| Attribute | Value |
|---|---|
| Abbreviation for this business area | setr |
| Registration Status | Provisionally Registered |
This is the technical data from the specification document.
<topLevelCatalogueEntry
p1:type="iso20022:BusinessArea"
p2:id="_2nN91YoPEeGhr9N2godfWw"
name="Securities Trade - Previous version - master"
definition="Messages that support trade and post-trade processes for securities, including order to buy or sell, trade execution, affirmation, confirmation, allocation and notification."
registrationStatus="Provisionally Registered"
code="setr"
xmlns:p2="http://www.omg.org/XMI"
xmlns:p1="http://www.w3.org/2001/XMLSchema-instance" />
Scope|An executing party, for example, a transfer agent, sends the OrderCancellationStatusReport to the instructing party, for example, an investment manager or its authorised representative, to report the status of an order cancellation request that was previously received.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the OrderConfirmationStatusReport message to the executing party, for example, a transfer agent, to report the status of an order confirmation or an order confirmation amendment.
Scope|An executing party, for example, a transfer agent, sends the OrderInstructionStatusReport to the instructing party, for example, an investment manager or its authorised representative to report the status of an order from the time the executing party receives the order until the time the order is executed.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the RedemptionBulkOrderCancellationRequest message to the executing party, for example, a transfer agent, to request the cancellation of a previously sent RedemptionBulkOrder instruction.
Scope|An executing party, for example, a transfer agent sends the RedemptionBulkOrderConfirmationCancellationInstruction message to the instructing party, for example, an investment manager or its authorised representative to cancel a previously sent RedemptionBulkOrderConfirmation.
Scope|An executing party, for example, a transfer agent, sends the RedemptionBulkOrderConfirmation message to the instructing party, for example, an investment manager or its authorised representative to confirm the details of execution for a previously received RedemptionBulkOrder message.
Scope|An instructing party, for example, an investment manager or its authorised representative sends the RedemptionBulkOrder message to the executing party, for example, a transfer agent, to instruct a redemption from a financial instrument for two or more accounts.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the RedemptionOrderCancellationRequest message to the executing party, for example, a transfer agent, to request the cancellation of a previously sent RedemptionOrder instruction.
Scope|An executing party, for example, a transfer agent, sends the RedemptionOrderConfirmationCancellationInstruction message to the instructing party, for example, an investment manager or its authorised representative to cancel a previously sent RedemptionOrderConfirmation message.
Scope|An executing party, for example, a transfer agent, sends the RedemptionOrderConfirmation message to the instructing party, for example, an investment manager or its authorised representative to confirm the details of execution for a previously received RedemptionOrder message.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the RedemptionOrder message to the executing party, for example, a transfer agent, to instruct the redemption of one or more financial instruments for one investment fund account.
Scope|An executing party, for example, a transfer agent, send the RequestForOrderConfirmationStatusReport message to the instructing party, for example, an investment manager or its authorised representative, to request the status of one or several order confirmations.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the RequestForOrderStatusReport to the executing party, for example, a transfer agent, to request the status of one or more order instruction or order cancellation request messages.
Scope|Sent by an executing party to an instructing party directly or through Central Matching Utility (CMU) to cancel the referenced SecuritiesTradeConfirmation message that was previously sent.
Scope|Sent by an instructing party, a custodian or an affirming party to an executing party (local matching) or to Central Matching Utility (CMU) to affirm (accept) or disaffirm (reject) (central matching) the SecuritiesTradeConfirmation message.
Scope|This message is sent from Central Matching Utility (CMU) to an executing party or an instructing party to advise the status of the SecuritiesTradeConfirmation message previously sent by the party.
SCOPE|Sent by an executing party to an instructing party directly or through Central Matching Utility (CMU) to provide trade confirmation on a per-account basis based on instructions provided by the instructing party in the SecuritiesAllocationInstruction message.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the SubscriptionBulkOrderCancellationRequest message to the executing party, for example, a transfer agent, to request the cancellation of a previously sent SubscriptionBulkOrder instruction.
Scope|An executing party, for example, a transfer agent sends the SubscriptionBulkOrderConfirmationCancellationInstruction message to the instructing party, for example, an investment manager or its authorised representative to cancel a previously sent SubscriptionBulkOrderConfirmation.
Scope|An executing party, for example, a transfer agent sends the SubscriptionBulkOrderConfirmation message to the instructing party, for example, an investment manager or its authorised representative to confirm the details of the execution of a SubscriptionBulkOrder instruction.
Scope|An instructing party, for example, an investment manager or its authorised representative sends the SubscriptionBulkOrder message to the executing party, for example, a transfer agent, to instruct a subscription to a financial instrument for two or more accounts.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the SubscriptionOrderCancellationRequest message to the executing party, for example, a transfer agent, to request the cancellation of a previously sent SubscriptionOrder.
Scope|An executing party, for example, a transfer agent, sends the SubscriptionOrderConfirmationCancellationInstruction message to the instructing party, for example, an investment manager or its authorised representative to cancel a previously sent SubscriptionOrderConfirmation.
Scope|An executing party, for example, a transfer agent, sends the SubscriptionOrderConfirmation message to the instructing party, for example, an investment manager or its authorised representative to confirm the details of the execution of a SubscriptionOrder instruction.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the SubscriptionOrder message to the executing party, for example, a transfer agent, to instruct the subscription of one or more financial instruments for one investment fund account.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the SwitchOrderCancellationRequest message to the executing party, for example, a transfer agent, to request the cancellation of a previously sent SwitchOrder instruction.
Scope|An executing party, for example, a transfer agent, sends the SwitchOrderConfirmationCancellationInstruction message to the instructing party, for example, an investment manager or its authorised representative to amend a previously sent SwitchOrderConfirmation message.
Scope|An executing party, for example, a transfer agent, sends the SwitchOrderConfirmation message to the instructing party, for example, an investment manager or its authorised representative to confirm the details of the execution of a previously received SwitchOrder instruction.
Scope|An instructing party, for example, an investment manager or its authorised representative, sends the SwitchOrder message to the executing party, for example, a transfer agent, to instruct a switch transaction from a financial instrument or multiple financial instruments to a different specified financial instrument or instruments for a specified amount/quantity.