sese.025.001.01
Scope An account servicer sends a SecuritiesSettlementTransactionConfirmation to an account owner to confirm the partial or full delivery or receipt of financial instruments, free or against of payment, physically or by book-entry. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate). ISO 15022 - 20022 Coexistence This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesSettlementTransactionConfirmationV01 recursion level 0 with max 0
SecuritiesSettlementTransactionConfirmationV01 *-- "1..1" DocumentIdentification11 : Identification
SecuritiesSettlementTransactionConfirmationV01 *-- "1..1" SettlementTypeAndIdentification1 : TransactionIdentificationDetails
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" AdditionalParameters2 : AdditionalParameters
SecuritiesSettlementTransactionConfirmationV01 *-- "1..1" SecuritiesTradeDetails2 : TradeDetails
SecuritiesSettlementTransactionConfirmationV01 *-- "1..1" SecurityIdentification11 : FinancialInstrumentIdentification
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" FinancialInstrumentAttributes8 : FinancialInstrumentAttributes
SecuritiesSettlementTransactionConfirmationV01 *-- "1..1" QuantityAndAccount2 : QuantityAndAccountDetails
SecuritiesSettlementTransactionConfirmationV01 *-- "1..1" SettlementDetails6 : SettlementParameters
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" StandingSettlementInstruction1 : StandingSettlementInstructionDetails
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" SettlementParties5 : DeliveringSettlementParties
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" SettlementParties5 : ReceivingSettlementParties
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" CashParties3 : CashParties
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" AmountAndDirection2 : SettledAmount
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" OtherAmounts4 : OtherAmounts
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" OtherParties2 : OtherBusinessParties
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" RegistrationParameters1 : AdditionalPhysicalOrRegistrationDetails
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient
SecuritiesSettlementTransactionConfirmationV01 *-- "0..1" Extension2 : Extension
Now, we will zero-in one-by-one on each of these building blocks.
Identification building block
Information that unambiguously identifies an SecuritiesSettlementTransactionConfirmation message as known by the account servicer. Identification and creation date of a document. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
Identification IsoMax35Text
CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1
DocumentIdentification11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned by the sender of the document. | IsoMax35Text - Required 1..1 |
| CreationDateTime | Date and time at which the document (message) was created by the sender. | IDateAndDateTimeChoice - Optional 0..1 |
| CopyDuplicate | Specifies if this document is a copy, a duplicate, or a duplicate of a copy. | CopyDuplicate1Code - Optional 0..1 |
TransactionIdentificationDetails building block
Provides transaction type and identification information. Provides transaction type and identification information. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SettlementTypeAndIdentification1 recursion level 0 with max 1
class SettlementTypeAndIdentification1{
AccountOwnerTransactionIdentification IsoMax35Text
AccountServicerTransactionIdentification IsoMax35Text
MarketInfrastructureTransactionIdentification IsoMax35Text
SecuritiesMovementType ReceiveDelivery1Code
Payment DeliveryReceiptType2Code
CommonIdentification IsoMax35Text
PoolIdentification IsoMax35Text
CorporateActionEventIdentification IsoMax35Text
}
SettlementTypeAndIdentification1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwnerTransactionIdentification | Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). | IsoMax35Text - Required 1..1 |
| AccountServicerTransactionIdentification | Unambiguous identification of the transaction as known by the account servicer. | IsoMax35Text - Optional 0..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoMax35Text - Optional 0..1 |
| SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
| Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
| CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoMax35Text - Optional 0..1 |
| PoolIdentification | Collective reference identifying a set of messages. | IsoMax35Text - Optional 0..1 |
| CorporateActionEventIdentification | Identification assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Optional 0..1 |
AdditionalParameters building block
Additional parameters to the transaction. Specifies additional parameters to the message or transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalParameters2 recursion level 0 with max 1
class AdditionalParameters2{
PreConfirmation PreConfirmation1Code
PartialSettlement PartialSettlement1Code
PreviousPartialConfirmationIdentification IsoMax35Text
TripartyAgentCollateralTransactionIdentification IsoMax35Text
ClientTripartyCollateralTransactionIdentification IsoMax35Text
}
AdditionalParameters2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PreConfirmation | Specifies whether there exists a pre-confirmation. | PreConfirmation1Code - Optional 0..1 |
| PartialSettlement | Specifies partial settlement information. | PartialSettlement1Code - Optional 0..1 |
| PreviousPartialConfirmationIdentification | Identification of the confirmation previously sent to confirm the partial settlement of a transaction. | IsoMax35Text - Optional 0..1 |
| TripartyAgentCollateralTransactionIdentification | Unique reference identifying the triparty collateral management transaction from the triparty agent’s point of view. | IsoMax35Text - Optional 0..1 |
| ClientTripartyCollateralTransactionIdentification | Unique reference identifying the triparty collateral management transaction from the client’s point of view. | IsoMax35Text - Optional 0..1 |
TradeDetails building block
Details of the trade. Details of the securities trade. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesTradeDetails2 recursion level 0 with max 1
class SecuritiesTradeDetails2{
TradeIdentification IsoMax35Text
CollateralTransactionIdentification IsoMax35Text
PlaceOfClearing IsoAnyBICIdentifier
NumberOfDaysAccrued IsoMax3Number
FXAdditionalDetails IsoMax350Text
SettlementInstructionProcessingAdditionalDetails IsoMax350Text
}
SecuritiesTradeDetails2 *-- "0..1" MarketIdentification4 : PlaceOfTrade
SecuritiesTradeDetails2 *-- "0..1" ITradeDate1Choice : TradeDate
SecuritiesTradeDetails2 *-- "0..1" ISettlementDate1Choice : SettlementDate
SecuritiesTradeDetails2 *-- "1..1" ISettlementDate3Choice : EffectiveSettlementDate
SecuritiesTradeDetails2 *-- "0..1" Price2 : DealPrice
SecuritiesTradeDetails2 *-- "0..1" IOpeningClosing1Choice : OpeningClosing
SecuritiesTradeDetails2 *-- "0..0" IReporting2Choice : Reporting
SecuritiesTradeDetails2 *-- "0..0" ITradeTransactionCondition1Choice : TradeTransactionCondition
SecuritiesTradeDetails2 *-- "0..1" IInvestorCapacity1Choice : InvestorCapacity
SecuritiesTradeDetails2 *-- "0..1" ITradeOriginator1Choice : TradeOriginatorRole
SecuritiesTradeDetails2 *-- "0..1" ITypeOfPrice3Choice : TypeOfPrice
%% MarketIdentification4 recursion level 1 with max 1
MarketIdentification4 *-- "0..1" IMarketIdentification1Choice : Identification
MarketIdentification4 *-- "1..1" IMarketType3Choice : Type
%% ITradeDate1Choice recursion level 1 with max 1
%% ISettlementDate1Choice recursion level 1 with max 1
%% ISettlementDate3Choice recursion level 1 with max 1
%% Price2 recursion level 1 with max 1
Price2 *-- "1..1" IYieldedOrValueType1Choice : Type
Price2 *-- "1..1" IPriceRateOrAmountChoice : Value
%% IOpeningClosing1Choice recursion level 1 with max 1
%% IReporting2Choice recursion level 1 with max 1
%% ITradeTransactionCondition1Choice recursion level 1 with max 1
%% IInvestorCapacity1Choice recursion level 1 with max 1
%% ITradeOriginator1Choice recursion level 1 with max 1
%% ITypeOfPrice3Choice recursion level 1 with max 1
SecuritiesTradeDetails2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoMax35Text - Unknown 0..0 |
| CollateralTransactionIdentification | Unambiguous identification of a collateral transaction as assigned by the instructing party. | IsoMax35Text - Unknown 0..0 |
| PlaceOfTrade | Market in which a trade transaction has been executed. | MarketIdentification4 - Optional 0..1 |
| PlaceOfClearing | Infrastructure which may be a component of a clearing house and wich facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | IsoAnyBICIdentifier - Optional 0..1 |
| TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate1Choice - Optional 0..1 |
| SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate1Choice - Optional 0..1 |
| EffectiveSettlementDate | Date and time at which a transaction is completed and cleared, ie, payment is effected and securities are delivered. | ISettlementDate3Choice - Required 1..1 |
| DealPrice | Specifies the price of the traded financial instrument. | This is the deal price of the individual trade transaction. |
