Iso20022

SecuritiesSettlementConditionModificationStatusAdvice002V08

sese.031.002.08

Scope An account servicer sends a SecuritiesSettlementConditionsModificationStatusAdvice to an account owner to advise the status of a modification request previously instructed by the account owner. The account servicer/owner relationship may be:

Usage A SecuritiesSettlementConditionsModificationRequest may contain requests on multiple transactions. However, one SecuritiesSettlementConditionsModificationStatusAdvice must be sent per transaction modified unless the SecuritiesSettlementConditionsModificationRequest is rejected as a whole. The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesSettlementConditionModificationStatusAdvice002V08 recursion level 0 with max 0
SecuritiesSettlementConditionModificationStatusAdvice002V08 *-- "1..1" Identification16 : RequestReference
SecuritiesSettlementConditionModificationStatusAdvice002V08 *-- "0..1" PartyIdentification156 : AccountOwner
SecuritiesSettlementConditionModificationStatusAdvice002V08 *-- "0..1" SecuritiesAccount30 : SafekeepingAccount
SecuritiesSettlementConditionModificationStatusAdvice002V08 *-- "0..1" RequestDetails21 : RequestDetails
SecuritiesSettlementConditionModificationStatusAdvice002V08 *-- "1..1" IProcessingStatus58Choice : ProcessingStatus
SecuritiesSettlementConditionModificationStatusAdvice002V08 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

RequestReference building block

Identification of the SecuritiesSettlementConditionsModificationRequest. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Identification16 recursion level 0 with max 1
class Identification16{
    Identification IsoRestrictedFINXMax16Text
}

Identification16 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of a document, message or transaction. IsoRestrictedFINXMax16Text - Required 1..1

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification156 recursion level 0 with max 1
class PartyIdentification156{
    LEI IsoLEIIdentifier
}
PartyIdentification156 *-- "1..1" IPartyIdentification136Choice : Identification
%% IPartyIdentification136Choice recursion level 1 with max 1

PartyIdentification156 members

Member name Description Data Type / Multiplicity
Identification Unique identification of the party. IPartyIdentification136Choice - Required 1..1
LEI Legal entity identification as an alternate identification for a party. IsoLEIIdentifier - Optional 0..1

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount30 recursion level 0 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}

SecuritiesAccount30 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer. IsoRestrictedFINXMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification47 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

RequestDetails building block

Details of the request. Details of the settlement condition modification request. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% RequestDetails21 recursion level 0 with max 1
class RequestDetails21{
    RetainIndicator IsoYesNoIndicator
    PartialSettlementIndicator SettlementTransactionCondition5Code
}
RequestDetails21 *-- "1..1" References24 : Reference
RequestDetails21 *-- "0..0" RestrictionIdentification2 : RestrictionReference
RequestDetails21 *-- "0..1" IAutomaticBorrowing11Choice : AutomaticBorrowing
RequestDetails21 *-- "0..1" ILinkageType4Choice : Linkage
RequestDetails21 *-- "0..1" IPriorityNumeric5Choice : Priority
RequestDetails21 *-- "0..0" GenericIdentification47 : OtherProcessing
RequestDetails21 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
RequestDetails21 *-- "0..1" HoldIndicator7 : HoldIndicator
RequestDetails21 *-- "0..1" IMatchingDenied4Choice : MatchingDenial
RequestDetails21 *-- "0..1" IUnilateralSplit4Choice : UnilateralSplit
RequestDetails21 *-- "0..0" Linkages56 : Linkages
%% References24 recursion level 1 with max 1
class References24{
    AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
    PoolIdentification IsoRestrictedFINXMax16Text
    CommonIdentification IsoRestrictedFINXMax16Text
    TradeIdentification IsoRestrictedFINXMax52Text
}
%% RestrictionIdentification2 recursion level 1 with max 1
class RestrictionIdentification2{
    Code RestrictionReference1Code
    Identification IsoRestrictedFINXMax16Text
}
%% IAutomaticBorrowing11Choice recursion level 1 with max 1
%% ILinkageType4Choice recursion level 1 with max 1
%% IPriorityNumeric5Choice recursion level 1 with max 1
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
%% ISecuritiesRTGS5Choice recursion level 1 with max 1
%% HoldIndicator7 recursion level 1 with max 1
class HoldIndicator7{
    Indicator IsoYesNoIndicator
}
HoldIndicator7 *-- "0..0" RegistrationReason6 : Reason
%% IMatchingDenied4Choice recursion level 1 with max 1
%% IUnilateralSplit4Choice recursion level 1 with max 1
%% Linkages56 recursion level 1 with max 1
Linkages56 *-- "0..1" IProcessingPosition18Choice : ProcessingPosition
Linkages56 *-- "0..1" IDocumentNumber16Choice : MessageNumber
Linkages56 *-- "1..1" IReferences66Choice : Reference
Linkages56 *-- "0..1" IPartyIdentification136Choice : ReferenceOwner

