Iso20022

SecuritiesSettlementTransactionConfirmationV09

sese.025.001.09

Scope An account servicer sends a SecuritiesSettlementTransactionConfirmation to an account owner to confirm the partial or full delivery or receipt of financial instruments, free or against of payment, physically or by book-entry. The account servicer/owner relationship may be:

Usage The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesSettlementTransactionConfirmationV09 recursion level 0 with max 0
SecuritiesSettlementTransactionConfirmationV09 *-- "1..1" SettlementTypeAndIdentification19 : TransactionIdentificationDetails
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" Linkages41 : Linkages
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" AdditionalParameters29 : AdditionalParameters
SecuritiesSettlementTransactionConfirmationV09 *-- "1..1" SecuritiesTradeDetails96 : TradeDetails
SecuritiesSettlementTransactionConfirmationV09 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" FinancialInstrumentAttributes91 : FinancialInstrumentAttributes
SecuritiesSettlementTransactionConfirmationV09 *-- "1..1" QuantityAndAccount77 : QuantityAndAccountDetails
SecuritiesSettlementTransactionConfirmationV09 *-- "1..1" SettlementDetails171 : SettlementParameters
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" StandingSettlementInstruction16 : StandingSettlementInstructionDetails
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" SettlementParties76 : DeliveringSettlementParties
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" SettlementParties76 : ReceivingSettlementParties
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" CashParties36 : CashParties
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" AmountAndDirection94 : SettledAmount
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" OtherAmounts40 : OtherAmounts
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" OtherParties33 : OtherBusinessParties
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" RegistrationParameters6 : AdditionalPhysicalOrRegistrationDetails
SecuritiesSettlementTransactionConfirmationV09 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

TransactionIdentificationDetails building block

Provides transaction type and identification information. Provides transaction type and identification information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SettlementTypeAndIdentification19 recursion level 0 with max 1
class SettlementTypeAndIdentification19{
    AccountOwnerTransactionIdentification IsoMax35Text
    AccountServicerTransactionIdentification IsoMax35Text
    MarketInfrastructureTransactionIdentification IsoMax35Text
    ProcessorTransactionIdentification IsoMax35Text
    SecuritiesMovementType ReceiveDelivery1Code
    Payment DeliveryReceiptType2Code
    CommonIdentification IsoMax35Text
    PoolIdentification IsoMax35Text
    CorporateActionEventIdentification IsoMax35Text
}

SettlementTypeAndIdentification19 members

Member name Description Data Type / Multiplicity
AccountOwnerTransactionIdentification Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). IsoMax35Text - Required 1..1
AccountServicerTransactionIdentification Unambiguous identification of the transaction as known by the account servicer. IsoMax35Text - Optional 0..1
MarketInfrastructureTransactionIdentification Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. IsoMax35Text - Optional 0..1
ProcessorTransactionIdentification Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. IsoMax35Text - Optional 0..1
SecuritiesMovementType Specifies if the movement on a securities account results from a deliver or a receive instruction. ReceiveDelivery1Code - Required 1..1
Payment Specifies how the transaction is to be settled, for example, against payment. DeliveryReceiptType2Code - Required 1..1
CommonIdentification Unique reference agreed upon by the two trade counterparties to identify the trade. IsoMax35Text - Optional 0..1
PoolIdentification Collective reference identifying a set of messages. IsoMax35Text - Optional 0..1
CorporateActionEventIdentification Identification assigned by the account servicer to unambiguously identify a corporate action event. IsoMax35Text - Optional 0..1

Linkages building block

Link to another transaction - provided for information only. Information related to a linked transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Linkages41 recursion level 0 with max 1
class Linkages41{
    SecuritiesSettlementTransactionIdentification IsoMax35Text
}
Linkages41 *-- "0..1" IProcessingPosition9Choice : ProcessingPosition
%% IProcessingPosition9Choice recursion level 1 with max 1

Linkages41 members

Member name Description Data Type / Multiplicity
ProcessingPosition When the transaction is to be executed relative to a linked transaction - for information only. IProcessingPosition9Choice - Optional 0..1
SecuritiesSettlementTransactionIdentification Unambiguous identification of a securities settlement transaction as known by the account owner (or instructing party acting on its behalf). IsoMax35Text - Required 1..1

AdditionalParameters building block

Additional parameters for the transaction. Specifies additional parameters to the message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalParameters29 recursion level 0 with max 1
class AdditionalParameters29{
    PreConfirmation PreConfirmation1Code
    PartialSettlement PartialSettlement2Code
    PreviousPartialConfirmationIdentification IsoMax35Text
    TripartyAgentServiceProviderCollateralTransactionIdentification IsoMax35Text
    ClientTripartyCollateralTransactionIdentification IsoMax35Text
    ClientCollateralInstructionIdentification IsoMax35Text
    TripartyAgentServiceProviderCollateralInstructionIdentification IsoMax35Text
}

AdditionalParameters29 members

Member name Description Data Type / Multiplicity
PreConfirmation Specifies whether there exists a pre-confirmation. PreConfirmation1Code - Optional 0..1
PartialSettlement Specifies partial settlement information. PartialSettlement2Code - Optional 0..1
PreviousPartialConfirmationIdentification Identification of the confirmation previously sent to confirm the partial settlement of a transaction. IsoMax35Text - Optional 0..1
TripartyAgentServiceProviderCollateralTransactionIdentification Unique identification identifying the triparty collateral management transaction from the triparty-agent’s/service-provider’s point of view. IsoMax35Text - Optional 0..1
ClientTripartyCollateralTransactionIdentification Unique reference identifying the triparty collateral management transaction from the client’s point of view. IsoMax35Text - Optional 0..1
ClientCollateralInstructionIdentification Unique identification assigned to the instruction by the client. IsoMax35Text - Optional 0..1
TripartyAgentServiceProviderCollateralInstructionIdentification Unique identification assigned to the instruction by the triparty-agent/service-provider. IsoMax35Text - Optional 0..1

TradeDetails building block

Details of the trade. Details of the securities trade. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesTradeDetails96 recursion level 0 with max 1
class SecuritiesTradeDetails96{
    TradeIdentification IsoMax52Text
    CollateralTransactionIdentification IsoMax35Text
    NumberOfDaysAccrued IsoMax3Number
    FXAdditionalDetails IsoMax350Text
    SettlementInstructionProcessingAdditionalDetails IsoMax350Text
}
SecuritiesTradeDetails96 *-- "0..1" PlaceOfTradeIdentification1 : PlaceOfTrade
SecuritiesTradeDetails96 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing
SecuritiesTradeDetails96 *-- "0..1" ITradeDate8Choice : TradeDate
SecuritiesTradeDetails96 *-- "0..1" ISettlementDate17Choice : SettlementDate
SecuritiesTradeDetails96 *-- "1..1" ISettlementDate18Choice : EffectiveSettlementDate
SecuritiesTradeDetails96 *-- "0..1" Price7 : DealPrice
SecuritiesTradeDetails96 *-- "0..1" IOpeningClosing3Choice : OpeningClosing
SecuritiesTradeDetails96 *-- "0..0" IReporting10Choice : Reporting
SecuritiesTradeDetails96 *-- "0..0" ITradeTransactionCondition5Choice : TradeTransactionCondition
SecuritiesTradeDetails96 *-- "0..1" IInvestorCapacity4Choice : InvestorCapacity
SecuritiesTradeDetails96 *-- "0..1" ITradeOriginator3Choice : TradeOriginatorRole
SecuritiesTradeDetails96 *-- "0..1" ITypeOfPrice29Choice : TypeOfPrice
%% PlaceOfTradeIdentification1 recursion level 1 with max 1
class PlaceOfTradeIdentification1{
    LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification1 *-- "0..1" MarketIdentification84 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification2 recursion level 1 with max 1
class PlaceOfClearingIdentification2{
    Identification IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
%% ITradeDate8Choice recursion level 1 with max 1
%% ISettlementDate17Choice recursion level 1 with max 1
%% ISettlementDate18Choice recursion level 1 with max 1
%% Price7 recursion level 1 with max 1
Price7 *-- "1..1" IYieldedOrValueType1Choice : Type
Price7 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% IOpeningClosing3Choice recursion level 1 with max 1
%% IReporting10Choice recursion level 1 with max 1
%% ITradeTransactionCondition5Choice recursion level 1 with max 1
%% IInvestorCapacity4Choice recursion level 1 with max 1
%% ITradeOriginator3Choice recursion level 1 with max 1
%% ITypeOfPrice29Choice recursion level 1 with max 1

