setr.048.001.01
Scope An executing party, for example, a transfer agent, sends the SubscriptionOrderConfirmationAmendment message to the instructing party, for example, an investment manager or its authorised representative to amend a previously sent SubscriptionOrderConfirmation. Usage The SubscriptionOrderConfirmationAmendment message is used to amend one or more previously sent subscription order confirmations. Each individual order confirmation amendment specified is identified in DealReference. The reference of the original individual order is specified in OrderReference. The message identification of the SubscriptionOrder message in which the individual orders were conveyed may also be quoted in RelatedReference. The message identification of the SubscriptionOrderConfirmation message in which the original order confirmations were conveyed may also be quoted in PreviousReference.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SubscriptionOrderConfirmationAmendmentV01 recursion level 0 with max 0
SubscriptionOrderConfirmationAmendmentV01 *-- "1..1" MessageIdentification1 : MessageIdentification
SubscriptionOrderConfirmationAmendmentV01 *-- "0..1" AdditionalReference3 : PoolReference
SubscriptionOrderConfirmationAmendmentV01 *-- "0..1" AdditionalReference3 : PreviousReference
SubscriptionOrderConfirmationAmendmentV01 *-- "0..1" AdditionalReference3 : RelatedReference
SubscriptionOrderConfirmationAmendmentV01 *-- "1..1" SubscriptionMultipleExecution3 : MultipleExecutionDetails
SubscriptionOrderConfirmationAmendmentV01 *-- "0..10" Intermediary9 : RelatedPartyDetails
SubscriptionOrderConfirmationAmendmentV01 *-- "0..1" CopyInformation2 : CopyDetails
SubscriptionOrderConfirmationAmendmentV01 *-- "0..1" Extension1 : Extension
Now, we will zero-in one-by-one on each of these building blocks.
MessageIdentification building block
Reference that uniquely identifies a message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
Identification IsoMax35Text
CreationDateTime IsoISODateTime
}
MessageIdentification1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identification of the message. | IsoMax35Text - Required 1..1 |
| CreationDateTime | Date of creation of the message. | IsoISODateTime - Required 1..1 |
PoolReference building block
Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
Reference IsoMax35Text
MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
AdditionalReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reference | Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. | IsoMax35Text - Required 1..1 |
| ReferenceIssuer | Issuer of the reference. | IPartyIdentification2Choice - Optional 0..1 |
| MessageName | Name of a message. | IsoMax35Text - Optional 0..1 |
PreviousReference building block
Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
Reference IsoMax35Text
MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
AdditionalReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reference | Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. | IsoMax35Text - Required 1..1 |
| ReferenceIssuer | Issuer of the reference. | IPartyIdentification2Choice - Optional 0..1 |
| MessageName | Name of a message. | IsoMax35Text - Optional 0..1 |
RelatedReference building block
Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
Reference IsoMax35Text
MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
AdditionalReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reference | Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. | IsoMax35Text - Required 1..1 |
| ReferenceIssuer | Issuer of the reference. | IPartyIdentification2Choice - Optional 0..1 |
| MessageName | Name of a message. | IsoMax35Text - Optional 0..1 |
MultipleExecutionDetails building block
General information related to the execution of investment fund order. Execution of a subscription order. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SubscriptionMultipleExecution3 recursion level 0 with max 1
class SubscriptionMultipleExecution3{
MasterReference IsoMax35Text
OrderDateTime IsoISODateTime
RequestedFutureTradeDate IsoISODate
CancellationRight CancellationRight1Code
ExtendedCancellationRight IsoExtended350Code
TotalSettlementAmount IsoActiveCurrencyAndAmount
CashSettlementDate IsoISODate
}
SubscriptionMultipleExecution3 *-- "0..1" IPlaceOfTradeIdentification1Choice : PlaceOfTrade
SubscriptionMultipleExecution3 *-- "1..1" InvestmentAccount21 : InvestmentAccountDetails
