sese.031.002.07
Scope An account servicer sends a SecuritiesSettlementConditionsModificationStatusAdvice to an account owner to advise the status of a modification request previously instructed by the account owner. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage A SecuritiesSettlementConditionsModificationRequest may contain requests on multiple transactions. However, one SecuritiesSettlementConditionsModificationStatusAdvice must be sent per transaction modified unless the SecuritiesSettlementConditionsModificationRequest is rejected as a whole. The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram direction LR %% SecuritiesSettlementConditionModificationStatusAdvice002V07 recursion level 0 with max 0 SecuritiesSettlementConditionModificationStatusAdvice002V07 *-- "1..1" Identification16 : RequestReference SecuritiesSettlementConditionModificationStatusAdvice002V07 *-- "0..1" PartyIdentification109 : AccountOwner SecuritiesSettlementConditionModificationStatusAdvice002V07 *-- "0..1" SecuritiesAccount30 : SafekeepingAccount SecuritiesSettlementConditionModificationStatusAdvice002V07 *-- "0..1" RequestDetails16 : RequestDetails SecuritiesSettlementConditionModificationStatusAdvice002V07 *-- "1..1" IProcessingStatus58Choice : ProcessingStatus SecuritiesSettlementConditionModificationStatusAdvice002V07 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
RequestReference building block
Identification of the SecuritiesSettlementConditionsModificationRequest. Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification
classDiagram direction tb %% Identification16 recursion level 0 with max 1 class Identification16{ Identification IsoRestrictedFINXMax16Text }
Identification16 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Unique identifier of a document, message or transaction. | IsoRestrictedFINXMax16Text - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of the party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% PartyIdentification109 recursion level 0 with max 1 class PartyIdentification109{ LEI IsoLEIIdentifier } PartyIdentification109 *-- "1..1" IPartyIdentification114Choice : Identification %% IPartyIdentification114Choice recursion level 1 with max 1
PartyIdentification109 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Unique identification of the party. | IPartyIdentification114Choice - Required 1..1 |
LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram direction tb %% SecuritiesAccount30 recursion level 0 with max 1 class SecuritiesAccount30{ Identification IsoRestrictedFINXMax35Text Name IsoMax70Text } SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type %% GenericIdentification47 recursion level 1 with max 1 class GenericIdentification47{ Identification IsoExact4AlphaNumericText Issuer IsoMax4AlphaNumericText SchemeName IsoMax4AlphaNumericText }
SecuritiesAccount30 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoRestrictedFINXMax35Text - Required 1..1 |
Type | Specifies the type of securities account. | GenericIdentification47 - Optional 0..1 |
Name | Description of the account. | IsoMax70Text - Optional 0..1 |
RequestDetails building block
Details of the request. Details of the settlement condition modification request. For comparison, see the ISO20022 official specification
classDiagram direction tb %% RequestDetails16 recursion level 0 with max 1 class RequestDetails16{ RetainIndicator IsoYesNoIndicator PartialSettlementIndicator SettlementTransactionCondition5Code } RequestDetails16 *-- "1..1" References21 : Reference RequestDetails16 *-- "0..1" IAutomaticBorrowing11Choice : AutomaticBorrowing RequestDetails16 *-- "0..1" ILinkageType4Choice : Linkage RequestDetails16 *-- "0..1" IPriorityNumeric5Choice : Priority RequestDetails16 *-- "0..0" GenericIdentification47 : OtherProcessing RequestDetails16 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS RequestDetails16 *-- "0..1" HoldIndicator7 : HoldIndicator RequestDetails16 *-- "0..1" IMatchingDenied4Choice : MatchingDenial RequestDetails16 *-- "0..1" IUnilateralSplit4Choice : UnilateralSplit RequestDetails16 *-- "0..0" Linkages44 : Linkages %% References21 recursion level 1 with max 1 class References21{ AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text ProcessorTransactionIdentification IsoRestrictedFINXMax16Text PoolIdentification IsoRestrictedFINXMax16Text CommonIdentification IsoRestrictedFINXMax16Text TradeIdentification IsoRestrictedFINXMax16Text } %% IAutomaticBorrowing11Choice recursion level 1 with max 1 %% ILinkageType4Choice recursion level 1 with max 1 %% IPriorityNumeric5Choice recursion level 1 with max 1 %% GenericIdentification47 recursion level 1 with max 1 class GenericIdentification47{ Identification IsoExact4AlphaNumericText Issuer IsoMax4AlphaNumericText SchemeName IsoMax4AlphaNumericText } %% ISecuritiesRTGS5Choice recursion level 1 with max 1 %% HoldIndicator7 recursion level 1 with max 1 class HoldIndicator7{ Indicator IsoYesNoIndicator } HoldIndicator7 *-- "0..0" RegistrationReason6 : Reason %% IMatchingDenied4Choice recursion level 1 with max 1 %% IUnilateralSplit4Choice recursion level 1 with max 1 %% Linkages44 recursion level 1 with max 1 Linkages44 *-- "0..1" IProcessingPosition18Choice : ProcessingPosition Linkages44 *-- "0..1" IDocumentNumber16Choice : MessageNumber Linkages44 *-- "1..1" IReferences54Choice : Reference Linkages44 *-- "0..1" IPartyIdentification103Choice : ReferenceOwner
RequestDetails16 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Reference | References of the transaction for which the securities settlement condition modification is requested. | References21 - Required 1..1 |