| NumberOfDaysAccrued | Number of days on which the interest rate accrues (daily accrual note). | IsoMax3Number - Optional 0..1 |
| OpeningClosing | Specifies additional information relative to the processing of the trade. | IOpeningClosing1Choice - Optional 0..1 |
| Reporting | Specifies that a trade is to be reported to a third party. | IReporting2Choice - Unknown 0..0 |
| TradeTransactionCondition | Indicates the conditions under which the order/trade is to be/was executed. | ITradeTransactionCondition1Choice - Unknown 0..0 |
| InvestorCapacity | Specifies the role of the investor in the transaction. | IInvestorCapacity1Choice - Optional 0..1 |
| TradeOriginatorRole | Specifies the role of the trading party in the transaction. | ITradeOriginator1Choice - Optional 0..1 |
| TypeOfPrice | Specifies the type of price and information about the price. | ITypeOfPrice3Choice - Optional 0..1 |
| FXAdditionalDetails | Provides additional details pertaining to foreign exchange instructions. | IsoMax350Text - Optional 0..1 |
| SettlementInstructionProcessingAdditionalDetails | Provides additional settlement processing information which can not be included within the structured fields of the message. | IsoMax350Text - Optional 0..1 |
FinancialInstrumentIdentification building block
Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. Identification of a security. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecurityIdentification11 recursion level 0 with max 1
class SecurityIdentification11{
Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
%% ISecurityIdentification11Choice recursion level 1 with max 1
SecurityIdentification11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identification of a security. | ISecurityIdentification11Choice - Required 1..1 |
| Description | Textual description of a security instrument. | IsoMax140Text - Optional 0..1 |
FinancialInstrumentAttributes building block
Elements characterising a financial instrument. Elements characterising a financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes8 recursion level 0 with max 1
class FinancialInstrumentAttributes8{
DenominationCurrency ActiveOrHistoricCurrencyCode
CouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
FirstPaymentDate IsoISODate
PreviousFactor IsoBaseOneRate
CurrentFactor IsoBaseOneRate
NextFactor IsoBaseOneRate
InterestRate IsoPercentageRate
NextInterestRate IsoPercentageRate
IndexRateBasis IsoPercentageRate
VariableRateIndicator IsoYesNoIndicator
CallableIndicator IsoYesNoIndicator
PutableIndicator IsoYesNoIndicator
FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes8 *-- "0..1" MarketIdentification5 : PlaceOfListing
FinancialInstrumentAttributes8 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes8 *-- "0..1" IFormOfSecurity2Choice : RegistrationForm
FinancialInstrumentAttributes8 *-- "0..1" IFrequency3Choice : PaymentFrequency
FinancialInstrumentAttributes8 *-- "0..1" ISecuritiesPaymentStatus2Choice : PaymentStatus
FinancialInstrumentAttributes8 *-- "0..1" IPaymentDirection2Choice : PaymentDirection
FinancialInstrumentAttributes8 *-- "0..1" IFrequency3Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes8 *-- "0..1" IPreferenceToIncome2Choice : PreferenceToIncome
FinancialInstrumentAttributes8 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes8 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes8 *-- "0..1" IOptionType2Choice : OptionType
FinancialInstrumentAttributes8 *-- "0..1" INumber2Choice : CouponAttachedNumber
FinancialInstrumentAttributes8 *-- "0..1" INumber2Choice : PoolNumber
FinancialInstrumentAttributes8 *-- "0..1" IPriceType1Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : ExercisePrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : SubscriptionPrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : ConversionPrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : StrikePrice
FinancialInstrumentAttributes8 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes8 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes8 *-- "0..0" SecurityIdentification11 : UnderlyingFinancialInstrumentIdentification
%% MarketIdentification5 recursion level 1 with max 1
MarketIdentification5 *-- "0..1" IMarketIdentification1Choice : Identification
MarketIdentification5 *-- "1..1" IMarketType2Choice : Type
%% IInterestComputationMethodFormat1Choice recursion level 1 with max 1
%% IFormOfSecurity2Choice recursion level 1 with max 1
%% IFrequency3Choice recursion level 1 with max 1
%% ISecuritiesPaymentStatus2Choice recursion level 1 with max 1
%% IPaymentDirection2Choice recursion level 1 with max 1
%% IFrequency3Choice recursion level 1 with max 1
%% IPreferenceToIncome2Choice recursion level 1 with max 1
%% IClassificationType2Choice recursion level 1 with max 1
%% IOptionStyle4Choice recursion level 1 with max 1
%% IOptionType2Choice recursion level 1 with max 1
%% INumber2Choice recursion level 1 with max 1
%% INumber2Choice recursion level 1 with max 1
%% IPriceType1Choice recursion level 1 with max 1
%% Price2 recursion level 1 with max 1
Price2 *-- "1..1" IYieldedOrValueType1Choice : Type
Price2 *-- "1..1" IPriceRateOrAmountChoice : Value
%% Price2 recursion level 1 with max 1
Price2 *-- "1..1" IYieldedOrValueType1Choice : Type
Price2 *-- "1..1" IPriceRateOrAmountChoice : Value
%% Price2 recursion level 1 with max 1
Price2 *-- "1..1" IYieldedOrValueType1Choice : Type
Price2 *-- "1..1" IPriceRateOrAmountChoice : Value
%% Price2 recursion level 1 with max 1
Price2 *-- "1..1" IYieldedOrValueType1Choice : Type
Price2 *-- "1..1" IPriceRateOrAmountChoice : Value
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% SecurityIdentification11 recursion level 1 with max 1
class SecurityIdentification11{
Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
FinancialInstrumentAttributes8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceOfListing | Market(s) on which the security is listed. | MarketIdentification5 - Optional 0..1 |
| DayCountBasis | Specifies the computation method of (accrued) interest of the security. | IInterestComputationMethodFormat1Choice - Optional 0..1 |
| RegistrationForm | Specifies the form, ie, ownership, of the security. | IFormOfSecurity2Choice - Optional 0..1 |
| PaymentFrequency | Specifies the frequency of an interest payment. | IFrequency3Choice - Optional 0..1 |
| PaymentStatus | Status of payment of a security at a particular time. | ISecuritiesPaymentStatus2Choice - Optional 0..1 |
| PaymentDirection | Indicates the direction of payment for asset or mortgage backed securities, ie, whether the repaid capital is distributed (payment direction is down) or capitalized (payment direction is up). | IPaymentDirection2Choice - Optional 0..1 |
| VariableRateChangeFrequency | Specifies the frequency of change to the variable rate of an interest bearing instrument. | IFrequency3Choice - Optional 0..1 |
| PreferenceToIncome | Indicates the level of priority to claim on income and assets of the company in case of the payment of dividends and in the event of a bankruptcy, for example, ordinary/common stocks, preferred stocks, subordinated debt, etc. | IPreferenceToIncome2Choice - Optional 0..1 |
| ClassificationType | Classification type of the financial instrument, as per the ISO Classification of Financial Instrument (CFI) codification, for example, common share with voting rights, fully paid, or registered. | IClassificationType2Choice - Optional 0..1 |
| OptionStyle | Specifies how an option can be exercised (American, European, Bermudan). | IOptionStyle4Choice - Optional 0..1 |
| OptionType | Specifies whether it is a Call option (right to purchase a specific underlying asset) or a Put option (right to sell a specific underlying asset). | IOptionType2Choice - Optional 0..1 |
| DenominationCurrency | Currency in which a security is issued or redenominated. | ActiveOrHistoricCurrencyCode - Optional 0..1 |
| CouponDate | Next payment date of an interest bearing financial instrument. | IsoISODate - Optional 0..1 |
| ExpiryDate | Date on which a privilege expires. | IsoISODate - Optional 0..1 |
| FloatingRateFixingDate | Date at which the interest rate of an interest bearing security will be calculated and reset, according to the terms of the issue. | IsoISODate - Optional 0..1 |
| MaturityDate | Planned final repayment date at the time of issuance. | IsoISODate - Optional 0..1 |
| IssueDate | Date at which the security was made available. | IsoISODate - Optional 0..1 |
| NextCallableDate | Next date at which the issuer has the right to pay the security prior to maturity. | IsoISODate - Optional 0..1 |
| PutableDate | Date at which the holder has the right to ask for redemption of the security prior to final maturity. | IsoISODate - Optional 0..1 |
| DatedDate | First date at which a security begins to accrue interest. | IsoISODate - Optional 0..1 |
| FirstPaymentDate | Date at which the first interest payment is due to holders of the security. | IsoISODate - Optional 0..1 |
| PreviousFactor | Rate expressed as a decimal between 0 and 1 that was applicable before the current factor and defines the outstanding principal of the financial instrument (for factored securities). | IsoBaseOneRate - Optional 0..1 |
