Iso20022

SecuritiesStatusOrStatementQueryStatusAdvice002V06

sese.022.002.06

Scope An account servicer sends a SecuritiesStatusOrStatementQueryStatusAdvice to an account owner to advise the status of a status query or statement query previously sent by the account owner. The account servicer/owner relationship may be:

Usage The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesStatusOrStatementQueryStatusAdvice002V06 recursion level 0 with max 0
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "1..1" DocumentIdentification55 : QueryDetails
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "0..1" PartyIdentification156 : AccountOwner
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "0..1" SecuritiesAccount30 : SafekeepingAccount
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "0..1" BlockChainAddressWallet7 : BlockChainAddressOrWallet
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "0..1" IStatusOrStatement12Choice : StatusOrStatementRequested
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "1..1" IProcessingStatus95Choice : ProcessingStatus
SecuritiesStatusOrStatementQueryStatusAdvice002V06 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

QueryDetails building block

Unambiguous identification of the query as per the account owner. Identification of the message number and the query identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification55 recursion level 0 with max 1
class DocumentIdentification55{
    Reference IsoMax35Text
}
DocumentIdentification55 *-- "0..1" IDocumentNumber6Choice : MessageNumber
%% IDocumentNumber6Choice recursion level 1 with max 1

DocumentIdentification55 members

Member name Description Data Type / Multiplicity
MessageNumber Message type number/message identifier of the message referenced in the linkage sequence. IDocumentNumber6Choice - Optional 0..1
Reference Reference to the query identification. IsoMax35Text - Required 1..1

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification156 recursion level 0 with max 1
class PartyIdentification156{
    LEI IsoLEIIdentifier
}
PartyIdentification156 *-- "1..1" IPartyIdentification136Choice : Identification
%% IPartyIdentification136Choice recursion level 1 with max 1

PartyIdentification156 members

Member name Description Data Type / Multiplicity
Identification Unique identification of the party. IPartyIdentification136Choice - Required 1..1
LEI Legal entity identification as an alternate identification for a party. IsoLEIIdentifier - Optional 0..1

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount30 recursion level 0 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}

SecuritiesAccount30 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer. IsoRestrictedFINXMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification47 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

BlockChainAddressOrWallet building block

Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% BlockChainAddressWallet7 recursion level 0 with max 1
class BlockChainAddressWallet7{
    Identification IsoRestrictedFINXMax140Text
    Name IsoRestrictedFINXMax70Text
}
BlockChainAddressWallet7 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}

BlockChainAddressWallet7 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer. IsoRestrictedFINXMax140Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification47 - Optional 0..1
Name Description of the account. IsoRestrictedFINXMax70Text - Optional 0..1

StatusOrStatementRequested building block

Details of the request. Specifies the status or statement that is requested. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IStatusOrStatement12Choice recursion level 0 with max 1

StatusOrStatement12Choice members

Member name Description Data Type / Multiplicity

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus95Choice recursion level 0 with max 1

ProcessingStatus95Choice members

Member name Description Data Type / Multiplicity

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name Description Data Type / Multiplicity
PlaceAndName Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. IsoMax350Text - Optional 0..1
Envelope Technical element wrapping the supplementary data. IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesStatusOrStatementQueryStatusAdvice002V06 implementation follows a specific implementaiton pattern. First of all, SecuritiesStatusOrStatementQueryStatusAdvice002V06 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesStatusOrStatementQueryStatusAdvice002V06Document implements IOuterDocument. Because SecuritiesStatusOrStatementQueryStatusAdvice002V06 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesStatusOrStatementQueryStatusAdvice002V06.

classDiagram
    class IOuterRecord
    SecuritiesStatusOrStatementQueryStatusAdvice002V06 --|> IOuterRecord : Implements
    SecuritiesStatusOrStatementQueryStatusAdvice002V06Document --|> IOuterDocument~SecuritiesStatusOrStatementQueryStatusAdvice002V06~ : Implements
    class IOuterDocument~SecuritiesStatusOrStatementQueryStatusAdvice002V06~ {
        SecuritiesStatusOrStatementQueryStatusAdvice002V06 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesStatusOrStatementQueryStatusAdvice002V06Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.022.002.06’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesStatusOrStatementQueryStatusAdvice002V06.ToDocument() method. The returned SecuritiesStatusOrStatementQueryStatusAdvice002V06Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesStatusOrStatementQueryStatusAdvice002V06Document *-- SecuritiesStatusOrStatementQueryStatusAdvice002V06 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.022.002.06">
    <SctiesStsOrStmtQryStsAdvc>
        <QryDtls>
            <!-- QueryDetails inner content -->
        </QryDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <BlckChainAdrOrWllt>
            <!-- BlockChainAddressOrWallet inner content -->
        </BlckChainAdrOrWllt>
        <StsOrStmtReqd>
            <!-- StatusOrStatementRequested inner content -->
        </StsOrStmtReqd>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesStsOrStmtQryStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_gBHMozi8Eeydid5dcNPKvg"
  previousVersion="_LSk4J_fZEeiNZp_PtLohLw"
  name="SecuritiesStatusOrStatementQueryStatusAdvice002V06"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesStatusOrStatementQueryStatusAdvice to an account owner to advise the status of a status query or statement query previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_KoChkKS_EeWiN6v48CBCXg _26G2kVI3EeyUbfjRDFS84A"
  xmlTag="SctiesStsOrStmtQryStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_gBHMpTi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress1Rule"
    definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_gBHMpzi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress2Rule"
    definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_gBHMrDi8Eeydid5dcNPKvg"
    name="QueryDetails"
    definition="Unambiguous identification of the query as per the account owner."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="QryDtls"
    complexType="_gBHMvDi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_gBHMrji8Eeydid5dcNPKvg"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_Z0x6o_fVEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_gBHMsDi8Eeydid5dcNPKvg"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_gBHMsji8Eeydid5dcNPKvg"
    name="BlockChainAddressOrWallet"
    definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BlckChainAdrOrWllt"
    complexType="_nL5-4UYvEeyIDL5Gtobnyw" />
  <messageBuildingBlock
    xmi:id="_gBHMtDi8Eeydid5dcNPKvg"
    name="StatusOrStatementRequested"
    definition="Details of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="StsOrStmtReqd"
    complexType="_gBH0DTi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_gBHMtji8Eeydid5dcNPKvg"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_gBIawzi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_gBHMuDi8Eeydid5dcNPKvg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="022"
    flavour="002"
    version="06" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.