sese.022.001.06
Scope An account servicer sends a SecuritiesStatusOrStatementQueryStatusAdvice to an account owner to advise the status of a status query or statement query previously sent by the account owner. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesStatusOrStatementQueryStatusAdviceV06 recursion level 0 with max 0
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "1..1" DocumentIdentification54 : QueryDetails
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "0..1" PartyIdentification144 : AccountOwner
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "0..1" BlockChainAddressWallet3 : BlockChainAddressOrWallet
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "0..1" IStatusOrStatement11Choice : StatusOrStatementRequested
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "1..1" IProcessingStatus89Choice : ProcessingStatus
SecuritiesStatusOrStatementQueryStatusAdviceV06 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
QueryDetails building block
Unambiguous identification of the query as per the account owner. Identification of the message number and the query identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification54 recursion level 0 with max 1
class DocumentIdentification54{
Reference IsoMax35Text
}
DocumentIdentification54 *-- "0..1" IDocumentNumber5Choice : MessageNumber
%% IDocumentNumber5Choice recursion level 1 with max 1
DocumentIdentification54 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| MessageNumber | Message type number/message identifier of the message referenced in the linkage sequence. | IDocumentNumber5Choice - Optional 0..1 |
| Reference | Reference to the query identification. | IsoMax35Text - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentification144 recursion level 0 with max 1
class PartyIdentification144{
LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% IPartyIdentification127Choice recursion level 1 with max 1
PartyIdentification144 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identification of the party. | IPartyIdentification127Choice - Required 1..1 |
| LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesAccount19 recursion level 0 with max 1
class SecuritiesAccount19{
Identification IsoMax35Text
Name IsoMax70Text
}
SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
SecuritiesAccount19 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoMax35Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification30 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
BlockChainAddressOrWallet building block
Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% BlockChainAddressWallet3 recursion level 0 with max 1
class BlockChainAddressWallet3{
Identification IsoMax140Text
Name IsoMax70Text
}
BlockChainAddressWallet3 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
BlockChainAddressWallet3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoMax140Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification30 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
StatusOrStatementRequested building block
Details of the request. Specifies the status or statement that is requested. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IStatusOrStatement11Choice recursion level 0 with max 1
StatusOrStatement11Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ProcessingStatus building block
Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IProcessingStatus89Choice recursion level 0 with max 1
ProcessingStatus89Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesStatusOrStatementQueryStatusAdviceV06 implementation follows a specific implementaiton pattern. First of all, SecuritiesStatusOrStatementQueryStatusAdviceV06 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesStatusOrStatementQueryStatusAdviceV06Document implements IOuterDocument. Because SecuritiesStatusOrStatementQueryStatusAdviceV06 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesStatusOrStatementQueryStatusAdviceV06.
classDiagram
class IOuterRecord
SecuritiesStatusOrStatementQueryStatusAdviceV06 --|> IOuterRecord : Implements
SecuritiesStatusOrStatementQueryStatusAdviceV06Document --|> IOuterDocument~SecuritiesStatusOrStatementQueryStatusAdviceV06~ : Implements
class IOuterDocument~SecuritiesStatusOrStatementQueryStatusAdviceV06~ {
SecuritiesStatusOrStatementQueryStatusAdviceV06 Message
}
Document wrapper for serialization
The only real purpose SecuritiesStatusOrStatementQueryStatusAdviceV06Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.022.001.06’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesStatusOrStatementQueryStatusAdviceV06.ToDocument() method. The returned SecuritiesStatusOrStatementQueryStatusAdviceV06Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesStatusOrStatementQueryStatusAdviceV06Document *-- SecuritiesStatusOrStatementQueryStatusAdviceV06 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.022.001.06">
<SctiesStsOrStmtQryStsAdvc>
<QryDtls>
<!-- QueryDetails inner content -->
</QryDtls>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<BlckChainAdrOrWllt>
<!-- BlockChainAddressOrWallet inner content -->
</BlckChainAdrOrWllt>
<StsOrStmtReqd>
<!-- StatusOrStatementRequested inner content -->
</StsOrStmtReqd>
<PrcgSts>
<!-- ProcessingStatus inner content -->
</PrcgSts>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</SctiesStsOrStmtQryStsAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_yoyk4SgSEeym1_Zp1BTvEw"
previousVersion="_3GDdEdBlEeihG9bKfarOOA"
name="SecuritiesStatusOrStatementQueryStatusAdviceV06"
definition="Scope
An account servicer sends a SecuritiesStatusOrStatementQueryStatusAdvice to an account owner to advise the status of a status query or statement query previously sent by the account owner.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_xiys0WfyEeOLcMuJoUvTAg"
xmlTag="SctiesStsOrStmtQryStsAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_2EAcpCqFEeyR9JrVGfaMKw"
name="SafekeepingAccountOrBlockChainAddress1Rule"
definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/BlockChainAddressOrWallet</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/SafekeepingAccount</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_2EAcpSqFEeyR9JrVGfaMKw"
name="SafekeepingAccountOrBlockChainAddress2Rule"
definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/SafekeepingAccount</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/BlockChainAddressOrWallet</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_yoyk6SgSEeym1_Zp1BTvEw"
previousVersion="_3GDdE9BlEeihG9bKfarOOA"
name="QueryDetails"
definition="Unambiguous identification of the query as per the account owner."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="QryDtls"
complexType="_dMtGoStbEeygfekJ15up0Q" />
<messageBuildingBlock
xmi:id="_yoyk6ygSEeym1_Zp1BTvEw"
previousVersion="_3GDdFdBlEeihG9bKfarOOA"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_XnxoYdLCEeiN28wlpBQScw" />
<messageBuildingBlock
xmi:id="_yoyk7SgSEeym1_Zp1BTvEw"
previousVersion="_3GDdF9BlEeihG9bKfarOOA"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="SfkpgAcct"
complexType="_T_JUKtp-Ed-ak6NoX_4Aeg_1976638301" />
<messageBuildingBlock
xmi:id="_2EAcoyqFEeyR9JrVGfaMKw"
name="BlockChainAddressOrWallet"
definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="BlckChainAdrOrWllt"
complexType="_l7F8gSp-EeyR9JrVGfaMKw" />
<messageBuildingBlock
xmi:id="_yoyk7ygSEeym1_Zp1BTvEw"
previousVersion="_3GDdGdBlEeihG9bKfarOOA"
name="StatusOrStatementRequested"
definition="Details of the request."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="StsOrStmtReqd"
complexType="_4dK-USgSEeym1_Zp1BTvEw" />
<messageBuildingBlock
xmi:id="_yoyk8SgSEeym1_Zp1BTvEw"
previousVersion="_3GDdG9BlEeihG9bKfarOOA"
name="ProcessingStatus"
definition="Provides details on the processing status of the request."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="PrcgSts"
complexType="_SF8U8StYEeyhipY4f42fZQ" />
<messageBuildingBlock
xmi:id="_yoyk8ygSEeym1_Zp1BTvEw"
previousVersion="_3GDdHdBlEeihG9bKfarOOA"
name="SupplementaryData"
definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="sese"
messageFunctionality="022"
flavour="001"
version="06" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.