sese.024.002.09
Scope An account servicer sends a SecuritiesSettlementTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status. The status advice may be sent as a response to the request of the account owner or not. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesSettlementTransactionStatusAdvice002V09 recursion level 0 with max 0
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "1..1" TransactionIdentifications38 : TransactionIdentification
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" Linkages50 : Linkages
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" IProcessingStatus63Choice : ProcessingStatus
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" IMatchingStatus32Choice : InferredMatchingStatus
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" IMatchingStatus32Choice : MatchingStatus
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" ISettlementStatus22Choice : SettlementStatus
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" TransactionDetails110 : TransactionDetails
SecuritiesSettlementTransactionStatusAdvice002V09 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
TransactionIdentification building block
Provides unambiguous transaction identification information. Provides transaction type and identification information. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% TransactionIdentifications38 recursion level 0 with max 1
class TransactionIdentifications38{
AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
CommonIdentification IsoRestrictedFINXMax16Text
NettingServiceProviderIdentification IsoRestrictedFINXMax16Text
}
TransactionIdentifications38 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwnerTransactionIdentification | Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). | IsoRestrictedFINXMax16Text - Required 1..1 |
| AccountServicerTransactionIdentification | Unambiguous identification of the transaction as known by the account servicer. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| NettingServiceProviderIdentification | Identification assigned by the netting service provider to identify the net transaction resulting from the netting process. | IsoRestrictedFINXMax16Text - Optional 0..1 |
Linkages building block
Link to another transaction - provided for information only. Information related to a linked transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Linkages50 recursion level 0 with max 1
class Linkages50{
SecuritiesSettlementTransactionIdentification IsoRestrictedFINXMax16Text
}
Linkages50 *-- "0..1" IProcessingPosition23Choice : ProcessingPosition
%% IProcessingPosition23Choice recursion level 1 with max 1
Linkages50 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| ProcessingPosition | When the transaction is to be executed relative to a linked transaction - for information only. | IProcessingPosition23Choice - Optional 0..1 |
| SecuritiesSettlementTransactionIdentification | Unambiguous identification of a securities settlement transaction as known by the account owner (or instructing party acting on its behalf). | IsoRestrictedFINXMax16Text - Required 1..1 |
ProcessingStatus building block
Provides details on the processing status of the transaction. Choice of format for the processing status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IProcessingStatus63Choice recursion level 0 with max 1
ProcessingStatus63Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InferredMatchingStatus building block
Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD). Choice of format for the matching status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IMatchingStatus32Choice recursion level 0 with max 1
MatchingStatus32Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
MatchingStatus building block
Provides the matching status of the instruction. Choice of format for the matching status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IMatchingStatus32Choice recursion level 0 with max 1
MatchingStatus32Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SettlementStatus building block
Provides the status of settlement of a transaction. Choice of format for the settlement status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% ISettlementStatus22Choice recursion level 0 with max 1
SettlementStatus22Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
TransactionDetails building block
Identifies the details of the transaction. Specifies the details of the transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% TransactionDetails110 recursion level 0 with max 1
class TransactionDetails110{
TradeIdentification IsoRestrictedFINXMax16Text
PoolIdentification IsoRestrictedFINXMax16Text
CorporateActionEventIdentification IsoRestrictedFINXMax16Text
TripartyAgentServiceProviderCollateralTransactionIdentification IsoRestrictedFINXMax16Text
ClientTripartyCollateralTransactionIdentification IsoRestrictedFINXMax16Text
ClientCollateralInstructionIdentification IsoRestrictedFINXMax16Text
TripartyAgentServiceProviderCollateralInstructionIdentification IsoRestrictedFINXMax16Text
AcknowledgedStatusTimeStamp IsoISODateTime
MatchedStatusTimeStamp IsoISODateTime