| CurrentFactor | Rate expressed as a decimal between 0 and 1 defining the outstanding principal of the financial instrument (for factored securities). | IsoBaseOneRate - Optional 0..1 |
| NextFactor | Rate expressed as a decimal between 0 and 1 that will be applicable as of the next factor date and defines the outstanding principal of the financial instrument (for factored securities). | IsoBaseOneRate - Optional 0..1 |
| InterestRate | Per annum ratio of interest paid to the principal amount of the financial instrument for a specific period of time. | IsoPercentageRate - Optional 0..1 |
| NextInterestRate | Interest rate applicable to the next interest payment period in relation to variable rate instruments. | IsoPercentageRate - Optional 0..1 |
| IndexRateBasis | Specifies the reference rate for fixed income instruments where the | price of the instrument is indexed to the price of an underlying benchmark. |
| CouponAttachedNumber | Number of the coupon attached to the physical security. | INumber2Choice - Optional 0..1 |
| PoolNumber | Number identifying a group of underlying assets assigned by the issuer of a factored security. | INumber2Choice - Optional 0..1 |
| VariableRateIndicator | Indicates whether the interest rate of an interest bearing instrument is reset periodically. | IsoYesNoIndicator - Optional 0..1 |
| CallableIndicator | Indicates whether the issuer has the right to pay the security prior to maturity. Also called RetractableIndicator. | IsoYesNoIndicator - Optional 0..1 |
| PutableIndicator | Indicates whether the holder has the right to ask for redemption of the security prior to final maturity. Also called RedeemableIndicator. | IsoYesNoIndicator - Optional 0..1 |
| MarketOrIndicativePrice | Value of the price, for example, as a currency and value per unit or as a percentage. | IPriceType1Choice - Optional 0..1 |
| ExercisePrice | Predetermined price at which the holder of a derivative will buy or sell the underlying instrument. | Price2 - Optional 0..1 |
| SubscriptionPrice | Pre-determined price at which the holder of a right is entitled to buy the underlying instrument. | Price2 - Optional 0..1 |
| ConversionPrice | Price of one target security in the conversion. | Price2 - Optional 0..1 |
| StrikePrice | Predetermined price at which the holder will have to buy or sell the underlying instrument. | Price2 - Optional 0..1 |
| MinimumNominalQuantity | Indicates the minimum tradable quantity of a security. | IFinancialInstrumentQuantity1Choice - Optional 0..1 |
| ContractSize | Ratio or multiplying factor used to convert one contract into a quantity. | IFinancialInstrumentQuantity1Choice - Optional 0..1 |
| UnderlyingFinancialInstrumentIdentification | Identification of the underlying security by an ISIN. | SecurityIdentification11 - Unknown 0..0 |
| FinancialInstrumentAttributeAdditionalDetails | Provides additional information about the financial instrument in narrative form. | IsoMax350Text - Optional 0..1 |
QuantityAndAccountDetails building block
Details related to the account and quantity involved in the transaction. Details on the quantity, account and other related information involved in a transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% QuantityAndAccount2 recursion level 0 with max 1
class QuantityAndAccount2{
DenominationChoice IsoMax210Text
}
QuantityAndAccount2 *-- "1..1" IQuantity6Choice : SettledQuantity
QuantityAndAccount2 *-- "0..1" IFinancialInstrumentQuantity1Choice : PreviouslySettledQuantity
QuantityAndAccount2 *-- "0..1" IFinancialInstrumentQuantity1Choice : RemainingToBeSettledQuantity
QuantityAndAccount2 *-- "0..1" AmountAndDirection7 : PreviouslySettledAmount
QuantityAndAccount2 *-- "0..1" AmountAndDirection7 : RemainingToBeSettledAmount
QuantityAndAccount2 *-- "0..1" IPartyIdentification13Choice : AccountOwner
QuantityAndAccount2 *-- "1..1" SecuritiesAccount13 : SafekeepingAccount
QuantityAndAccount2 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
QuantityAndAccount2 *-- "0..0" QuantityBreakdown3 : QuantityBreakdown
QuantityAndAccount2 *-- "0..1" ISafekeepingPlaceFormat3Choice : SafekeepingPlace
%% IQuantity6Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% AmountAndDirection7 recursion level 1 with max 1
class AmountAndDirection7{
Amount IsoActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
}
%% AmountAndDirection7 recursion level 1 with max 1
class AmountAndDirection7{
Amount IsoActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
}
%% IPartyIdentification13Choice recursion level 1 with max 1
%% SecuritiesAccount13 recursion level 1 with max 1
class SecuritiesAccount13{
Identification IsoMax35Text
Name IsoMax70Text
}
SecuritiesAccount13 *-- "0..1" GenericIdentification20 : Type
%% ICashAccountIdentification5Choice recursion level 1 with max 1
%% QuantityBreakdown3 recursion level 1 with max 1
QuantityBreakdown3 *-- "0..1" INumber2Choice : LotNumber
QuantityBreakdown3 *-- "0..1" IFinancialInstrumentQuantity1Choice : LotQuantity
QuantityBreakdown3 *-- "0..1" IDateAndDateTimeChoice : LotDateTime
QuantityBreakdown3 *-- "0..1" Price2 : LotPrice
QuantityBreakdown3 *-- "0..1" ITypeOfPrice3Choice : TypeOfPrice
%% ISafekeepingPlaceFormat3Choice recursion level 1 with max 1
QuantityAndAccount2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SettledQuantity | Quantity of financial instrument effectively settled. | IQuantity6Choice - Required 1..1 |
| PreviouslySettledQuantity | Quantity of financial instrument previously settled. | IFinancialInstrumentQuantity1Choice - Optional 0..1 |
| RemainingToBeSettledQuantity | Quantity of financial instrument remaining to be settled. | IFinancialInstrumentQuantity1Choice - Optional 0..1 |
| PreviouslySettledAmount | Amount of money previously settled. | AmountAndDirection7 - Optional 0..1 |
| RemainingToBeSettledAmount | Amount of money remaining to be settled. | AmountAndDirection7 - Optional 0..1 |
| DenominationChoice | Denomination of the security to be received or delivered. | IsoMax210Text - Optional 0..1 |
| AccountOwner | Party that legally owns the account. | IPartyIdentification13Choice - Optional 0..1 |
| SafekeepingAccount | Account to or from which a securities entry is made. | SecuritiesAccount13 - Required 1..1 |
| CashAccount | Account to or from which a cash entry is made. | ICashAccountIdentification5Choice - Optional 0..1 |
| QuantityBreakdown | Breakdown of a quantity into lots such as tax lots, instrument series, etc. | QuantityBreakdown3 - Unknown 0..0 |
| SafekeepingPlace | Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). | ISafekeepingPlaceFormat3Choice - Optional 0..1 |
SettlementParameters building block
Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in. Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SettlementDetails6 recursion level 0 with max 1
class SettlementDetails6{
PartialSettlementIndicator IsoYesNoIndicator
EligibleForCollateral IsoYesNoIndicator
}
SettlementDetails6 *-- "0..1" IPriorityNumeric1Choice : Priority
SettlementDetails6 *-- "1..1" ISecuritiesTransactionType3Choice : SecuritiesTransactionType
SettlementDetails6 *-- "0..0" ISettlementTransactionCondition1Choice : SettlementTransactionCondition
SettlementDetails6 *-- "0..1" IBeneficialOwnership1Choice : BeneficialOwnership
SettlementDetails6 *-- "0..1" IBlockTrade1Choice : BlockTrade
SettlementDetails6 *-- "0..1" ICentralCounterPartyEligibility1Choice : CCPEligibility
SettlementDetails6 *-- "0..1" ICashSettlementSystem1Choice : CashClearingSystem
SettlementDetails6 *-- "0..1" IExposureType1Choice : ExposureType
SettlementDetails6 *-- "0..1" IMarketClientSide1Choice : MarketClientSide
SettlementDetails6 *-- "0..1" INettingEligibility1Choice : NettingEligibility
SettlementDetails6 *-- "0..1" IRegistration1Choice : Registration
SettlementDetails6 *-- "0..1" IRepurchaseType3Choice : RepurchaseType
SettlementDetails6 *-- "0..1" IRestriction1Choice : LegalRestrictions
SettlementDetails6 *-- "0..1" ISecuritiesRTGS1Choice : SecuritiesRTGS
SettlementDetails6 *-- "0..1" ISettlingCapacity1Choice : SettlingCapacity
SettlementDetails6 *-- "0..1" ISettlementSystemMethod1Choice : SettlementSystemMethod
SettlementDetails6 *-- "0..1" ITaxCapacityParty1Choice : TaxCapacity
SettlementDetails6 *-- "0..1" GenericIdentification20 : StampDutyTaxBasis
SettlementDetails6 *-- "0..1" IAutomaticBorrowing1Choice : AutomaticBorrowing
SettlementDetails6 *-- "0..1" ILetterOfGuarantee1Choice : LetterOfGuarantee
%% IPriorityNumeric1Choice recursion level 1 with max 1
%% ISecuritiesTransactionType3Choice recursion level 1 with max 1
%% ISettlementTransactionCondition1Choice recursion level 1 with max 1
%% IBeneficialOwnership1Choice recursion level 1 with max 1
%% IBlockTrade1Choice recursion level 1 with max 1
%% ICentralCounterPartyEligibility1Choice recursion level 1 with max 1
%% ICashSettlementSystem1Choice recursion level 1 with max 1
%% IExposureType1Choice recursion level 1 with max 1
%% IMarketClientSide1Choice recursion level 1 with max 1
%% INettingEligibility1Choice recursion level 1 with max 1
%% IRegistration1Choice recursion level 1 with max 1
%% IRepurchaseType3Choice recursion level 1 with max 1
%% IRestriction1Choice recursion level 1 with max 1