SecuritiesTradeDetails96 members

Member name Description Data Type / Multiplicity
TradeIdentification Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. IsoMax52Text - Unknown 0..0
CollateralTransactionIdentification Unambiguous identification of a collateral transaction as assigned by the instructing party. IsoMax35Text - Unknown 0..0
PlaceOfTrade Market in which a trade transaction has been executed. PlaceOfTradeIdentification1 - Optional 0..1
PlaceOfClearing Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. PlaceOfClearingIdentification2 - Optional 0..1
TradeDate Specifies the date/time on which the trade was executed. ITradeDate8Choice - Optional 0..1
SettlementDate Date and time at which the securities are to be delivered or received. ISettlementDate17Choice - Optional 0..1
EffectiveSettlementDate Date and time at which a transaction is completed and cleared, for example, payment is effected and securities are delivered. ISettlementDate18Choice - Required 1..1
DealPrice Specifies the price of the traded financial instrument. This is the deal price of the individual trade transaction.
NumberOfDaysAccrued Number of days on which the interest rate accrues (daily accrual note). IsoMax3Number - Optional 0..1
OpeningClosing Specifies additional information relative to the processing of the trade. IOpeningClosing3Choice - Optional 0..1
Reporting Specifies that a trade is to be reported to a third party. IReporting10Choice - Unknown 0..0
TradeTransactionCondition Indicates the conditions under which the order/trade is to be/was executed. ITradeTransactionCondition5Choice - Unknown 0..0
InvestorCapacity Specifies the role of the investor in the transaction. IInvestorCapacity4Choice - Optional 0..1
TradeOriginatorRole Specifies the role of the trading party in the transaction. ITradeOriginator3Choice - Optional 0..1
TypeOfPrice Specifies the type of price and information about the price. ITypeOfPrice29Choice - Optional 0..1
FXAdditionalDetails Provides additional details pertaining to foreign exchange instructions. IsoMax350Text - Optional 0..1
SettlementInstructionProcessingAdditionalDetails Provides additional settlement processing information which can not be included within the structured fields of the message. IsoMax350Text - Optional 0..1

FinancialInstrumentIdentification building block

Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. Identification of a security. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecurityIdentification19 recursion level 0 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% OtherIdentification1 recursion level 1 with max 1
class OtherIdentification1{
    Identification IsoMax35Text
    Suffix IsoMax16Text
}
OtherIdentification1 *-- "1..1" IIdentificationSource3Choice : Type

SecurityIdentification19 members

Member name Description Data Type / Multiplicity
ISIN International Securities Identification Number (ISIN). A numbering system designed by the United Nation’s International Organisation for Standardisation (ISO). The ISIN is composed of a 2-character prefix representing the country of issue, followed by the national security number (if one exists), and a check digit. Each country has a national numbering agency that assigns ISIN numbers for securities in that country. IsoISINOct2015Identifier - Optional 0..1
OtherIdentification Identification of a security by proprietary or domestic identification scheme. OtherIdentification1 - Unknown 0..0
Description Textual description of a security instrument. IsoMax140Text - Optional 0..1

FinancialInstrumentAttributes building block

Elements characterising a financial instrument. Elements characterising a financial instrument. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrumentAttributes91 recursion level 0 with max 1
class FinancialInstrumentAttributes91{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes91 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes91 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes91 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm
FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : PaymentFrequency
FinancialInstrumentAttributes91 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus
FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes91 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes91 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes91 *-- "0..1" IOptionType6Choice : OptionType
FinancialInstrumentAttributes91 *-- "0..1" INumber22Choice : CouponAttachedNumber
FinancialInstrumentAttributes91 *-- "0..1" GenericIdentification37 : PoolNumber
FinancialInstrumentAttributes91 *-- "0..1" IPriceType4Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : ExercisePrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : SubscriptionPrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : ConversionPrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : StrikePrice
FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes91 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification
%% IMarketIdentification3Choice recursion level 1 with max 1
%% IInterestComputationMethodFormat4Choice recursion level 1 with max 1
%% IFormOfSecurity6Choice recursion level 1 with max 1
%% IFrequency23Choice recursion level 1 with max 1
%% ISecuritiesPaymentStatus5Choice recursion level 1 with max 1
%% IFrequency23Choice recursion level 1 with max 1
%% IClassificationType32Choice recursion level 1 with max 1
%% IOptionStyle8Choice recursion level 1 with max 1
%% IOptionType6Choice recursion level 1 with max 1
%% INumber22Choice recursion level 1 with max 1
%% GenericIdentification37 recursion level 1 with max 1
class GenericIdentification37{
    Identification IsoMax35Text
    Issuer IsoMax35Text
}
%% IPriceType4Choice recursion level 1 with max 1
%% Price7 recursion level 1 with max 1
Price7 *-- "1..1" IYieldedOrValueType1Choice : Type
Price7 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% Price7 recursion level 1 with max 1
Price7 *-- "1..1" IYieldedOrValueType1Choice : Type
Price7 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% Price7 recursion level 1 with max 1
Price7 *-- "1..1" IYieldedOrValueType1Choice : Type
Price7 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% Price7 recursion level 1 with max 1
Price7 *-- "1..1" IYieldedOrValueType1Choice : Type
Price7 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification

FinancialInstrumentAttributes91 members

Member name Description Data Type / Multiplicity
PlaceOfListing Market(s) on which the security is listed. IMarketIdentification3Choice - Optional 0..1
DayCountBasis Specifies the computation method of (accrued) interest of the security. IInterestComputationMethodFormat4Choice - Optional 0..1
RegistrationForm Specifies the form, this is, ownership, of the security. IFormOfSecurity6Choice - Optional 0..1
PaymentFrequency Specifies the frequency of an interest payment. IFrequency23Choice - Optional 0..1
PaymentStatus Status of payment of a security at a particular time. ISecuritiesPaymentStatus5Choice - Optional 0..1
VariableRateChangeFrequency Specifies the frequency of change to the variable rate of an interest bearing instrument. IFrequency23Choice - Optional 0..1
ClassificationType Classification type of the financial instrument, as per the ISO Classification of Financial Instrument (CFI) codification, for example, common share with voting rights, fully paid, or registered. IClassificationType32Choice - Optional 0..1
OptionStyle Specifies how an option can be exercised (American, European, Bermudan). IOptionStyle8Choice - Optional 0..1
OptionType Specifies whether it is a Call option (right to purchase a specific underlying asset) or a Put option (right to sell a specific underlying asset). IOptionType6Choice - Optional 0..1
DenominationCurrency Currency in which a security is issued or redenominated. ActiveOrHistoricCurrencyCode - Optional 0..1
CouponDate Next payment date of an interest bearing financial instrument. IsoISODate - Optional 0..1
ExpiryDate Date on which a privilege expires. IsoISODate - Optional 0..1
FloatingRateFixingDate Date at which the interest rate of an interest bearing security will be calculated and reset, according to the terms of the issue. IsoISODate - Optional 0..1
MaturityDate Planned final repayment date at the time of issuance. IsoISODate - Optional 0..1
IssueDate Date at which the security was made available. IsoISODate - Optional 0..1
NextCallableDate Next date at which the issuer has the right to pay the security prior to maturity. IsoISODate - Optional 0..1
PutableDate Date at which the holder has the right to ask for redemption of the security prior to final maturity. IsoISODate - Optional 0..1
DatedDate First date at which a security begins to accrue interest. IsoISODate - Optional 0..1
FirstPaymentDate Date at which the first interest payment is due to holders of the security. IsoISODate - Optional 0..1
PreviousFactor Rate expressed as a decimal between 0 and 1 that was applicable before the current factor and defines the outstanding principal of the financial instrument (for factored securities). IsoBaseOneRate - Optional 0..1
CurrentFactor Rate expressed as a decimal between 0 and 1 defining the outstanding principal of the financial instrument (for factored securities). IsoBaseOneRate - Optional 0..1
NextFactor Rate expressed as a decimal between 0 and 1 that will be applicable as of the next factor date and defines the outstanding principal of the financial instrument (for factored securities). IsoBaseOneRate - Optional 0..1
InterestRate Per annum ratio of interest paid to the principal amount of the financial instrument for a specific period of time. IsoPercentageRate - Optional 0..1
YieldToMaturityRate Rate of return anticipated on a bond when held until maturity date. IsoPercentageRate - Optional 0..1
NextInterestRate Interest rate applicable to the next interest payment period in relation to variable rate instruments. IsoPercentageRate - Optional 0..1
IndexRateBasis Specifies the reference rate for fixed income instruments where the price of the instrument is indexed to the price of an underlying benchmark.
CouponAttachedNumber Number of the coupon attached to the physical security. INumber22Choice - Optional 0..1
PoolNumber Number identifying a group of underlying assets assigned by the issuer of a factored security. GenericIdentification37 - Optional 0..1
VariableRateIndicator Indicates whether the interest rate of an interest bearing instrument is reset periodically. IsoYesNoIndicator - Optional 0..1
CallableIndicator Indicates whether the issuer has the right to pay the security prior to maturity. Also called RetractableIndicator. IsoYesNoIndicator - Optional 0..1
PutableIndicator Indicates whether the holder has the right to ask for redemption of the security prior to final maturity. Also called RedeemableIndicator. IsoYesNoIndicator - Optional 0..1
MarketOrIndicativePrice Value of the price, for example, as a currency and value per unit or as a percentage. IPriceType4Choice - Optional 0..1
ExercisePrice Predetermined price at which the holder of a derivative will buy or sell the underlying instrument. Price7 - Optional 0..1
SubscriptionPrice Pre-determined price at which the holder of a right is entitled to buy the underlying instrument. Price7 - Optional 0..1
ConversionPrice Price of one target security in the conversion. Price7 - Optional 0..1
StrikePrice Predetermined price at which the holder will have to buy or sell the underlying instrument. Price7 - Optional 0..1
MinimumNominalQuantity Minimum nominal quantity of financial instrument. IFinancialInstrumentQuantity1Choice - Optional 0..1
ContractSize Ratio or multiplying factor used to convert one contract into a quantity. IFinancialInstrumentQuantity1Choice - Optional 0..1
UnderlyingFinancialInstrumentIdentification Identification of the underlying security. SecurityIdentification19 - Unknown 0..0
FinancialInstrumentAttributeAdditionalDetails Provides additional information about the financial instrument in narrative form. IsoMax350Text - Optional 0..1