SecuritiesMovementType ReceiveDelivery1Code
Payment DeliveryReceiptType2Code
SettlementInstructionProcessingAdditionalDetails IsoRestrictedFINXMax350Text
}
TransactionDetails110 *-- "0..1" PartyIdentification119 : AccountOwner
TransactionDetails110 *-- "1..1" SecuritiesAccount30 : SafekeepingAccount
TransactionDetails110 *-- "0..1" SafeKeepingPlace2 : SafekeepingPlace
TransactionDetails110 *-- "0..1" PlaceOfTradeIdentification2 : PlaceOfTrade
TransactionDetails110 *-- "0..1" PlaceOfClearingIdentification1 : PlaceOfClearing
TransactionDetails110 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
TransactionDetails110 *-- "1..1" IQuantity10Choice : SettlementQuantity
TransactionDetails110 *-- "0..1" AmountAndDirection67 : SettlementAmount
TransactionDetails110 *-- "0..1" IDateAndDateTime2Choice : LateDeliveryDate
TransactionDetails110 *-- "0..1" IDateAndDateTime2Choice : ExpectedSettlementDate
TransactionDetails110 *-- "0..1" IDateAndDateTime2Choice : ExpectedValueDate
TransactionDetails110 *-- "1..1" ISettlementDate32Choice : SettlementDate
TransactionDetails110 *-- "0..1" ITradeDate9Choice : TradeDate
TransactionDetails110 *-- "1..1" SettlementDetails160 : SettlementParameters
TransactionDetails110 *-- "0..1" SettlementParties49 : ReceivingSettlementParties
TransactionDetails110 *-- "0..1" SettlementParties49 : DeliveringSettlementParties
TransactionDetails110 *-- "0..1" PartyIdentification110 : Investor
TransactionDetails110 *-- "0..1" PartyIdentification111 : QualifiedForeignIntermediary
%% PartyIdentification119 recursion level 1 with max 1
class PartyIdentification119{
LEI IsoLEIIdentifier
}
PartyIdentification119 *-- "1..1" IPartyIdentification103Choice : Identification
%% SecuritiesAccount30 recursion level 1 with max 1
class SecuritiesAccount30{
Identification IsoRestrictedFINXMax35Text
Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% SafeKeepingPlace2 recursion level 1 with max 1
class SafeKeepingPlace2{
LEI IsoLEIIdentifier
}
SafeKeepingPlace2 *-- "0..1" ISafekeepingPlaceFormat17Choice : SafekeepingPlaceFormat
%% PlaceOfTradeIdentification2 recursion level 1 with max 1
class PlaceOfTradeIdentification2{
LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification2 *-- "0..1" MarketIdentification90 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification1 recursion level 1 with max 1
class PlaceOfClearingIdentification1{
Identification IsoAnyBICIdentifier
LEI IsoLEIIdentifier
}
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IQuantity10Choice recursion level 1 with max 1
%% AmountAndDirection67 recursion level 1 with max 1
class AmountAndDirection67{
Amount IsoRestrictedFINActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% ISettlementDate32Choice recursion level 1 with max 1
%% ITradeDate9Choice recursion level 1 with max 1
%% SettlementDetails160 recursion level 1 with max 1
class SettlementDetails160{
PartialSettlementIndicator SettlementTransactionCondition5Code
EligibleForCollateral IsoYesNoIndicator
}
SettlementDetails160 *-- "0..1" HoldIndicator7 : HoldIndicator
SettlementDetails160 *-- "0..0" ISettlementTransactionCondition28Choice : SettlementTransactionCondition
SettlementDetails160 *-- "1..1" ISecuritiesTransactionType42Choice : SecuritiesTransactionType
SettlementDetails160 *-- "0..1" ISettlingCapacity8Choice : SettlingCapacity
SettlementDetails160 *-- "0..1" GenericIdentification47 : StampDutyTaxBasis
SettlementDetails160 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
SettlementDetails160 *-- "0..1" IRegistration11Choice : Registration
SettlementDetails160 *-- "0..1" IBeneficialOwnership5Choice : BeneficialOwnership
SettlementDetails160 *-- "0..1" IExposureType17Choice : ExposureType
SettlementDetails160 *-- "0..1" ICashSettlementSystem5Choice : CashClearingSystem
SettlementDetails160 *-- "0..1" ITaxCapacityParty5Choice : TaxCapacity
SettlementDetails160 *-- "0..1" IRepurchaseType24Choice : RepurchaseType
SettlementDetails160 *-- "0..1" IMarketClientSide7Choice : MarketClientSide
SettlementDetails160 *-- "0..1" IBlockTrade5Choice : BlockTrade
SettlementDetails160 *-- "0..1" IRestriction6Choice : LegalRestrictions
SettlementDetails160 *-- "0..1" ISettlementSystemMethod5Choice : SettlementSystemMethod
SettlementDetails160 *-- "0..1" INettingEligibility5Choice : NettingEligibility
SettlementDetails160 *-- "0..1" ICentralCounterPartyEligibility5Choice : CCPEligibility
SettlementDetails160 *-- "0..1" ILetterOfGuarantee5Choice : LetterOfGuarantee
%% SettlementParties49 recursion level 1 with max 1
SettlementParties49 *-- "0..1" PartyIdentification108 : Depository
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party1
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party2
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party3
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party4
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party5
%% SettlementParties49 recursion level 1 with max 1
SettlementParties49 *-- "0..1" PartyIdentification108 : Depository
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party1
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party2
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party3
