SecuritiesTransactionCancellationRequestStatusAdvice002V05

sese.027.002.05

Scope An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner. The account servicer/owner relationship may be:

a central securities depository or another settlement market infrastructure acting on behalf of their participants
an agent (sub-custodian) acting on behalf of their global custodian customer, or
a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

re-send a message previously sent,
provide a third party with a copy of a message for information,
re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesTransactionCancellationRequestStatusAdvice002V05 recursion level 0 with max 0
SecuritiesTransactionCancellationRequestStatusAdvice002V05 *-- "1..1" Identification16 : CancellationRequestReference
SecuritiesTransactionCancellationRequestStatusAdvice002V05 *-- "0..1" TransactionIdentifications39 : TransactionIdentification
SecuritiesTransactionCancellationRequestStatusAdvice002V05 *-- "1..1" IProcessingStatus65Choice : ProcessingStatus
SecuritiesTransactionCancellationRequestStatusAdvice002V05 *-- "0..1" TransactionDetails88 : TransactionDetails
SecuritiesTransactionCancellationRequestStatusAdvice002V05 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

CancellationRequestReference building block

Reference to the unambiguous identification of the cancellation request as per the account owner. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Identification16 recursion level 0 with max 1
class Identification16{
    Identification IsoRestrictedFINXMax16Text
}

Identification16 members

Member name	Description	Data Type / Multiplicity
Identification	Unique identifier of a document, message or transaction.	IsoRestrictedFINXMax16Text - Required 1..1

TransactionIdentification building block

Unambiguous identification of the transaction as known by the account servicer. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentifications39 recursion level 0 with max 1
class TransactionIdentifications39{
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
}
TransactionIdentifications39 *-- "1..1" IReferences59Choice : AccountOwnerTransactionIdentification
%% IReferences59Choice recursion level 1 with max 1

TransactionIdentifications39 members

Member name	Description	Data Type / Multiplicity
AccountServicerTransactionIdentification	Unambiguous identification of the transaction as known by the account servicer.	IsoRestrictedFINXMax16Text - Optional 0..1
MarketInfrastructureTransactionIdentification	Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities.	IsoRestrictedFINXMax16Text - Optional 0..1
ProcessorTransactionIdentification	Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure.	IsoRestrictedFINXMax16Text - Optional 0..1
AccountOwnerTransactionIdentification	Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account).	IReferences59Choice - Required 1..1

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus65Choice recursion level 0 with max 1

ProcessingStatus65Choice members

Member name	Description	Data Type / Multiplicity

TransactionDetails building block

Identifies the details of the transaction. Identifies the details of the transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionDetails88 recursion level 0 with max 1
TransactionDetails88 *-- "0..1" PartyIdentification109 : AccountOwner
TransactionDetails88 *-- "1..1" SecuritiesAccount27 : SafekeepingAccount
TransactionDetails88 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
TransactionDetails88 *-- "1..1" IQuantity10Choice : SettlementQuantity
TransactionDetails88 *-- "0..1" AmountAndDirection67 : SettlementAmount
TransactionDetails88 *-- "0..1" ITradeDate6Choice : TradeDate
TransactionDetails88 *-- "1..1" ISettlementDate15Choice : SettlementDate
TransactionDetails88 *-- "0..1" SettlementParties49 : DeliveringSettlementParties
TransactionDetails88 *-- "0..1" SettlementParties49 : ReceivingSettlementParties
TransactionDetails88 *-- "0..1" PartyIdentification110 : Investor
%% PartyIdentification109 recursion level 1 with max 1
class PartyIdentification109{
    LEI IsoLEIIdentifier
}
PartyIdentification109 *-- "1..1" IPartyIdentification114Choice : Identification
%% SecuritiesAccount27 recursion level 1 with max 1
class SecuritiesAccount27{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount27 *-- "0..1" GenericIdentification47 : Type
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IQuantity10Choice recursion level 1 with max 1
%% AmountAndDirection67 recursion level 1 with max 1
class AmountAndDirection67{
    Amount IsoRestrictedFINActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
%% ITradeDate6Choice recursion level 1 with max 1
%% ISettlementDate15Choice recursion level 1 with max 1
%% SettlementParties49 recursion level 1 with max 1
SettlementParties49 *-- "0..1" PartyIdentification108 : Depository
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party1
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party2
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party3
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party4
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party5
%% SettlementParties49 recursion level 1 with max 1
SettlementParties49 *-- "0..1" PartyIdentification108 : Depository
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party1
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party2
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party3
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party4
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party5
%% PartyIdentification110 recursion level 1 with max 1
class PartyIdentification110{
    LEI IsoLEIIdentifier
}
PartyIdentification110 *-- "1..1" IPartyIdentification115Choice : Identification

