Iso20022

SecuritiesTransactionCancellationRequestStatusAdviceV01

sese.027.001.01

Scope An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner. The account servicer/owner relationship may be:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesTransactionCancellationRequestStatusAdviceV01 recursion level 0 with max 0
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "1..1" DocumentIdentification11 : Identification
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "1..1" Identification1 : CancellationRequestReference
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "0..1" TransactionIdentifications4 : TransactionIdentification
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "1..1" IProcessingStatus2Choice : ProcessingStatus
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "0..1" TransactionDetails4 : TransactionDetails
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient
SecuritiesTransactionCancellationRequestStatusAdviceV01 *-- "0..1" Extension2 : Extension

Now, we will zero-in one-by-one on each of these building blocks.

Identification building block

Information that unambiguously identifies a SecuritiesTransactionCancellationRequestStatusAdvice message as know by the account servicer. Identification and creation date of a document. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
    Identification IsoMax35Text
    CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1

DocumentIdentification11 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned by the sender of the document. IsoMax35Text - Required 1..1
CreationDateTime Date and time at which the document (message) was created by the sender. IDateAndDateTimeChoice - Optional 0..1
CopyDuplicate Specifies if this document is a copy, a duplicate, or a duplicate of a copy. CopyDuplicate1Code - Optional 0..1

CancellationRequestReference building block

Reference to the unambiguous identification of the cancellation request as per the account owner. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Identification1 recursion level 0 with max 1
class Identification1{
    Identification IsoMax35Text
}

Identification1 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of a document, message or transaction. IsoMax35Text - Required 1..1

TransactionIdentification building block

Unambiguous identification of the transaction as known by the account servicer. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentifications4 recursion level 0 with max 1
class TransactionIdentifications4{
    AccountServicerTransactionIdentification IsoMax35Text
    MarketInfrastructureTransactionIdentification IsoMax35Text
}
TransactionIdentifications4 *-- "1..1" IReferences4Choice : AccountOwnerTransactionIdentification
%% IReferences4Choice recursion level 1 with max 1

TransactionIdentifications4 members

Member name Description Data Type / Multiplicity
AccountServicerTransactionIdentification Unambiguous identification of the transaction as known by the account servicer. IsoMax35Text - Optional 0..1
MarketInfrastructureTransactionIdentification Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. IsoMax35Text - Optional 0..1
AccountOwnerTransactionIdentification Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). IReferences4Choice - Required 1..1

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus2Choice recursion level 0 with max 1

ProcessingStatus2Choice members

Member name Description Data Type / Multiplicity

TransactionDetails building block

Identifies the details of the transaction. Identifies the details of the transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionDetails4 recursion level 0 with max 1
TransactionDetails4 *-- "0..1" IPartyIdentification13Choice : AccountOwner
TransactionDetails4 *-- "1..1" SecuritiesAccount13 : SafekeepingAccount
TransactionDetails4 *-- "1..1" SecurityIdentification11 : FinancialInstrumentIdentification
TransactionDetails4 *-- "1..1" IQuantity6Choice : SettlementQuantity
TransactionDetails4 *-- "0..1" AmountAndDirection8 : SettlementAmount
TransactionDetails4 *-- "0..1" ITradeDate1Choice : TradeDate
TransactionDetails4 *-- "1..1" ISettlementDate2Choice : SettlementDate
TransactionDetails4 *-- "0..1" SettlementParties2 : DeliveringSettlementParties
TransactionDetails4 *-- "0..1" SettlementParties2 : ReceivingSettlementParties
TransactionDetails4 *-- "0..1" IPartyIdentification14Choice : Investor
%% IPartyIdentification13Choice recursion level 1 with max 1
%% SecuritiesAccount13 recursion level 1 with max 1
class SecuritiesAccount13{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount13 *-- "0..1" GenericIdentification20 : Type
%% SecurityIdentification11 recursion level 1 with max 1
class SecurityIdentification11{
    Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
%% IQuantity6Choice recursion level 1 with max 1
%% AmountAndDirection8 recursion level 1 with max 1
class AmountAndDirection8{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
%% ITradeDate1Choice recursion level 1 with max 1
%% ISettlementDate2Choice recursion level 1 with max 1
%% SettlementParties2 recursion level 1 with max 1
SettlementParties2 *-- "0..1" PartyIdentification36 : Depository
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party1
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party2
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party3
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party4
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party5
%% SettlementParties2 recursion level 1 with max 1
SettlementParties2 *-- "0..1" PartyIdentification36 : Depository
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party1
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party2
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party3
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party4
SettlementParties2 *-- "0..1" PartyIdentificationAndAccount16 : Party5
%% IPartyIdentification14Choice recursion level 1 with max 1

TransactionDetails4 members

Member name Description Data Type / Multiplicity
AccountOwner Party that legally owns the account. IPartyIdentification13Choice - Optional 0..1
SafekeepingAccount Account to or from which a securities entry is made. SecuritiesAccount13 - Required 1..1
FinancialInstrumentIdentification Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. SecurityIdentification11 - Required 1..1
SettlementQuantity Total quantity of securities to be settled. IQuantity6Choice - Required 1..1
SettlementAmount Total amount of money to be paid or received in exchange for the securities. AmountAndDirection8 - Optional 0..1
TradeDate Specifies the date/time on which the trade was executed. ITradeDate1Choice - Optional 0..1
SettlementDate Date and time at which the securities are to be delivered or received. ISettlementDate2Choice - Required 1..1
DeliveringSettlementParties Identifies the chain of delivering settlement parties. SettlementParties2 - Optional 0..1
ReceivingSettlementParties Identifies the chain of receiving settlement parties. SettlementParties2 - Optional 0..1
Investor Party, either an individual or organisation, whose assets are being invested. IPartyIdentification14Choice - Optional 0..1