QuantityAndAccountDetails building block

Details related to the account and quantity involved in the transaction. Details on a quantity, account and other related information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% QuantityAndAccount77 recursion level 0 with max 1
class QuantityAndAccount77{
    DenominationChoice IsoMax210Text
}
QuantityAndAccount77 *-- "1..1" IQuantity6Choice : SettledQuantity
QuantityAndAccount77 *-- "0..1" IFinancialInstrumentQuantity1Choice : PreviouslySettledQuantity
QuantityAndAccount77 *-- "0..1" IFinancialInstrumentQuantity1Choice : RemainingToBeSettledQuantity
QuantityAndAccount77 *-- "0..1" AmountAndDirection52 : PreviouslySettledAmount
QuantityAndAccount77 *-- "0..1" AmountAndDirection52 : RemainingToBeSettledAmount
QuantityAndAccount77 *-- "0..1" PartyIdentification144 : AccountOwner
QuantityAndAccount77 *-- "1..1" SecuritiesAccount19 : SafekeepingAccount
QuantityAndAccount77 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
QuantityAndAccount77 *-- "0..0" QuantityBreakdown47 : QuantityBreakdown
QuantityAndAccount77 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
%% IQuantity6Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% AmountAndDirection52 recursion level 1 with max 1
class AmountAndDirection52{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
}
%% AmountAndDirection52 recursion level 1 with max 1
class AmountAndDirection52{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
}
%% PartyIdentification144 recursion level 1 with max 1
class PartyIdentification144{
    LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% SecuritiesAccount19 recursion level 1 with max 1
class SecuritiesAccount19{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type
%% ICashAccountIdentification5Choice recursion level 1 with max 1
%% QuantityBreakdown47 recursion level 1 with max 1
QuantityBreakdown47 *-- "0..1" GenericIdentification37 : LotNumber
QuantityBreakdown47 *-- "0..1" IFinancialInstrumentQuantity1Choice : LotQuantity
QuantityBreakdown47 *-- "0..1" GenericIdentification30 : SecuritiesSubBalanceType
QuantityBreakdown47 *-- "0..1" IDateAndDateTime2Choice : LotDateTime
QuantityBreakdown47 *-- "0..1" Price7 : LotPrice
QuantityBreakdown47 *-- "0..1" ITypeOfPrice29Choice : TypeOfPrice
%% SafeKeepingPlace3 recursion level 1 with max 1
class SafeKeepingPlace3{
    LEI IsoLEIIdentifier
}
SafeKeepingPlace3 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlaceFormat

QuantityAndAccount77 members

Member name Description Data Type / Multiplicity
SettledQuantity Quantity of financial instrument effectively settled. IQuantity6Choice - Required 1..1
PreviouslySettledQuantity Quantity of financial instrument previously settled. IFinancialInstrumentQuantity1Choice - Optional 0..1
RemainingToBeSettledQuantity Quantity of financial instrument remaining to be settled. IFinancialInstrumentQuantity1Choice - Optional 0..1
PreviouslySettledAmount Amount of money previously settled. AmountAndDirection52 - Optional 0..1
RemainingToBeSettledAmount Amount of money remaining to be settled. AmountAndDirection52 - Optional 0..1
DenominationChoice Denomination of the security to be received or delivered. IsoMax210Text - Optional 0..1
AccountOwner Party that legally owns the account. PartyIdentification144 - Optional 0..1
SafekeepingAccount Account to or from which a securities entry is made. SecuritiesAccount19 - Required 1..1
CashAccount Account to or from which a cash entry is made. ICashAccountIdentification5Choice - Optional 0..1
QuantityBreakdown Breakdown of a quantity into lots such as tax lots, instrument series. QuantityBreakdown47 - Unknown 0..0
SafekeepingPlace Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). SafeKeepingPlace3 - Optional 0..1

SettlementParameters building block

Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in. Details of settlement of a transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SettlementDetails171 recursion level 0 with max 1
class SettlementDetails171{
    PartialSettlementIndicator SettlementTransactionCondition5Code
    EligibleForCollateral IsoYesNoIndicator
}
SettlementDetails171 *-- "0..1" IPriorityNumeric4Choice : Priority
SettlementDetails171 *-- "1..1" ISecuritiesTransactionType43Choice : SecuritiesTransactionType
SettlementDetails171 *-- "0..0" ISettlementTransactionCondition16Choice : SettlementTransactionCondition
SettlementDetails171 *-- "0..1" IBeneficialOwnership4Choice : BeneficialOwnership
SettlementDetails171 *-- "0..1" IBlockTrade4Choice : BlockTrade
SettlementDetails171 *-- "0..1" ICentralCounterPartyEligibility4Choice : CCPEligibility
SettlementDetails171 *-- "0..1" ICashSettlementSystem4Choice : CashClearingSystem
SettlementDetails171 *-- "0..1" IExposureType16Choice : ExposureType
SettlementDetails171 *-- "0..1" IMarketClientSide6Choice : MarketClientSide
SettlementDetails171 *-- "0..1" INettingEligibility4Choice : NettingEligibility
SettlementDetails171 *-- "0..1" IRegistration9Choice : Registration
SettlementDetails171 *-- "0..1" IRepurchaseType22Choice : RepurchaseType
SettlementDetails171 *-- "0..1" IRestriction5Choice : LegalRestrictions
SettlementDetails171 *-- "0..1" ISecuritiesRTGS4Choice : SecuritiesRTGS
SettlementDetails171 *-- "0..1" ISettlingCapacity7Choice : SettlingCapacity
SettlementDetails171 *-- "0..1" ISettlementSystemMethod4Choice : SettlementSystemMethod
SettlementDetails171 *-- "0..1" ITaxCapacityParty4Choice : TaxCapacity
SettlementDetails171 *-- "0..1" GenericIdentification30 : StampDutyTaxBasis
SettlementDetails171 *-- "0..1" IAutomaticBorrowing6Choice : AutomaticBorrowing
SettlementDetails171 *-- "0..1" ILetterOfGuarantee4Choice : LetterOfGuarantee
SettlementDetails171 *-- "0..1" GenericIdentification30 : SecuritiesSubBalanceType
SettlementDetails171 *-- "0..1" GenericIdentification30 : CashSubBalanceType
%% IPriorityNumeric4Choice recursion level 1 with max 1
%% ISecuritiesTransactionType43Choice recursion level 1 with max 1
%% ISettlementTransactionCondition16Choice recursion level 1 with max 1
%% IBeneficialOwnership4Choice recursion level 1 with max 1
%% IBlockTrade4Choice recursion level 1 with max 1
%% ICentralCounterPartyEligibility4Choice recursion level 1 with max 1
%% ICashSettlementSystem4Choice recursion level 1 with max 1
%% IExposureType16Choice recursion level 1 with max 1
%% IMarketClientSide6Choice recursion level 1 with max 1
%% INettingEligibility4Choice recursion level 1 with max 1
%% IRegistration9Choice recursion level 1 with max 1
%% IRepurchaseType22Choice recursion level 1 with max 1
%% IRestriction5Choice recursion level 1 with max 1
%% ISecuritiesRTGS4Choice recursion level 1 with max 1
%% ISettlingCapacity7Choice recursion level 1 with max 1
%% ISettlementSystemMethod4Choice recursion level 1 with max 1
%% ITaxCapacityParty4Choice recursion level 1 with max 1
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}
%% IAutomaticBorrowing6Choice recursion level 1 with max 1
%% ILetterOfGuarantee4Choice recursion level 1 with max 1
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

