sese.024.001.11
Scope An account servicer sends a SecuritiesSettlementTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status. The status advice may be sent as a response to the request of the account owner or not. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesSettlementTransactionStatusAdviceV11 recursion level 0 with max 0
SecuritiesSettlementTransactionStatusAdviceV11 *-- "1..1" TransactionIdentifications31 : TransactionIdentification
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" Linkages41 : Linkages
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" IProcessingStatus80Choice : ProcessingStatus
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" IMatchingStatus24Choice : InferredMatchingStatus
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" IMatchingStatus24Choice : MatchingStatus
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" ISettlementStatus28Choice : SettlementStatus
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" TransactionDetails134 : TransactionDetails
SecuritiesSettlementTransactionStatusAdviceV11 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
TransactionIdentification building block
Provides unambiguous transaction identification information. Provides transaction type and identification information. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% TransactionIdentifications31 recursion level 0 with max 1
class TransactionIdentifications31{
AccountOwnerTransactionIdentification IsoMax35Text
AccountServicerTransactionIdentification IsoMax35Text
MarketInfrastructureTransactionIdentification IsoMax35Text
ProcessorTransactionIdentification IsoMax35Text
CommonIdentification IsoMax35Text
NettingServiceProviderIdentification IsoMax35Text
}
TransactionIdentifications31 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwnerTransactionIdentification | Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). | IsoMax35Text - Required 1..1 |
| AccountServicerTransactionIdentification | Unambiguous identification of the transaction as known by the account servicer. | IsoMax35Text - Optional 0..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoMax35Text - Optional 0..1 |
| ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. | IsoMax35Text - Optional 0..1 |
| CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoMax35Text - Optional 0..1 |
| NettingServiceProviderIdentification | Identification assigned by the netting service provider to identify the net transaction resulting from the netting process. | IsoMax35Text - Optional 0..1 |
Linkages building block
Link to another transaction - provided for information only. Information related to a linked transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Linkages41 recursion level 0 with max 1
class Linkages41{
SecuritiesSettlementTransactionIdentification IsoMax35Text
}
Linkages41 *-- "0..1" IProcessingPosition9Choice : ProcessingPosition
%% IProcessingPosition9Choice recursion level 1 with max 1
Linkages41 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| ProcessingPosition | When the transaction is to be executed relative to a linked transaction - for information only. | IProcessingPosition9Choice - Optional 0..1 |
| SecuritiesSettlementTransactionIdentification | Unambiguous identification of a securities settlement transaction as known by the account owner (or instructing party acting on its behalf). | IsoMax35Text - Required 1..1 |
ProcessingStatus building block
Provides details on the processing status of the transaction. Choice of formats for a processing status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IProcessingStatus80Choice recursion level 0 with max 1
ProcessingStatus80Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InferredMatchingStatus building block
Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD). Choice of format for the matching status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IMatchingStatus24Choice recursion level 0 with max 1
MatchingStatus24Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
MatchingStatus building block
Provides the matching status of the instruction. Choice of format for the matching status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IMatchingStatus24Choice recursion level 0 with max 1
MatchingStatus24Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SettlementStatus building block
Provides the status of settlement of a transaction. Choice of format for the settlement status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% ISettlementStatus28Choice recursion level 0 with max 1
SettlementStatus28Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
TransactionDetails building block
Identifies the details of the transaction. Specifies the details of the transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% TransactionDetails134 recursion level 0 with max 1
class TransactionDetails134{
TradeIdentification IsoMax52Text
PoolIdentification IsoMax35Text
CorporateActionEventIdentification IsoMax35Text
TripartyAgentServiceProviderCollateralTransactionIdentification IsoMax35Text
ClientTripartyCollateralTransactionIdentification IsoMax35Text