MessageOriginator building block

Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

MessageRecipient building block

Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension2 recursion level 0 with max 1
class Extension2{
    PlaceAndName IsoMax350Text
}
Extension2 *-- "1..1" ExtensionEnvelope1 : ExtensionEnvelope
%% ExtensionEnvelope1 recursion level 1 with max 1
ExtensionEnvelope1 *-- "1..1" ExtensionContents1 : ExtensionContents

Extension2 members

Member name Description Data Type / Multiplicity
PlaceAndName Name qualifying the information provided in the Text field, and place where this information should be inserted. IsoMax350Text - Optional 0..1
ExtensionEnvelope Technical element wrapping the extension. ExtensionEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesTransactionCancellationRequestStatusAdviceV01 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionCancellationRequestStatusAdviceV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionCancellationRequestStatusAdviceV01Document implements IOuterDocument. Because SecuritiesTransactionCancellationRequestStatusAdviceV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionCancellationRequestStatusAdviceV01.

classDiagram
    class IOuterRecord
    SecuritiesTransactionCancellationRequestStatusAdviceV01 --|> IOuterRecord : Implements
    SecuritiesTransactionCancellationRequestStatusAdviceV01Document --|> IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdviceV01~ : Implements
    class IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdviceV01~ {
        SecuritiesTransactionCancellationRequestStatusAdviceV01 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesTransactionCancellationRequestStatusAdviceV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.027.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionCancellationRequestStatusAdviceV01.ToDocument() method. The returned SecuritiesTransactionCancellationRequestStatusAdviceV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesTransactionCancellationRequestStatusAdviceV01Document *-- SecuritiesTransactionCancellationRequestStatusAdviceV01 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.027.001.01">
    <SctiesTxCxlReqStsAdvc>
        <Id>
            <!-- Identification inner content -->
        </Id>
        <CxlReqRef>
            <!-- CancellationRequestReference inner content -->
        </CxlReqRef>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <TxDtls>
            <!-- TransactionDetails inner content -->
        </TxDtls>
        <MsgOrgtr>
            <!-- MessageOriginator inner content -->
        </MsgOrgtr>
        <MsgRcpt>
            <!-- MessageRecipient inner content -->
        </MsgRcpt>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </SctiesTxCxlReqStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_DQIxAtE6Ed-BzquC8wXy7w_819975464"
  nextVersions="_ECTI8dtaEd-RF5yaMAVhAw"
  name="SecuritiesTransactionCancellationRequestStatusAdviceV01"
  definition="Scope&#xD;&#xA;An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).&#xA;ISO 15022 - 20022 Coexistence&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="SctiesTxCxlReqStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <semanticMarkup
    xmi:id="_f32_WQ5lEeO42pgjaJ50lw"
    type="Synonym">
    <elements
      xmi:id="_f32_Wg5lEeO42pgjaJ50lw"
      name="context"
      value="ISO 15022" />
    <elements
      xmi:id="_f32_Ww5lEeO42pgjaJ50lw"
      name="value"
      value="MT 548, Seq A :23G:CAST" />
  </semanticMarkup>
  <constraint
    xmi:id="_DQSiA9E6Ed-BzquC8wXy7w_-606780545"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_DQSiBtE6Ed-BzquC8wXy7w_-71184797"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_DQSiCdE6Ed-BzquC8wXy7w_-307401635"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_DQIxA9E6Ed-BzquC8wXy7w_1756881678"
    name="Identification"
    definition="Information that unambiguously identifies a SecuritiesTransactionCancellationRequestStatusAdvice message as know by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Id"
    complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515" />
  <messageBuildingBlock
    xmi:id="_DQIxBNE6Ed-BzquC8wXy7w_470730240"
    name="CancellationRequestReference"
    definition="Reference to the unambiguous identification of the cancellation request as per the account owner."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CxlReqRef"
    complexType="_QtVlKtp-Ed-ak6NoX_4Aeg_-28410593" />
  <messageBuildingBlock
    xmi:id="_DQIxBdE6Ed-BzquC8wXy7w_1385940060"
    name="TransactionIdentification"
    definition="Unambiguous identification of the transaction as known by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxId"
    complexType="_QsJSUtp-Ed-ak6NoX_4Aeg_-2060321970" />
  <messageBuildingBlock
    xmi:id="_DQIxBtE6Ed-BzquC8wXy7w_-1330855171"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_UUJ60dp-Ed-ak6NoX_4Aeg_1316468360" />
  <messageBuildingBlock
    xmi:id="_DQIxB9E6Ed-BzquC8wXy7w_249399946"
    name="TransactionDetails"
    definition="Identifies the details of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxDtls"
    complexType="_Ub5hndp-Ed-ak6NoX_4Aeg_203245351" />
  <messageBuildingBlock
    xmi:id="_DQSiANE6Ed-BzquC8wXy7w_-1392198255"
    name="MessageOriginator"
    definition="Party that originated the message, if other than the sender."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgOrgtr"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageBuildingBlock
    xmi:id="_DQSiAdE6Ed-BzquC8wXy7w_-1354331900"
    name="MessageRecipient"
    definition="Party that is the final destination of the message, if other than the receiver."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgRcpt"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageBuildingBlock
    xmi:id="_DQSiAtE6Ed-BzquC8wXy7w_568702351"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_QzJSNdp-Ed-ak6NoX_4Aeg_251191216" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="027"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.