%% ISecuritiesRTGS1Choice recursion level 1 with max 1
%% ISettlingCapacity1Choice recursion level 1 with max 1
%% ISettlementSystemMethod1Choice recursion level 1 with max 1
%% ITaxCapacityParty1Choice recursion level 1 with max 1
%% GenericIdentification20 recursion level 1 with max 1
class GenericIdentification20{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
%% IAutomaticBorrowing1Choice recursion level 1 with max 1
%% ILetterOfGuarantee1Choice recursion level 1 with max 1
SettlementDetails6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Priority | Specifies whether the transaction was executed with a high priority. | IPriorityNumeric1Choice - Optional 0..1 |
| SecuritiesTransactionType | Identifies the type of securities transaction. | ISecuritiesTransactionType3Choice - Required 1..1 |
| SettlementTransactionCondition | Conditions under which the order/trade was to be settled. | ISettlementTransactionCondition1Choice - Unknown 0..0 |
| PartialSettlementIndicator | Specifies whether partial settlement was allowed. | IsoYesNoIndicator - Optional 0..1 |
| BeneficialOwnership | Specifies whether there was change of beneficial ownership. | IBeneficialOwnership1Choice - Optional 0..1 |
| BlockTrade | Specifies whether the settlement instruction was a block parent or child. | IBlockTrade1Choice - Optional 0..1 |
| CCPEligibility | Specifies whether the settlement transaction was CCP (Central Counterparty) eligible. | ICentralCounterPartyEligibility1Choice - Optional 0..1 |
| CashClearingSystem | Specifies the category of cash clearing system, eg, cheque clearing. | ICashSettlementSystem1Choice - Optional 0..1 |
| ExposureType | Specifies the underlying business area/type of trade having caused the collateral movement. | IExposureType1Choice - Optional 0..1 |
| MarketClientSide | Specifies if an instruction was for a market side or a client side transaction. | IMarketClientSide1Choice - Optional 0..1 |
| NettingEligibility | Specifies whether the settlement transaction was eligible for netting. | INettingEligibility1Choice - Optional 0..1 |
| Registration | Specifies whether registration was to occur upon receipt. | IRegistration1Choice - Optional 0..1 |
| RepurchaseType | Specifies the type of repurchase transaction. | IRepurchaseType3Choice - Optional 0..1 |
| LegalRestrictions | Regulatory restrictions applicable to a security. | IRestriction1Choice - Optional 0..1 |
| SecuritiesRTGS | Specifies whether the settlement transaction was to be settled through an RTGS or a non RTGS system. | ISecuritiesRTGS1Choice - Optional 0..1 |
| SettlingCapacity | Role of a party in the settlement of the transaction. | ISettlingCapacity1Choice - Optional 0..1 |
| SettlementSystemMethod | Specifies whether the settlement instruction was to be settled through the default or the alternate settlement system. | ISettlementSystemMethod1Choice - Optional 0..1 |
| TaxCapacity | Tax role capacity of the instructing party. | ITaxCapacityParty1Choice - Optional 0..1 |
| StampDutyTaxBasis | Specifies the stamp duty type or exemption reason applicable to the settlement transaction. | GenericIdentification20 - Optional 0..1 |
| AutomaticBorrowing | Condition for automatic borrowing. | IAutomaticBorrowing1Choice - Optional 0..1 |
| LetterOfGuarantee | Specifies whether physical settlement was executed using a letter of guarantee or if the physical certificates were used. | ILetterOfGuarantee1Choice - Optional 0..1 |
| EligibleForCollateral | Specifies whether securities were requested to be included in the pool of securities eligible for collateral purposes. | IsoYesNoIndicator - Optional 0..1 |
StandingSettlementInstructionDetails building block
Specifies what settlement standing instruction database is to be used to derive the settlement parties involved in the transaction. Details of the standing settlement instruction to be applied. For comparison, see the ISO20022 official specification
classDiagram direction tb %% StandingSettlementInstruction1 recursion level 0 with max 1 StandingSettlementInstruction1 *-- "1..1" ISettlementStandingInstructionDatabase1Choice : SettlementStandingInstructionDatabase StandingSettlementInstruction1 *-- "1..1" ICounterparty1Choice : Counterparty StandingSettlementInstruction1 *-- "0..1" IPartyIdentification10Choice : Vendor StandingSettlementInstruction1 *-- "0..1" SettlementParties5 : OtherDeliveringSettlementParties StandingSettlementInstruction1 *-- "0..1" SettlementParties5 : OtherReceivingSettlementParties %% ISettlementStandingInstructionDatabase1Choice recursion level 1 with max 1 %% ICounterparty1Choice recursion level 1 with max 1 %% IPartyIdentification10Choice recursion level 1 with max 1 %% SettlementParties5 recursion level 1 with max 1 SettlementParties5 *-- "0..1" PartyIdentification2 : Depository SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party1 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party2 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party3 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party4 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party5 %% SettlementParties5 recursion level 1 with max 1 SettlementParties5 *-- "0..1" PartyIdentification2 : Depository SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party1 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party2 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party3 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party4 SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party5
StandingSettlementInstruction1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SettlementStandingInstructionDatabase | Specifies what settlement standing instruction database is to be used to derive the settlement parties involved in the transaction. | ISettlementStandingInstructionDatabase1Choice - Required 1..1 |
| Counterparty | Identification of the buyer or seller in a standing settlement instruction enabling to derive the Standing Settlement Instruction. | ICounterparty1Choice - Required 1..1 |
| Vendor | Vendor of the Settlement Standing Instruction database requested to be consulted. | IPartyIdentification10Choice - Optional 0..1 |
| OtherDeliveringSettlementParties | Delivering parties, other than the seller, needed for deriving the standing settlement instruction (for example, depository) or provided for information purposes (for example, instructing party settlement chain). | SettlementParties5 - Optional 0..1 |
| OtherReceivingSettlementParties | Receiving parties, other than the buyer, needed for deriving the standing settlement instruction (for example, depository) or provided for information purposes (for example, instructing party settlement chain). | SettlementParties5 - Optional 0..1 |
DeliveringSettlementParties building block
Identifies the chain of delivering settlement parties. Chain of parties involved in the settlement of a transaction, including receipts and deliveries, book transfers, treasury deals, or other activities, resulting in the movement of a security or amount of money from one account to another. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SettlementParties5 recursion level 0 with max 1
SettlementParties5 *-- "0..1" PartyIdentification2 : Depository
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party1
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party2
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party3
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party4
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party5
%% PartyIdentification2 recursion level 1 with max 1
class PartyIdentification2{
ProcessingIdentification IsoMax35Text
}
PartyIdentification2 *-- "1..1" IPartyIdentification12Choice : Identification
PartyIdentification2 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentification2 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentification2 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
SettlementParties5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Depository | First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. | PartyIdentification2 - Optional 0..1 |
| Party1 | Party that, in a settlement chain interacts with the depository. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party2 | Party that, in a settlement chain interacts with the party 1. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party3 | Party that, in a settlement chain interacts with the party 2. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party4 | Party that, in a settlement chain interacts with the party 3. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party5 | Party that, in a settlement chain interacts with the party 4. | PartyIdentificationAndAccount1 - Optional 0..1 |
ReceivingSettlementParties building block
Identifies the chain of receiving settlement parties. Chain of parties involved in the settlement of a transaction, including receipts and deliveries, book transfers, treasury deals, or other activities, resulting in the movement of a security or amount of money from one account to another. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SettlementParties5 recursion level 0 with max 1
SettlementParties5 *-- "0..1" PartyIdentification2 : Depository
