supl.006.001.05
The DTCCCACNSD1 message extends ISO corporate action cancellation advise (CACN) message with DTCC corporate action elements not covered in the standard message.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% DTCCCACNSD1V05 recursion level 0 with max 0
DTCCCACNSD1V05 *-- "0..1" CorporateActionNotificationSD1 : Notification
DTCCCACNSD1V05 *-- "0..1" CorporateActionGeneralInformationSD19 : GeneralInformation
DTCCCACNSD1V05 *-- "0..1" CorporateActionCancellationSD1 : EventsLinkage
DTCCCACNSD1V05 *-- "0..1" CorporateActionCancellationSD2 : ExternalComments
Now, we will zero-in one-by-one on each of these building blocks.
Notification building block
Information to be extended as supplementary data to cancellation advice. Customer security identification reference information.
For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotificationSD1 recursion level 0 with max 1
class CorporateActionNotificationSD1{
PlaceAndName IsoMax350Text
CustomerInternalSecurityIdentification IsoMax16Text
}
CorporateActionNotificationSD1 *-- "0..1" SecurityIdentification15 : SecurityOfInterestMatchingSecurity
%% SecurityIdentification15 recursion level 1 with max 1
class SecurityIdentification15{
ISIN IsoISINIdentifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification15 *-- "0..0" OtherIdentification2 : OtherIdentification
CorporateActionNotificationSD1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| CustomerInternalSecurityIdentification | Internal security identification as provided by the customer for the given security on the security of interest (SOI) import file. | IsoMax16Text - Optional 0..1 |
| SecurityOfInterestMatchingSecurity | Security identifier that is used to match the customer’s SOI (Security of Interest) to the GCA VS Security Cross Reference. | SecurityIdentification15 - Optional 0..1 |
GeneralInformation building block
Information to be extended as supplementary data to cancellation advice general information. Provides additional information regarding corporate action general information details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformationSD19 recursion level 0 with max 1
class CorporateActionGeneralInformationSD19{
PlaceAndName IsoMax350Text
EventType ExtendedEventType2Code
SubEventType DTCCSubEventType2Code
}
CorporateActionGeneralInformationSD19 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| EventType | DTCC (The Depository Trust and Clearing Corporation) native corporate action event type name. Used in place for the events that cannot be classified by ISO Code and are marked as OTHR. Can be used in combination with DTCC sub event type (when provided) to identify the event. For an example: a distribution based on recapitalisation event will be presented as event type: OTHR in standard message. DTCC native event type would be Distribution (DIST) and DTCC sub event type would be Recapitalisation. | ExtendedEventType2Code - Optional 0..1 |
| SubEventType | DTCC (The Depository Trust and Clearing Corporation) corporate action sub event type name further defines the event type. For an example: a cash dividend event eligible for dividend reinvestment at DTC election will be noted as event type: Cash Dividend (DVCA) and DTCC sub event type: DRIP( DTC only). | DTCCSubEventType2Code - Optional 0..1 |
EventsLinkage building block
Information to be extended as events linkage supplementary data to events to cancellation advice. Provides additional information regarding linkage details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionCancellationSD1 recursion level 0 with max 1
class CorporateActionCancellationSD1{
PlaceAndName IsoMax350Text
LinkedCorporateActionIdentification IsoMax35Text
LinkageType DTCCLinkType1Code
LinkAddedDate IsoISODate
LinkModifiedDate IsoISODate
}
CorporateActionCancellationSD1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| LinkedCorporateActionIdentification | Reference assigned by the account servicer to unambiguously identify a related corporate action event. | IsoMax35Text - Required 1..1 |
| LinkageType | Indicates the reason why two or more events are related. | DTCCLinkType1Code - Required 1..1 |
| LinkAddedDate | Events can be linked together. This date represents the date on which the link was established. | IsoISODate - Required 1..1 |
| LinkModifiedDate | Events can be linked together. This date represents the date on which the link was modified. | IsoISODate - Optional 0..1 |
ExternalComments building block
Information to be extended as external comments to cancellation advice. Provides additional information regarding additional comments. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionCancellationSD2 recursion level 0 with max 1
class CorporateActionCancellationSD2{
PlaceAndName IsoMax350Text
ExternalComments IsoMax8000Text
}
CorporateActionCancellationSD2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | xPath to the element that is being extended. | IsoMax350Text - Required 1..1 |
| ExternalComments | Additional textual information regarding the cancelled event. | IsoMax8000Text - Optional 0..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the DTCCCACNSD1V05 implementation follows a specific implementaiton pattern. First of all, DTCCCACNSD1V05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, DTCCCACNSD1V05Document implements IOuterDocument. Because DTCCCACNSD1V05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type DTCCCACNSD1V05.