SettlementDetails171 members

Member name Description Data Type / Multiplicity
Priority Specifies whether the transaction was executed with a high priority. IPriorityNumeric4Choice - Optional 0..1
SecuritiesTransactionType Identifies the type of securities transaction. ISecuritiesTransactionType43Choice - Required 1..1
SettlementTransactionCondition Conditions under which the order/trade was to be settled. ISettlementTransactionCondition16Choice - Unknown 0..0
PartialSettlementIndicator Specifies whether partial settlement was allowed. SettlementTransactionCondition5Code - Optional 0..1
BeneficialOwnership Specifies whether there was change of beneficial ownership. IBeneficialOwnership4Choice - Optional 0..1
BlockTrade Specifies whether the settlement instruction was a block parent or child. IBlockTrade4Choice - Optional 0..1
CCPEligibility Specifies whether the settlement transaction was CCP (Central Counterparty) eligible. ICentralCounterPartyEligibility4Choice - Optional 0..1
CashClearingSystem Specifies the category of cash clearing system, for example, cheque clearing. ICashSettlementSystem4Choice - Optional 0..1
ExposureType Specifies the underlying business area/type of trade having caused the collateral movement. IExposureType16Choice - Optional 0..1
MarketClientSide Specifies if an instruction was for a market side or a client side transaction. IMarketClientSide6Choice - Optional 0..1
NettingEligibility Specifies whether the settlement transaction was eligible for netting. INettingEligibility4Choice - Optional 0..1
Registration Specifies whether registration was to occur upon receipt. IRegistration9Choice - Optional 0..1
RepurchaseType Specifies the type of repurchase transaction. IRepurchaseType22Choice - Optional 0..1
LegalRestrictions Regulatory restrictions applicable to a security. IRestriction5Choice - Optional 0..1
SecuritiesRTGS Specifies whether the settlement transaction was to be settled through an RTGS or a non RTGS system. ISecuritiesRTGS4Choice - Optional 0..1
SettlingCapacity Role of a party in the settlement of the transaction. ISettlingCapacity7Choice - Optional 0..1
SettlementSystemMethod Specifies whether the settlement instruction was to be settled through the default or the alternate settlement system. ISettlementSystemMethod4Choice - Optional 0..1
TaxCapacity Tax role capacity of the instructing party. ITaxCapacityParty4Choice - Optional 0..1
StampDutyTaxBasis Specifies the stamp duty type or exemption reason applicable to the settlement transaction. GenericIdentification30 - Optional 0..1
AutomaticBorrowing Condition for automatic borrowing. IAutomaticBorrowing6Choice - Optional 0..1
LetterOfGuarantee Specifies whether physical settlement was executed using a letter of guarantee or if the physical certificates were used. ILetterOfGuarantee4Choice - Optional 0..1
EligibleForCollateral Specifies whether securities were requested to be included in the pool of securities eligible for collateral purposes. IsoYesNoIndicator - Optional 0..1
SecuritiesSubBalanceType Specifies the securities sub balance type indicator (example restriction type for a market infrastructure). GenericIdentification30 - Optional 0..1
CashSubBalanceType Specifies the cash sub balance type indicator, for example, the restriction type for a market infrastructure. GenericIdentification30 - Optional 0..1

StandingSettlementInstructionDetails building block

Settlement standing instruction database to be used to derive the settlement parties involved in the transaction. Details of the standing settlement instruction to be applied. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% StandingSettlementInstruction16 recursion level 0 with max 1
StandingSettlementInstruction16 *-- "1..1" ISettlementStandingInstructionDatabase4Choice : SettlementStandingInstructionDatabase
StandingSettlementInstruction16 *-- "1..1" ICounterparty13Choice : Counterparty
StandingSettlementInstruction16 *-- "0..1" PartyIdentification136 : Vendor
StandingSettlementInstruction16 *-- "0..1" SettlementParties76 : OtherDeliveringSettlementParties
StandingSettlementInstruction16 *-- "0..1" SettlementParties76 : OtherReceivingSettlementParties
%% ISettlementStandingInstructionDatabase4Choice recursion level 1 with max 1
%% ICounterparty13Choice recursion level 1 with max 1
%% PartyIdentification136 recursion level 1 with max 1
class PartyIdentification136{
    LEI IsoLEIIdentifier
}
PartyIdentification136 *-- "1..1" IPartyIdentification120Choice : Identification
%% SettlementParties76 recursion level 1 with max 1
SettlementParties76 *-- "0..1" PartyIdentification146 : Depository
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5
%% SettlementParties76 recursion level 1 with max 1
SettlementParties76 *-- "0..1" PartyIdentification146 : Depository
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5

StandingSettlementInstruction16 members

Member name Description Data Type / Multiplicity
SettlementStandingInstructionDatabase Specifies what settlement standing instruction database is to be used to derive the settlement parties involved in the transaction. ISettlementStandingInstructionDatabase4Choice - Required 1..1
Counterparty Identification of the buyer or seller in a standing settlement instruction enabling to derive the Standing Settlement Instruction. ICounterparty13Choice - Required 1..1
Vendor Vendor of the settlement standing instruction database that is to be consulted. PartyIdentification136 - Optional 0..1
OtherDeliveringSettlementParties Delivering parties, other than the seller, needed for deriving the standing settlement instruction (for example, depository) or provided for information purposes (for example, instructing party settlement chain). SettlementParties76 - Optional 0..1
OtherReceivingSettlementParties Receiving parties, other than the buyer, needed for deriving the standing settlement instruction (for example, depository) or provided for information purposes (for example, instructing party settlement chain). SettlementParties76 - Optional 0..1

DeliveringSettlementParties building block

Identifies the chain of delivering settlement parties. Chain of parties involved in the settlement of a transaction, including receipts and deliveries, book transfers, treasury deals, or other activities, resulting in the movement of a security or amount of money from one account to another. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SettlementParties76 recursion level 0 with max 1
SettlementParties76 *-- "0..1" PartyIdentification146 : Depository
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5
%% PartyIdentification146 recursion level 1 with max 1
class PartyIdentification146{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentification146 *-- "1..1" IPartyIdentification122Choice : Identification
PartyIdentification146 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentification146 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentification146 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation

SettlementParties76 members

Member name Description Data Type / Multiplicity
Depository First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. PartyIdentification146 - Optional 0..1
Party1 Party that, in a settlement chain interacts with the depository. PartyIdentificationAndAccount168 - Optional 0..1
Party2 Party that, in a settlement chain interacts with the party 1. PartyIdentificationAndAccount168 - Optional 0..1
Party3 Party that, in a settlement chain interacts with the party 2. PartyIdentificationAndAccount168 - Optional 0..1
Party4 Party that, in a settlement chain interacts with the party 3. PartyIdentificationAndAccount168 - Optional 0..1
Party5 Party that, in a settlement chain interacts with the party 4. PartyIdentificationAndAccount168 - Optional 0..1