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party4
SettlementParties49 *-- "0..1" PartyIdentificationAndAccount146 : Party5
%% PartyIdentification110 recursion level 1 with max 1
class PartyIdentification110{
LEI IsoLEIIdentifier
}
PartyIdentification110 *-- "1..1" IPartyIdentification115Choice : Identification
%% PartyIdentification111 recursion level 1 with max 1
class PartyIdentification111{
LEI IsoLEIIdentifier
}
PartyIdentification111 *-- "1..1" IPartyIdentification104Choice : Identification
TransactionDetails110 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoRestrictedFINXMax16Text - Unknown 0..0 |
| PoolIdentification | Collective reference identifying a set of messages. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| CorporateActionEventIdentification | Identification assigned by the account servicer to unambiguously identify a corporate action event. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| TripartyAgentServiceProviderCollateralTransactionIdentification | Unique identification identifying the triparty collateral management transaction from the triparty-agent’s/service-provider’s point of view. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ClientTripartyCollateralTransactionIdentification | Unique reference identifying the triparty collateral management transaction from the client’s point of view. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ClientCollateralInstructionIdentification | Unique identification assigned to the instruction by the client. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| TripartyAgentServiceProviderCollateralInstructionIdentification | Unique identification assigned to the instruction by the triparty-agent/service-provider. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| AccountOwner | Party that legally owns the account. | PartyIdentification119 - Optional 0..1 |
| SafekeepingAccount | Account to or from which a securities entry is made. | SecuritiesAccount30 - Required 1..1 |
| SafekeepingPlace | Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). | SafeKeepingPlace2 - Optional 0..1 |
| PlaceOfTrade | Market in which a trade transaction has been executed. | PlaceOfTradeIdentification2 - Optional 0..1 |
| PlaceOfClearing | Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | PlaceOfClearingIdentification1 - Optional 0..1 |
| FinancialInstrumentIdentification | Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification20 - Required 1..1 |
| SettlementQuantity | Total quantity of securities to be settled. | IQuantity10Choice - Required 1..1 |
| SettlementAmount | Total amount of money to be paid or received in exchange for the securities. | AmountAndDirection67 - Optional 0..1 |
| LateDeliveryDate | Date and time after the settlement date specified in the trade, used for pool trades resulting from the original To Be Assigned (TBA) securities. | IDateAndDateTime2Choice - Optional 0..1 |
| ExpectedSettlementDate | Date/time at which the sender expects settlement. | IDateAndDateTime2Choice - Optional 0..1 |
| ExpectedValueDate | For against payment transactions, the value date/time at which the Sender expects the settlement amount to be credited or debited. | IDateAndDateTime2Choice - Optional 0..1 |
| SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate32Choice - Required 1..1 |
| TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate9Choice - Optional 0..1 |
| AcknowledgedStatusTimeStamp | Time stamp on when the transaction is acknowledged. | IsoISODateTime - Optional 0..1 |
| MatchedStatusTimeStamp | Time stamp on when the transaction is matched. | IsoISODateTime - Optional 0..1 |
| SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
| Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
| SettlementParameters | Parameters applied to the settlement of a security transfer. | SettlementDetails160 - Required 1..1 |
| ReceivingSettlementParties | Identifies the chain of receiving settlement parties. | SettlementParties49 - Optional 0..1 |
| DeliveringSettlementParties | Identifies the chain of delivering settlement parties. | SettlementParties49 - Optional 0..1 |
| Investor | Party, either an individual or organisation, whose assets are being invested. | PartyIdentification110 - Optional 0..1 |
| QualifiedForeignIntermediary | Foreign Financial Institution which has been authorised by local authorities to act as account management institution in the country. | PartyIdentification111 - Optional 0..1 |
| SettlementInstructionProcessingAdditionalDetails | Provides additional settlement processing information which can not be included within the structured fields of the message. | IsoRestrictedFINXMax350Text - Optional 0..1 |
SupplementaryData building block
Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionStatusAdvice002V09 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionStatusAdvice002V09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionStatusAdvice002V09Document implements IOuterDocument. Because SecuritiesSettlementTransactionStatusAdvice002V09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionStatusAdvice002V09.
