TransferOutConfirmationV02

sese.003.001.02

Scope An executing party, eg, a transfer agent, sends the TransferOutConfirmation message to the instructing party, eg, an investment manager or its authorised representative, to confirm the delivery of a financial instrument, free of payment, on a given date, to a specified party. This message may also be used to confirm the delivery of a financial instrument, free of payment, to another of the instructing parties own accounts or to a third party. Usage The TransferOutConfirmation message is used to confirm the withdrawal of a financial instrument from the owner’s account and its delivery to another own account, or to a third party, has taken place. The reference of the transfer confirmation is identified in TransferConfirmationReference. The reference of the original transfer instruction is specified in TransferReference. The message identification of the TransferOutInstruction message in which the transfer instruction was conveyed may also be quoted in RelatedReference.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% TransferOutConfirmationV02 recursion level 0 with max 0
TransferOutConfirmationV02 *-- "1..1" MessageIdentification1 : MessageIdentification
TransferOutConfirmationV02 *-- "0..1" AdditionalReference2 : RelatedReference
TransferOutConfirmationV02 *-- "0..1" AdditionalReference2 : PoolReference
TransferOutConfirmationV02 *-- "0..1" AdditionalReference2 : PreviousReference
TransferOutConfirmationV02 *-- "1..1" Transfer10 : TransferDetails
TransferOutConfirmationV02 *-- "1..1" FinancialInstrument13 : FinancialInstrumentDetails
TransferOutConfirmationV02 *-- "1..1" InvestmentAccount22 : AccountDetails
TransferOutConfirmationV02 *-- "1..1" ReceiveInformation4 : SettlementDetails
TransferOutConfirmationV02 *-- "0..1" CopyInformation2 : CopyDetails
TransferOutConfirmationV02 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Reference that uniquely identifies a message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

TransferDetails building block

General information related to the transfer of a financial instrument. Completion of a securities settlement instruction, wherein securities are delivered/debited from a securities account and received/credited to the designated securities account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Transfer10 recursion level 0 with max 1
class Transfer10{
    MasterReference IsoMax35Text
    TransferConfirmationReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    PortfolioTransferOutRate IsoPercentageRate
    Rounding RoundingDirection2Code
    OwnAccountTransferIndicator IsoYesNoIndicator
    AveragePrice IsoActiveOrHistoricCurrencyAnd13DecimalAmount
    NonStandardSettlementInformation IsoMax350Text
}
Transfer10 *-- "1..1" IDateAndDateTimeChoice : EffectiveTransferDate
Transfer10 *-- "1..1" IDateAndDateTimeChoice : TradeDate
Transfer10 *-- "1..1" FinancialInstrumentQuantity1 : TotalUnitsNumber
Transfer10 *-- "0..0" Unit3 : UnitsDetails
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% FinancialInstrumentQuantity1 recursion level 1 with max 1
class FinancialInstrumentQuantity1{
    Unit IsoDecimalNumber
}
%% Unit3 recursion level 1 with max 1
class Unit3{
    AcquisitionDate IsoISODate
    CertificateNumber IsoMax35Text
    Group1Or2Units UKTaxGroupUnitCode
}
Unit3 *-- "1..1" FinancialInstrumentQuantity1 : UnitsNumber
Unit3 *-- "0..1" UnitPrice12 : PriceDetails
  

Transfer10 members

FinancialInstrumentDetails building block

Information related to the financial instrument withdrawn. Security that is a sub-set of an investment fund, and is governed by the same investment fund policy, eg, dividend option or valuation currency. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrument13 recursion level 0 with max 1
class FinancialInstrument13{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument13 *-- "1..1" ISecurityIdentification3Choice : Identification
%% ISecurityIdentification3Choice recursion level 1 with max 1
  

FinancialInstrument13 members

AccountDetails building block

Information related to the account from which the financial instrument was withdrawn. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentAccount22 recursion level 0 with max 1
class InvestmentAccount22{
    AccountName IsoMax35Text
    AccountDesignation IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DematerialisedIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    BeneficiaryCertificationCompletion BeneficiaryCertificationCompletion1Code
}
InvestmentAccount22 *-- "0..0" IPartyIdentification2Choice : OwnerIdentification
InvestmentAccount22 *-- "1..1" AccountIdentification1 : AccountIdentification
InvestmentAccount22 *-- "0..0" Intermediary11 : IntermediaryInformation
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : SafekeepingPlace
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : AccountServicer
%% IPartyIdentification2Choice recursion level 1 with max 1
%% AccountIdentification1 recursion level 1 with max 1
AccountIdentification1 *-- "1..1" SimpleIdentificationInformation : Proprietary
%% Intermediary11 recursion level 1 with max 1
class Intermediary11{
    Role InvestmentFundRole2Code
    ExtendedRole IsoExtended350Code
}
Intermediary11 *-- "1..1" IPartyIdentification2Choice : Identification
Intermediary11 *-- "0..1" Account7 : Account
%% IPartyIdentification2Choice recursion level 1 with max 1
%% IPartyIdentification2Choice recursion level 1 with max 1
  

