SecuritiesTransactionCancellationRequestStatusAdviceV05

sese.027.001.05

Scope An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner. The account servicer/owner relationship may be:

a central securities depository or another settlement market infrastructure acting on behalf of their participants
an agent (sub-custodian) acting on behalf of their global custodian customer, or
a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

re-send a message previously sent,
provide a third party with a copy of a message for information,
re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesTransactionCancellationRequestStatusAdviceV05 recursion level 0 with max 0
SecuritiesTransactionCancellationRequestStatusAdviceV05 *-- "1..1" Identification14 : CancellationRequestReference
SecuritiesTransactionCancellationRequestStatusAdviceV05 *-- "0..1" TransactionIdentifications30 : TransactionIdentification
SecuritiesTransactionCancellationRequestStatusAdviceV05 *-- "1..1" IProcessingStatus54Choice : ProcessingStatus
SecuritiesTransactionCancellationRequestStatusAdviceV05 *-- "0..1" TransactionDetails80 : TransactionDetails
SecuritiesTransactionCancellationRequestStatusAdviceV05 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

CancellationRequestReference building block

Reference to the unambiguous identification of the cancellation request as per the account owner. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Identification14 recursion level 0 with max 1
class Identification14{
    Identification IsoMax35Text
}

Identification14 members

Member name	Description	Data Type / Multiplicity
Identification	Unique identifier of a document, message or transaction.	IsoMax35Text - Required 1..1

TransactionIdentification building block

Unambiguous identification of the transaction as known by the account servicer. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentifications30 recursion level 0 with max 1
class TransactionIdentifications30{
    AccountServicerTransactionIdentification IsoMax35Text
    MarketInfrastructureTransactionIdentification IsoMax35Text
    ProcessorTransactionIdentification IsoMax35Text
}
TransactionIdentifications30 *-- "1..1" IReferences44Choice : AccountOwnerTransactionIdentification
%% IReferences44Choice recursion level 1 with max 1

TransactionIdentifications30 members

Member name	Description	Data Type / Multiplicity
AccountServicerTransactionIdentification	Unambiguous identification of the transaction as known by the account servicer.	IsoMax35Text - Optional 0..1
MarketInfrastructureTransactionIdentification	Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities.	IsoMax35Text - Optional 0..1
ProcessorTransactionIdentification	Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure.	IsoMax35Text - Optional 0..1
AccountOwnerTransactionIdentification	Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account).	IReferences44Choice - Required 1..1

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus54Choice recursion level 0 with max 1

ProcessingStatus54Choice members

Member name	Description	Data Type / Multiplicity

TransactionDetails building block

Identifies the details of the transaction. Identifies the details of the transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionDetails80 recursion level 0 with max 1
TransactionDetails80 *-- "0..1" PartyIdentification98 : AccountOwner
TransactionDetails80 *-- "1..1" SecuritiesAccount24 : SafekeepingAccount
TransactionDetails80 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
TransactionDetails80 *-- "1..1" IQuantity6Choice : SettlementQuantity
TransactionDetails80 *-- "0..1" AmountAndDirection51 : SettlementAmount
TransactionDetails80 *-- "0..1" ITradeDate5Choice : TradeDate
TransactionDetails80 *-- "1..1" ISettlementDate10Choice : SettlementDate
TransactionDetails80 *-- "0..1" SettlementParties40 : DeliveringSettlementParties
TransactionDetails80 *-- "0..1" SettlementParties40 : ReceivingSettlementParties
TransactionDetails80 *-- "0..1" PartyIdentification99 : Investor
%% PartyIdentification98 recursion level 1 with max 1
class PartyIdentification98{
    LEI IsoLEIIdentifier
}
PartyIdentification98 *-- "1..1" IPartyIdentification92Choice : Identification
%% SecuritiesAccount24 recursion level 1 with max 1
class SecuritiesAccount24{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount24 *-- "0..1" GenericIdentification30 : Type
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IQuantity6Choice recursion level 1 with max 1
%% AmountAndDirection51 recursion level 1 with max 1
class AmountAndDirection51{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
%% ITradeDate5Choice recursion level 1 with max 1
%% ISettlementDate10Choice recursion level 1 with max 1
%% SettlementParties40 recursion level 1 with max 1
SettlementParties40 *-- "0..1" PartyIdentification91 : Depository
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party1
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party2
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party3
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party4
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party5
%% SettlementParties40 recursion level 1 with max 1
SettlementParties40 *-- "0..1" PartyIdentification91 : Depository
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party1
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party2
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party3
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party4
SettlementParties40 *-- "0..1" PartyIdentificationAndAccount117 : Party5
%% PartyIdentification99 recursion level 1 with max 1
class PartyIdentification99{
    LEI IsoLEIIdentifier
}
PartyIdentification99 *-- "1..1" IPartyIdentification93Choice : Identification

