TransferOutCancellationRequestV02

sese.002.001.02

Scope An instructing party, eg, an investment manager or its authorised representative, sends the TransferOutCancellationRequest message to the executing party, eg, a transfer agent, to request the cancellation of a previously sent TransferOutInstruction. Usage The TransferOutCancellationRequest message is used to request cancellation of a previously sent TransferOutInstruction. There are two ways to specify the transfer cancellation request. Either:

• the transfer reference of the original transfer is quoted, or,
• all the details of the original transfer (this includes TransferReference) are quoted but this is not recommended. The message identification of the TransferOutInstruction message in which the original transfer was conveyed may also be quoted in PreviousReference. It is also possible to request the cancellation of a TransferOutInstruction message by quoting its message identification in PreviousReference.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% TransferOutCancellationRequestV02 recursion level 0 with max 0
TransferOutCancellationRequestV02 *-- "1..1" MessageIdentification1 : MessageIdentification
TransferOutCancellationRequestV02 *-- "0..1" AdditionalReference2 : PreviousReference
TransferOutCancellationRequestV02 *-- "0..1" AdditionalReference2 : PoolReference
TransferOutCancellationRequestV02 *-- "0..1" AdditionalReference2 : RelatedReference
TransferOutCancellationRequestV02 *-- "0..1" TransferReference1 : CancellationByReference
TransferOutCancellationRequestV02 *-- "0..1" TransferOut5 : CancellationByTransferOutDetails
TransferOutCancellationRequestV02 *-- "0..1" CopyInformation2 : CopyDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Reference that uniquely identifies a message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

CancellationByReference building block

Reference of the transfer to be cancelled. Reference of a transfer and of a transfer cancellation. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferReference1 recursion level 0 with max 1
class TransferReference1{
    MasterReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    CancellationReference IsoMax35Text
}
  

TransferReference1 members

CancellationByTransferOutDetails building block

The transfer out request message to cancel. Information about a transfer out transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferOut5 recursion level 0 with max 1
TransferOut5 *-- "1..1" Transfer9 : TransferDetails
TransferOut5 *-- "1..1" FinancialInstrument13 : FinancialInstrumentDetails
TransferOut5 *-- "1..1" InvestmentAccount22 : AccountDetails
TransferOut5 *-- "1..1" ReceiveInformation3 : SettlementDetails
TransferOut5 *-- "0..0" Extension1 : Extension
%% Transfer9 recursion level 1 with max 1
class Transfer9{
    MasterReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    CancellationReference IsoMax35Text
    PortfolioTransferOutRate IsoPercentageRate
    Rounding RoundingDirection2Code
    OwnAccountTransferIndicator IsoYesNoIndicator
    AveragePrice IsoActiveOrHistoricCurrencyAnd13DecimalAmount
    NonStandardSettlementInformation IsoMax350Text
}
Transfer9 *-- "1..1" IDateFormat1Choice : RequestedTransferDate
Transfer9 *-- "1..1" FinancialInstrumentQuantity1 : TotalUnitsNumber
Transfer9 *-- "0..0" Unit3 : UnitsDetails
%% FinancialInstrument13 recursion level 1 with max 1
class FinancialInstrument13{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument13 *-- "1..1" ISecurityIdentification3Choice : Identification
%% InvestmentAccount22 recursion level 1 with max 1
class InvestmentAccount22{
    AccountName IsoMax35Text
    AccountDesignation IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DematerialisedIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    BeneficiaryCertificationCompletion BeneficiaryCertificationCompletion1Code
}
InvestmentAccount22 *-- "0..0" IPartyIdentification2Choice : OwnerIdentification
InvestmentAccount22 *-- "1..1" AccountIdentification1 : AccountIdentification
InvestmentAccount22 *-- "0..0" Intermediary11 : IntermediaryInformation
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : SafekeepingPlace
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : AccountServicer
%% ReceiveInformation3 recursion level 1 with max 1
class ReceiveInformation3{
    SettlementAmount IsoActiveCurrencyAndAmount
    StampDutyIndicator IsoYesNoIndicator
    NetAmount IsoActiveCurrencyAndAmount
    PhysicalTransferIndicator IsoYesNoIndicator
}
ReceiveInformation3 *-- "1..1" ReceivingPartiesAndAccount4 : SettlementPartiesDetails
ReceiveInformation3 *-- "0..0" Charge20 : ChargeDetails
ReceiveInformation3 *-- "0..0" Commission12 : CommissionDetails
ReceiveInformation3 *-- "0..0" Tax15 : TaxDetails
ReceiveInformation3 *-- "0..1" DeliveryParameters4 : PhysicalTransferDetails
%% Extension1 recursion level 1 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