ClientCollateralInstructionIdentification IsoMax35Text
TripartyAgentServiceProviderCollateralInstructionIdentification IsoMax35Text
AcknowledgedStatusTimeStamp IsoISODateTime
MatchedStatusTimeStamp IsoISODateTime
SecuritiesMovementType ReceiveDelivery1Code
Payment DeliveryReceiptType2Code
SettlementInstructionProcessingAdditionalDetails IsoMax350Text
}
TransactionDetails134 *-- "0..1" PartyIdentification144 : AccountOwner
TransactionDetails134 *-- "1..1" SecuritiesAccount19 : SafekeepingAccount
TransactionDetails134 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
TransactionDetails134 *-- "0..1" PlaceOfTradeIdentification1 : PlaceOfTrade
TransactionDetails134 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing
TransactionDetails134 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
TransactionDetails134 *-- "1..1" IQuantity6Choice : SettlementQuantity
TransactionDetails134 *-- "0..1" AmountAndDirection51 : SettlementAmount
TransactionDetails134 *-- "0..1" IDateAndDateTime2Choice : LateDeliveryDate
TransactionDetails134 *-- "0..1" IDateAndDateTime2Choice : ExpectedSettlementDate
TransactionDetails134 *-- "0..1" IDateAndDateTime2Choice : ExpectedValueDate
TransactionDetails134 *-- "1..1" ISettlementDate19Choice : SettlementDate
TransactionDetails134 *-- "0..1" ITradeDate8Choice : TradeDate
TransactionDetails134 *-- "1..1" SettlementDetails185 : SettlementParameters
TransactionDetails134 *-- "0..1" SettlementParties78 : ReceivingSettlementParties
TransactionDetails134 *-- "0..1" SettlementParties78 : DeliveringSettlementParties
TransactionDetails134 *-- "0..1" PartyIdentification149 : Investor
TransactionDetails134 *-- "0..1" PartyIdentification136 : QualifiedForeignIntermediary
%% PartyIdentification144 recursion level 1 with max 1
class PartyIdentification144{
LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% SecuritiesAccount19 recursion level 1 with max 1
class SecuritiesAccount19{
Identification IsoMax35Text
Name IsoMax70Text
}
SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type
%% SafeKeepingPlace3 recursion level 1 with max 1
class SafeKeepingPlace3{
LEI IsoLEIIdentifier
}
SafeKeepingPlace3 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlaceFormat
%% PlaceOfTradeIdentification1 recursion level 1 with max 1
class PlaceOfTradeIdentification1{
LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification1 *-- "0..1" MarketIdentification84 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification2 recursion level 1 with max 1
class PlaceOfClearingIdentification2{
Identification IsoAnyBICDec2014Identifier
LEI IsoLEIIdentifier
}
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IQuantity6Choice recursion level 1 with max 1
%% AmountAndDirection51 recursion level 1 with max 1
class AmountAndDirection51{
Amount IsoActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% ISettlementDate19Choice recursion level 1 with max 1
%% ITradeDate8Choice recursion level 1 with max 1
%% SettlementDetails185 recursion level 1 with max 1
class SettlementDetails185{
PartialSettlementIndicator SettlementTransactionCondition5Code
EligibleForCollateral IsoYesNoIndicator
}
SettlementDetails185 *-- "0..1" HoldIndicator6 : HoldIndicator
SettlementDetails185 *-- "0..0" ISettlementTransactionCondition34Choice : SettlementTransactionCondition
SettlementDetails185 *-- "1..1" ISecuritiesTransactionType44Choice : SecuritiesTransactionType
SettlementDetails185 *-- "0..1" ISettlingCapacity7Choice : SettlingCapacity
SettlementDetails185 *-- "0..1" GenericIdentification30 : StampDutyTaxBasis
SettlementDetails185 *-- "0..1" ISecuritiesRTGS4Choice : SecuritiesRTGS
SettlementDetails185 *-- "0..1" IRegistration9Choice : Registration
SettlementDetails185 *-- "0..1" IBeneficialOwnership4Choice : BeneficialOwnership
SettlementDetails185 *-- "0..1" IExposureType16Choice : ExposureType
SettlementDetails185 *-- "0..1" ICashSettlementSystem4Choice : CashClearingSystem
SettlementDetails185 *-- "0..1" ITaxCapacityParty4Choice : TaxCapacity
SettlementDetails185 *-- "0..1" IRepurchaseType22Choice : RepurchaseType
SettlementDetails185 *-- "0..1" IMarketClientSide6Choice : MarketClientSide
SettlementDetails185 *-- "0..1" IBlockTrade4Choice : BlockTrade
SettlementDetails185 *-- "0..1" IRestriction5Choice : LegalRestrictions
SettlementDetails185 *-- "0..1" ISettlementSystemMethod4Choice : SettlementSystemMethod
SettlementDetails185 *-- "0..1" INettingEligibility4Choice : NettingEligibility
SettlementDetails185 *-- "0..1" ICentralCounterPartyEligibility4Choice : CCPEligibility
SettlementDetails185 *-- "0..1" ILetterOfGuarantee4Choice : LetterOfGuarantee
%% SettlementParties78 recursion level 1 with max 1
SettlementParties78 *-- "0..1" PartyIdentification148 : Depository
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party1
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party2
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party3
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party4
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party5
%% SettlementParties78 recursion level 1 with max 1
SettlementParties78 *-- "0..1" PartyIdentification148 : Depository