SubscriptionMultipleExecution3 *-- "0..1" IndividualPerson12 : BeneficiaryDetails
SubscriptionMultipleExecution3 *-- "1..0" SubscriptionExecution6 : IndividualExecutionDetails
SubscriptionMultipleExecution3 *-- "0..1" PaymentTransaction24 : BulkCashSettlementDetails
%% IPlaceOfTradeIdentification1Choice recursion level 1 with max 1
%% InvestmentAccount21 recursion level 1 with max 1
class InvestmentAccount21{
AccountName IsoMax35Text
AccountDesignation IsoMax35Text
OrderOriginatorEligibility OrderOriginatorEligibility1Code
}
InvestmentAccount21 *-- "1..1" AccountIdentification1 : AccountIdentification
InvestmentAccount21 *-- "0..0" IPartyIdentification2Choice : OwnerIdentification
InvestmentAccount21 *-- "0..1" IPartyIdentification2Choice : AccountServicer
InvestmentAccount21 *-- "0..1" SubAccount1 : SubAccountDetails
%% IndividualPerson12 recursion level 1 with max 1
class IndividualPerson12{
Name IsoMax350Text
BirthDate IsoISODate
}
IndividualPerson12 *-- "0..1" CountryAndResidentialStatusType1 : CountryAndResidentialStatus
IndividualPerson12 *-- "0..0" GenericIdentification11 : OtherIdentification
%% SubscriptionExecution6 recursion level 1 with max 1
class SubscriptionExecution6{
OrderReference IsoMax35Text
ClientReference IsoMax35Text
DealReference IsoMax35Text
NetAmount IsoActiveCurrencyAndAmount
GrossAmount IsoActiveCurrencyAndAmount
Rounding RoundingDirection2Code
SettlementAmount IsoActiveCurrencyAndAmount
CashSettlementDate IsoISODate
SettlementMethod DeliveryReceiptType2Code
PartiallyExecutedIndicator IsoYesNoIndicator
BestExecution BestExecution1Code
CumDividendIndicator IsoYesNoIndicator
IncomePreference IncomePreference1Code
LetterIntentReference IsoMax35Text
AccumulationRightReference IsoMax35Text
PhysicalDeliveryIndicator IsoYesNoIndicator
RequestedSettlementCurrency ActiveCurrencyCode
RequestedNAVCurrency ActiveOrHistoricCurrencyCode
Refund IsoActiveCurrencyAndAmount
SubscriptionInterest IsoActiveCurrencyAndAmount
NonStandardSettlementInformation IsoMax350Text
PartialSettlementOfUnits IsoPercentageRate
PartialSettlementOfCash IsoPercentageRate
FinancialAdvice FinancialAdvice1Code
NegotiatedTrade NegotiatedTrade1Code
LateReport LateReport1Code
}
SubscriptionExecution6 *-- "0..10" FundOrderType3 : OrderType
SubscriptionExecution6 *-- "1..1" FinancialInstrument10 : FinancialInstrumentDetails
SubscriptionExecution6 *-- "0..1" SubAccount1 : SubAccountForHolding
SubscriptionExecution6 *-- "1..1" FinancialInstrumentQuantity1 : UnitsNumber
SubscriptionExecution6 *-- "1..1" IDateAndDateTimeChoice : TradeDateTime
SubscriptionExecution6 *-- "1..1" UnitPrice10 : DealingPriceDetails
SubscriptionExecution6 *-- "0..2" UnitPrice10 : InformativePriceDetails
SubscriptionExecution6 *-- "0..1" IProfitAndLoss1Choice : InterimProfitAmount
SubscriptionExecution6 *-- "0..0" ForeignExchangeTerms7 : ForeignExchangeDetails
SubscriptionExecution6 *-- "0..1" TotalCharges3 : ChargeGeneralDetails
SubscriptionExecution6 *-- "0..1" TotalCommissions3 : CommissionGeneralDetails
SubscriptionExecution6 *-- "0..1" TotalTaxes3 : TaxGeneralDetails
SubscriptionExecution6 *-- "0..1" FundSettlementParameters3 : SettlementAndCustodyDetails
SubscriptionExecution6 *-- "0..1" DeliveryParameters3 : PhysicalDeliveryDetails
SubscriptionExecution6 *-- "0..1" PaymentTransaction24 : CashSettlementDetails
SubscriptionExecution6 *-- "0..4" InvestmentFundsOrderBreakdown1 : StaffClientBreakdown
SubscriptionExecution6 *-- "0..10" Intermediary9 : RelatedPartyDetails
SubscriptionExecution6 *-- "0..1" Equalisation1 : Equalisation
%% PaymentTransaction24 recursion level 1 with max 1
PaymentTransaction24 *-- "0..1" IPaymentInstrument12Choice : PaymentInstrument
SubscriptionMultipleExecution3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| MasterReference | Unique and unambiguous identifier for a group of individual orders, as assigned by the instructing party. This identifier links the individual orders together. | IsoMax35Text - Optional 0..1 |
| PlaceOfTrade | Market in which the advised trade transaction was executed. | IPlaceOfTradeIdentification1Choice - Optional 0..1 |
| OrderDateTime | Date and time at which the order was placed by the investor. | IsoISODateTime - Optional 0..1 |
| RequestedFutureTradeDate | Future date at which the investor requests the order to be executed. | The specification of a requested future trade date is not allowed in some markets. The date must be a date in the future. |