classDiagram
class IOuterRecord
DTCCCACNSD1V05 --|> IOuterRecord : Implements
DTCCCACNSD1V05Document --|> IOuterDocument~DTCCCACNSD1V05~ : Implements
class IOuterDocument~DTCCCACNSD1V05~ {
DTCCCACNSD1V05 Message
}
Document wrapper for serialization
The only real purpose DTCCCACNSD1V05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:supl.006.001.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using DTCCCACNSD1V05.ToDocument() method. The returned DTCCCACNSD1V05Document value will serialize correctly according to ISO 20022 standards.
classDiagram
DTCCCACNSD1V05Document *-- DTCCCACNSD1V05 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:supl.006.001.05">
<DTCCCACNSD1>
<Ntfctn>
<!-- Notification inner content -->
</Ntfctn>
<GnlInf>
<!-- GeneralInformation inner content -->
</GnlInf>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<XtrnlCmnts>
<!-- ExternalComments inner content -->
</XtrnlCmnts>
</DTCCCACNSD1>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_ltky8axSEeS0K5hpCwL11w"
nextVersions="_I7t3cZCEEeaSk9d1hvTrHg"
previousVersion="_lhqvQWJKEeOfOt7Y7nAPUA"
name="DTCCCACNSD1V05"
definition="The DTCCCACNSD1 message extends ISO corporate action cancellation advise (CACN) message with DTCC corporate action elements not covered in the standard message."
registrationStatus="Provisionally Registered"
xmlTag="DTCCCACNSD1"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<messageBuildingBlock
xmi:id="_ltky86xSEeS0K5hpCwL11w"
nextVersions="_I7t3c5CEEeaSk9d1hvTrHg"
previousVersion="_lhqvQ2JKEeOfOt7Y7nAPUA"
name="Notification"
definition="Information to be extended as supplementary data to cancellation advice."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Ntfctn"
complexType="_1Tg-ADL3EeKU9IrkkToqcw_-2108418056" />
<messageBuildingBlock
xmi:id="_ltky9axSEeS0K5hpCwL11w"
nextVersions="_I7t3dZCEEeaSk9d1hvTrHg"
previousVersion="_lhqvRWJKEeOfOt7Y7nAPUA"
name="GeneralInformation"
definition="Information to be extended as supplementary data to cancellation advice general information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="GnlInf"
complexType="_PWjM0a3iEeSM7djAlMZyJA" />
<messageBuildingBlock
xmi:id="_ltky96xSEeS0K5hpCwL11w"
nextVersions="_I7t3d5CEEeaSk9d1hvTrHg"
previousVersion="_lhqvR2JKEeOfOt7Y7nAPUA"
name="EventsLinkage"
definition="Information to be extended as events linkage supplementary data to events to cancellation advice."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_1cdeoTL3EeKU9IrkkToqcw_-445567817" />
<messageBuildingBlock
xmi:id="_ltky-axSEeS0K5hpCwL11w"
nextVersions="_I7t3eZCEEeaSk9d1hvTrHg"
previousVersion="_lhqvSWJKEeOfOt7Y7nAPUA"
name="ExternalComments"
definition="Information to be extended as external comments to cancellation advice."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="XtrnlCmnts"
complexType="_1g7u9DL3EeKU9IrkkToqcw_1580284349" />
<messageDefinitionIdentifier
businessArea="supl"
messageFunctionality="006"
flavour="001"
version="05" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.