InvestmentAccount22 members

SettlementDetails building block

Information related to the receiving side of the transfer. Completion of a securities settlement instruction, wherein securities are delivered/debited from a securities account and received/credited to the designated securities account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ReceiveInformation4 recursion level 0 with max 1
class ReceiveInformation4{
    SettlementAmount IsoActiveCurrencyAndAmount
    StampDutyIndicator IsoYesNoIndicator
    NetAmount IsoActiveCurrencyAndAmount
    PhysicalTransferIndicator IsoYesNoIndicator
}
ReceiveInformation4 *-- "0..1" IDateAndDateTimeChoice : EffectiveSettlementDate
ReceiveInformation4 *-- "0..0" Charge20 : ChargeDetails
ReceiveInformation4 *-- "0..0" Commission12 : CommissionDetails
ReceiveInformation4 *-- "0..0" Tax15 : TaxDetails
ReceiveInformation4 *-- "1..1" ReceivingPartiesAndAccount4 : SettlementPartiesDetails
ReceiveInformation4 *-- "0..1" DeliveryParameters4 : PhysicalTransferDetails
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% Charge20 recursion level 1 with max 1
class Charge20{
    Type ChargeType12Code
    ExtendedType IsoExtended350Code
    Amount IsoActiveOrHistoricCurrencyAndAmount
    ChargeBasis TaxationBasis2Code
    ExtendedChargeBasis IsoExtended350Code
    ChargeBearer ChargeBearer1Code
}
Charge20 *-- "0..1" IPartyIdentification2Choice : RecipientIdentification
%% Commission12 recursion level 1 with max 1
class Commission12{
    Type CommissionType7Code
    ExtendedType IsoExtended350Code
    Basis TaxationBasis4Code
    ExtendedBasis IsoExtended350Code
    Amount IsoActiveCurrencyAnd13DecimalAmount
    CommercialAgreementReference IsoMax35Text
}
Commission12 *-- "0..1" IPartyIdentification2Choice : RecipientIdentification
%% Tax15 recursion level 1 with max 1
class Tax15{
    Type TaxType13Code
    ExtendedType IsoExtended350Code
    Amount IsoActiveOrHistoricCurrencyAnd13DecimalAmount
    Basis TaxationBasis2Code
    ExtendedBasis IsoExtended350Code
    ExemptionIndicator IsoYesNoIndicator
    ExemptionReason TaxExemptReason1Code
    ExtendedExemptionReason IsoExtended350Code
}
Tax15 *-- "0..1" IPartyIdentification2Choice : RecipientIdentification
%% ReceivingPartiesAndAccount4 recursion level 1 with max 1
class ReceivingPartiesAndAccount4{
    SecuritiesSettlementSystem IsoMax35Text
}
ReceivingPartiesAndAccount4 *-- "0..1" InvestmentAccount24 : ReceiverDetails
ReceivingPartiesAndAccount4 *-- "0..1" PartyIdentificationAndAccount5 : ReceiversCustodianDetails
ReceivingPartiesAndAccount4 *-- "0..1" PartyIdentificationAndAccount5 : ReceiversIntermediaryDetails
ReceivingPartiesAndAccount4 *-- "1..1" PartyIdentificationAndAccount4 : ReceivingAgentDetails
ReceivingPartiesAndAccount4 *-- "1..1" PartyIdentification21 : PlaceOfSettlementDetails
%% DeliveryParameters4 recursion level 1 with max 1
class DeliveryParameters4{
    RegisteredAddressIndicator IsoYesNoIndicator
}
DeliveryParameters4 *-- "0..1" NameAndAddress4 : NameAndAddress
DeliveryParameters4 *-- "0..1" ContactIdentification2 : ContactPerson
  

ReceiveInformation4 members

CopyDetails building block

Information provided when the message is a copy of a previous message. Information provided when the message is a copy of a previous message. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CopyInformation2 recursion level 0 with max 1
class CopyInformation2{
    CopyIndicator IsoYesNoIndicator
}
CopyInformation2 *-- "0..1" BICIdentification1 : OriginalReceiver
%% BICIdentification1 recursion level 1 with max 1
class BICIdentification1{
    BIC IsoBICIdentifier
}
  

