TransferOutConfirmation

sese.003.001.01

Scope The TransferOutConfirmation message is sent by an executing party to the instructing party or the instructing party’s designated agent. This message is used to confirm the delivery of a financial instrument, free of payment, at a given date, to a specified party. This message can be used to confirm the transfer of a financial instrument to an own account or to a third party. Usage The TransferOutConfirmation message is used by an executing party to confirm to the instructing party that the withdrawal of a financial instrument from the owner’s account and its delivery to another own account, or to a third party, has taken place.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% TransferOutConfirmation recursion level 0 with max 0
TransferOutConfirmation *-- "1..1" AdditionalReference2 : RelatedReference
TransferOutConfirmation *-- "0..1" AdditionalReference2 : PoolReference
TransferOutConfirmation *-- "0..1" AdditionalReference2 : PreviousReference
TransferOutConfirmation *-- "1..1" Transfer2 : TransferDetails
TransferOutConfirmation *-- "1..1" FinancialInstrument3 : FinancialInstrumentDetails
TransferOutConfirmation *-- "1..1" InvestmentAccount10 : AccountDetails
TransferOutConfirmation *-- "1..1" ReceiveInformation2 : SettlementDetails
TransferOutConfirmation *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

TransferDetails building block

General information related to the transfer of a financial instrument. Completion of a securities settlement instruction, wherein securities are delivered/debited from a securities account and received/credited to the designated securities account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Transfer2 recursion level 0 with max 1
class Transfer2{
    TransferConfirmationReference IsoMax35Text
    TransferReference IsoMax35Text
    TradeDate IsoISODate
    PortfolioTransferOutRate IsoPercentageRate
    OwnAccountTransferIndicator IsoYesNoIndicator
    AveragePrice IsoActiveOrHistoricCurrencyAnd13DecimalAmount
}
Transfer2 *-- "1..1" IDateAndDateTimeChoice : EffectiveTransferDate
Transfer2 *-- "1..1" FinancialInstrumentQuantity1 : TotalUnitsNumber
Transfer2 *-- "0..0" Unit1 : UnitsDetails
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% FinancialInstrumentQuantity1 recursion level 1 with max 1
class FinancialInstrumentQuantity1{
    Unit IsoDecimalNumber
}
%% Unit1 recursion level 1 with max 1
class Unit1{
    AcquisitionDate IsoISODate
    CertificateNumber IsoMax35Text
    Group1Or2Units UKTaxGroupUnitCode
}
Unit1 *-- "1..1" FinancialInstrumentQuantity1 : UnitsNumber
Unit1 *-- "0..1" UnitPrice3 : PriceDetails
  

Transfer2 members

FinancialInstrumentDetails building block

Information related to the financial instrument withdrawn. Security that is a sub-set of an investment fund, and is governed by the same investment fund policy, eg, dividend option or valuation currency. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrument3 recursion level 0 with max 1
class FinancialInstrument3{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    RequestedNAVCurrency ActiveOrHistoricCurrencyCode
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument3 *-- "1..1" ISecurityIdentification1Choice : Identification
%% ISecurityIdentification1Choice recursion level 1 with max 1
  

FinancialInstrument3 members

AccountDetails building block

Information related to the account from which the financial instrument was withdrawn. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentAccount10 recursion level 0 with max 1
class InvestmentAccount10{
    AccountName IsoMax35Text
    AccountDesignation IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DematerialisedIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    BeneficiaryCertificationIndicator IsoYesNoIndicator
}
InvestmentAccount10 *-- "0..0" IPartyIdentification1Choice : OwnerIdentification
InvestmentAccount10 *-- "1..1" AccountIdentification1 : AccountIdentification
InvestmentAccount10 *-- "0..0" Intermediary1 : IntermediaryInformation
InvestmentAccount10 *-- "0..1" IPartyIdentification1Choice : SafekeepingPlace
InvestmentAccount10 *-- "0..1" IPartyIdentification1Choice : AccountServicer
%% IPartyIdentification1Choice recursion level 1 with max 1
%% AccountIdentification1 recursion level 1 with max 1
AccountIdentification1 *-- "1..1" SimpleIdentificationInformation : Proprietary
%% Intermediary1 recursion level 1 with max 1
class Intermediary1{
    Role IsoMax35Text
}
Intermediary1 *-- "1..1" IPartyIdentification1Choice : Identification
Intermediary1 *-- "0..1" Account1 : Account
%% IPartyIdentification1Choice recursion level 1 with max 1
%% IPartyIdentification1Choice recursion level 1 with max 1
  