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party1
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party2
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party3
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party4
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party5
%% PartyIdentification2 recursion level 1 with max 1
class PartyIdentification2{
ProcessingIdentification IsoMax35Text
}
PartyIdentification2 *-- "1..1" IPartyIdentification12Choice : Identification
PartyIdentification2 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentification2 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentification2 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount1 recursion level 1 with max 1
class PartyIdentificationAndAccount1{
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount1 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount1 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount1 *-- "0..1" SecuritiesAccount13 : SafekeepingAccount
PartyIdentificationAndAccount1 *-- "0..1" IDateAndDateTimeChoice : ProcessingDate
PartyIdentificationAndAccount1 *-- "0..1" PartyTextInformation1 : AdditionalInformation
SettlementParties5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Depository | First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. | PartyIdentification2 - Optional 0..1 |
| Party1 | Party that, in a settlement chain interacts with the depository. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party2 | Party that, in a settlement chain interacts with the party 1. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party3 | Party that, in a settlement chain interacts with the party 2. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party4 | Party that, in a settlement chain interacts with the party 3. | PartyIdentificationAndAccount1 - Optional 0..1 |
| Party5 | Party that, in a settlement chain interacts with the party 4. | PartyIdentificationAndAccount1 - Optional 0..1 |
CashParties building block
Cash parties involved in the transaction if different for the securities settlement parties. Payment processes required to transfer cash from the debtor to the creditor. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CashParties3 recursion level 0 with max 1 CashParties3 *-- "0..1" PartyIdentificationAndAccount20 : Debtor CashParties3 *-- "0..1" PartyIdentificationAndAccount15 : DebtorAgent CashParties3 *-- "0..1" PartyIdentificationAndAccount20 : Creditor CashParties3 *-- "0..1" PartyIdentificationAndAccount15 : CreditorAgent %% PartyIdentificationAndAccount20 recursion level 1 with max 1 PartyIdentificationAndAccount20 *-- "1..1" IPartyIdentification10Choice : Identification PartyIdentificationAndAccount20 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : CashAccount PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount PartyIdentificationAndAccount20 *-- "0..1" PartyTextInformation2 : AdditionalInformation %% PartyIdentificationAndAccount15 recursion level 1 with max 1 PartyIdentificationAndAccount15 *-- "1..1" IPartyIdentification30Choice : Identification PartyIdentificationAndAccount15 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : CashAccount PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount PartyIdentificationAndAccount15 *-- "0..1" PartyTextInformation2 : AdditionalInformation %% PartyIdentificationAndAccount20 recursion level 1 with max 1 PartyIdentificationAndAccount20 *-- "1..1" IPartyIdentification10Choice : Identification PartyIdentificationAndAccount20 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : CashAccount PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount PartyIdentificationAndAccount20 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount PartyIdentificationAndAccount20 *-- "0..1" PartyTextInformation2 : AdditionalInformation %% PartyIdentificationAndAccount15 recursion level 1 with max 1 PartyIdentificationAndAccount15 *-- "1..1" IPartyIdentification30Choice : Identification PartyIdentificationAndAccount15 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : CashAccount PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : ChargesAccount PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : CommissionAccount PartyIdentificationAndAccount15 *-- "0..1" ICashAccountIdentification5Choice : TaxAccount PartyIdentificationAndAccount15 *-- "0..1" PartyTextInformation2 : AdditionalInformation
CashParties3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Debtor | Party that owes an amount of money to the (ultimate) creditor. | PartyIdentificationAndAccount20 - Optional 0..1 |
| DebtorAgent | Financial institution servicing an account for the debtor. | PartyIdentificationAndAccount15 - Optional 0..1 |
| Creditor | Party to which an amount of money is due. | PartyIdentificationAndAccount20 - Optional 0..1 |
| CreditorAgent | Financial institution servicing an account for the creditor. | PartyIdentificationAndAccount15 - Optional 0..1 |
SettledAmount building block
Amount effectively settled and which will be credited to/debited from the account owner’s cash account. It may differ from the instructed settlement amount based on market tolerance level. Posting of an item to a cash account, in the context of a cash transaction, that results in an increase or decrease to the balance of the account. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AmountAndDirection2 recursion level 0 with max 1
class AmountAndDirection2{
AccruedInterestIndicator IsoYesNoIndicator
StampDutyIndicator IsoYesNoIndicator
Amount IsoActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection2 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
AmountAndDirection2 *-- "0..1" IDateAndDateTimeChoice : ValueDate
%% ForeignExchangeTerms11 recursion level 1 with max 1
class ForeignExchangeTerms11{
UnitCurrency ActiveCurrencyCode
QuotedCurrency ActiveCurrencyCode
ExchangeRate IsoBaseOneRate
ResultingAmount IsoActiveCurrencyAndAmount
}
%% IDateAndDateTimeChoice recursion level 1 with max 1
AmountAndDirection2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccruedInterestIndicator | Indicates whether the net proceeds include interest accrued on the financial instrument. | IsoYesNoIndicator - Optional 0..1 |
| StampDutyIndicator | Whether the net proceeds include stamp duty amount. | IsoYesNoIndicator - Optional 0..1 |
| Amount | Amount of money in the cash entry. | IsoActiveCurrencyAndAmount - Required 1..1 |
| CreditDebitIndicator | Indicates whether an entry is a credit or a debit. | CreditDebitCode - Required 1..1 |
| OriginalCurrencyAndOrderedAmount | Posting/settlement amount in its original currency when conversion from/into another currency has occurred. | IsoActiveOrHistoricCurrencyAndAmount - Optional 0..1 |
| ForeignExchangeDetails | Information needed to process a currency exchange or conversion. | ForeignExchangeTerms11 - Optional 0..1 |
| ValueDate | Date and time at which the cash is at the disposal of the credit account owner, or ceases to be at the disposal of the debit account owner. | IDateAndDateTimeChoice - Optional 0..1 |
OtherAmounts building block
Other amounts than the settlement amount. Identifies other amounts pertaining to the transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% OtherAmounts4 recursion level 0 with max 1
OtherAmounts4 *-- "0..1" AmountAndDirection9 : AccruedInterestAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : ChargesFees
OtherAmounts4 *-- "0..1" AmountAndDirection9 : CountryNationalFederalTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : TradeAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : ExecutingBrokerAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : IssueDiscountAllowance
OtherAmounts4 *-- "0..1" AmountAndDirection9 : PaymentLevyTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : LocalTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : LocalBrokerCommission
OtherAmounts4 *-- "0..1" AmountAndDirection9 : Margin
OtherAmounts4 *-- "0..1" AmountAndDirection9 : Other
OtherAmounts4 *-- "0..1" AmountAndDirection9 : PostageAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : RegulatoryAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : ShippingAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : SpecialConcession
OtherAmounts4 *-- "0..1" AmountAndDirection9 : StampDuty
OtherAmounts4 *-- "0..1" AmountAndDirection9 : StockExchangeTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : TransferTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : TransactionTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : ValueAddedTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : WithholdingTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : NetGainLoss
OtherAmounts4 *-- "0..1" AmountAndDirection9 : ConsumptionTax
OtherAmounts4 *-- "0..1" AmountAndDirection9 : AccruedCapitalisationAmount
OtherAmounts4 *-- "0..1" AmountAndDirection9 : BookValue
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
%% AmountAndDirection9 recursion level 1 with max 1
class AmountAndDirection9{
Amount IsoActiveOrHistoricCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection9 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