ReceivingSettlementParties building block

Identifies the chain of receiving settlement parties. Chain of parties involved in the settlement of a transaction, including receipts and deliveries, book transfers, treasury deals, or other activities, resulting in the movement of a security or amount of money from one account to another. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SettlementParties76 recursion level 0 with max 1
SettlementParties76 *-- "0..1" PartyIdentification146 : Depository
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5
%% PartyIdentification146 recursion level 1 with max 1
class PartyIdentification146{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentification146 *-- "1..1" IPartyIdentification122Choice : Identification
PartyIdentification146 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentification146 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentification146 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount168 recursion level 1 with max 1
class PartyIdentificationAndAccount168{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount168 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount168 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount168 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
PartyIdentificationAndAccount168 *-- "0..1" IDateAndDateTime2Choice : ProcessingDate
PartyIdentificationAndAccount168 *-- "0..1" PartyTextInformation1 : AdditionalInformation

SettlementParties76 members

Member name Description Data Type / Multiplicity
Depository First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. PartyIdentification146 - Optional 0..1
Party1 Party that, in a settlement chain interacts with the depository. PartyIdentificationAndAccount168 - Optional 0..1
Party2 Party that, in a settlement chain interacts with the party 1. PartyIdentificationAndAccount168 - Optional 0..1
Party3 Party that, in a settlement chain interacts with the party 2. PartyIdentificationAndAccount168 - Optional 0..1
Party4 Party that, in a settlement chain interacts with the party 3. PartyIdentificationAndAccount168 - Optional 0..1
Party5 Party that, in a settlement chain interacts with the party 4. PartyIdentificationAndAccount168 - Optional 0..1

CashParties building block

Cash parties involved in the transaction if different from the securities settlement parties. Payment processes required to transfer cash from the debtor to the creditor. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CashParties36 recursion level 0 with max 1
CashParties36 *-- "0..1" PartyIdentificationAndAccount164 : Debtor
CashParties36 *-- "0..1" PartyIdentificationAndAccount171 : DebtorAgent
CashParties36 *-- "0..1" PartyIdentificationAndAccount164 : Creditor
CashParties36 *-- "0..1" PartyIdentificationAndAccount171 : CreditorAgent
CashParties36 *-- "0..1" PartyIdentificationAndAccount171 : Intermediary
%% PartyIdentificationAndAccount164 recursion level 1 with max 1
class PartyIdentificationAndAccount164{
    LEI IsoLEIIdentifier
}
PartyIdentificationAndAccount164 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount164 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount
PartyIdentificationAndAccount164 *-- "0..1" PartyTextInformation2 : AdditionalInformation
%% PartyIdentificationAndAccount171 recursion level 1 with max 1
class PartyIdentificationAndAccount171{
    LEI IsoLEIIdentifier
}
PartyIdentificationAndAccount171 *-- "1..1" IPartyIdentification133Choice : Identification
PartyIdentificationAndAccount171 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount
PartyIdentificationAndAccount171 *-- "0..1" PartyTextInformation2 : AdditionalInformation
%% PartyIdentificationAndAccount164 recursion level 1 with max 1
class PartyIdentificationAndAccount164{
    LEI IsoLEIIdentifier
}
PartyIdentificationAndAccount164 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount164 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount
PartyIdentificationAndAccount164 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount
PartyIdentificationAndAccount164 *-- "0..1" PartyTextInformation2 : AdditionalInformation
%% PartyIdentificationAndAccount171 recursion level 1 with max 1
class PartyIdentificationAndAccount171{
    LEI IsoLEIIdentifier
}
PartyIdentificationAndAccount171 *-- "1..1" IPartyIdentification133Choice : Identification
PartyIdentificationAndAccount171 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount
PartyIdentificationAndAccount171 *-- "0..1" PartyTextInformation2 : AdditionalInformation
%% PartyIdentificationAndAccount171 recursion level 1 with max 1
class PartyIdentificationAndAccount171{
    LEI IsoLEIIdentifier
}
PartyIdentificationAndAccount171 *-- "1..1" IPartyIdentification133Choice : Identification
PartyIdentificationAndAccount171 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount
PartyIdentificationAndAccount171 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount
PartyIdentificationAndAccount171 *-- "0..1" PartyTextInformation2 : AdditionalInformation

CashParties36 members

Member name Description Data Type / Multiplicity
Debtor Party that owes an amount of money to the (ultimate) creditor. PartyIdentificationAndAccount164 - Optional 0..1
DebtorAgent Financial institution servicing an account for the debtor. PartyIdentificationAndAccount171 - Optional 0..1
Creditor Party to which an amount of money is due. PartyIdentificationAndAccount164 - Optional 0..1
CreditorAgent Financial institution servicing an account for the creditor. PartyIdentificationAndAccount171 - Optional 0..1
Intermediary Financial institution through which the transaction must pass to reach the account with institution. PartyIdentificationAndAccount171 - Optional 0..1

SettledAmount building block

Amount effectively settled and which will be credited to/debited from the account owner’s cash account. It may differ from the instructed settlement amount based on market tolerance level. Posting of an item to a cash account, in the context of a cash transaction, that results in an increase or decrease to the balance of the account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AmountAndDirection94 recursion level 0 with max 1
class AmountAndDirection94{
    AccruedInterestIndicator IsoYesNoIndicator
    StampDutyIndicator IsoYesNoIndicator
    BrokerageAmountIndicator IsoYesNoIndicator
    ResearchFeeIndicator IsoYesNoIndicator
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection94 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
AmountAndDirection94 *-- "0..1" IDateAndDateTime2Choice : ValueDate
%% ForeignExchangeTerms23 recursion level 1 with max 1
class ForeignExchangeTerms23{
    UnitCurrency ActiveCurrencyCode
    QuotedCurrency ActiveCurrencyCode
    ExchangeRate IsoBaseOneRate
    ResultingAmount IsoActiveCurrencyAndAmount
}
%% IDateAndDateTime2Choice recursion level 1 with max 1

AmountAndDirection94 members

Member name Description Data Type / Multiplicity
AccruedInterestIndicator Indicates whether the net proceeds include interest accrued on the financial instrument. IsoYesNoIndicator - Optional 0..1
StampDutyIndicator Whether the net proceeds include stamp duty amount. IsoYesNoIndicator - Optional 0..1
BrokerageAmountIndicator Indicates whether the net proceeds include brokerage fees for the transaction. If absent, element is not required. IsoYesNoIndicator - Optional 0..1
ResearchFeeIndicator Indicates whether the net proceeds include research fees for the transaction. IsoYesNoIndicator - Optional 0..1
Amount Amount of money in the cash entry. IsoActiveCurrencyAndAmount - Required 1..1
CreditDebitIndicator Indicates whether an entry is a credit or a debit. CreditDebitCode - Required 1..1
OriginalCurrencyAndOrderedAmount Posting/settlement amount in its original currency when conversion from/into another currency has occurred. IsoActiveOrHistoricCurrencyAndAmount - Optional 0..1
ForeignExchangeDetails Information needed to process a currency exchange or conversion. ForeignExchangeTerms23 - Optional 0..1
ValueDate Date and time at which the cash is at the disposal of the credit account owner, or ceases to be at the disposal of the debit account owner. IDateAndDateTime2Choice - Optional 0..1

