Iso20022

SecuritiesTransactionCancellationRequestV04

sese.020.001.04

Scope

An account owner sends a SecuritiesTransactionCancellationRequest to an account servicer to request the cancellation of a securities transaction. The account owner/servicer relationship may be:

Usage The transaction may be:

ISO 15022 - 20022 Coexistence This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesTransactionCancellationRequestV04 recursion level 0 with max 0
class SecuritiesTransactionCancellationRequestV04{
    AccountServicerTransactionIdentification IsoMax35Text
    MarketInfrastructureTransactionIdentification IsoMax35Text
    ProcessorTransactionIdentification IsoMax35Text
}
SecuritiesTransactionCancellationRequestV04 *-- "1..1" IReferences2Choice : AccountOwnerTransactionIdentification
SecuritiesTransactionCancellationRequestV04 *-- "0..1" IPartyIdentification36Choice : AccountOwner
SecuritiesTransactionCancellationRequestV04 *-- "1..1" SecuritiesAccount13 : SafekeepingAccount
SecuritiesTransactionCancellationRequestV04 *-- "0..1" TransactionDetails28 : TransactionDetails
SecuritiesTransactionCancellationRequestV04 *-- "0..1" IFXCancellation1Choice : FXCancellation
SecuritiesTransactionCancellationRequestV04 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

AccountOwnerTransactionIdentification building block

Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). Choice of reference. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IReferences2Choice recursion level 0 with max 1

References2Choice members

Member name Description Data Type / Multiplicity

AccountServicerTransactionIdentification building block

Unambiguous identification of the transaction as known by the account servicer. Specifies a character string with a maximum length of 35 characters. For comparison, see the ISO20022 official specification This message is declared as Max35Text in the ISO specification. In our implementation, it is represented in source code as IsoMax35Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

MarketInfrastructureTransactionIdentification building block

Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. Specifies a character string with a maximum length of 35 characters. For comparison, see the ISO20022 official specification This message is declared as Max35Text in the ISO specification. In our implementation, it is represented in source code as IsoMax35Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

ProcessorTransactionIdentification building block

Message Reference identifying the Processor of the transaction. Specifies a character string with a maximum length of 35 characters. For comparison, see the ISO20022 official specification This message is declared as Max35Text in the ISO specification. In our implementation, it is represented in source code as IsoMax35Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification36Choice recursion level 0 with max 1

PartyIdentification36Choice members

Member name Description Data Type / Multiplicity

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount13 recursion level 0 with max 1
class SecuritiesAccount13{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount13 *-- "0..1" GenericIdentification20 : Type
%% GenericIdentification20 recursion level 1 with max 1
class GenericIdentification20{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

SecuritiesAccount13 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer.”. IsoMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification20 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

TransactionDetails building block

Identifies the details of the transaction. Identifies the details of the transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionDetails28 recursion level 0 with max 1
TransactionDetails28 *-- "1..1" SecurityIdentification14 : FinancialInstrumentIdentification
TransactionDetails28 *-- "0..1" ITradeDate1Choice : TradeDate
TransactionDetails28 *-- "1..1" ISettlementDate1Choice : SettlementDate
TransactionDetails28 *-- "1..1" IQuantity6Choice : SettlementQuantity
TransactionDetails28 *-- "0..1" AmountAndDirection8 : SettlementAmount
TransactionDetails28 *-- "0..1" SettlementParties12 : DeliveringSettlementParties
TransactionDetails28 *-- "0..1" SettlementParties12 : ReceivingSettlementParties
TransactionDetails28 *-- "0..1" IPartyIdentification37Choice : Investor
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
    ISIN IsoISINIdentifier
    Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% ITradeDate1Choice recursion level 1 with max 1
%% ISettlementDate1Choice recursion level 1 with max 1
%% IQuantity6Choice recursion level 1 with max 1
%% AmountAndDirection8 recursion level 1 with max 1
class AmountAndDirection8{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
%% SettlementParties12 recursion level 1 with max 1
SettlementParties12 *-- "0..1" PartyIdentification46 : Depository
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party1
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party2
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party3
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party4
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party5
%% SettlementParties12 recursion level 1 with max 1
SettlementParties12 *-- "0..1" PartyIdentification46 : Depository
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party1
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party2
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party3
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party4
SettlementParties12 *-- "0..1" PartyIdentificationAndAccount43 : Party5
%% IPartyIdentification37Choice recursion level 1 with max 1

