN number. | IsoMax10NumericText - Optional 0..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the DTCCCAISSD1V03 implementation follows a specific implementaiton pattern. First of all, DTCCCAISSD1V03 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, DTCCCAISSD1V03Document implements IOuterDocument. Because DTCCCAISSD1V03 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type DTCCCAISSD1V03.
classDiagram
class IOuterRecord
DTCCCAISSD1V03 --|> IOuterRecord : Implements
DTCCCAISSD1V03Document --|> IOuterDocument~DTCCCAISSD1V03~ : Implements
class IOuterDocument~DTCCCAISSD1V03~ {
DTCCCAISSD1V03 Message
}
Document wrapper for serialization
The only real purpose DTCCCAISSD1V03Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:supl.030.001.03’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using DTCCCAISSD1V03.ToDocument() method. The returned DTCCCAISSD1V03Document value will serialize correctly according to ISO 20022 standards.
classDiagram
DTCCCAISSD1V03Document *-- DTCCCAISSD1V03 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:supl.030.001.03">
<DTCCCAISSD1>
<ReorgInstrDtls>
<!-- ReorganisationInstructionDetails inner content -->
</ReorgInstrDtls>
</DTCCCAISSD1>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_b_h_X-aHEei5aPS232E3Mw"
nextVersions="_x6QSVwB6EeqouY-yI_q3qQ"
previousVersion="_LAGyp75MEeexmbB7KsjCwA"
name="DTCCCAISSD1V03"
definition="The DTCCCAISSD1 message extends ISO Corporate Action Instruction Status Advice message with DTCC corporate action elements not covered in the standard message."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="DTCCCAISSD1"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<messageBuildingBlock
xmi:id="_b_h_YeaHEei5aPS232E3Mw"
nextVersions="_x6QSWQB6EeqouY-yI_q3qQ"
previousVersion="_KAyL4cYAEeexPc-mfUU5zQ"
name="ReorganisationInstructionDetails"
definition="Supplementary data extending corporate action reorganisation instruction status message with corporate action elements not covered in the standard message."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="ReorgInstrDtls"
complexType="_iABhoecmEei5aPS232E3Mw" />
<messageDefinitionIdentifier
businessArea="supl"
messageFunctionality="030"
flavour="001"
version="03" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.