OtherAmounts building block

Other amounts than the settlement amount. Identifies other amounts pertaining to the transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% OtherAmounts40 recursion level 0 with max 1
OtherAmounts40 *-- "0..1" AmountAndDirection44 : AccruedInterestAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : ChargesFees
OtherAmounts40 *-- "0..1" AmountAndDirection44 : CountryNationalFederalTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : TradeAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : ExecutingBrokerAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : IssueDiscountAllowance
OtherAmounts40 *-- "0..1" AmountAndDirection44 : PaymentLevyTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : LocalTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : LocalTaxCountrySpecific
OtherAmounts40 *-- "0..1" AmountAndDirection44 : LocalBrokerCommission
OtherAmounts40 *-- "0..1" AmountAndDirection44 : Margin
OtherAmounts40 *-- "0..1" AmountAndDirection44 : Other
OtherAmounts40 *-- "0..1" AmountAndDirection44 : RegulatoryAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : ShippingAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : SpecialConcession
OtherAmounts40 *-- "0..1" AmountAndDirection44 : StampDuty
OtherAmounts40 *-- "0..1" AmountAndDirection44 : StockExchangeTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : TransferTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : TransactionTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : ValueAddedTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : WithholdingTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : NetGainLoss
OtherAmounts40 *-- "0..1" AmountAndDirection44 : ConsumptionTax
OtherAmounts40 *-- "0..1" AmountAndDirection44 : AccruedCapitalisationAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : BookValue
OtherAmounts40 *-- "0..1" AmountAndDirection44 : CollateralMonitorAmount
OtherAmounts40 *-- "0..1" AmountAndDirection44 : ResearchFee
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% AmountAndDirection44 recursion level 1 with max 1
class AmountAndDirection44{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection44 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails

OtherAmounts40 members

Member name Description Data Type / Multiplicity
AccruedInterestAmount Interest amount that has accrued in between coupon payment periods. AmountAndDirection44 - Optional 0..1
ChargesFees Amount of money paid for the provision of financial services that cannot be categorised by another qualifier. AmountAndDirection44 - Optional 0..1
CountryNationalFederalTax Amount of country, national or federal tax charged by the jurisdiction in which the account servicer is located. AmountAndDirection44 - Optional 0..1
TradeAmount Principal amount of a trade (price multiplied by quantity). AmountAndDirection44 - Optional 0..1
ExecutingBrokerAmount Amount of money paid to an executing broker as a commission. AmountAndDirection44 - Optional 0..1
IssueDiscountAllowance Amount of money defined as a discount on a new issue or on a tranche of an existing issue. AmountAndDirection44 - Optional 0..1
PaymentLevyTax Amount of payment levy tax. AmountAndDirection44 - Optional 0..1
LocalTax Tax charged by the jurisdiction in which the financial instrument settles. AmountAndDirection44 - Optional 0..1
LocalTaxCountrySpecific Local tax country specific. AmountAndDirection44 - Optional 0..1
LocalBrokerCommission Amount of commission paid to a local broker. AmountAndDirection44 - Optional 0..1
Margin Amount of money deposited by the trading party in a margin account. AmountAndDirection44 - Optional 0..1
Other An amount that is not indicated by a known business denomination. AmountAndDirection44 - Optional 0..1
RegulatoryAmount Amount of money charged by a regulatory authority, for example, Securities and Exchange fees. AmountAndDirection44 - Optional 0..1
ShippingAmount All costs related to the physical delivery of documents such as stamps, postage, carrier fees, insurances or messenger services. AmountAndDirection44 - Optional 0..1
SpecialConcession Amount of drawdown or other reduction from or in addition to the deal price. AmountAndDirection44 - Optional 0..1
StampDuty Amount of stamp duty. AmountAndDirection44 - Optional 0..1
StockExchangeTax Amount of stock exchange tax. AmountAndDirection44 - Optional 0..1
TransferTax Amount of tax levied on a transfer of ownership of financial instrument. AmountAndDirection44 - Optional 0..1
TransactionTax Amount of transaction tax. AmountAndDirection44 - Optional 0..1
ValueAddedTax Amount of value-added tax. AmountAndDirection44 - Optional 0..1
WithholdingTax Amount of money that will be withheld by a tax authority. AmountAndDirection44 - Optional 0..1
NetGainLoss Amount representing the difference between the cost and the current price of a security. In the context of securities settlement, it is the amount paid or received when the instructions are netted or paired off. AmountAndDirection44 - Optional 0..1
ConsumptionTax Amount of consumption tax. AmountAndDirection44 - Optional 0..1
AccruedCapitalisationAmount Amount of unpaid interest (on bonds which have defaulted and have subsequently restructured), which is capitalized and added to the original principal amount of the bond.
BookValue Cost of the securities. May be requested in some countries for tax purposes. AmountAndDirection44 - Optional 0..1
CollateralMonitorAmount Value of the collateral available for the delivery settlement process at the account level. AmountAndDirection44 - Optional 0..1
ResearchFee Charge or commission paid by the investor to a distributor/intermediary or other service provider for the provision of financial research. AmountAndDirection44 - Optional 0..1

OtherBusinessParties building block

Other business parties relevant to the transaction. Other parties’ information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% OtherParties33 recursion level 0 with max 1
OtherParties33 *-- "0..0" PartyIdentificationAndAccount167 : Investor
OtherParties33 *-- "0..1" PartyIdentificationAndAccount166 : QualifiedForeignIntermediary
OtherParties33 *-- "0..1" PartyIdentificationAndAccount165 : StockExchange
OtherParties33 *-- "0..1" PartyIdentificationAndAccount165 : TradeRegulator
OtherParties33 *-- "0..1" PartyIdentificationAndAccount166 : TripartyAgent
OtherParties33 *-- "0..1" PartyIdentificationAndAccount166 : Broker
%% PartyIdentificationAndAccount167 recursion level 1 with max 1
class PartyIdentificationAndAccount167{
    LEI IsoLEIIdentifier
    Nationality CountryCode
    SafekeepingAccount IsoMax35Text
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount167 *-- "0..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount167 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount167 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount166 recursion level 1 with max 1
class PartyIdentificationAndAccount166{
    LEI IsoLEIIdentifier
    SafekeepingAccount IsoMax35Text
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount166 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount166 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount166 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount165 recursion level 1 with max 1
class PartyIdentificationAndAccount165{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount165 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount165 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount165 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount165 recursion level 1 with max 1
class PartyIdentificationAndAccount165{
    LEI IsoLEIIdentifier
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount165 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount165 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount165 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount166 recursion level 1 with max 1
class PartyIdentificationAndAccount166{
    LEI IsoLEIIdentifier
    SafekeepingAccount IsoMax35Text
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount166 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount166 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount166 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount166 recursion level 1 with max 1
class PartyIdentificationAndAccount166{
    LEI IsoLEIIdentifier
    SafekeepingAccount IsoMax35Text
    ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount166 *-- "1..1" IPartyIdentification120Choice : Identification
PartyIdentificationAndAccount166 *-- "0..1" AlternatePartyIdentification7 : AlternateIdentification
PartyIdentificationAndAccount166 *-- "0..1" PartyTextInformation1 : AdditionalInformation

OtherParties33 members

Member name Description Data Type / Multiplicity
Investor Party, either an individual or organisation, whose assets are being invested. PartyIdentificationAndAccount167 - Unknown 0..0
QualifiedForeignIntermediary Foreign financial institution which has been authorised by local authorities to act as account management institution in the country. PartyIdentificationAndAccount166 - Optional 0..1
StockExchange Identification of the stock exchange to which transaction reporting will be done. PartyIdentificationAndAccount165 - Optional 0..1
TradeRegulator Institution to which a trade must be reported. PartyIdentificationAndAccount165 - Optional 0..1
TripartyAgent Party responsible for the administration of a tri-party collateral transaction including collateral allocation, marking to market and substitution of collateral. PartyIdentificationAndAccount166 - Optional 0..1
Broker Party that identifies a broker when required (for example, authorised broker, prime broker, etc). PartyIdentificationAndAccount166 - Optional 0..1

AdditionalPhysicalOrRegistrationDetails building block

Information for registration or physical settlement. Information related to registration of securities. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% RegistrationParameters6 recursion level 0 with max 1
class RegistrationParameters6{
    CertificationIdentification IsoMax35Text
    RegistrarAccount IsoMax35Text
}
RegistrationParameters6 *-- "0..1" IDateAndDateTime2Choice : CertificationDateTime
RegistrationParameters6 *-- "0..0" SecuritiesCertificate4 : CertificateNumber
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% SecuritiesCertificate4 recursion level 1 with max 1
class SecuritiesCertificate4{
    Number IsoMax35Text
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

