Iso20022

SecuritiesStatusOrStatementQueryStatusAdviceV01

sese.022.001.01

Scope An account servicer sends a SecuritiesStatusOrStatementQueryStatusAdvice to an account owner to advise the status of a status query or statement query previously sent by the account owner. The account servicer/owner relationship may be:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesStatusOrStatementQueryStatusAdviceV01 recursion level 0 with max 0
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "1..1" DocumentIdentification11 : Identification
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "1..1" Identification1 : QueryReference
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "0..1" IPartyIdentification13Choice : AccountOwner
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "0..1" IStatusOrStatement1Choice : StatusOrStatementRequested
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "1..1" IProcessingStatus4Choice : ProcessingStatus
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient
SecuritiesStatusOrStatementQueryStatusAdviceV01 *-- "0..1" Extension2 : Extension

Now, we will zero-in one-by-one on each of these building blocks.

Identification building block

Information that unambiguously identifies a SecuritiesStatusOrStatementQueryStatusAdvice message as know by the account servicer. Identification and creation date of a document. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
    Identification IsoMax35Text
    CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1

DocumentIdentification11 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned by the sender of the document. IsoMax35Text - Required 1..1
CreationDateTime Date and time at which the document (message) was created by the sender. IDateAndDateTimeChoice - Optional 0..1
CopyDuplicate Specifies if this document is a copy, a duplicate, or a duplicate of a copy. CopyDuplicate1Code - Optional 0..1

QueryReference building block

Unambiguous identification of the query as per the account owner. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Identification1 recursion level 0 with max 1
class Identification1{
    Identification IsoMax35Text
}

Identification1 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of a document, message or transaction. IsoMax35Text - Required 1..1

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification13Choice recursion level 0 with max 1

PartyIdentification13Choice members

Member name Description Data Type / Multiplicity

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount13 recursion level 0 with max 1
class SecuritiesAccount13{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount13 *-- "0..1" GenericIdentification20 : Type
%% GenericIdentification20 recursion level 1 with max 1
class GenericIdentification20{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

SecuritiesAccount13 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer.”. IsoMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification20 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

StatusOrStatementRequested building block

Details of the request. Choice between the identification of a status or statement query. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IStatusOrStatement1Choice recursion level 0 with max 1

StatusOrStatement1Choice members

Member name Description Data Type / Multiplicity

ProcessingStatus building block

Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IProcessingStatus4Choice recursion level 0 with max 1

ProcessingStatus4Choice members

Member name Description Data Type / Multiplicity

MessageOriginator building block

Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

MessageRecipient building block

Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension2 recursion level 0 with max 1
class Extension2{
    PlaceAndName IsoMax350Text
}
Extension2 *-- "1..1" ExtensionEnvelope1 : ExtensionEnvelope
%% ExtensionEnvelope1 recursion level 1 with max 1
ExtensionEnvelope1 *-- "1..1" ExtensionContents1 : ExtensionContents

Extension2 members

Member name Description Data Type / Multiplicity
PlaceAndName Name qualifying the information provided in the Text field, and place where this information should be inserted. IsoMax350Text - Optional 0..1
ExtensionEnvelope Technical element wrapping the extension. ExtensionEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesStatusOrStatementQueryStatusAdviceV01 implementation follows a specific implementaiton pattern. First of all, SecuritiesStatusOrStatementQueryStatusAdviceV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesStatusOrStatementQueryStatusAdviceV01Document implements IOuterDocument. Because SecuritiesStatusOrStatementQueryStatusAdviceV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesStatusOrStatementQueryStatusAdviceV01.

