SecuritiesSettlementConditionModificationStatusAdvice002V09

sese.031.002.09

Scope An account servicer sends a SecuritiesSettlementConditionsModificationStatusAdvice to an account owner to advise the status of a modification request previously instructed by the account owner. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage A SecuritiesSettlementConditionsModificationRequest may contain requests on multiple transactions. However, one SecuritiesSettlementConditionsModificationStatusAdvice must be sent per transaction modified unless the SecuritiesSettlementConditionsModificationRequest is rejected as a whole. The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesSettlementConditionModificationStatusAdvice002V09 recursion level 0 with max 0
class SecuritiesSettlementConditionModificationStatusAdvice002V09{
    RequestReference IsoRestrictedFINXMax16Text
}
SecuritiesSettlementConditionModificationStatusAdvice002V09 *-- "0..1" PartyIdentification156 : AccountOwner
SecuritiesSettlementConditionModificationStatusAdvice002V09 *-- "0..1" SecuritiesAccount30 : SafekeepingAccount
SecuritiesSettlementConditionModificationStatusAdvice002V09 *-- "0..1" BlockChainAddressWallet7 : BlockChainAddressOrWallet
SecuritiesSettlementConditionModificationStatusAdvice002V09 *-- "0..1" RequestDetails29 : RequestDetails
SecuritiesSettlementConditionModificationStatusAdvice002V09 *-- "1..1" IProcessingStatus91Choice : ProcessingStatus
SecuritiesSettlementConditionModificationStatusAdvice002V09 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

RequestReference building block

Identification of the SecuritiesSettlementConditionsModificationRequest. Specifies a character string with a maximum length of 16 characters. It has a pattern that disables the use of characters that is not part of the character set X, that is, that is not a-z A-Z / - ? : ( ) . , ‘ + , and disable the use of slash “/” at the beginning and end of line and double slash “//” within the line. For comparison, see the ISO20022 official specification This message is declared as RestrictedFINXMax16Text in the ISO specification. In our implementation, it is represented in source code as IsoRestrictedFINXMax16Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification156 recursion level 0 with max 1
class PartyIdentification156{
    LEI IsoLEIIdentifier
}
PartyIdentification156 *-- "1..1" IPartyIdentification136Choice : Identification
%% IPartyIdentification136Choice recursion level 1 with max 1
  

PartyIdentification156 members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount30 recursion level 0 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
  

SecuritiesAccount30 members

BlockChainAddressOrWallet building block

Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% BlockChainAddressWallet7 recursion level 0 with max 1
class BlockChainAddressWallet7{
    Identification IsoRestrictedFINXMax140Text
    Name IsoRestrictedFINXMax70Text
}
BlockChainAddressWallet7 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
  

BlockChainAddressWallet7 members

RequestDetails building block

Details of the request. Details of the settlement condition modification request. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% RequestDetails29 recursion level 0 with max 1
class RequestDetails29{
    RetainIndicator IsoYesNoIndicator
    PartialSettlementIndicator SettlementTransactionCondition5Code
}
RequestDetails29 *-- "1..1" References28 : Reference
RequestDetails29 *-- "0..0" RestrictionIdentification2 : RestrictionReference
RequestDetails29 *-- "0..1" IAutomaticBorrowing11Choice : AutomaticBorrowing
RequestDetails29 *-- "0..1" ILinkageType4Choice : Linkage
RequestDetails29 *-- "0..1" IPriorityNumeric5Choice : Priority
RequestDetails29 *-- "0..0" GenericIdentification47 : OtherProcessing
RequestDetails29 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
RequestDetails29 *-- "0..1" HoldIndicator7 : HoldIndicator
RequestDetails29 *-- "0..1" IMatchingDenied4Choice : MatchingDenial
RequestDetails29 *-- "0..1" IUnilateralSplit4Choice : UnilateralSplit
RequestDetails29 *-- "0..0" Linkages66 : Linkages
%% References28 recursion level 1 with max 1
class References28{
    AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    CounterpartyMarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
    PoolIdentification IsoRestrictedFINXMax16Text
    CommonIdentification IsoRestrictedFINXMax16Text
    TradeIdentification IsoRestrictedFINXMax52Text
}
%% RestrictionIdentification2 recursion level 1 with max 1
class RestrictionIdentification2{
    Code RestrictionReference1Code
    Identification IsoRestrictedFINXMax16Text
}
%% IAutomaticBorrowing11Choice recursion level 1 with max 1
%% ILinkageType4Choice recursion level 1 with max 1
%% IPriorityNumeric5Choice recursion level 1 with max 1
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
%% ISecuritiesRTGS5Choice recursion level 1 with max 1
%% HoldIndicator7 recursion level 1 with max 1
class HoldIndicator7{
    Indicator IsoYesNoIndicator
}
HoldIndicator7 *-- "0..0" RegistrationReason6 : Reason
%% IMatchingDenied4Choice recursion level 1 with max 1
%% IUnilateralSplit4Choice recursion level 1 with max 1
%% Linkages66 recursion level 1 with max 1
Linkages66 *-- "0..1" IProcessingPosition18Choice : ProcessingPosition
Linkages66 *-- "0..1" IDocumentNumber16Choice : MessageNumber
Linkages66 *-- "1..1" IReferences76Choice : Reference
Linkages66 *-- "0..1" IPartyIdentification136Choice : ReferenceOwner
  