RegistrationParameters6 members

Member name Description Data Type / Multiplicity
CertificationIdentification Identification assigned to a deposit. IsoMax35Text - Optional 0..1
CertificationDateTime Date/time at which the certificates in the deposit were validated by the agent. IDateAndDateTime2Choice - Optional 0..1
RegistrarAccount Account at the registrar where financial instruments are registered. IsoMax35Text - Optional 0..1
CertificateNumber Unique and unambiguous identifier of a certificate assigned by the issuer. SecuritiesCertificate4 - Unknown 0..0

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name Description Data Type / Multiplicity
PlaceAndName Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. IsoMax350Text - Optional 0..1
Envelope Technical element wrapping the supplementary data. IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionConfirmationV09 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionConfirmationV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionConfirmationV09Document implements IOuterDocument. Because SecuritiesSettlementTransactionConfirmationV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionConfirmationV09.

classDiagram
    class IOuterRecord
    SecuritiesSettlementTransactionConfirmationV09 --|> IOuterRecord : Implements
    SecuritiesSettlementTransactionConfirmationV09Document --|> IOuterDocument~SecuritiesSettlementTransactionConfirmationV09~ : Implements
    class IOuterDocument~SecuritiesSettlementTransactionConfirmationV09~ {
        SecuritiesSettlementTransactionConfirmationV09 Message
     }

