DTCCCAINSD1V04

supl.008.001.04

The DTCCCAINSD1 message extends ISO corporate action instruction message with DTCC corporate action elements not covered in the standard message.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% DTCCCAINSD1V04 recursion level 0 with max 0
DTCCCAINSD1V04 *-- "0..1" OptionalDividendAccountQuantitySD3 : OptionalDividend
DTCCCAINSD1V04 *-- "0..1" TaxExemptQuantitySD2 : TaxExempt
DTCCCAINSD1V04 *-- "0..1" WireInstructionSD3 : WireInstruction
DTCCCAINSD1V04 *-- "0..12" ReorganisationInstructionDetailsSD1 : ReorganisationInstructionDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

OptionalDividend building block

DTC (The Depository Trust Corporation) optional dividend service election. Provides additional information regarding optional dividend election details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% OptionalDividendAccountQuantitySD3 recursion level 0 with max 1
class OptionalDividendAccountQuantitySD3{
    PlaceAndName IsoMax350Text
    NumberOfAccounts IsoMax15NumericText
}
OptionalDividendAccountQuantitySD3 *-- "1..1" IFinancialInstrumentQuantity15Choice : BeneficialOwnerQuantity
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
  

OptionalDividendAccountQuantitySD3 members

TaxExempt building block

DTC (The Depository Trust Corporation) tax exempt service election. Tax exempt election details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TaxExemptQuantitySD2 recursion level 0 with max 1
class TaxExemptQuantitySD2{
    PlaceAndName IsoMax350Text
    ControlIdentification IsoMax6Text
}
TaxExemptQuantitySD2 *-- "1..1" IFinancialInstrumentQuantity15Choice : Quantity
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
  

TaxExemptQuantitySD2 members

WireInstruction building block

DTC (The Depository Trust Corporation) foreign currency payment service wire payment instruction. Payment wire instruction details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% WireInstructionSD3 recursion level 0 with max 1
class WireInstructionSD3{
    PlaceAndName IsoMax350Text
    BankName IsoMax30Text
    BankAddress IsoMax30Text
    BankCity IsoMax30Text
    BankCountry CountryCode
    BankAttentionTo IsoMax30Text
    BankComments IsoMax60Text
    BeneficiaryAccount IsoMax30Text
    BeneficiaryAccountIdentification IsoMax30Text
    BeneficiaryAccountComments IsoMax30Text
}
WireInstructionSD3 *-- "1..1" IFinancialInstrumentQuantity15Choice : WireQuantity
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
  

WireInstructionSD3 members

ReorganisationInstructionDetails building block

Supplementary data extending corporate action reorganisation instruction message with corporate action elements not covered in the standard message. Provides additional information regarding corporate action reorganisation instruction details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ReorganisationInstructionDetailsSD1 recursion level 0 with max 1
class ReorganisationInstructionDetailsSD1{
    PlaceAndName IsoMax350Text
    TransactionType ReorganisationTransactionType1Code
    TransactionIdentification IsoMax15Text
    TransactionSequenceNumber IsoMax3NumericText
    CustomerSequenceNumber IsoMax9NumericText
    ProtectIdentification IsoMax15Text
    ProtectSafekeepingAccount IsoRestrictedFINMax35Text
    ProtectDate IsoISODate
    WarrantSubscriptionChargeAmount IsoRestrictedFINActiveCurrencyAndAmount
    NonExemptInstructionsAllowedIndicator IsoYesNoIndicator
    SolicitationFeeIndicator IsoYesNoIndicator
    TenderOddLotIndicator IsoYesNoIndicator
    CustomerReferenceIdentification IsoMax30Text
    UserReferenceNumber IsoMax6Text
}
ReorganisationInstructionDetailsSD1 *-- "0..1" SecuritiesQuantityDetailsSD3 : SecuritiesQuantityDetails
ReorganisationInstructionDetailsSD1 *-- "0..1" CorporateActionCertificateSD1 : Certificate
ReorganisationInstructionDetailsSD1 *-- "0..1" ContactIdentification5 : ContactPerson
ReorganisationInstructionDetailsSD1 *-- "0..1" CorporateActionAcknowledgementSD1 : AcknowledgementDetails
ReorganisationInstructionDetailsSD1 *-- "0..1" DeceasedStatusSD1 : DeceasedBeneficialOwnerDetails
%% SecuritiesQuantityDetailsSD3 recursion level 1 with max 1
SecuritiesQuantityDetailsSD3 *-- "0..1" FinancialInstrumentQuantity4 : OversubscriptionQuantity
SecuritiesQuantityDetailsSD3 *-- "0..1" FinancialInstrumentQuantity4 : TotalOversubscriptionQuantity
SecuritiesQuantityDetailsSD3 *-- "0..1" IFinancialInstrumentQuantity31Choice : InstructionQuantity
%% CorporateActionCertificateSD1 recursion level 1 with max 1
class CorporateActionCertificateSD1{
    CertificateNumber IsoMax15AlphaNumericText
    CertificateSequenceNumber IsoMax15AlphaNumericText
    CertificateRegistrationName IsoMax30Text
}
%% ContactIdentification5 recursion level 1 with max 1
class ContactIdentification5{
    Name IsoMax35Text
    PhoneNumber IsoPhoneNumber
}
%% CorporateActionAcknowledgementSD1 recursion level 1 with max 1
class CorporateActionAcknowledgementSD1{
    TermsAcknowledgementIndicator IsoYesNoIndicator
    Condition1Indicator IsoYesNoIndicator
    Condition2Indicator IsoYesNoIndicator
    Condition3Indicator IsoYesNoIndicator
    Condition4Indicator IsoYesNoIndicator
    Condition5Indicator IsoYesNoIndicator
    Condition6Indicator IsoYesNoIndicator
    AdjudicationOfIncompetencyAcknowledgementIndicator IsoYesNoIndicator
    LegalDocumentationThirtyMonthsRetentionAcknowledgementIndicator IsoYesNoIndicator
    InstructionDeletionAcknowledgementIndicator IsoYesNoIndicator
    PotentialLossAcknowledgementIndicator IsoYesNoIndicator
}
%% DeceasedStatusSD1 recursion level 1 with max 1
class DeceasedStatusSD1{
    BeneficialOwnerName IsoMax35Text
    DeathDate IsoISODate
    DeathCertificateSerialNumber IsoMax30Text
    IssuingJurisdiction IsoMax35Text
}
  

