SecuritiesTransactionCancellationRequestStatusAdvice002V07

sese.027.002.07

Scope An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesTransactionCancellationRequestStatusAdvice002V07 recursion level 0 with max 0
class SecuritiesTransactionCancellationRequestStatusAdvice002V07{
    CancellationRequestReference IsoRestrictedFINXMax16Text
}
SecuritiesTransactionCancellationRequestStatusAdvice002V07 *-- "0..1" TransactionIdentifications50 : TransactionIdentification
SecuritiesTransactionCancellationRequestStatusAdvice002V07 *-- "1..1" IProcessingStatus96Choice : ProcessingStatus
SecuritiesTransactionCancellationRequestStatusAdvice002V07 *-- "0..1" TransactionDetails162 : TransactionDetails
SecuritiesTransactionCancellationRequestStatusAdvice002V07 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

CancellationRequestReference building block

Reference to the unambiguous identification of the cancellation request as per the account owner. Specifies a character string with a maximum length of 16 characters. It has a pattern that disables the use of characters that is not part of the character set X, that is, that is not a-z A-Z / - ? : ( ) . , ‘ + , and disable the use of slash “/” at the beginning and end of line and double slash “//” within the line. For comparison, see the ISO20022 official specification This message is declared as RestrictedFINXMax16Text in the ISO specification. In our implementation, it is represented in source code as IsoRestrictedFINXMax16Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

TransactionIdentification building block

Unambiguous identification of the transaction as known by the account servicer. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentifications50 recursion level 0 with max 1
class TransactionIdentifications50{
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    CounterpartyMarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
}
TransactionIdentifications50 *-- "1..1" IReferences59Choice : AccountOwnerTransactionIdentification
%% IReferences59Choice recursion level 1 with max 1
  

TransactionIdentifications50 members

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus96Choice recursion level 0 with max 1
  

ProcessingStatus96Choice members

TransactionDetails building block

Identifies the details of the transaction. Identifies the details of the transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionDetails162 recursion level 0 with max 1
TransactionDetails162 *-- "0..1" PartyIdentification156 : AccountOwner
TransactionDetails162 *-- "0..1" SecuritiesAccount30 : SafekeepingAccount
TransactionDetails162 *-- "0..1" BlockChainAddressWallet7 : BlockChainAddressOrWallet
TransactionDetails162 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
TransactionDetails162 *-- "1..1" IQuantity54Choice : SettlementQuantity
TransactionDetails162 *-- "0..1" AmountAndDirection67 : SettlementAmount
TransactionDetails162 *-- "0..1" ITradeDate9Choice : TradeDate
TransactionDetails162 *-- "1..1" ISettlementDate32Choice : SettlementDate
TransactionDetails162 *-- "0..1" SettlementParties109 : DeliveringSettlementParties
TransactionDetails162 *-- "0..1" SettlementParties109 : ReceivingSettlementParties
TransactionDetails162 *-- "0..1" PartyIdentification170 : Investor
%% PartyIdentification156 recursion level 1 with max 1
class PartyIdentification156{
    LEI IsoLEIIdentifier
}
PartyIdentification156 *-- "1..1" IPartyIdentification136Choice : Identification
%% SecuritiesAccount30 recursion level 1 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% BlockChainAddressWallet7 recursion level 1 with max 1
class BlockChainAddressWallet7{
    Identification IsoRestrictedFINXMax140Text
    Name IsoRestrictedFINXMax70Text
}
BlockChainAddressWallet7 *-- "0..1" GenericIdentification47 : Type
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IQuantity54Choice recursion level 1 with max 1
%% AmountAndDirection67 recursion level 1 with max 1
class AmountAndDirection67{
    Amount IsoRestrictedFINActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
%% ITradeDate9Choice recursion level 1 with max 1
%% ISettlementDate32Choice recursion level 1 with max 1
%% SettlementParties109 recursion level 1 with max 1
SettlementParties109 *-- "0..1" PartyIdentification191 : Depository
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party1
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party2
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party3
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party4
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party5
%% SettlementParties109 recursion level 1 with max 1
SettlementParties109 *-- "0..1" PartyIdentification191 : Depository
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party1
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party2
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party3
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party4
SettlementParties109 *-- "0..1" PartyIdentificationAndAccount215 : Party5
%% PartyIdentification170 recursion level 1 with max 1
class PartyIdentification170{
    LEI IsoLEIIdentifier
}
PartyIdentification170 *-- "1..1" IPartyIdentification176Choice : Identification
  

TransactionDetails162 members

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesTransactionCancellationRequestStatusAdvice002V07 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionCancellationRequestStatusAdvice002V07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionCancellationRequestStatusAdvice002V07Document implements IOuterDocument. Because SecuritiesTransactionCancellationRequestStatusAdvice002V07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionCancellationRequestStatusAdvice002V07.

classDiagram
    class IOuterRecord
    SecuritiesTransactionCancellationRequestStatusAdvice002V07 --|> IOuterRecord : Implements
    SecuritiesTransactionCancellationRequestStatusAdvice002V07Document --|> IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdvice002V07~ : Implements
    class IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdvice002V07~ {
        SecuritiesTransactionCancellationRequestStatusAdvice002V07 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesTransactionCancellationRequestStatusAdvice002V07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.027.002.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionCancellationRequestStatusAdvice002V07.ToDocument() method. The returned SecuritiesTransactionCancellationRequestStatusAdvice002V07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesTransactionCancellationRequestStatusAdvice002V07Document *-- SecuritiesTransactionCancellationRequestStatusAdvice002V07 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.027.002.07">
    <SctiesTxCxlReqStsAdvc>
        <CxlReqRef>
            <!-- CancellationRequestReference inner content -->
        </CxlReqRef>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <TxDtls>
            <!-- TransactionDetails inner content -->
        </TxDtls>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesTxCxlReqStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_gByiEzi8Eeydid5dcNPKvg"
  previousVersion="_YTI0gyAeEeuyDZ-ukt4YRg"
  name="SecuritiesTransactionCancellationRequestStatusAdvice002V07"
  definition="Scope&#xD;&#xA;An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information&#xD;&#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_KoChkKS_EeWiN6v48CBCXg _26G2kVI3EeyUbfjRDFS84A"
  xmlTag="SctiesTxCxlReqStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_gByiFTi8Eeydid5dcNPKvg"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_gByiHTi8Eeydid5dcNPKvg"
    name="CancellationRequestReference"
    definition="Reference to the unambiguous identification of the cancellation request as per the account owner."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CxlReqRef"
    simpleType="_XZJV2Np-Ed-ak6NoX_4Aeg_-1555155859" />
  <messageBuildingBlock
    xmi:id="_gByiHzi8Eeydid5dcNPKvg"
    name="TransactionIdentification"
    definition="Unambiguous identification of the transaction as known by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxId"
    complexType="_gByiKTi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_gByiITi8Eeydid5dcNPKvg"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_gBzJZzi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_gByiIzi8Eeydid5dcNPKvg"
    name="TransactionDetails"
    definition="Identifies the details of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxDtls"
    complexType="_gBzxNTi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_gByiJTi8Eeydid5dcNPKvg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="027"
    flavour="002"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.