TransferOut5 members

CopyDetails building block

Information provided when the message is a copy of a previous message. Information provided when the message is a copy of a previous message. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CopyInformation2 recursion level 0 with max 1
class CopyInformation2{
    CopyIndicator IsoYesNoIndicator
}
CopyInformation2 *-- "0..1" BICIdentification1 : OriginalReceiver
%% BICIdentification1 recursion level 1 with max 1
class BICIdentification1{
    BIC IsoBICIdentifier
}
  

CopyInformation2 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the TransferOutCancellationRequestV02 implementation follows a specific implementaiton pattern. First of all, TransferOutCancellationRequestV02 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, TransferOutCancellationRequestV02Document implements IOuterDocument. Because TransferOutCancellationRequestV02 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type TransferOutCancellationRequestV02.

classDiagram
    class IOuterRecord
    TransferOutCancellationRequestV02 --|> IOuterRecord : Implements
    TransferOutCancellationRequestV02Document --|> IOuterDocument~TransferOutCancellationRequestV02~ : Implements
    class IOuterDocument~TransferOutCancellationRequestV02~ {
        TransferOutCancellationRequestV02 Message
     }
  

Document wrapper for serialization

The only real purpose TransferOutCancellationRequestV02Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.002.001.02’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using TransferOutCancellationRequestV02.ToDocument() method. The returned TransferOutCancellationRequestV02Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    TransferOutCancellationRequestV02Document *-- TransferOutCancellationRequestV02 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.002.001.02">
    <TrfOutCxlReqV02>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <CxlByRef>
            <!-- CancellationByReference inner content -->
        </CxlByRef>
        <CxlByTrfOutDtls>
            <!-- CancellationByTransferOutDetails inner content -->
        </CxlByTrfOutDtls>
        <CpyDtls>
            <!-- CopyDetails inner content -->
        </CpyDtls>
    </TrfOutCxlReqV02>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_K1UZvtE6Ed-BzquC8wXy7w_-1994475109"
  nextVersions="_tnRUwfpbEeCPwaG9zjUPNQ"
  previousVersion="_K1LPztE6Ed-BzquC8wXy7w_-1400319754"
  name="TransferOutCancellationRequestV02"
  definition="Scope&#xD;&#xA;An instructing party, eg, an investment manager or its authorised representative, sends the TransferOutCancellationRequest message to the executing party, eg, a transfer agent, to request the cancellation of a previously sent TransferOutInstruction.&#xD;&#xA;Usage&#xD;&#xA;The TransferOutCancellationRequest message is used to request cancellation of a previously sent TransferOutInstruction. There are two ways to specify the transfer cancellation request. Either:&#xD;&#xA;- the transfer reference of the original transfer is quoted, or,&#xD;&#xA;- all the details of the original transfer (this includes TransferReference) are quoted but this is not recommended.&#xD;&#xA;The message identification of the TransferOutInstruction message in which the original transfer was conveyed may also be quoted in PreviousReference. It is also possible to request the cancellation of a TransferOutInstruction message by quoting its message identification in PreviousReference."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="TrfOutCxlReqV02"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <xors
    xmi:id="_K1n7sNE6Ed-BzquC8wXy7w_-41162713"
    name="CancellationByReferenceOrByTransferOutDetailsRule"
    definition="Either CancellationByReference or CancellationByTransferOutDetails may be present, but not both."
    registrationStatus="Provisionally Registered"
    impactedMessageBuildingBlocks="_K1eKtNE6Ed-BzquC8wXy7w_647125791 _K1eKtdE6Ed-BzquC8wXy7w_-1994475073" />
  <messageBuildingBlock
    xmi:id="_K1eKsNE6Ed-BzquC8wXy7w_-2090193405"
    name="MessageIdentification"
    definition="Reference that uniquely identifies a message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_K1eKsdE6Ed-BzquC8wXy7w_-1994475091"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K1eKstE6Ed-BzquC8wXy7w_-1994475031"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K1eKs9E6Ed-BzquC8wXy7w_-1994474996"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_K1eKtNE6Ed-BzquC8wXy7w_647125791"
    name="CancellationByReference"
    definition="Reference of the transfer to be cancelled."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CxlByRef"
    complexType="_SwKYjdp-Ed-ak6NoX_4Aeg_-838136093" />
  <messageBuildingBlock
    xmi:id="_K1eKtdE6Ed-BzquC8wXy7w_-1994475073"
    name="CancellationByTransferOutDetails"
    definition="The transfer out request message to cancel."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CxlByTrfOutDtls"
    complexType="_RNN_Ftp-Ed-ak6NoX_4Aeg_-226524240" />
  <messageBuildingBlock
    xmi:id="_K1eKttE6Ed-BzquC8wXy7w_-549065046"
    name="CopyDetails"
    definition="Information provided when the message is a copy of a previous message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CpyDtls"
    complexType="_Q7Vk4tp-Ed-ak6NoX_4Aeg_-1918092012" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="002"
    flavour="001"
    version="02" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.