TransactionDetails88 members

Member name	Description	Data Type / Multiplicity
AccountOwner	Party that legally owns the account.	PartyIdentification109 - Optional 0..1
SafekeepingAccount	Account to or from which a securities entry is made.	SecuritiesAccount27 - Required 1..1
FinancialInstrumentIdentification	Financial instruments representing a sum of rights of the investor vis-a-vis the issuer.	SecurityIdentification20 - Required 1..1
SettlementQuantity	Total quantity of securities to be settled.	IQuantity10Choice - Required 1..1
SettlementAmount	Total amount of money to be paid or received in exchange for the securities.	AmountAndDirection67 - Optional 0..1
TradeDate	Specifies the date/time on which the trade was executed.	ITradeDate6Choice - Optional 0..1
SettlementDate	Date and time at which the securities are to be delivered or received.	ISettlementDate15Choice - Required 1..1
DeliveringSettlementParties	Identifies the chain of delivering settlement parties.	SettlementParties49 - Optional 0..1
ReceivingSettlementParties	Identifies the chain of receiving settlement parties.	SettlementParties49 - Optional 0..1
Investor	Party, either an individual or organisation, whose assets are being invested.	PartyIdentification110 - Optional 0..1

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name	Description	Data Type / Multiplicity
PlaceAndName	Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath.	IsoMax350Text - Optional 0..1
Envelope	Technical element wrapping the supplementary data.	IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesTransactionCancellationRequestStatusAdvice002V05 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionCancellationRequestStatusAdvice002V05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionCancellationRequestStatusAdvice002V05Document implements IOuterDocument. Because SecuritiesTransactionCancellationRequestStatusAdvice002V05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionCancellationRequestStatusAdvice002V05.

classDiagram
    class IOuterRecord
    SecuritiesTransactionCancellationRequestStatusAdvice002V05 --|> IOuterRecord : Implements
    SecuritiesTransactionCancellationRequestStatusAdvice002V05Document --|> IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdvice002V05~ : Implements
    class IOuterDocument~SecuritiesTransactionCancellationRequestStatusAdvice002V05~ {
        SecuritiesTransactionCancellationRequestStatusAdvice002V05 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesTransactionCancellationRequestStatusAdvice002V05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.027.002.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionCancellationRequestStatusAdvice002V05.ToDocument() method. The returned SecuritiesTransactionCancellationRequestStatusAdvice002V05Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesTransactionCancellationRequestStatusAdvice002V05Document *-- SecuritiesTransactionCancellationRequestStatusAdvice002V05 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.027.002.05">
    <SctiesTxCxlReqStsAdvc>
        <CxlReqRef>
            <!-- CancellationRequestReference inner content -->
        </CxlReqRef>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <TxDtls>
            <!-- TransactionDetails inner content -->
        </TxDtls>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesTxCxlReqStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_8ScZ05NLEeWGlc8L7oPDIg"
  nextVersions="_YTI0gyAeEeuyDZ-ukt4YRg"
  name="SecuritiesTransactionCancellationRequestStatusAdvice002V05"
  definition="Scope&#xD;&#xA;An account servicer sends an SecuritiesTransactionCancellationRequestStatusAdvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information&#xD;&#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="SctiesTxCxlReqStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_8ScZ1ZNLEeWGlc8L7oPDIg"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_8ScZ15NLEeWGlc8L7oPDIg"
    name="CancellationRequestReference"
    definition="Reference to the unambiguous identification of the cancellation request as per the account owner."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CxlReqRef"
    complexType="_5PaGvZNLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_8ScZ2ZNLEeWGlc8L7oPDIg"
    name="TransactionIdentification"
    definition="Unambiguous identification of the transaction as known by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxId"
    complexType="_8ScZ75NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_8ScZ25NLEeWGlc8L7oPDIg"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_8SdA-5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_8ScZ3ZNLEeWGlc8L7oPDIg"
    name="TransactionDetails"
    definition="Identifies the details of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxDtls"
    complexType="_8SdpA5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_8ScZ35NLEeWGlc8L7oPDIg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="027"
    flavour="002"
    version="05" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.