TransferCancellationStatusReportV07

sese.010.001.07

Scope The TransferCancellationStatusReport message is sent by an executing party, for example, a transfer agent, to the instructing party, for example, an investment manager or one of its authorised representatives to provide the status of a previously received transfer cancellation instruction. Usage The TransferCancellationStatusReport message is used to report on the status of a transfer in or transfer out cancellation request. The reference of the transfer instruction for which the cancellation status is reported is identified in TransferReference. The message identification of the transfer cancellation request message in which the transfer instruction was conveyed may also be quoted in RelatedReference. The message identification of the transfer instruction request message in which the transfer instruction was conveyed may also be quoted in RelatedReference. One of the following statuses can be reported:

• the transfer cancellation is accepted, or,
• the transfer cancellation has been sent to the next party, or,
• the transfer cancellation is complete and the reason for the status,
• the transfer cancellation pending and the reason for the status,
• the transfer cancellation is rejected and the reason for the status.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% TransferCancellationStatusReportV07 recursion level 0 with max 0
TransferCancellationStatusReportV07 *-- "1..1" MessageIdentification1 : MessageIdentification
TransferCancellationStatusReportV07 *-- "0..1" AdditionalReference10 : CounterpartyReference
TransferCancellationStatusReportV07 *-- "0..1" IReferences64Choice : Reference
TransferCancellationStatusReportV07 *-- "1..1" CancellationStatusAndReason5 : StatusReport
TransferCancellationStatusReportV07 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
TransferCancellationStatusReportV07 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Reference that uniquely identifies the message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

CounterpartyReference building block

Unambiguous identification of the transfer allocated by the counterparty. Reference and reference issuer. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference10 recursion level 0 with max 1
class AdditionalReference10{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference10 *-- "0..1" PartyIdentification139 : ReferenceIssuer
%% PartyIdentification139 recursion level 1 with max 1
class PartyIdentification139{
    LEI IsoLEIIdentifier
}
PartyIdentification139 *-- "1..1" IPartyIdentification125Choice : Party
  

AdditionalReference10 members

Reference building block

Reference to the message or communication that was previously received. Choice of references used to reference a previous transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IReferences64Choice recursion level 0 with max 1
  

References64Choice members

StatusReport building block

Status of the transfer cancellation instruction. Status of a transfer cancellation instruction and reason for the status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CancellationStatusAndReason5 recursion level 0 with max 1
class CancellationStatusAndReason5{
    MasterReference IsoMax35Text
    TransferReference IsoMax35Text
    CancellationReference IsoMax35Text
}
CancellationStatusAndReason5 *-- "0..1" AdditionalReference10 : ClientReference
CancellationStatusAndReason5 *-- "1..1" IStatus31Choice : Status
CancellationStatusAndReason5 *-- "0..1" PartyIdentification139 : StatusInitiator
%% AdditionalReference10 recursion level 1 with max 1
class AdditionalReference10{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference10 *-- "0..1" PartyIdentification139 : ReferenceIssuer
%% IStatus31Choice recursion level 1 with max 1
%% PartyIdentification139 recursion level 1 with max 1
class PartyIdentification139{
    LEI IsoLEIIdentifier
}
PartyIdentification139 *-- "1..1" IPartyIdentification125Choice : Party
  

CancellationStatusAndReason5 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the TransferCancellationStatusReportV07 implementation follows a specific implementaiton pattern. First of all, TransferCancellationStatusReportV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, TransferCancellationStatusReportV07Document implements IOuterDocument. Because TransferCancellationStatusReportV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type TransferCancellationStatusReportV07.

classDiagram
    class IOuterRecord
    TransferCancellationStatusReportV07 --|> IOuterRecord : Implements
    TransferCancellationStatusReportV07Document --|> IOuterDocument~TransferCancellationStatusReportV07~ : Implements
    class IOuterDocument~TransferCancellationStatusReportV07~ {
        TransferCancellationStatusReportV07 Message
     }
  