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party1
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party2
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party3
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party4
SettlementParties78 *-- "0..1" PartyIdentificationAndAccount170 : Party5
%% PartyIdentification149 recursion level 1 with max 1
class PartyIdentification149{
LEI IsoLEIIdentifier
}
PartyIdentification149 *-- "1..1" IPartyIdentification134Choice : Identification
%% PartyIdentification136 recursion level 1 with max 1
class PartyIdentification136{
LEI IsoLEIIdentifier
}
PartyIdentification136 *-- "1..1" IPartyIdentification120Choice : Identification
TransactionDetails134 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoMax52Text - Unknown 0..0 |
| PoolIdentification | Collective reference identifying a set of messages. | IsoMax35Text - Optional 0..1 |
| CorporateActionEventIdentification | Identification assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Optional 0..1 |
| TripartyAgentServiceProviderCollateralTransactionIdentification | Unique identification identifying the triparty collateral management transaction from the triparty-agent’s/service-provider’s point of view. | IsoMax35Text - Optional 0..1 |
| ClientTripartyCollateralTransactionIdentification | Unique reference identifying the triparty collateral management transaction from the client’s point of view. | IsoMax35Text - Optional 0..1 |
| ClientCollateralInstructionIdentification | Unique identification assigned to the instruction by the client. | IsoMax35Text - Optional 0..1 |
| TripartyAgentServiceProviderCollateralInstructionIdentification | Unique identification assigned to the instruction by the triparty-agent/service-provider. | IsoMax35Text - Optional 0..1 |
| AccountOwner | Party that legally owns the account. | PartyIdentification144 - Optional 0..1 |
| SafekeepingAccount | Account to or from which a securities entry is made. | SecuritiesAccount19 - Required 1..1 |
| SafekeepingPlace | Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). | SafeKeepingPlace3 - Optional 0..1 |
| PlaceOfTrade | Market in which a trade transaction has been executed. | PlaceOfTradeIdentification1 - Optional 0..1 |
| PlaceOfClearing | Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | PlaceOfClearingIdentification2 - Optional 0..1 |
| FinancialInstrumentIdentification | Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification19 - Required 1..1 |
| SettlementQuantity | Total quantity of securities to be settled. | IQuantity6Choice - Required 1..1 |
| SettlementAmount | Total amount of money to be paid or received in exchange for the securities. | AmountAndDirection51 - Optional 0..1 |
| LateDeliveryDate | Date and time after the settlement date specified in the trade, used for pool trades resulting from the original To Be Assigned (TBA) securities. | IDateAndDateTime2Choice - Optional 0..1 |
| ExpectedSettlementDate | Date/time at which the sender expects settlement. | IDateAndDateTime2Choice - Optional 0..1 |
| ExpectedValueDate | For against payment transactions, the value date/time at which the sender expects the settlement amount to be credited or debited. | IDateAndDateTime2Choice - Optional 0..1 |
| SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate19Choice - Required 1..1 |
| TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate8Choice - Optional 0..1 |
| AcknowledgedStatusTimeStamp | Time stamp on when the transaction is acknowledged. | IsoISODateTime - Optional 0..1 |
| MatchedStatusTimeStamp | Time stamp on when the transaction is matched. | IsoISODateTime - Optional 0..1 |
| SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
| Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
| SettlementParameters | Parameters applied to the settlement of a security transfer. | SettlementDetails185 - Required 1..1 |
| ReceivingSettlementParties | Identifies the chain of receiving settlement parties. | SettlementParties78 - Optional 0..1 |
| DeliveringSettlementParties | Identifies the chain of delivering settlement parties. | SettlementParties78 - Optional 0..1 |
| Investor | Party, either an individual or organisation, whose assets are being invested. | PartyIdentification149 - Optional 0..1 |
| QualifiedForeignIntermediary | Foreign financial institution which has been authorised by local authorities to act as account management institution in the country. | PartyIdentification136 - Optional 0..1 |
| SettlementInstructionProcessingAdditionalDetails | Provides additional settlement processing information which can not be included within the structured fields of the message. | IsoMax350Text - Optional 0..1 |
SupplementaryData building block
Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionStatusAdviceV11 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionStatusAdviceV11 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionStatusAdviceV11Document implements IOuterDocument. Because SecuritiesSettlementTransactionStatusAdviceV11 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionStatusAdviceV11.