classDiagram
class IOuterRecord
SecuritiesSettlementTransactionStatusAdvice002V09 --|> IOuterRecord : Implements
SecuritiesSettlementTransactionStatusAdvice002V09Document --|> IOuterDocument~SecuritiesSettlementTransactionStatusAdvice002V09~ : Implements
class IOuterDocument~SecuritiesSettlementTransactionStatusAdvice002V09~ {
SecuritiesSettlementTransactionStatusAdvice002V09 Message
}
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionStatusAdvice002V09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.024.002.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionStatusAdvice002V09.ToDocument() method. The returned SecuritiesSettlementTransactionStatusAdvice002V09Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesSettlementTransactionStatusAdvice002V09Document *-- SecuritiesSettlementTransactionStatusAdvice002V09 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.024.002.09">
<SctiesSttlmTxStsAdvc>
<TxId>
<!-- TransactionIdentification inner content -->
</TxId>
<Lnkgs>
<!-- Linkages inner content -->
</Lnkgs>
<PrcgSts>
<!-- ProcessingStatus inner content -->
</PrcgSts>
<IfrrdMtchgSts>
<!-- InferredMatchingStatus inner content -->
</IfrrdMtchgSts>
<MtchgSts>
<!-- MatchingStatus inner content -->
</MtchgSts>
<SttlmSts>
<!-- SettlementStatus inner content -->
</SttlmSts>
<TxDtls>
<!-- TransactionDetails inner content -->
</TxDtls>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</SctiesSttlmTxStsAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_vE6o0832Eee5nJBZsW8MFQ"
nextVersions="_AYE5E_fZEeiNZp_PtLohLw"
previousVersion="_sUxjE5wyEeazcsnODTksnQ"
name="SecuritiesSettlementTransactionStatusAdvice002V09"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status.
The status advice may be sent as a response to the request of the account owner or not.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information
using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="SctiesSttlmTxStsAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_vE6o1c32Eee5nJBZsW8MFQ"
name="ProcessingStatusPresenceRule"
definition="If InferredMatchingStatus, MatchingStatus and SettlementStatus are absent, then ProcessingStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_vE6o1832Eee5nJBZsW8MFQ"
name="MatchingStatusPresenceRule"
definition="If ProcessingStatus, InferredMatchingStatus and SettlementStatus are absent, then MatchingStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_vE6o2c32Eee5nJBZsW8MFQ"
name="SettlementStatusPresenceRule"
definition="If ProcessingStatus, InferredMatchingStatus and MatchingStatus are absent, then SettlementStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_vE6o2832Eee5nJBZsW8MFQ"
name="InferredMatchingStatusStatusPresenceRule"
definition="If ProcessingStatus, MatchingStatus and SettlementStatus are absent, the InferredMatchingStatus must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/InferredMatchingStatus</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/ProcessingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/MatchingStatus</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/SettlementStatus</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_vE6o3c32Eee5nJBZsW8MFQ"
name="SettlementStatusAndMatchedRule"
definition="If settlement status/reason is used alone, then it means that the transaction is matched (if a matching process exists in the concerned market or at the concerned account servicer)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_vE6o3832Eee5nJBZsW8MFQ"
name="SecuritiesMarketPracticeGroupGuideline"
definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.
These market practices are available on www.smpg.info."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_vE6o4c32Eee5nJBZsW8MFQ"
name="TransactionIdentification"
definition="Provides unambiguous transaction identification information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="TxId"
complexType="_8NnkU5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_vE6o4832Eee5nJBZsW8MFQ"
name="Linkages"
definition="Link to another transaction - provided for information only."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Lnkgs"
complexType="_dsRUYb-CEeW_u_CSZtGM1g" />
<messageBuildingBlock
xmi:id="_vE6o5c32Eee5nJBZsW8MFQ"
name="ProcessingStatus"
definition="Provides details on the processing status of the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrcgSts"
complexType="_8Nnkf5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_vE6o5832Eee5nJBZsW8MFQ"
name="InferredMatchingStatus"
definition="Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD)."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IfrrdMtchgSts"
complexType="_6d8XS5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_vE6o6c32Eee5nJBZsW8MFQ"
name="MatchingStatus"
definition="Provides the matching status of the instruction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MtchgSts"
complexType="_6d8XS5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_vE6o6832Eee5nJBZsW8MFQ"
name="SettlementStatus"
definition="Provides the status of settlement of a transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="SttlmSts"
complexType="_6QBPv5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_vE6o7c32Eee5nJBZsW8MFQ"
name="TransactionDetails"
definition="Identifies the details of the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="TxDtls"
complexType="_vE74e832Eee5nJBZsW8MFQ" />
<messageBuildingBlock
xmi:id="_vE6o7832Eee5nJBZsW8MFQ"
name="SupplementaryData"
definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="sese"
messageFunctionality="024"
flavour="002"
version="09" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.