TransactionDetails28 members

Member name Description Data Type / Multiplicity
FinancialInstrumentIdentification Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. SecurityIdentification14 - Required 1..1
TradeDate Specifies the date/time on which the trade was executed. ITradeDate1Choice - Optional 0..1
SettlementDate Date and time at which the securities are to be delivered or received. ISettlementDate1Choice - Required 1..1
SettlementQuantity Total quantity of securities to be settled. IQuantity6Choice - Required 1..1
SettlementAmount Total amount of money to be paid or received in exchange for the securities. AmountAndDirection8 - Optional 0..1
DeliveringSettlementParties Identifies the chain of delivering settlement parties. SettlementParties12 - Optional 0..1
ReceivingSettlementParties Identifies the chain of receiving settlement parties. SettlementParties12 - Optional 0..1
Investor Party, either an individual or organisation, whose assets are being invested. IPartyIdentification37Choice - Optional 0..1

FXCancellation building block

Specifies whether an associated FX should be cancelled. Choice of format for the FX cancellation information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IFXCancellation1Choice recursion level 0 with max 1

FXCancellation1Choice members

Member name Description Data Type / Multiplicity

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name Description Data Type / Multiplicity
PlaceAndName Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. IsoMax350Text - Optional 0..1
Envelope Technical element wrapping the supplementary data. IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesTransactionCancellationRequestV04 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionCancellationRequestV04 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionCancellationRequestV04Document implements IOuterDocument. Because SecuritiesTransactionCancellationRequestV04 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionCancellationRequestV04.