classDiagram
class IOuterRecord
SecuritiesSettlementTransactionStatusAdviceV11 --|> IOuterRecord : Implements
SecuritiesSettlementTransactionStatusAdviceV11Document --|> IOuterDocument~SecuritiesSettlementTransactionStatusAdviceV11~ : Implements
class IOuterDocument~SecuritiesSettlementTransactionStatusAdviceV11~ {
SecuritiesSettlementTransactionStatusAdviceV11 Message
}
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionStatusAdviceV11Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.024.001.11’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionStatusAdviceV11.ToDocument() method. The returned SecuritiesSettlementTransactionStatusAdviceV11Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesSettlementTransactionStatusAdviceV11Document *-- SecuritiesSettlementTransactionStatusAdviceV11 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.024.001.11">
<SctiesSttlmTxStsAdvc>
<TxId>
<!-- TransactionIdentification inner content -->
</TxId>
<Lnkgs>
<!-- Linkages inner content -->
</Lnkgs>
<PrcgSts>
<!-- ProcessingStatus inner content -->
</PrcgSts>
<IfrrdMtchgSts>
<!-- InferredMatchingStatus inner content -->
</IfrrdMtchgSts>
<MtchgSts>
<!-- MatchingStatus inner content -->
</MtchgSts>
<SttlmSts>
<!-- SettlementStatus inner content -->
</SttlmSts>
<TxDtls>
<!-- TransactionDetails inner content -->
</TxDtls>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</SctiesSttlmTxStsAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_acrT8QlhEeuQ1MenzX1l-g"
nextVersions="_jqCc4SW9EeygjNFjAlVoPA"
previousVersion="_H4jpkdBpEeihG9bKfarOOA"
name="SecuritiesSettlementTransactionStatusAdviceV11"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status.
The status advice may be sent as a response to the request of the account owner or not.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_JB4xh_8rEeCQ-IWv9MUPeQ"
xmlTag="SctiesSttlmTxStsAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_acrT8wlhEeuQ1MenzX1l-g"
nextVersions="_jqCc4yW9EeygjNFjAlVoPA"
previousVersion="_H4jpk9BpEeihG9bKfarOOA"
name="ProcessingStatusPresenceRule"
definition="If InferredMatchingStatus, MatchingStatus and SettlementStatus are absent, then ProcessingStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_acrT9QlhEeuQ1MenzX1l-g"
nextVersions="_jqCc5SW9EeygjNFjAlVoPA"
previousVersion="_H4jpldBpEeihG9bKfarOOA"
name="MatchingStatusPresenceRule"
definition="If ProcessingStatus, InferredMatchingStatus and SettlementStatus are absent, then MatchingStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_acrT9wlhEeuQ1MenzX1l-g"
nextVersions="_jqCc5yW9EeygjNFjAlVoPA"
previousVersion="_H4jpl9BpEeihG9bKfarOOA"
name="SettlementStatusPresenceRule"
definition="If ProcessingStatus, InferredMatchingStatus and MatchingStatus are absent, then SettlementStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_acrT-QlhEeuQ1MenzX1l-g"
nextVersions="_jqCc6SW9EeygjNFjAlVoPA"
previousVersion="_H4jpmdBpEeihG9bKfarOOA"
name="InferredMatchingStatusStatusPresenceRule"
definition="If ProcessingStatus, MatchingStatus and SettlementStatus are absent, then InferredMatchingStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_acrT-wlhEeuQ1MenzX1l-g"
nextVersions="_jqCc6yW9EeygjNFjAlVoPA"
previousVersion="_H4jpm9BpEeihG9bKfarOOA"
name="SettlementStatusAndMatchedRule"
definition="If settlement status/reason is present alone, then it means that the transaction is matched (if a matching process exists in the concerned market or at the concerned account servicer)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_acrT_QlhEeuQ1MenzX1l-g"
nextVersions="_jqCc7SW9EeygjNFjAlVoPA"
previousVersion="_H4jpndBpEeihG9bKfarOOA"
name="SecuritiesMarketPracticeGroupGuideline"
definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.