TransactionDetails80 members

Member name	Description	Data Type / Multiplicity
AccountOwner	Party that legally owns the account.	PartyIdentification98 - Optional 0..1
SafekeepingAccount	Account to or from which a securities entry is made.	SecuritiesAccount24 - Required 1..1
FinancialInstrumentIdentification	Financial instruments representing a sum of rights of the investor vis-a-vis the issuer.	SecurityIdentification19 - Required 1..1
SettlementQuantity	Total quantity of securities to be settled.	IQuantity6Choice - Required 1..1
SettlementAmount	Total amount of money to be paid or received in exchange for the securities.	AmountAndDirection51 - Optional 0..1
TradeDate	Specifies the date/time on which the trade was executed.	ITradeDate5Choice - Optional 0..1
SettlementDate	Date and time at which the securities are to be delivered or received.	ISettlementDate10Choice - Required 1..1
DeliveringSettlementParties	Identifies the chain of delivering settlement parties.	SettlementParties40 - Optional 0..1
ReceivingSettlementParties	Identifies the chain of receiving settlement parties.	SettlementParties40 - Optional 0..1
Investor	Party, either an individual or organisation, whose assets are being invested.	PartyIdentification99 - Optional 0..1

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name	Description	Data Type / Multiplicity
PlaceAndName	Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath.	IsoMax350Text - Optional 0..1
Envelope	Technical element wrapping the supplementary data.	IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesTransactionCancellationRequestStatusAdviceV05 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionCancellationRequestStatusAdviceV05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionCancellationRequestStatusAdviceV05Document implements IOuterDocument. Because SecuritiesTransactionCancellationRequestStatusAdviceV05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionCancellationRequestStatusAdviceV05.

classDiagram
    class IOuterRecord
    SecuritiesTransactionCancellationRequestStatusAdviceV05 --|> IOuterRecord : Implements
    SecuritiesTransactionCancellationRequestStatusAdviceV05Document --|> IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdviceV05~ : Implements
    class IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdviceV05~ {
        SecuritiesTransactionCancellationRequestStatusAdviceV05 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesTransactionCancellationRequestStatusAdviceV05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.027.001.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionCancellationRequestStatusAdviceV05.ToDocument() method. The returned SecuritiesTransactionCancellationRequestStatusAdviceV05Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesTransactionCancellationRequestStatusAdviceV05Document *-- SecuritiesTransactionCancellationRequestStatusAdviceV05 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.027.001.05">
    <SctiesTxCxlReqStsAdvc>
        <CxlReqRef>
            <!-- CancellationRequestReference inner content -->
        </CxlReqRef>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <TxDtls>
            <!-- TransactionDetails inner content -->
        </TxDtls>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesTxCxlReqStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_YSWIZwCTEeW_3KiG8SEjHA"
  nextVersions="_M5NWkQyQEeuG8M5giQ2e0w"
  previousVersion="_BzjWMU3MEeS1yPC0JC-FvQ"
  name="SecuritiesTransactionCancellationRequestStatusAdviceV05"
  definition="Scope&#xD;&#xA;An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information&#xD;&#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="SctiesTxCxlReqStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_YSWIbQCTEeW_3KiG8SEjHA"
    nextVersions="_M5NWkwyQEeuG8M5giQ2e0w"
    previousVersion="_BzjWN03MEeS1yPC0JC-FvQ"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_YSWIbwCTEeW_3KiG8SEjHA"
    nextVersions="_M5NWmwyQEeuG8M5giQ2e0w"
    previousVersion="_BzjWOU3MEeS1yPC0JC-FvQ"
    name="CancellationRequestReference"
    definition="Reference to the unambiguous identification of the cancellation request as per the account owner."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CxlReqRef"
    complexType="_jXzlYu5NEeCisYr99QEiWA_-2122254183" />
  <messageBuildingBlock
    xmi:id="_YSWIcQCTEeW_3KiG8SEjHA"
    nextVersions="_M5NWnQyQEeuG8M5giQ2e0w"
    previousVersion="_BzjWO03MEeS1yPC0JC-FvQ"
    name="TransactionIdentification"
    definition="Unambiguous identification of the transaction as known by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxId"
    complexType="_HIv4QTqoEeWyoP0PbocV1Q" />
  <messageBuildingBlock
    xmi:id="_YSWIcwCTEeW_3KiG8SEjHA"
    nextVersions="_M5NWnwyQEeuG8M5giQ2e0w"
    previousVersion="_BzjWPU3MEeS1yPC0JC-FvQ"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_29-eITp4EeWVrPy0StzzSg" />
  <messageBuildingBlock
    xmi:id="_YSWIdQCTEeW_3KiG8SEjHA"
    nextVersions="_M5NWoQyQEeuG8M5giQ2e0w"
    previousVersion="_BzjWP03MEeS1yPC0JC-FvQ"
    name="TransactionDetails"
    definition="Identifies the details of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxDtls"
    complexType="_qE2leR5hEeWE3PufGMdJ3w" />
  <messageBuildingBlock
    xmi:id="_YSWIdwCTEeW_3KiG8SEjHA"
    nextVersions="_M5NWowyQEeuG8M5giQ2e0w"
    previousVersion="_BzjWQU3MEeS1yPC0JC-FvQ"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="027"
    flavour="001"
    version="05" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.