InvestmentAccount10 members

SettlementDetails building block

Information related to the receiving side of the transfer. Completion of a securities settlement instruction, wherein securities are delivered/debited from a securities account and received/credited to the designated securities account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ReceiveInformation2 recursion level 0 with max 1
class ReceiveInformation2{
    PhysicalTransferIndicator IsoYesNoIndicator
}
ReceiveInformation2 *-- "0..0" Charge4 : ChargeDetails
ReceiveInformation2 *-- "0..0" Tax3 : TaxDetails
ReceiveInformation2 *-- "1..1" ReceivingPartiesAndAccount1 : SettlementPartiesDetails
ReceiveInformation2 *-- "0..1" DeliveryParameters2 : PhysicalTransferDetails
%% Charge4 recursion level 1 with max 1
class Charge4{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    ChargeBasis TaxationBasis2Code
    ChargeBearer ChargeBearer1Code
}
Charge4 *-- "1..1" IChargeTypeFormat2Choice : Type
Charge4 *-- "0..1" IPartyIdentification1Choice : RecipientIdentification
%% Tax3 recursion level 1 with max 1
class Tax3{
    Amount IsoActiveOrHistoricCurrencyAnd13DecimalAmount
    Basis TaxationBasis2Code
    ExemptionIndicator IsoYesNoIndicator
}
Tax3 *-- "1..1" ITaxTypeFormat2Choice : Type
Tax3 *-- "0..1" IPartyIdentification1Choice : RecipientIdentification
Tax3 *-- "0..1" ITaxExemptionReasonFormatChoice : ExemptionReason
%% ReceivingPartiesAndAccount1 recursion level 1 with max 1
class ReceivingPartiesAndAccount1{
    SecuritiesSettlementSystem IsoMax35Text
}
ReceivingPartiesAndAccount1 *-- "1..1" InvestmentAccount11 : ReceiverDetails
ReceivingPartiesAndAccount1 *-- "0..1" PartyIdentificationAndAccount2 : ReceiversCustodianDetails
ReceivingPartiesAndAccount1 *-- "0..1" PartyIdentificationAndAccount2 : ReceiversIntermediaryDetails
ReceivingPartiesAndAccount1 *-- "1..1" PartyIdentificationAndAccount2 : ReceivingAgentDetails
ReceivingPartiesAndAccount1 *-- "1..1" PartyIdentificationAndAccount2 : PlaceOfSettlementDetails
%% DeliveryParameters2 recursion level 1 with max 1
class DeliveryParameters2{
    RegisteredAddressIndicator IsoYesNoIndicator
}
DeliveryParameters2 *-- "0..1" NameAndAddress1 : NameAndAddress
  

ReceiveInformation2 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the TransferOutConfirmation implementation follows a specific implementaiton pattern. First of all, TransferOutConfirmation impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, TransferOutConfirmationDocument implements IOuterDocument. Because TransferOutConfirmation implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type TransferOutConfirmation.

classDiagram
    class IOuterRecord
    TransferOutConfirmation --|> IOuterRecord : Implements
    TransferOutConfirmationDocument --|> IOuterDocument~TransferOutConfirmation~ : Implements
    class IOuterDocument~TransferOutConfirmation~ {
        TransferOutConfirmation Message
     }
  

Document wrapper for serialization

The only real purpose TransferOutConfirmationDocument serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.003.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using TransferOutConfirmation.ToDocument() method. The returned TransferOutConfirmationDocument value will serialize correctly according to ISO 20022 standards.

classDiagram
    TransferOutConfirmationDocument *-- TransferOutConfirmation : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.003.001.01">
    <sese.003.001.01>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <TrfDtls>
            <!-- TransferDetails inner content -->
        </TrfDtls>
        <FinInstrmDtls>
            <!-- FinancialInstrumentDetails inner content -->
        </FinInstrmDtls>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <SttlmDtls>
            <!-- SettlementDetails inner content -->
        </SttlmDtls>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </sese.003.001.01>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_K1n7vNE6Ed-BzquC8wXy7w_1755875491"
  nextVersions="_K162q9E6Ed-BzquC8wXy7w_-1621966121"
  name="TransferOutConfirmation"
  definition="Scope&#xD;&#xA;The TransferOutConfirmation message is sent by an executing party to the instructing party or the instructing party's designated agent.&#xD;&#xA;This message is used to confirm the delivery of a financial instrument, free of payment, at a given date, to a specified party. This message can be used to confirm the transfer of a financial instrument to an own account or to a third party.&#xD;&#xA;Usage&#xD;&#xA;The TransferOutConfirmation message is used by an executing party to confirm to the instructing party that the withdrawal of a financial instrument from the owner's account and its delivery to another own account, or to a third party, has taken place."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlName="sese.003.001.01"
  xmlTag="sese.003.001.01"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_K1n7vdE6Ed-BzquC8wXy7w_-1238228154"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="RltdRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K1n7vtE6Ed-BzquC8wXy7w_-549643126"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K1n7v9E6Ed-BzquC8wXy7w_777565139"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K1xFoNE6Ed-BzquC8wXy7w_-1311799696"
    name="TransferDetails"
    definition="General information related to the transfer of a financial instrument."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfDtls"
    complexType="_VNFG4dp-Ed-ak6NoX_4Aeg_-1626718035" />
  <messageBuildingBlock
    xmi:id="_K1xFodE6Ed-BzquC8wXy7w_-1327435613"
    name="FinancialInstrumentDetails"
    definition="Information related to the financial instrument withdrawn."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="FinInstrmDtls"
    complexType="_VG0G0tp-Ed-ak6NoX_4Aeg_-2041666443" />
  <messageBuildingBlock
    xmi:id="_K1xFotE6Ed-BzquC8wXy7w_-1200250804"
    name="AccountDetails"
    definition="Information related to the account from which the financial instrument was withdrawn."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_U8-1ZNp-Ed-ak6NoX_4Aeg_1336807406" />
  <messageBuildingBlock
    xmi:id="_K1xFo9E6Ed-BzquC8wXy7w_-767634572"
    name="SettlementDetails"
    definition="Information related to the receiving side of the transfer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SttlmDtls"
    complexType="_VN93tdp-Ed-ak6NoX_4Aeg_-1112110934" />
  <messageBuildingBlock
    xmi:id="_K1xFpNE6Ed-BzquC8wXy7w_1501522016"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="003"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.