RequestDetails21 members

Member name Description Data Type / Multiplicity
Reference References of the transaction for which the securities settlement condition modification is requested. References24 - Required 1..1
RestrictionReference Restriction references applied on the transaction for which the securities settlement condition modification is requested. RestrictionIdentification2 - Unknown 0..0
AutomaticBorrowing Condition for automatic borrowing. IAutomaticBorrowing11Choice - Optional 0..1
RetainIndicator Indicates whether the instruction due to expire is confirmed for settlement. IsoYesNoIndicator - Optional 0..1
Linkage Specifies the type of linkage requested. ILinkageType4Choice - Optional 0..1
Priority Specifies whether the transaction is to be executed with a high priority. IPriorityNumeric5Choice - Optional 0..1
OtherProcessing Specifies another type of processing change request. GenericIdentification47 - Unknown 0..0
PartialSettlementIndicator Specifies whether partial settlement is allowed. SettlementTransactionCondition5Code - Optional 0..1
SecuritiesRTGS Specifies whether the settlement transaction is to be settled through an RTGS or a non RTGS system. ISecuritiesRTGS5Choice - Optional 0..1
HoldIndicator Specifies whether the transaction is on hold/blocked/frozen. HoldIndicator7 - Optional 0..1
MatchingDenial Specifies the matching processing change requested. IMatchingDenied4Choice - Optional 0..1
UnilateralSplit Specifies that the transaction is requested to be unilaterally split. IUnilateralSplit4Choice - Optional 0..1
Linkages Information regarding the linkage requested. Linkages56 - Unknown 0..0

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus58Choice recursion level 0 with max 1

ProcessingStatus58Choice members

Member name Description Data Type / Multiplicity

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name Description Data Type / Multiplicity
PlaceAndName Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. IsoMax350Text - Optional 0..1
Envelope Technical element wrapping the supplementary data. IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesSettlementConditionModificationStatusAdvice002V08 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementConditionModificationStatusAdvice002V08 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementConditionModificationStatusAdvice002V08Document implements IOuterDocument. Because SecuritiesSettlementConditionModificationStatusAdvice002V08 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementConditionModificationStatusAdvice002V08.

classDiagram
    class IOuterRecord
    SecuritiesSettlementConditionModificationStatusAdvice002V08 --|> IOuterRecord : Implements
    SecuritiesSettlementConditionModificationStatusAdvice002V08Document --|> IOuterDocument~SecuritiesSettlementConditionModificationStatusAdvice002V08~ : Implements
    class IOuterDocument~SecuritiesSettlementConditionModificationStatusAdvice002V08~ {
        SecuritiesSettlementConditionModificationStatusAdvice002V08 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesSettlementConditionModificationStatusAdvice002V08Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.031.002.08’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementConditionModificationStatusAdvice002V08.ToDocument() method. The returned SecuritiesSettlementConditionModificationStatusAdvice002V08Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesSettlementConditionModificationStatusAdvice002V08Document *-- SecuritiesSettlementConditionModificationStatusAdvice002V08 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.031.002.08">
    <SctiesSttlmCondModStsAdvc>
        <ReqRef>
            <!-- RequestReference inner content -->
        </ReqRef>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <ReqDtls>
            <!-- RequestDetails inner content -->
        </ReqDtls>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesSttlmCondModStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_D9PUbffXEeiNZp_PtLohLw"
  nextVersions="_diWEIzi8Eeydid5dcNPKvg"
  previousVersion="_6GVHk5NLEeWGlc8L7oPDIg"
  name="SecuritiesSettlementConditionModificationStatusAdvice002V08"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesSettlementConditionsModificationStatusAdvice to an account owner to advise the status of a modification request previously instructed by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;A SecuritiesSettlementConditionsModificationRequest may contain requests on multiple transactions. However, one SecuritiesSettlementConditionsModificationStatusAdvice must be sent per transaction modified unless the SecuritiesSettlementConditionsModificationRequest is rejected as a whole.&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_gMCB9OSnEeauk5I89sEP4g"
  xmlTag="SctiesSttlmCondModStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_D9PUb_fXEeiNZp_PtLohLw"
    name="RequestReference"
    definition="Identification of the SecuritiesSettlementConditionsModificationRequest."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="ReqRef"
    complexType="_5PaGvZNLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_D9PUcffXEeiNZp_PtLohLw"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_Z0x6o_fVEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_D9PUc_fXEeiNZp_PtLohLw"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_D9PUdffXEeiNZp_PtLohLw"
    name="RequestDetails"
    definition="Details of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ReqDtls"
    complexType="_D9PU7ffXEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_D9PUd_fXEeiNZp_PtLohLw"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_6GW9O5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_D9PUeffXEeiNZp_PtLohLw"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="031"
    flavour="002"
    version="08" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.