CopyInformation2 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the TransferOutConfirmationV02 implementation follows a specific implementaiton pattern. First of all, TransferOutConfirmationV02 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, TransferOutConfirmationV02Document implements IOuterDocument. Because TransferOutConfirmationV02 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type TransferOutConfirmationV02.

classDiagram
    class IOuterRecord
    TransferOutConfirmationV02 --|> IOuterRecord : Implements
    TransferOutConfirmationV02Document --|> IOuterDocument~TransferOutConfirmationV02~ : Implements
    class IOuterDocument~TransferOutConfirmationV02~ {
        TransferOutConfirmationV02 Message
     }
  

Document wrapper for serialization

The only real purpose TransferOutConfirmationV02Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.003.001.02’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using TransferOutConfirmationV02.ToDocument() method. The returned TransferOutConfirmationV02Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    TransferOutConfirmationV02Document *-- TransferOutConfirmationV02 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.003.001.02">
    <TrfOutConfV02>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <TrfDtls>
            <!-- TransferDetails inner content -->
        </TrfDtls>
        <FinInstrmDtls>
            <!-- FinancialInstrumentDetails inner content -->
        </FinInstrmDtls>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <SttlmDtls>
            <!-- SettlementDetails inner content -->
        </SttlmDtls>
        <CpyDtls>
            <!-- CopyDetails inner content -->
        </CpyDtls>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </TrfOutConfV02>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_K162q9E6Ed-BzquC8wXy7w_-1621966121"
  nextVersions="_xs8JofpbEeCPwaG9zjUPNQ"
  previousVersion="_K1n7vNE6Ed-BzquC8wXy7w_1755875491"
  name="TransferOutConfirmationV02"
  definition="Scope&#xD;&#xA;An executing party, eg, a transfer agent, sends the TransferOutConfirmation message to the instructing party, eg, an investment manager or its authorised representative, to confirm the delivery of a financial instrument, free of payment, on a given date, to a specified party.&#xD;&#xA;This message may also be used to confirm the delivery of a financial instrument, free of payment, to another of the instructing parties own accounts or to a third party.&#xD;&#xA;Usage&#xD;&#xA;The TransferOutConfirmation message is used to confirm the withdrawal of a financial instrument from the owner's account and its delivery to another own account, or to a third party, has taken place.&#xD;&#xA;The reference of the transfer confirmation is identified in TransferConfirmationReference. The reference of the original transfer instruction is specified in TransferReference. The message identification of the TransferOutInstruction message in which the transfer instruction was conveyed may also be quoted in RelatedReference."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="TrfOutConfV02"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_K162rNE6Ed-BzquC8wXy7w_-1063236935"
    name="MessageIdentification"
    definition="Reference that uniquely identifies a message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_K162rdE6Ed-BzquC8wXy7w_-1621965748"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K162rtE6Ed-BzquC8wXy7w_-1621965713"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K2EnoNE6Ed-BzquC8wXy7w_-1621965688"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K2EnodE6Ed-BzquC8wXy7w_-1621966094"
    name="TransferDetails"
    definition="General information related to the transfer of a financial instrument."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfDtls"
    complexType="_Sf69FNp-Ed-ak6NoX_4Aeg_-1995992244" />
  <messageBuildingBlock
    xmi:id="_K2EnotE6Ed-BzquC8wXy7w_-1621966060"
    name="FinancialInstrumentDetails"
    definition="Information related to the financial instrument withdrawn."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="FinInstrmDtls"
    complexType="_SdFrh9p-Ed-ak6NoX_4Aeg_2092063055" />
  <messageBuildingBlock
    xmi:id="_K2Eno9E6Ed-BzquC8wXy7w_-1621966043"
    name="AccountDetails"
    definition="Information related to the account from which the financial instrument was withdrawn."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_RxIkd9p-Ed-ak6NoX_4Aeg_-730101126" />
  <messageBuildingBlock
    xmi:id="_K2EnpNE6Ed-BzquC8wXy7w_-1621965783"
    name="SettlementDetails"
    definition="Information related to the receiving side of the transfer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SttlmDtls"
    complexType="_SgEuHNp-Ed-ak6NoX_4Aeg_-963851586" />
  <messageBuildingBlock
    xmi:id="_K2EnpdE6Ed-BzquC8wXy7w_-880610549"
    name="CopyDetails"
    definition="Information provided when the message is a copy of a previous message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CpyDtls"
    complexType="_Q7Vk4tp-Ed-ak6NoX_4Aeg_-1918092012" />
  <messageBuildingBlock
    xmi:id="_K2EnptE6Ed-BzquC8wXy7w_-1621045682"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="003"
    flavour="001"
    version="02" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.