| CancellationRight | Cancellation right of an investor with respect to an investment fund order. | CancellationRight1Code - Optional 0..1 |
| ExtendedCancellationRight | Cancellation right of an investor with respect to an investment fund order. | IsoExtended350Code - Optional 0..1 |
| InvestmentAccountDetails | Account impacted by an investment fund order. | InvestmentAccount21 - Required 1..1 |
| BeneficiaryDetails | Additional information about the investor. | IndividualPerson12 - Optional 0..1 |
| IndividualExecutionDetails | Execution of a subscription order. | SubscriptionExecution6 - Unknown 1..0 |
| TotalSettlementAmount | Total amount of money paid /to be paid or received in exchange for the financial instrument in the multiple order. | IsoActiveCurrencyAndAmount - Optional 0..1 |
| CashSettlementDate | Date on which cash is available. | IsoISODate - Optional 0..1 |
| BulkCashSettlementDetails | Payment transaction resulting from the investment fund order execution. | PaymentTransaction24 - Optional 0..1 |
RelatedPartyDetails building block
Information about parties related to the transaction. Party that provides services to investors relating to financial products. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Intermediary9 recursion level 0 with max 1
class Intermediary9{
OrderOriginatorEligibility OrderOriginatorEligibility1Code
TradingPartyCapacity TradingCapacity2Code
Role InvestmentFundRole2Code
ExtendedRole IsoExtended350Code
}
Intermediary9 *-- "1..1" IPartyIdentification2Choice : Identification
Intermediary9 *-- "0..1" Account7 : Account
%% IPartyIdentification2Choice recursion level 1 with max 1
%% Account7 recursion level 1 with max 1
Account7 *-- "1..1" AccountIdentification1 : Identification
Account7 *-- "0..1" IPartyIdentification2Choice : AccountServicer
Intermediary9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique and unambiguous identifier of the intermediary. | IPartyIdentification2Choice - Required 1..1 |
| Account | Business relationship between two entities; one entity is the account owner, the other entity is the account servicer. | Account7 - Optional 0..1 |
| OrderOriginatorEligibility | Counterparties eligibility as defined by article 24 of the EU MiFID Directive applicable to transactions executed by investment firms for eligible counterparties. | OrderOriginatorEligibility1Code - Optional 0..1 |
| TradingPartyCapacity | Capacity of the party executing an order. | TradingCapacity2Code - Optional 0..1 |
| Role | Function performed by the intermediary. | InvestmentFundRole2Code - Optional 0..1 |
| ExtendedRole | Function performed by the intermediary. | IsoExtended350Code - Optional 0..1 |
CopyDetails building block
Information provided when the message is a copy of a previous message. Information provided when the message is a copy of a previous message. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CopyInformation2 recursion level 0 with max 1
class CopyInformation2{
CopyIndicator IsoYesNoIndicator
}
CopyInformation2 *-- "0..1" BICIdentification1 : OriginalReceiver
%% BICIdentification1 recursion level 1 with max 1
class BICIdentification1{
BIC IsoBICIdentifier
}
CopyInformation2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CopyIndicator | Indicates whether the message is a copy. | IsoYesNoIndicator - Required 1..1 |
| OriginalReceiver | Original receiver of the message, if this message is a copy. | BICIdentification1 - Optional 0..1 |
Extension building block
Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
PlaceAndName IsoMax350Text
Text IsoMax350Text
}
Extension1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Name qualifying the information provided in the Text field, and place where this information should be inserted. | IsoMax350Text - Required 1..1 |
| Text | Text of the extension. | IsoMax350Text - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SubscriptionOrderConfirmationAmendmentV01 implementation follows a specific implementaiton pattern. First of all, SubscriptionOrderConfirmationAmendmentV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SubscriptionOrderConfirmationAmendmentV01Document implements IOuterDocument. Because SubscriptionOrderConfirmationAmendmentV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SubscriptionOrderConfirmationAmendmentV01.