Document wrapper for serialization

The only real purpose SecuritiesSettlementTransactionConfirmationV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.025.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionConfirmationV09.ToDocument() method. The returned SecuritiesSettlementTransactionConfirmationV09Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesSettlementTransactionConfirmationV09Document *-- SecuritiesSettlementTransactionConfirmationV09 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.025.001.09">
    <SctiesSttlmTxConf>
        <TxIdDtls>
            <!-- TransactionIdentificationDetails inner content -->
        </TxIdDtls>
        <Lnkgs>
            <!-- Linkages inner content -->
        </Lnkgs>
        <AddtlParams>
            <!-- AdditionalParameters inner content -->
        </AddtlParams>
        <TradDtls>
            <!-- TradeDetails inner content -->
        </TradDtls>
        <FinInstrmId>
            <!-- FinancialInstrumentIdentification inner content -->
        </FinInstrmId>
        <FinInstrmAttrbts>
            <!-- FinancialInstrumentAttributes inner content -->
        </FinInstrmAttrbts>
        <QtyAndAcctDtls>
            <!-- QuantityAndAccountDetails inner content -->
        </QtyAndAcctDtls>
        <SttlmParams>
            <!-- SettlementParameters inner content -->
        </SttlmParams>
        <StgSttlmInstrDtls>
            <!-- StandingSettlementInstructionDetails inner content -->
        </StgSttlmInstrDtls>
        <DlvrgSttlmPties>
            <!-- DeliveringSettlementParties inner content -->
        </DlvrgSttlmPties>
        <RcvgSttlmPties>
            <!-- ReceivingSettlementParties inner content -->
        </RcvgSttlmPties>
        <CshPties>
            <!-- CashParties inner content -->
        </CshPties>
        <SttldAmt>
            <!-- SettledAmount inner content -->
        </SttldAmt>
        <OthrAmts>
            <!-- OtherAmounts inner content -->
        </OthrAmts>
        <OthrBizPties>
            <!-- OtherBusinessParties inner content -->
        </OthrBizPties>
        <AddtlPhysOrRegnDtls>
            <!-- AdditionalPhysicalOrRegistrationDetails inner content -->
        </AddtlPhysOrRegnDtls>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesSttlmTxConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_09YsUcvDEei8JYqKn9vqyw"
  nextVersions="_acrUFQlhEeuQ1MenzX1l-g"
  previousVersion="_8D63YazwEeeBIMhGLpLUsQ"
  name="SecuritiesSettlementTransactionConfirmationV09"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesSettlementTransactionConfirmation to an account owner to confirm the partial or full delivery or receipt of financial instruments, free or against of payment, physically or by book-entry.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="SctiesSttlmTxConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_09YsU8vDEei8JYqKn9vqyw"
    nextVersions="_ac1E8QlhEeuQ1MenzX1l-g"
    previousVersion="_8D63Y6zwEeeBIMhGLpLUsQ"
    name="SettledAmountRule"
    definition="If the instruction is against payment, then SettledAmount must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SettledAmount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/TransactionIdentificationDetails/Payment&lt;/leftOperand&gt;&lt;rightOperand&gt;AgainstPaymentSettlement&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_09YsVcvDEei8JYqKn9vqyw"
    nextVersions="_ac1E8wlhEeuQ1MenzX1l-g"
    previousVersion="_8D63ZazwEeeBIMhGLpLUsQ"
    name="ReceivingDepositoryAndParty1Rule"
    definition="If the instruction is a delivery and no standing settlement instruction applies, then ReceivingDepository and Party1 must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot;&gt;&lt;ComplexRule xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/ReceivingSettlementParties/Depository&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/ReceivingSettlementParties/Party1&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/TransactionIdentificationDetails/SecuritiesMovementType&lt;/leftOperand&gt;&lt;rightOperand&gt;Delivery&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/StandingSettlementInstructionDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;&#xA;" />
  <constraint
    xmi:id="_09YsV8vDEei8JYqKn9vqyw"
    nextVersions="_ac1E9QlhEeuQ1MenzX1l-g"
    previousVersion="_8D63Z6zwEeeBIMhGLpLUsQ"
    name="DeliveringDepositoryAndParty1Rule"
    definition="If the instruction is a receive and no standing settlement instruction applies, then DeliveringDepository and Party1 must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/DeliveringSettlementParties/Depository&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/DeliveringSettlementParties/Party1&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/TransactionIdentificationDetails/SecuritiesMovementType&lt;/leftOperand&gt;&lt;rightOperand&gt;Receive&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/StandingSettlementInstructionDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_09YsWcvDEei8JYqKn9vqyw"
    nextVersions="_ac1E9wlhEeuQ1MenzX1l-g"
    previousVersion="_8D63aazwEeeBIMhGLpLUsQ"
    name="SellerSSIRule"
    definition="If standing settlement instruction applies and the instruction is a receipt, then Seller must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/StandingSettlementInstructionDetails/Counterparty/Seller&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/TransactionIdentificationDetails/SecuritiesMovementType&lt;/leftOperand&gt;&lt;rightOperand&gt;Receive&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/StandingSettlementInstructionDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_09YsW8vDEei8JYqKn9vqyw"
    nextVersions="_ac1E-QlhEeuQ1MenzX1l-g"
    previousVersion="_8D63a6zwEeeBIMhGLpLUsQ"
    name="BuyerSSIRule"
    definition="If standing settlement instruction applies and the instruction is a delivery, then Buyer must be present.&#xA;."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot;&gt;&lt;ComplexRule xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/StandingSettlementInstructionDetails/Counterparty/Buyer&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/TransactionIdentificationDetails/SecuritiesMovementType&lt;/leftOperand&gt;&lt;rightOperand&gt;Delivery&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/StandingSettlementInstructionDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;&#xA;" />
  <constraint
    xmi:id="_09YsXcvDEei8JYqKn9vqyw"
    nextVersions="_ac1E-wlhEeuQ1MenzX1l-g"
    previousVersion="_8D63bazwEeeBIMhGLpLUsQ"
    name="TwoLegTransactionOpeningClosing1Rule"
    definition="For settlement of two part transactions (Securities Financing), the opening/initiation and closing/return of the transaction is confirmed by sending the following combination of TransactionIdentificationDetails/SecuritiesMovementType codes and SettlementParameters/SecuritiesTransactionType codes:&#xD;&#xA;&#xD;&#xA;Repo Opening&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: Repo (REPU)&#xD;&#xA;Repo Closing&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: Repo (REPU)&#xD;&#xA;&#xD;&#xA;Reverse Repo Opening&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: ReverseRepo (RVPO)&#xD;&#xA;Reverse Repo Closing&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) &#xD;&#xA;SettlementParameters/SecuritiesTransactionType: ReverseRepo (RVPO)&#xD;&#xA;&#xD;&#xA;TriParty Repo Opening&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: TriPartyRepo (TRPO)&#xD;&#xA;TriParty Repo Closing&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: TriPartyRepo (TRPO)&#xD;&#xA;&#xD;&#xA;TriParty Reverse Repo Opening&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: TriPartyReverseRepo (TRVO)&#xD;&#xA;TriParty Reverse Repo Closing&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) &#xD;&#xA;SettlementParameters/SecuritiesTransactionType: TriPartyReverseRepo (TRVO)&#xD;&#xA;&#xD;&#xA;Securities Lending Initiation&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: SecuritiesLending (SECL)&#xD;&#xA;Securities Lending Return&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: SecuritiesLending (SECL)&#xD;&#xA;&#xD;&#xA;Securities Borrowing Initiation&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: SecuritiesBorrowing (SECB)&#xD;&#xA;Securities Borrowing Return&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) &#xD;&#xA;SettlementParameters/SecuritiesTransactionType: SecuritiesBorrowing (SECB)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_09YsX8vDEei8JYqKn9vqyw"
    nextVersions="_ac1E_QlhEeuQ1MenzX1l-g"
    previousVersion="_8D63b6zwEeeBIMhGLpLUsQ"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_09YsYcvDEei8JYqKn9vqyw"
    nextVersions="_ac1E_wlhEeuQ1MenzX1l-g"
    previousVersion="_8D63cazwEeeBIMhGLpLUsQ"
    name="TwoLegTransactionOpeningClosing2Rule"
    definition="For settlement of two part transactions (buy-sell back, sell buy-back, collateral in and out), the opening/initiation and closing/return of the transaction is confirmed by sending the following combination of TransactionIdentificationDetails/SecuritiesMovementType codes and SettlementParameters/SecuritiesTransactionType codes:&#xD;&#xA;&#xD;&#xA;Sell-Buy Back: Sell&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: SellBuyBack (SBBK)&#xD;&#xA;Sell-Buy Back: Buy Back&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: SellBuyBack (SBBK)&#xD;&#xA;&#xD;&#xA;Buy-Sell Back: Buy&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: BuySellBack (BSBK)&#xD;&#xA;Buy-Sell Back: Sell Back&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) &#xD;&#xA;SettlementParameters/SecuritiesTransactionType: BuySellBack (BSBK)&#xD;&#xA;&#xD;&#xA;Collateral (giver) Out Initiation&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: CollateralOut (COLO)&#xD;&#xA;Collateral (giver) Out Return&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: CollateralOut (COLO)&#xD;&#xA;&#xD;&#xA;Collateral (taker) In Initiation&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)&#xD;&#xA;SettlementParameters/SecuritiesTransactionType: CollateralIn (COLI)&#xD;&#xA;Collateral (taker) In Return&#xD;&#xA;TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) &#xD;&#xA;SettlementParameters/SecuritiesTransactionType: CollateralIn (COLI)."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_09ZTYcvDEei8JYqKn9vqyw"
    nextVersions="_ac1FBwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63c6zwEeeBIMhGLpLUsQ"
    name="TransactionIdentificationDetails"
    definition="Provides transaction type and identification information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TxIdDtls"
    complexType="_7JldsTtOEeWRTLSN0i0tng" />
  <messageBuildingBlock
    xmi:id="_09ZTY8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FCQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63dazwEeeBIMhGLpLUsQ"
    name="Linkages"
    definition="Link to another transaction - provided for information only."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Lnkgs"
    complexType="_G7CU8GaxEeWZev0W8F756g" />
  <messageBuildingBlock
    xmi:id="_09ZTZcvDEei8JYqKn9vqyw"
    nextVersions="_ac1FCwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63d6zwEeeBIMhGLpLUsQ"
    name="AdditionalParameters"
    definition="Additional parameters for the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlParams"
    complexType="_dlrxkY7CEeaa5_S8lsRKCQ" />
  <messageBuildingBlock
    xmi:id="_09ZTZ8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FDQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63eazwEeeBIMhGLpLUsQ"
    name="TradeDetails"
    definition="Details of the trade."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TradDtls"
    complexType="_VR5IkdBxEeihG9bKfarOOA" />
  <messageBuildingBlock
    xmi:id="_09ZTacvDEei8JYqKn9vqyw"
    nextVersions="_ac1FDwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63e6zwEeeBIMhGLpLUsQ"
    name="FinancialInstrumentIdentification"
    definition="Financial instrument representing a sum of rights of the investor vis-a-vis the issuer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="FinInstrmId"
    complexType="_ho6XQYlXEeWPSZi0kAOXhg" />
  <messageBuildingBlock
    xmi:id="_09Z6ccvDEei8JYqKn9vqyw"
    nextVersions="_ac1FEQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63fazwEeeBIMhGLpLUsQ"
    name="FinancialInstrumentAttributes"
    definition="Elements characterising a financial instrument."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="FinInstrmAttrbts"
    complexType="_yehJZbQBEee1Ke-6rZgsrA" />
  <messageBuildingBlock
    xmi:id="_09Z6c8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FEwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63f6zwEeeBIMhGLpLUsQ"
    name="QuantityAndAccountDetails"
    definition="Details related to the account and quantity involved in the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="QtyAndAcctDtls"
    complexType="_Ycb_p9LCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_09Z6dcvDEei8JYqKn9vqyw"
    nextVersions="_ac1FFQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63gazwEeeBIMhGLpLUsQ"
    name="SettlementParameters"
    definition="Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SttlmParams"
    complexType="_8jxtIdYPEeiHVOfMzoKxnA" />
  <messageBuildingBlock
    xmi:id="_09Z6d8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FFwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63g6zwEeeBIMhGLpLUsQ"
    name="StandingSettlementInstructionDetails"
    definition="Settlement standing instruction database to be used to derive the settlement parties involved in the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="StgSttlmInstrDtls"
    complexType="_8vPDSdLCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_09Z6ecvDEei8JYqKn9vqyw"
    nextVersions="_ac1FGQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63hazwEeeBIMhGLpLUsQ"
    name="DeliveringSettlementParties"
    definition="Identifies the chain of delivering settlement parties."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="DlvrgSttlmPties"
    complexType="_7HPx59LCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_09Z6e8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FGwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63h6zwEeeBIMhGLpLUsQ"
    name="ReceivingSettlementParties"
    definition="Identifies the chain of receiving settlement parties."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RcvgSttlmPties"
    complexType="_7HPx59LCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_09Z6fcvDEei8JYqKn9vqyw"
    nextVersions="_ac1FHQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63iazwEeeBIMhGLpLUsQ"
    name="CashParties"
    definition="Cash parties involved in the transaction if different from the securities settlement parties."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CshPties"
    complexType="_7pKzNdLCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_09ahgcvDEei8JYqKn9vqyw"
    nextVersions="_ac1FHwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63i6zwEeeBIMhGLpLUsQ"
    name="SettledAmount"
    definition="Amount effectively settled and which will be credited to/debited from the account owner's cash account. It may differ from the instructed settlement amount based on market tolerance level."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SttldAmt"
    complexType="_I5FT0cvGEeihG9bKfarOOA" />
  <messageBuildingBlock
    xmi:id="_09ahg8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FIQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63jazwEeeBIMhGLpLUsQ"
    name="OtherAmounts"
    definition="Other amounts than the settlement amount."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="OthrAmts"
    complexType="_l8O-0a0BEeeBVbuVcoH9Nw" />
  <messageBuildingBlock
    xmi:id="_09ahhcvDEei8JYqKn9vqyw"
    nextVersions="_ac1FIwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63j6zwEeeBIMhGLpLUsQ"
    name="OtherBusinessParties"
    definition="Other business parties relevant to the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="OthrBizPties"
    complexType="_6Cg-R9LCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_09ahh8vDEei8JYqKn9vqyw"
    nextVersions="_ac1FJQlhEeuQ1MenzX1l-g"
    previousVersion="_8D63kazwEeeBIMhGLpLUsQ"
    name="AdditionalPhysicalOrRegistrationDetails"
    definition="Information for registration or physical settlement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlPhysOrRegnDtls"
    complexType="_Ly6D8bPwEeelzbgsFa3sqQ" />
  <messageBuildingBlock
    xmi:id="_09ahicvDEei8JYqKn9vqyw"
    nextVersions="_ac1FJwlhEeuQ1MenzX1l-g"
    previousVersion="_8D63k6zwEeeBIMhGLpLUsQ"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="025"
    flavour="001"
    version="09" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.