ReorganisationInstructionDetailsSD1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the DTCCCAINSD1V04 implementation follows a specific implementaiton pattern. First of all, DTCCCAINSD1V04 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, DTCCCAINSD1V04Document implements IOuterDocument. Because DTCCCAINSD1V04 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type DTCCCAINSD1V04.

classDiagram
    class IOuterRecord
    DTCCCAINSD1V04 --|> IOuterRecord : Implements
    DTCCCAINSD1V04Document --|> IOuterDocument~DTCCCAINSD1V04~ : Implements
    class IOuterDocument~DTCCCAINSD1V04~ {
        DTCCCAINSD1V04 Message
     }
  

Document wrapper for serialization

The only real purpose DTCCCAINSD1V04Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:supl.008.001.04’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using DTCCCAINSD1V04.ToDocument() method. The returned DTCCCAINSD1V04Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    DTCCCAINSD1V04Document *-- DTCCCAINSD1V04 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:supl.008.001.04">
    <DTCCCAINSD1>
        <OptnlDvdd>
            <!-- OptionalDividend inner content -->
        </OptnlDvdd>
        <TaxXmpt>
            <!-- TaxExempt inner content -->
        </TaxXmpt>
        <WireInstr>
            <!-- WireInstruction inner content -->
        </WireInstr>
        <ReorgInstrDtls>
            <!-- ReorganisationInstructionDetails inner content -->
        </ReorgInstrDtls>
    </DTCCCAINSD1>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_LAGyL75MEeexmbB7KsjCwA"
  nextVersions="_b_Y1U-aHEei5aPS232E3Mw"
  previousVersion="_I7uei5CEEeaSk9d1hvTrHg"
  name="DTCCCAINSD1V04"
  definition="The DTCCCAINSD1 message extends ISO corporate action instruction message with DTCC corporate action elements not covered in the standard message."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="DTCCCAINSD1"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_LAGyMb5MEeexmbB7KsjCwA"
    nextVersions="_b_h_EeaHEei5aPS232E3Mw"
    previousVersion="_I7uejZCEEeaSk9d1hvTrHg"
    name="OptionalDividend"
    definition="DTC (The Depository Trust Corporation) optional dividend service election."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OptnlDvdd"
    complexType="_zQRzsb5YEeexmbB7KsjCwA">
    <semanticMarkup
      xmi:id="_LAGyM75MEeexmbB7KsjCwA"
      type="Synonym">
      <elements
        xmi:id="_LAGyNb5MEeexmbB7KsjCwA"
        name="context"
        value="DTCC" />
      <elements
        xmi:id="_LAGyN75MEeexmbB7KsjCwA"
        name="value"
        value="Optional Dividend" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_LAGyOb5MEeexmbB7KsjCwA"
    nextVersions="_b_h_GeaHEei5aPS232E3Mw"
    previousVersion="_I7uelZCEEeaSk9d1hvTrHg"
    name="TaxExempt"
    definition="DTC (The Depository Trust Corporation) tax exempt service election."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="TaxXmpt"
    complexType="_2m0Rsb5YEeexmbB7KsjCwA">
    <semanticMarkup
      xmi:id="_LAGyO75MEeexmbB7KsjCwA"
      type="Synonym">
      <elements
        xmi:id="_LAGyPb5MEeexmbB7KsjCwA"
        name="context"
        value="DTCC" />
      <elements
        xmi:id="_LAGyP75MEeexmbB7KsjCwA"
        name="value"
        value="Tax Exempt" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_LAGyQb5MEeexmbB7KsjCwA"
    nextVersions="_b_h_IeaHEei5aPS232E3Mw"
    previousVersion="_I7uenZCEEeaSk9d1hvTrHg"
    name="WireInstruction"
    definition="DTC (The Depository Trust Corporation) foreign currency payment service wire payment instruction."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="WireInstr"
    complexType="_5SM54b5YEeexmbB7KsjCwA">
    <semanticMarkup
      xmi:id="_LAGyQ75MEeexmbB7KsjCwA"
      type="Synonym">
      <elements
        xmi:id="_LAGyRb5MEeexmbB7KsjCwA"
        name="context"
        value="DTCC" />
      <elements
        xmi:id="_LAGyR75MEeexmbB7KsjCwA"
        name="value"
        value="Wire Instruction" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_aEKXsMU2EeeWeZMpNX1JUQ"
    nextVersions="_b_h_KeaHEei5aPS232E3Mw"
    name="ReorganisationInstructionDetails"
    definition="Supplementary data extending corporate action reorganisation instruction message with corporate action elements not covered in the standard message."
    registrationStatus="Provisionally Registered"
    maxOccurs="12"
    minOccurs="0"
    xmlTag="ReorgInstrDtls"
    complexType="_-2IqsMU2EeeWeZMpNX1JUQ" />
  <messageDefinitionIdentifier
    businessArea="supl"
    messageFunctionality="008"
    flavour="001"
    version="04" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.