Document wrapper for serialization

The only real purpose TransferCancellationStatusReportV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.010.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using TransferCancellationStatusReportV07.ToDocument() method. The returned TransferCancellationStatusReportV07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    TransferCancellationStatusReportV07Document *-- TransferCancellationStatusReportV07 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.010.001.07">
    <TrfCxlStsRpt>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <CtrPtyRef>
            <!-- CounterpartyReference inner content -->
        </CtrPtyRef>
        <Ref>
            <!-- Reference inner content -->
        </Ref>
        <StsRpt>
            <!-- StatusReport inner content -->
        </StsRpt>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </TrfCxlStsRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_h5COsZDhEem7fvtoGpNpow"
  previousVersion="_XJ91AYZMEeemXK0UETsSiA"
  name="TransferCancellationStatusReportV07"
  definition="Scope&#xD;&#xA;The TransferCancellationStatusReport message is sent by an executing party, for example, a transfer agent, to the instructing party, for example, an investment manager or one of its authorised representatives to provide the status of a previously received transfer cancellation instruction.&#xD;&#xA;Usage&#xD;&#xA;The TransferCancellationStatusReport message is used to report on the status of a transfer in or transfer out cancellation request.&#xD;&#xA;The reference of the transfer instruction for which the cancellation status is reported is identified in TransferReference. The message identification of the transfer cancellation request message in which the transfer instruction was conveyed may also be quoted in RelatedReference.&#xD;&#xA;The message identification of the transfer instruction request message in which the transfer instruction was conveyed may also be quoted in RelatedReference.&#xD;&#xA;One of the following statuses can be reported:&#xD;&#xA;- the transfer cancellation is accepted, or,&#xD;&#xA;- the transfer cancellation has been sent to the next party, or,&#xD;&#xA;- the transfer cancellation is complete and the reason for the status,&#xD;&#xA;- the transfer cancellation pending and the reason for the status,&#xD;&#xA;- the transfer cancellation is rejected and the reason for the status."
  registrationStatus="Registered"
  messageSet="_hijK0WiLEeOuqdLlpUIWBw _qCumkAFwEeu2__1EbNXzuA"
  xmlTag="TrfCxlStsRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_h5COs5DhEem7fvtoGpNpow"
    previousVersion="_XJ91A4ZMEeemXK0UETsSiA"
    name="OtherReferenceRule"
    definition="Reference/OtherReference should be used to reference a transfer cancellation request 'message' sent in a proprietary way or used for a system reference. If Reference/OtherReference is present, References/OtherReference/MessageName must contain, for example, 'fax' or 'phone' or 'email'."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_h5COtZDhEem7fvtoGpNpow"
    previousVersion="_XJ91BYZMEeemXK0UETsSiA"
    name="RelatedReferenceRule"
    definition="If Reference/RelatedReference/MessageName is present, it must start with sese.002, sese.006, sese.009 or sese.014."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_h5COt5DhEem7fvtoGpNpow"
    previousVersion="_XJ91B4ZMEeemXK0UETsSiA"
    name="MessageIdentification"
    definition="Reference that uniquely identifies the message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_h5COuZDhEem7fvtoGpNpow"
    previousVersion="_XJ91CYZMEeemXK0UETsSiA"
    name="CounterpartyReference"
    definition="Unambiguous identification of the transfer allocated by the counterparty."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CtrPtyRef"
    complexType="_ZBypsWpTEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_h5COu5DhEem7fvtoGpNpow"
    previousVersion="_XJ91C4ZMEeemXK0UETsSiA"
    name="Reference"
    definition="Reference to the message or communication that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Ref"
    complexType="_5f_BEWpYEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_h5COvZDhEem7fvtoGpNpow"
    previousVersion="_XJ91DYZMEeemXK0UETsSiA"
    name="StatusReport"
    definition="Status of the transfer cancellation instruction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StsRpt"
    complexType="_dJX9YZGsEem-9Y6mq5ZH3Q" />
  <messageBuildingBlock
    xmi:id="_h5COv5DhEem7fvtoGpNpow"
    previousVersion="_XJ91D4ZMEeemXK0UETsSiA"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_h5COwZDhEem7fvtoGpNpow"
    previousVersion="_XJ91EYZMEeemXK0UETsSiA"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="010"
    flavour="001"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.