These market practices are available on www.smpg.info."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_acrUBQlhEeuQ1MenzX1l-g"
nextVersions="_jqCc-yW9EeygjNFjAlVoPA"
previousVersion="_H4jpn9BpEeihG9bKfarOOA"
name="TransactionIdentification"
definition="Provides unambiguous transaction identification information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="TxId"
complexType="_0BlvATtIEeWRTLSN0i0tng" />
<messageBuildingBlock
xmi:id="_acrUBwlhEeuQ1MenzX1l-g"
nextVersions="_jqCc_SW9EeygjNFjAlVoPA"
previousVersion="_H4jpodBpEeihG9bKfarOOA"
name="Linkages"
definition="Link to another transaction - provided for information only."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Lnkgs"
complexType="_G7CU8GaxEeWZev0W8F756g" />
<messageBuildingBlock
xmi:id="_acrUCQlhEeuQ1MenzX1l-g"
nextVersions="_jqCc_yW9EeygjNFjAlVoPA"
previousVersion="_H4jpo9BpEeihG9bKfarOOA"
name="ProcessingStatus"
definition="Provides details on the processing status of the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrcgSts"
complexType="_6T29gQpJEeup4r-PFG2T5Q" />
<messageBuildingBlock
xmi:id="_acrUCwlhEeuQ1MenzX1l-g"
nextVersions="_jqCdASW9EeygjNFjAlVoPA"
previousVersion="_H4jppdBpEeihG9bKfarOOA"
name="InferredMatchingStatus"
definition="Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD)."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IfrrdMtchgSts"
complexType="_y0Sr8Tp4EeWVrPy0StzzSg" />
<messageBuildingBlock
xmi:id="_acrUDQlhEeuQ1MenzX1l-g"
nextVersions="_jqCdAyW9EeygjNFjAlVoPA"
previousVersion="_H4jpp9BpEeihG9bKfarOOA"
name="MatchingStatus"
definition="Provides the matching status of the instruction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MtchgSts"
complexType="_y0Sr8Tp4EeWVrPy0StzzSg" />
<messageBuildingBlock
xmi:id="_acrUDwlhEeuQ1MenzX1l-g"
nextVersions="_jqCdBSW9EeygjNFjAlVoPA"
previousVersion="_H4jpqdBpEeihG9bKfarOOA"
name="SettlementStatus"
definition="Provides the status of settlement of a transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="SttlmSts"
complexType="_BH0PmQpIEeup4r-PFG2T5Q" />
<messageBuildingBlock
xmi:id="_acrUEQlhEeuQ1MenzX1l-g"
nextVersions="_jqCdByW9EeygjNFjAlVoPA"
previousVersion="_H4jpq9BpEeihG9bKfarOOA"
name="TransactionDetails"
definition="Identifies the details of the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="TxDtls"
complexType="_V6eXUQllEeuQ1MenzX1l-g" />
<messageBuildingBlock
xmi:id="_acrUEwlhEeuQ1MenzX1l-g"
nextVersions="_jqCdCSW9EeygjNFjAlVoPA"
previousVersion="_H4jprdBpEeihG9bKfarOOA"
name="SupplementaryData"
definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="sese"
messageFunctionality="024"
flavour="001"
version="11" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.