classDiagram
    class IOuterRecord
    SecuritiesStatusOrStatementQueryStatusAdviceV01 --|> IOuterRecord : Implements
    SecuritiesStatusOrStatementQueryStatusAdviceV01Document --|> IOuterDocument~SecuritiesStatusOrStatementQueryStatusAdviceV01~ : Implements
    class IOuterDocument~SecuritiesStatusOrStatementQueryStatusAdviceV01~ {
        SecuritiesStatusOrStatementQueryStatusAdviceV01 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesStatusOrStatementQueryStatusAdviceV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.022.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesStatusOrStatementQueryStatusAdviceV01.ToDocument() method. The returned SecuritiesStatusOrStatementQueryStatusAdviceV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesStatusOrStatementQueryStatusAdviceV01Document *-- SecuritiesStatusOrStatementQueryStatusAdviceV01 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.022.001.01">
    <SctiesStsOrStmtQryStsAdvc>
        <Id>
            <!-- Identification inner content -->
        </Id>
        <QryRef>
            <!-- QueryReference inner content -->
        </QryRef>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <StsOrStmtReqd>
            <!-- StatusOrStatementRequested inner content -->
        </StsOrStmtReqd>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <MsgOrgtr>
            <!-- MessageOriginator inner content -->
        </MsgOrgtr>
        <MsgRcpt>
            <!-- MessageRecipient inner content -->
        </MsgRcpt>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </SctiesStsOrStmtQryStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="__zAi0tE5Ed-BzquC8wXy7w_1980554264"
  nextVersions="_qlTxMdtZEd-RF5yaMAVhAw"
  name="SecuritiesStatusOrStatementQueryStatusAdviceV01"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesStatusOrStatementQueryStatusAdvice to an account owner to advise the status of a status query or statement query previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).&#xA;ISO 15022 - 20022 Coexistence&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="SctiesStsOrStmtQryStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <semanticMarkup
    xmi:id="_f3jdSA5lEeO42pgjaJ50lw"
    type="Synonym">
    <elements
      xmi:id="_f3jdSQ5lEeO42pgjaJ50lw"
      name="context"
      value="ISO 15022" />
    <elements
      xmi:id="_f3jdSg5lEeO42pgjaJ50lw"
      name="value"
      value="MT 548, Seq A :23G:INST, Seq A2 :25D::SPRC" />
  </semanticMarkup>
  <constraint
    xmi:id="__zKT09E5Ed-BzquC8wXy7w_2041441042"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="__zKT1tE5Ed-BzquC8wXy7w_-1092357107"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="__zAi09E5Ed-BzquC8wXy7w_1980554554"
    name="Identification"
    definition="Information that unambiguously identifies a SecuritiesStatusOrStatementQueryStatusAdvice message as know by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Id"
    complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515" />
  <messageBuildingBlock
    xmi:id="__zAi1NE5Ed-BzquC8wXy7w_1980554633"
    name="QueryReference"
    definition="Unambiguous identification of the query as per the account owner."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="QryRef"
    complexType="_QtVlKtp-Ed-ak6NoX_4Aeg_-28410593" />
  <messageBuildingBlock
    xmi:id="__zAi1dE5Ed-BzquC8wXy7w_1980554805"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_QQIEsNp-Ed-ak6NoX_4Aeg_-1062714307" />
  <messageBuildingBlock
    xmi:id="__zAi1tE5Ed-BzquC8wXy7w_1981475424"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_T_vKAdp-Ed-ak6NoX_4Aeg_-178975462" />
  <messageBuildingBlock
    xmi:id="__zAi19E5Ed-BzquC8wXy7w_1981475475"
    name="StatusOrStatementRequested"
    definition="Details of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="StsOrStmtReqd"
    complexType="_QqNYodp-Ed-ak6NoX_4Aeg_-151525982" />
  <messageBuildingBlock
    xmi:id="__zAi2NE5Ed-BzquC8wXy7w_1980555125"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="PrcgSts"
    complexType="_UUTExtp-Ed-ak6NoX_4Aeg_-735060643" />
  <messageBuildingBlock
    xmi:id="__zKT0NE5Ed-BzquC8wXy7w_1981475191"
    name="MessageOriginator"
    definition="Party that originated the message, if other than the sender."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgOrgtr"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageBuildingBlock
    xmi:id="__zKT0dE5Ed-BzquC8wXy7w_1981475244"
    name="MessageRecipient"
    definition="Party that is the final destination of the message, if other than the receiver."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgRcpt"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageBuildingBlock
    xmi:id="__zKT0tE5Ed-BzquC8wXy7w_1981475286"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_QzJSNdp-Ed-ak6NoX_4Aeg_251191216" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="022"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.