OtherAmounts4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccruedInterestAmount | Interest amount that has accrued in between coupon payment periods. | AmountAndDirection9 - Optional 0..1 |
| ChargesFees | Amount of money paid for the provision of financial services that cannot be categorised by another qualifier. | AmountAndDirection9 - Optional 0..1 |
| CountryNationalFederalTax | Amount of country, national or federal tax charged by the jurisdiction in which the account servicer is located. | AmountAndDirection9 - Optional 0..1 |
| TradeAmount | Principal amount of a trade (price multiplied by quantity). | AmountAndDirection9 - Optional 0..1 |
| ExecutingBrokerAmount | Amount of money paid to an executing broker as a commission. | AmountAndDirection9 - Optional 0..1 |
| IssueDiscountAllowance | Amount of money defined as a discount on a new issue or on a tranche of an existing issue. | AmountAndDirection9 - Optional 0..1 |
| PaymentLevyTax | Amount of payment levy tax. | AmountAndDirection9 - Optional 0..1 |
| LocalTax | Tax charged by the jurisdiction in which the financial instrument settles. | AmountAndDirection9 - Optional 0..1 |
| LocalBrokerCommission | Amount of commission paid to a local broker. | AmountAndDirection9 - Optional 0..1 |
| Margin | Amount of money deposited by the trading party in a margin account. | AmountAndDirection9 - Optional 0..1 |
| Other | An amount that is not indicated by a known business denomination. | AmountAndDirection9 - Optional 0..1 |
| PostageAmount | Amount of money paid for delivery by regular post mail. | AmountAndDirection9 - Optional 0..1 |
| RegulatoryAmount | Amount of money charged by a regulatory authority, for example, Securities and Exchange fees. | AmountAndDirection9 - Optional 0..1 |
| ShippingAmount | Amount of money (including insurance) paid for delivery by carrier. | AmountAndDirection9 - Optional 0..1 |
| SpecialConcession | Amount of drawdown or other reduction from or in addition to the deal price. | AmountAndDirection9 - Optional 0..1 |
| StampDuty | Amount of stamp duty. | AmountAndDirection9 - Optional 0..1 |
| StockExchangeTax | Amount of stock exchange tax. | AmountAndDirection9 - Optional 0..1 |
| TransferTax | Amount of tax levied on a transfer of ownership of financial instrument. | AmountAndDirection9 - Optional 0..1 |
| TransactionTax | Amount of transaction tax. | AmountAndDirection9 - Optional 0..1 |
| ValueAddedTax | Amount of value-added tax. | AmountAndDirection9 - Optional 0..1 |
| WithholdingTax | Amount of money that will be withheld by a tax authority. | AmountAndDirection9 - Optional 0..1 |
| NetGainLoss | Amount representing the difference between the cost and the current price of a security. In the context of securities settlement, it is the amount paid or received when the instructions are netted or paired off. | AmountAndDirection9 - Optional 0..1 |
| ConsumptionTax | Amount of consumption tax. | AmountAndDirection9 - Optional 0..1 |
| AccruedCapitalisationAmount | Amount of unpaid interest (on bonds which have defaulted and have subsequently | restructured), which is capitalized and added to the original principal amount of the bond. |
| BookValue | Cost of the securities. May be requested in some countries for tax purposes. | AmountAndDirection9 - Optional 0..1 |
OtherBusinessParties building block
Other business parties relevant to the transaction. Other parties information. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% OtherParties2 recursion level 0 with max 1
OtherParties2 *-- "0..0" PartyIdentificationAndAccount19 : Investor
OtherParties2 *-- "0..1" PartyIdentificationAndAccount21 : QualifiedForeignIntermediary
OtherParties2 *-- "0..1" PartyIdentificationAndAccount21 : StockExchange
OtherParties2 *-- "0..1" PartyIdentificationAndAccount21 : TradeRegulator
OtherParties2 *-- "0..1" PartyIdentificationAndAccount21 : TripartyAgent
%% PartyIdentificationAndAccount19 recursion level 1 with max 1
class PartyIdentificationAndAccount19{
CountryOfResidence CountryCode
SafekeepingAccount IsoMax35Text
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount19 *-- "0..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount19 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount19 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount21 recursion level 1 with max 1
class PartyIdentificationAndAccount21{
SafekeepingAccount IsoMax35Text
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount21 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount21 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount21 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount21 recursion level 1 with max 1
class PartyIdentificationAndAccount21{
SafekeepingAccount IsoMax35Text
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount21 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount21 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount21 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount21 recursion level 1 with max 1
class PartyIdentificationAndAccount21{
SafekeepingAccount IsoMax35Text
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount21 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount21 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount21 *-- "0..1" PartyTextInformation1 : AdditionalInformation
%% PartyIdentificationAndAccount21 recursion level 1 with max 1
class PartyIdentificationAndAccount21{
SafekeepingAccount IsoMax35Text
ProcessingIdentification IsoMax35Text
}
PartyIdentificationAndAccount21 *-- "1..1" IPartyIdentification10Choice : Identification
PartyIdentificationAndAccount21 *-- "0..1" AlternatePartyIdentification2 : AlternateIdentification
PartyIdentificationAndAccount21 *-- "0..1" PartyTextInformation1 : AdditionalInformation
OtherParties2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Investor | Party, either an individual or organisation, whose assets are being invested. | PartyIdentificationAndAccount19 - Unknown 0..0 |
| QualifiedForeignIntermediary | Foreign Financial Institution which has been authorised by local authorities to act as account management institution in the country. | PartyIdentificationAndAccount21 - Optional 0..1 |
| StockExchange | Identification of the stock exchange to which transaction reporting will be done. | PartyIdentificationAndAccount21 - Optional 0..1 |
| TradeRegulator | Institution to which a trade must be reported. | PartyIdentificationAndAccount21 - Optional 0..1 |
| TripartyAgent | Party responsible for the administration of a tri-party collateral transaction including collateral allocation, marking to market and substitution of collateral. | PartyIdentificationAndAccount21 - Optional 0..1 |
AdditionalPhysicalOrRegistrationDetails building block
Provides information required for the registration or physical settlement. Information related to registration of securities. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% RegistrationParameters1 recursion level 0 with max 1
class RegistrationParameters1{
CertificationIdentification IsoMax35Text
RegistrarAccount IsoMax35Text
}
RegistrationParameters1 *-- "0..1" IDateAndDateTimeChoice : CertificationDateTime
RegistrationParameters1 *-- "0..0" SecuritiesCertificate1 : CertificateNumber
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% SecuritiesCertificate1 recursion level 1 with max 1
class SecuritiesCertificate1{
Number IsoMax35Text
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
RegistrationParameters1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CertificationIdentification | Identification assigned to a deposit. | IsoMax35Text - Optional 0..1 |
| CertificationDateTime | Date/time at which the certificates in the deposit were validated by the agent. | IDateAndDateTimeChoice - Optional 0..1 |
| RegistrarAccount | Account at the registrar where financial instruments are registered. | IsoMax35Text - Optional 0..1 |
| CertificateNumber | Unique and unambiguous identifier of a certificate assigned by the issuer. | SecuritiesCertificate1 - Unknown 0..0 |
MessageOriginator building block
Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
MessageRecipient building block
Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Extension building block
Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Extension2 recursion level 0 with max 1
class Extension2{
PlaceAndName IsoMax350Text
}
Extension2 *-- "1..1" ExtensionEnvelope1 : ExtensionEnvelope
%% ExtensionEnvelope1 recursion level 1 with max 1
ExtensionEnvelope1 *-- "1..1" ExtensionContents1 : ExtensionContents
Extension2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Name qualifying the information provided in the Text field, and place where this information should be inserted. | IsoMax350Text - Optional 0..1 |
| ExtensionEnvelope | Technical element wrapping the extension. | ExtensionEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionConfirmationV01 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionConfirmationV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionConfirmationV01Document implements IOuterDocument. Because SecuritiesSettlementTransactionConfirmationV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionConfirmationV01.