RequestDetails29 members

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus91Choice recursion level 0 with max 1
  

ProcessingStatus91Choice members

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesSettlementConditionModificationStatusAdvice002V09 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementConditionModificationStatusAdvice002V09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementConditionModificationStatusAdvice002V09Document implements IOuterDocument. Because SecuritiesSettlementConditionModificationStatusAdvice002V09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementConditionModificationStatusAdvice002V09.

classDiagram
    class IOuterRecord
    SecuritiesSettlementConditionModificationStatusAdvice002V09 --|> IOuterRecord : Implements
    SecuritiesSettlementConditionModificationStatusAdvice002V09Document --|> IOuterDocument~SecuritiesSettlementConditionModificationStatusAdvice002V09~ : Implements
    class IOuterDocument~SecuritiesSettlementConditionModificationStatusAdvice002V09~ {
        SecuritiesSettlementConditionModificationStatusAdvice002V09 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesSettlementConditionModificationStatusAdvice002V09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.031.002.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementConditionModificationStatusAdvice002V09.ToDocument() method. The returned SecuritiesSettlementConditionModificationStatusAdvice002V09Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesSettlementConditionModificationStatusAdvice002V09Document *-- SecuritiesSettlementConditionModificationStatusAdvice002V09 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.031.002.09">
    <SctiesSttlmCondModStsAdvc>
        <ReqRef>
            <!-- RequestReference inner content -->
        </ReqRef>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <BlckChainAdrOrWllt>
            <!-- BlockChainAddressOrWallet inner content -->
        </BlckChainAdrOrWllt>
        <ReqDtls>
            <!-- RequestDetails inner content -->
        </ReqDtls>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesSttlmCondModStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_diWEIzi8Eeydid5dcNPKvg"
  previousVersion="_D9PUbffXEeiNZp_PtLohLw"
  name="SecuritiesSettlementConditionModificationStatusAdvice002V09"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesSettlementConditionsModificationStatusAdvice to an account owner to advise the status of a modification request previously instructed by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;A SecuritiesSettlementConditionsModificationRequest may contain requests on multiple transactions. However, one SecuritiesSettlementConditionsModificationStatusAdvice must be sent per transaction modified unless the SecuritiesSettlementConditionsModificationRequest is rejected as a whole.&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_KoChkKS_EeWiN6v48CBCXg _26G2kVI3EeyUbfjRDFS84A"
  xmlTag="SctiesSttlmCondModStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_diWEJTi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress1Rule"
    definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_diWEJzi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress2Rule"
    definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_diWELDi8Eeydid5dcNPKvg"
    name="RequestReference"
    definition="Identification of the SecuritiesSettlementConditionsModificationRequest."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="ReqRef"
    simpleType="_XZJV2Np-Ed-ak6NoX_4Aeg_-1555155859" />
  <messageBuildingBlock
    xmi:id="_diWELji8Eeydid5dcNPKvg"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_Z0x6o_fVEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_diWEMDi8Eeydid5dcNPKvg"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_diWEMji8Eeydid5dcNPKvg"
    name="BlockChainAddressOrWallet"
    definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BlckChainAdrOrWllt"
    complexType="_nL5-4UYvEeyIDL5Gtobnyw" />
  <messageBuildingBlock
    xmi:id="_diWENDi8Eeydid5dcNPKvg"
    name="RequestDetails"
    definition="Details of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ReqDtls"
    complexType="_diWrmTi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_diWENji8Eeydid5dcNPKvg"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_diXTAzi8Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_diWEODi8Eeydid5dcNPKvg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="031"
    flavour="002"
    version="09" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.