classDiagram
class IOuterRecord
SubscriptionOrderConfirmationAmendmentV01 --|> IOuterRecord : Implements
SubscriptionOrderConfirmationAmendmentV01Document --|> IOuterDocument~SubscriptionOrderConfirmationAmendmentV01~ : Implements
class IOuterDocument~SubscriptionOrderConfirmationAmendmentV01~ {
SubscriptionOrderConfirmationAmendmentV01 Message
}
Document wrapper for serialization
The only real purpose SubscriptionOrderConfirmationAmendmentV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:setr.048.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SubscriptionOrderConfirmationAmendmentV01.ToDocument() method. The returned SubscriptionOrderConfirmationAmendmentV01Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SubscriptionOrderConfirmationAmendmentV01Document *-- SubscriptionOrderConfirmationAmendmentV01 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:setr.048.001.01">
<SbcptOrdrConfAmdmntV01>
<MsgId>
<!-- MessageIdentification inner content -->
</MsgId>
<PoolRef>
<!-- PoolReference inner content -->
</PoolRef>
<PrvsRef>
<!-- PreviousReference inner content -->
</PrvsRef>
<RltdRef>
<!-- RelatedReference inner content -->
</RltdRef>
<MltplExctnDtls>
<!-- MultipleExecutionDetails inner content -->
</MltplExctnDtls>
<RltdPtyDtls>
<!-- RelatedPartyDetails inner content -->
</RltdPtyDtls>
<CpyDtls>
<!-- CopyDetails inner content -->
</CpyDtls>
<Xtnsn>
<!-- Extension inner content -->
</Xtnsn>
</SbcptOrdrConfAmdmntV01>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_3HjjstE7Ed-BzquC8wXy7w_-2084438867"
name="SubscriptionOrderConfirmationAmendmentV01"
definition="Scope
An executing party, for example, a transfer agent, sends the SubscriptionOrderConfirmationAmendment message to the instructing party, for example, an investment manager or its authorised representative to amend a previously sent SubscriptionOrderConfirmation.
Usage
The SubscriptionOrderConfirmationAmendment message is used to amend one or more previously sent subscription order confirmations.
Each individual order confirmation amendment specified is identified in DealReference. The reference of the original individual order is specified in OrderReference.
The message identification of the SubscriptionOrder message in which the individual orders were conveyed may also be quoted in RelatedReference. The message identification of the SubscriptionOrderConfirmation message in which the original order confirmations were conveyed may also be quoted in PreviousReference."
registrationStatus="Registered"
messageSet="_wFQdsE2rEeG_I4xRYCA_7g"
xmlTag="SbcptOrdrConfAmdmntV01"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_3HtUstE7Ed-BzquC8wXy7w_-1771125232"
name="AccountIdentificationRule"
definition="If this message is linked to an account opening request and the account identification is not yet known then the value of the AccountIdentification element in MultipleExecutionDetails/InvestmentAccountDetails must be UNKNOWN."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_3HtUtdE7Ed-BzquC8wXy7w_-1771124492"
name="OrderReferenceRule"
definition="If this message is not solicited by the receiver, then the value of the OrderReference element in every occurrence of MultipleExecutionDetails/IndividualExecutionDetails must be UNSOLICITED."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_3HtUuNE7Ed-BzquC8wXy7w_-1771124415"
name="RelatedPartiesDetailsRule"
definition="Either RelatedPartiesDetails or MultipleExecutionDetails/IndividualExecutionDetails/RelatedPartiesDetails may be present, but not both."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_3Hjjs9E7Ed-BzquC8wXy7w_863350222"
name="MessageIdentification"
definition="Reference that uniquely identifies a message from a business application standpoint."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="MsgId"
complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
<messageBuildingBlock
xmi:id="_3HjjtNE7Ed-BzquC8wXy7w_858732782"
name="PoolReference"
definition="Collective reference identifying a set of messages."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PoolRef"
complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
<messageBuildingBlock
xmi:id="_3HjjtdE7Ed-BzquC8wXy7w_858735058"
name="PreviousReference"
definition="Reference to a linked message that was previously sent."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PrvsRef"
complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
<messageBuildingBlock
xmi:id="_3HjjttE7Ed-BzquC8wXy7w_859657174"
name="RelatedReference"
definition="Reference to a linked message that was previously received."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="RltdRef"
complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
<messageBuildingBlock
xmi:id="_3Hjjt9E7Ed-BzquC8wXy7w_862427227"
name="MultipleExecutionDetails"
definition="General information related to the execution of investment fund order."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="MltplExctnDtls"
complexType="_R3iuddp-Ed-ak6NoX_4Aeg_1894781569" />
<messageBuildingBlock
xmi:id="_3HjjuNE7Ed-BzquC8wXy7w_860579233"
name="RelatedPartyDetails"
definition="Information about parties related to the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="10"
minOccurs="0"
xmlTag="RltdPtyDtls"
complexType="_QN5QFtp-Ed-ak6NoX_4Aeg_-1242436209" />
<messageBuildingBlock
xmi:id="_3HtUsNE7Ed-BzquC8wXy7w_861502126"
name="CopyDetails"
definition="Information provided when the message is a copy of a previous message."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CpyDtls"
complexType="_Q7Vk4tp-Ed-ak6NoX_4Aeg_-1918092012" />
<messageBuildingBlock
xmi:id="_3HtUsdE7Ed-BzquC8wXy7w_861505547"
name="Extension"
definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Xtnsn"
complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
<messageDefinitionIdentifier
businessArea="setr"
messageFunctionality="048"
flavour="001"
version="01" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.