classDiagram
class IOuterRecord
SecuritiesSettlementTransactionConfirmationV01 --|> IOuterRecord : Implements
SecuritiesSettlementTransactionConfirmationV01Document --|> IOuterDocument~SecuritiesSettlementTransactionConfirmationV01~ : Implements
class IOuterDocument~SecuritiesSettlementTransactionConfirmationV01~ {
SecuritiesSettlementTransactionConfirmationV01 Message
}
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionConfirmationV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.025.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionConfirmationV01.ToDocument() method. The returned SecuritiesSettlementTransactionConfirmationV01Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesSettlementTransactionConfirmationV01Document *-- SecuritiesSettlementTransactionConfirmationV01 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.025.001.01">
<SctiesSttlmTxConf>
<Id>
<!-- Identification inner content -->
</Id>
<TxIdDtls>
<!-- TransactionIdentificationDetails inner content -->
</TxIdDtls>
<AddtlParams>
<!-- AdditionalParameters inner content -->
</AddtlParams>
<TradDtls>
<!-- TradeDetails inner content -->
</TradDtls>
<FinInstrmId>
<!-- FinancialInstrumentIdentification inner content -->
</FinInstrmId>
<FinInstrmAttrbts>
<!-- FinancialInstrumentAttributes inner content -->
</FinInstrmAttrbts>
<QtyAndAcctDtls>
<!-- QuantityAndAccountDetails inner content -->
</QtyAndAcctDtls>
<SttlmParams>
<!-- SettlementParameters inner content -->
</SttlmParams>
<StgSttlmInstrDtls>
<!-- StandingSettlementInstructionDetails inner content -->
</StgSttlmInstrDtls>
<DlvrgSttlmPties>
<!-- DeliveringSettlementParties inner content -->
</DlvrgSttlmPties>
<RcvgSttlmPties>
<!-- ReceivingSettlementParties inner content -->
</RcvgSttlmPties>
<CshPties>
<!-- CashParties inner content -->
</CshPties>
<SttldAmt>
<!-- SettledAmount inner content -->
</SttldAmt>
<OthrAmts>
<!-- OtherAmounts inner content -->
</OthrAmts>
<OthrBizPties>
<!-- OtherBusinessParties inner content -->
</OthrBizPties>
<AddtlPhysOrRegnDtls>
<!-- AdditionalPhysicalOrRegistrationDetails inner content -->
</AddtlPhysOrRegnDtls>
<MsgOrgtr>
<!-- MessageOriginator inner content -->
</MsgOrgtr>
<MsgRcpt>
<!-- MessageRecipient inner content -->
</MsgRcpt>
<Xtnsn>
<!-- Extension inner content -->
</Xtnsn>
</SctiesSttlmTxConf>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_4ESjpdE5Ed-BzquC8wXy7w_-1294045864"
nextVersions="_6powcdtZEd-RF5yaMAVhAw"
name="SecuritiesSettlementTransactionConfirmationV01"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionConfirmation to an account owner to confirm the partial or full delivery or receipt of financial instruments, free or against of payment, physically or by book-entry.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).
ISO 15022 - 20022 Coexistence
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="SctiesSttlmTxConf"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<semanticMarkup
xmi:id="_dZdDKg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_dZdDKw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_dZdDLA5lEeO42pgjaJ50lw"
name="value"
value="MT 544-7, Seq A :23G:NEWM, Seq D absent" />
</semanticMarkup>
<constraint
xmi:id="_4EvPkNE5Ed-BzquC8wXy7w_153408515"
name="SettledAmountRule"
definition="If the instruction is against payment, then SettledAmount must be present.
."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/SettledAmount</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/TransactionIdentificationDetails/Payment</leftOperand><rightOperand>AgainstPaymentSettlement</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_4EvPk9E5Ed-BzquC8wXy7w_469249876"
name="ReceivingDepositoryAndParty1Rule"
definition="If the instruction is a delivery and no standing settlement instruction applies, then ReceivingDepository and Party1 must be present.
."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/ReceivingSettlementParties/Depository</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/ReceivingSettlementParties/Party1</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/TransactionIdentificationDetails/SecuritiesMovementType</leftOperand><rightOperand>Delivery</rightOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/StandingSettlementInstructionDetails</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_4EvPltE5Ed-BzquC8wXy7w_469249996"
name="DeliveringDepositoryAndParty1Rule"
definition="If the instruction is a receive and no standing settlement instruction applies, then DeliveringDepository and Party1 must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/DeliveringSettlementParties/Depository</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/DeliveringSettlementParties/Party1</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/TransactionIdentificationDetails/SecuritiesMovementType</leftOperand><rightOperand>Receive</rightOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/StandingSettlementInstructionDetails</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_4EvPmdE5Ed-BzquC8wXy7w_469250343"
name="SellerSSIRule"
definition="If standing settlement instruction applies and the instruction is a receipt, then Seller must be present.
."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/StandingSettlementInstructionDetails/Counterparty/Seller</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/TransactionIdentificationDetails/SecuritiesMovementType</leftOperand><rightOperand>Receive</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/StandingSettlementInstructionDetails</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_4EvPnNE5Ed-BzquC8wXy7w_469250711"
name="BuyerSSIRule"
definition="If standing settlement instruction applies and the instruction is a delivery, then Buyer must be present.
."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ComplexRule xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/StandingSettlementInstructionDetails/Counterparty/Buyer</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/TransactionIdentificationDetails/SecuritiesMovementType</leftOperand><rightOperand>Delivery</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/StandingSettlementInstructionDetails</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>
" />
<constraint
xmi:id="_4EvPn9E5Ed-BzquC8wXy7w_-1898964558"
name="CoexistenceAmountRule"
definition="During ISO 15022 – 20022 coexistence, Amount length must not be greater than 15, including the decimal point."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_4EvPotE5Ed-BzquC8wXy7w_-1070489218"
name="CoexistenceCharacterSetXRule"
definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_4EvPpdE5Ed-BzquC8wXy7w_1225931432"
name="TwoLegTransactionOpeningClosing1Rule"
definition="For settlement of two parts transactions (Securities Financing), the opening/initiation and closing/return of the transaction is confirmed by sending the below combination of TransactionIdentificationDetails/SecuritiesMovementType codes and SettlementParameters/SecuritiesTransactionType codes:

Repo Opening
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)
SettlementParameters/SecuritiesTransactionType: Repo (REPU)
Repo Closing
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: Repo (REPU)

Reverse Repo Opening
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: ReverseRepo (RVPO)
Reverse Repo Closing
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) 
SettlementParameters/SecuritiesTransactionType: ReverseRepo (RVPO)

TriParty Repo Opening
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)
SettlementParameters/SecuritiesTransactionType: TriPartyRepo (TRPO)
TriParty Repo Closing
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: TriPartyRepo (TRPO)

TriParty Reverse Repo Opening
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: TriPartyReverseRepo (TRVO)
TriParty Reverse Repo Closing
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) 
SettlementParameters/SecuritiesTransactionType: TriPartyReverseRepo (TRVO)

Securities Lending Initiation
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)
SettlementParameters/SecuritiesTransactionType: SecuritiesLending (SECL)
Securities Lending Return
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: SecuritiesLending (SECL)

Securities Borrowing Initiation
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: SecuritiesBorrowing (SECB)
Securities Borrowing Return
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) 
SettlementParameters/SecuritiesTransactionType: SecuritiesBorrowing (SECB)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_4EvPqNE5Ed-BzquC8wXy7w_-1012422596"
name="CoexistenceIdentificationRule"
definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_4E4ZgtE5Ed-BzquC8wXy7w_437859436"
name="SecuritiesMarketPracticeGroupGuideline"
definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.