classDiagram
    class IOuterRecord
    SecuritiesTransactionCancellationRequestV04 --|> IOuterRecord : Implements
    SecuritiesTransactionCancellationRequestV04Document --|> IOuterDocument~SecuritiesTransactionCancellationRequestV04~ : Implements
    class IOuterDocument~SecuritiesTransactionCancellationRequestV04~ {
        SecuritiesTransactionCancellationRequestV04 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesTransactionCancellationRequestV04Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.020.001.04’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionCancellationRequestV04.ToDocument() method. The returned SecuritiesTransactionCancellationRequestV04Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesTransactionCancellationRequestV04Document *-- SecuritiesTransactionCancellationRequestV04 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.020.001.04">
    <SctiesTxCxlReq>
        <AcctOwnrTxId>
            <!-- AccountOwnerTransactionIdentification inner content -->
        </AcctOwnrTxId>
        <AcctSvcrTxId>
            <!-- AccountServicerTransactionIdentification inner content -->
        </AcctSvcrTxId>
        <MktInfrstrctrTxId>
            <!-- MarketInfrastructureTransactionIdentification inner content -->
        </MktInfrstrctrTxId>
        <PrcrTxId>
            <!-- ProcessorTransactionIdentification inner content -->
        </PrcrTxId>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <TxDtls>
            <!-- TransactionDetails inner content -->
        </TxDtls>
        <FxCxl>
            <!-- FXCancellation inner content -->
        </FxCxl>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesTxCxlReq>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_XjLKESRPEeON6sEIseGaUg"
  nextVersions="_YSWIeQCTEeW_3KiG8SEjHA"
  previousVersion="_oUrBUfvdEeCBQp5TnX1XKQ"
  name="SecuritiesTransactionCancellationRequestV04"
  definition="Scope&#xD;&#xA;&#xD;&#xA;An account owner sends a SecuritiesTransactionCancellationRequest to an account servicer to request the cancellation of a securities transaction.&#xD;&#xA;The account owner/servicer relationship may be:&#xD;&#xA;- a global custodian which has an account with a local custodian, or&#xD;&#xA;- an investment management institution which manage a fund account opened at a custodian, or - a broker which has an account with a custodian, or&#xD;&#xA;- a central securities depository participant which has an account with a central securities depository, or&#xD;&#xA;- a central securities depository which has an account with a custodian, another central securities depository or another settlement market infrastructure, or&#xD;&#xA;- a central counterparty or a stock exchange or a trade matching utility which need to instruct to a central securities depository ot another settlement market infrastructure.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The transaction may be:&#xD;&#xA;- a securities settlement transaction&#xD;&#xA;- an intra-position movement&#xD;&#xA;- a securities financing transaction&#xD;&#xA;The instruction cannot be:&#xD;&#xA;- a securities settlement conditions modification (another transaction processing command should be sent to reverse a processing change previously requested).&#xD;&#xA;- a securities financing modification&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information&#xD;&#xA;using the relevant elements in the Business Application Header.&#xD;&#xA;&#xD;&#xA;ISO 15022 - 20022 Coexistence&#xD;&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="SctiesTxCxlReq"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_XjLKEyRPEeON6sEIseGaUg"
    previousVersion="_oUrBVfvdEeCBQp5TnX1XKQ"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_XjLKFSRPEeON6sEIseGaUg"
    previousVersion="_oUrBWfvdEeCBQp5TnX1XKQ"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_twBPgCXrEeODP_a1w_Y44Q"
    nextVersions="_YSWIfwCTEeW_3KiG8SEjHA"
    name="TransactionIdentificationPresence2Rule"
    definition="If AccountOwnerTransactionIdentification is NONREF then at least one of the other references must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AccountServicerTransactionIdentification&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/MarketInfrastructureTransactionIdentification&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/ProcessorTransactionIdentification&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/AccountOwnerTransactionIdentification/SecuritiesSettlementTransactionIdentification/TransactionIdentification&lt;/leftOperand&gt;&lt;rightOperand&gt;NONREF&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/AccountOwnerTransactionIdentification/SecuritiesFinancingTransactionIdentification/TransactionIdentification&lt;/leftOperand&gt;&lt;rightOperand&gt;NONREF&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/AccountOwnerTransactionIdentification/IntraPositionMovementIdentification&lt;/leftOperand&gt;&lt;rightOperand&gt;NONREF&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/AccountOwnerTransactionIdentification/OtherTransactionIdentification/Identification&lt;/leftOperand&gt;&lt;rightOperand&gt;NONREF&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_ndWGQUVVEeOfP9lmI44alA"
    nextVersions="_YSWIgQCTEeW_3KiG8SEjHA"
    name="NoAccountOwnerTransactionIdentificationRule"
    definition="If no reference is available for the AccountOwnerTransactionIdentification, then the AccountOwnerTransactionIdentification must be NONREF."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_XjLKFyRPEeON6sEIseGaUg"
    nextVersions="_YSWIgwCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBXfvdEeCBQp5TnX1XKQ"
    name="AccountOwnerTransactionIdentification"
    definition="Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctOwnrTxId"
    complexType="_US9oCdp-Ed-ak6NoX_4Aeg_1980096839" />
  <messageBuildingBlock
    xmi:id="_XjLKGSRPEeON6sEIseGaUg"
    nextVersions="_YSWIhQCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBYfvdEeCBQp5TnX1XKQ"
    name="AccountServicerTransactionIdentification"
    definition="Unambiguous identification of the transaction as known by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctSvcrTxId"
    simpleType="_YW1tKdp-Ed-ak6NoX_4Aeg_1913463446" />
  <messageBuildingBlock
    xmi:id="_XjLKGyRPEeON6sEIseGaUg"
    nextVersions="_YSWIhwCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBZfvdEeCBQp5TnX1XKQ"
    name="MarketInfrastructureTransactionIdentification"
    definition="Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktInfrstrctrTxId"
    simpleType="_YW1tKdp-Ed-ak6NoX_4Aeg_1913463446" />
  <messageBuildingBlock
    xmi:id="_XjLKHSRPEeON6sEIseGaUg"
    nextVersions="_YSWIiQCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBafvdEeCBQp5TnX1XKQ"
    name="ProcessorTransactionIdentification"
    definition="Message Reference identifying the Processor of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrcrTxId"
    simpleType="_YW1tKdp-Ed-ak6NoX_4Aeg_1913463446" />
  <messageBuildingBlock
    xmi:id="_XjLKHyRPEeON6sEIseGaUg"
    nextVersions="_YSWIiwCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBbfvdEeCBQp5TnX1XKQ"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_qU9DBeaPEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_XjLKISRPEeON6sEIseGaUg"
    nextVersions="_YSWIjQCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBcfvdEeCBQp5TnX1XKQ"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_T_vKAdp-Ed-ak6NoX_4Aeg_-178975462" />
  <messageBuildingBlock
    xmi:id="_XjLKIyRPEeON6sEIseGaUg"
    nextVersions="_YSWIjwCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBdfvdEeCBQp5TnX1XKQ"
    name="TransactionDetails"
    definition="Identifies the details of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxDtls"
    complexType="_eaw-0eaOEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_XjLKJSRPEeON6sEIseGaUg"
    nextVersions="_YSWIkQCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBefvdEeCBQp5TnX1XKQ"
    name="FXCancellation"
    definition="Specifies whether an associated FX should be cancelled."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="FxCxl"
    complexType="_QtVlIdp-Ed-ak6NoX_4Aeg_615585032" />
  <messageBuildingBlock
    xmi:id="_XjLKJyRPEeON6sEIseGaUg"
    nextVersions="_YSWIkwCTEeW_3KiG8SEjHA"
    previousVersion="_oUrBffvdEeCBQp5TnX1XKQ"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="020"
    flavour="001"
    version="04" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.