These market practices are available on www.smpg.info."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_4E4ZhdE5Ed-BzquC8wXy7w_-1335341482"
name="TwoLegTransactionOpeningClosing2Rule"
definition="For settlement of two parts transactions (buy-sell back, sell buy-back, collateral in and out), the opening/initiation and closing/return of the transaction is confirmed by sending the below combination of TransactionIdentificationDetails/SecuritiesMovementType codes and SettlementParameters/SecuritiesTransactionType codes:

Sell-Buy Back: Sell
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)
SettlementParameters/SecuritiesTransactionType: SellBuyBack (SBBK)
Sell-Buy Back: Buy Back
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: SellBuyBack (SBBK)

Buy-Sell Back: Buy
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: BuySellBack (BSBK)
Buy-Sell Back: Sell Back
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) 
SettlementParameters/SecuritiesTransactionType: BuySellBack (BSBK)

Collateral (giver) Out Initiation
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI)
SettlementParameters/SecuritiesTransactionType: CollateralOut (COLO)
Collateral (giver) Out Return
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: CollateralOut (COLO)

Collateral (taker) In Initiation
TransactionIdentificationDetails/SecuritiesMovementType: Receive (RECE)
SettlementParameters/SecuritiesTransactionType: CollateralIn (COLI)
Collateral (taker) In Return
TransactionIdentificationDetails/SecuritiesMovementType: Delivery (DELI) 
SettlementParameters/SecuritiesTransactionType: CollateralIn (COLI)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_4ESjptE5Ed-BzquC8wXy7w_-1419909471"
name="Identification"
definition="Information that unambiguously identifies an SecuritiesSettlementTransactionConfirmation message as known by the account servicer."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Id"
complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515" />
<messageBuildingBlock
xmi:id="_4ESjp9E5Ed-BzquC8wXy7w_-904584285"
name="TransactionIdentificationDetails"
definition="Provides transaction type and identification information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="TxIdDtls"
complexType="_Ui6IjNp-Ed-ak6NoX_4Aeg_419282003" />
<messageBuildingBlock
xmi:id="_4ESjqNE5Ed-BzquC8wXy7w_12226903"
name="AdditionalParameters"
definition="Additional parameters to the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlParams"
complexType="_Uj8qVNp-Ed-ak6NoX_4Aeg_291374041" />
<messageBuildingBlock
xmi:id="_4EcUoNE5Ed-BzquC8wXy7w_-646835657"
name="TradeDetails"
definition="Details of the trade."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="TradDtls"
complexType="_S8rxn9p-Ed-ak6NoX_4Aeg_2128938398" />
<messageBuildingBlock
xmi:id="_4EcUodE5Ed-BzquC8wXy7w_-1091382530"
name="FinancialInstrumentIdentification"
definition="Financial instrument representing a sum of rights of the investor vis-a-vis the issuer."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="FinInstrmId"
complexType="_TBKB89p-Ed-ak6NoX_4Aeg_-524266634" />
<messageBuildingBlock
xmi:id="_4EcUotE5Ed-BzquC8wXy7w_523265817"
name="FinancialInstrumentAttributes"
definition="Elements characterising a financial instrument."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="FinInstrmAttrbts"
complexType="_TwZGe9p-Ed-ak6NoX_4Aeg_-1543021073" />
<messageBuildingBlock
xmi:id="_4EcUo9E5Ed-BzquC8wXy7w_-151501703"
name="QuantityAndAccountDetails"
definition="Details related to the account and quantity involved in the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="QtyAndAcctDtls"
complexType="_Ucy5gtp-Ed-ak6NoX_4Aeg_-1394559879" />
<messageBuildingBlock
xmi:id="_4EcUpNE5Ed-BzquC8wXy7w_-278290252"
name="SettlementParameters"
definition="Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="SttlmParams"
complexType="_UgE299p-Ed-ak6NoX_4Aeg_-1038698170" />
<messageBuildingBlock
xmi:id="_4EcUpdE5Ed-BzquC8wXy7w_1339721397"
name="StandingSettlementInstructionDetails"
definition="Specifies what settlement standing instruction database is to be used to derive the settlement parties involved in the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="StgSttlmInstrDtls"
complexType="_UhaTudp-Ed-ak6NoX_4Aeg_1074919356" />
<messageBuildingBlock
xmi:id="_4EcUptE5Ed-BzquC8wXy7w_1524422336"
name="DeliveringSettlementParties"
definition="Identifies the chain of delivering settlement parties."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DlvrgSttlmPties"
complexType="_Shts19p-Ed-ak6NoX_4Aeg_-3062756" />
<messageBuildingBlock
xmi:id="_4EcUp9E5Ed-BzquC8wXy7w_1795013883"
name="ReceivingSettlementParties"
definition="Identifies the chain of receiving settlement parties."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="RcvgSttlmPties"
complexType="_Shts19p-Ed-ak6NoX_4Aeg_-3062756" />
<messageBuildingBlock
xmi:id="_4ElekNE5Ed-BzquC8wXy7w_1186459161"
name="CashParties"
definition="Cash parties involved in the transaction if different for the securities settlement parties."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CshPties"
complexType="_URnkO9p-Ed-ak6NoX_4Aeg_633125920" />
<messageBuildingBlock
xmi:id="_4ElekdE5Ed-BzquC8wXy7w_1841848677"
name="SettledAmount"
definition="Amount effectively settled and which will be credited to/debited from the account owner's cash account. It may differ from the instructed settlement amount based on market tolerance level."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="SttldAmt"
complexType="_SUcs49p-Ed-ak6NoX_4Aeg_-2041884579" />
<messageBuildingBlock
xmi:id="_4ElektE5Ed-BzquC8wXy7w_-780295101"
name="OtherAmounts"
definition="Other amounts than the settlement amount."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="OthrAmts"
complexType="_STaLENp-Ed-ak6NoX_4Aeg_1354169516" />
<messageBuildingBlock
xmi:id="_4Elek9E5Ed-BzquC8wXy7w_-800016452"
name="OtherBusinessParties"
definition="Other business parties relevant to the transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="OthrBizPties"
complexType="_PYQBgtp-Ed-ak6NoX_4Aeg_-983026121" />
<messageBuildingBlock
xmi:id="_4ElelNE5Ed-BzquC8wXy7w_-724288132"
name="AdditionalPhysicalOrRegistrationDetails"
definition="Provides information required for the registration or physical settlement."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlPhysOrRegnDtls"
complexType="_Ua2_xtp-Ed-ak6NoX_4Aeg_-1399251365" />
<messageBuildingBlock
xmi:id="_4EleldE5Ed-BzquC8wXy7w_-419525265"
name="MessageOriginator"
definition="Party that originated the message, if other than the sender."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MsgOrgtr"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
<messageBuildingBlock
xmi:id="_4EleltE5Ed-BzquC8wXy7w_-426913951"
name="MessageRecipient"
definition="Party that is the final destination of the message, if other than the receiver."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MsgRcpt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
<messageBuildingBlock
xmi:id="_4Elel9E5Ed-BzquC8wXy7w_-335482972"
name="Extension"
definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Xtnsn"
complexType="_QzJSNdp-Ed-ak6NoX_4Aeg_251191216" />
<messageDefinitionIdentifier
businessArea="sese"
messageFunctionality="025"
flavour="001"
version="01" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.