AutomaticBorrowing | Condition for automatic borrowing. | IAutomaticBorrowing11Choice - Optional 0..1 |
RetainIndicator | Specifies whether the instruction due to expire is confirmed for settlement. | IsoYesNoIndicator - Optional 0..1 |
Linkage | Specifies the type of linkage requested. | ILinkageType4Choice - Optional 0..1 |
Priority | Specifies whether the transaction is to be executed with a high priority. | IPriorityNumeric5Choice - Optional 0..1 |
OtherProcessing | Specifies another type of processing change request. | GenericIdentification47 - Unknown 0..0 |
PartialSettlementIndicator | Specifies whether partial settlement is allowed. | SettlementTransactionCondition5Code - Optional 0..1 |
SecuritiesRTGS | Specifies whether the settlement transaction is to be settled through an RTGS or a non RTGS system. | ISecuritiesRTGS5Choice - Optional 0..1 |
HoldIndicator | Specifies whether the transaction is on hold/blocked/frozen. | HoldIndicator7 - Optional 0..1 |
MatchingDenial | Specifies the matching processing change requested. | IMatchingDenied4Choice - Optional 0..1 |
UnilateralSplit | Specifies that the transaction is requested to be unilaterally split. | IUnilateralSplit4Choice - Optional 0..1 |
Linkages | Information regarding the linkage requested. | Linkages44 - Unknown 0..0 |
ProcessingStatus building block
Provides details on the processing status of the request. Choice of format for the processing status. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IProcessingStatus58Choice recursion level 0 with max 1
ProcessingStatus58Choice members
Member name | Description | Data Type / Multiplicity |
---|
SupplementaryData building block
Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram direction tb %% SupplementaryData1 recursion level 0 with max 1 class SupplementaryData1{ PlaceAndName IsoMax350Text } SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope %% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementConditionModificationStatusAdvice002V07 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementConditionModificationStatusAdvice002V07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementConditionModificationStatusAdvice002V07Document implements IOuterDocument. Because SecuritiesSettlementConditionModificationStatusAdvice002V07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementConditionModificationStatusAdvice002V07.
classDiagram class IOuterRecord SecuritiesSettlementConditionModificationStatusAdvice002V07 --|> IOuterRecord : Implements SecuritiesSettlementConditionModificationStatusAdvice002V07Document --|> IOuterDocument~SecuritiesSettlementConditionModificationStatusAdvice002V07~ : Implements class IOuterDocument~SecuritiesSettlementConditionModificationStatusAdvice002V07~ { SecuritiesSettlementConditionModificationStatusAdvice002V07 Message }
Document wrapper for serialization
The only real purpose SecuritiesSettlementConditionModificationStatusAdvice002V07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.031.002.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementConditionModificationStatusAdvice002V07.ToDocument() method. The returned SecuritiesSettlementConditionModificationStatusAdvice002V07Document value will serialize correctly according to ISO 20022 standards.
classDiagram SecuritiesSettlementConditionModificationStatusAdvice002V07Document *-- SecuritiesSettlementConditionModificationStatusAdvice002V07 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.031.002.07">
<SctiesSttlmCondModStsAdvc>
<ReqRef>
<!-- RequestReference inner content -->
</ReqRef>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<ReqDtls>
<!-- RequestDetails inner content -->
</ReqDtls>
<PrcgSts>
<!-- ProcessingStatus inner content -->
</PrcgSts>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</SctiesSttlmCondModStsAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_6GVHk5NLEeWGlc8L7oPDIg"
nextVersions="_D9PUbffXEeiNZp_PtLohLw"
name="SecuritiesSettlementConditionModificationStatusAdvice002V07"
definition="Scope
An account servicer sends a SecuritiesSettlementConditionsModificationStatusAdvice to an account owner to advise the status of a modification request previously instructed by the account owner.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
A SecuritiesSettlementConditionsModificationRequest may contain requests on multiple transactions. However, one SecuritiesSettlementConditionsModificationStatusAdvice must be sent per transaction modified unless the SecuritiesSettlementConditionsModificationRequest is rejected as a whole.
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information
using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="SctiesSttlmCondModStsAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<messageBuildingBlock
xmi:id="_6GVHlZNLEeWGlc8L7oPDIg"
name="RequestReference"
definition="Identification of the SecuritiesSettlementConditionsModificationRequest."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="ReqRef"
complexType="_5PaGvZNLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_6GVHl5NLEeWGlc8L7oPDIg"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_S1zDAZjTEeW1SPbGMCLIOQ" />
<messageBuildingBlock
xmi:id="_6GVHmZNLEeWGlc8L7oPDIg"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="SfkpgAcct"
complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_6GVHm5NLEeWGlc8L7oPDIg"
name="RequestDetails"
definition="Details of the request."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="ReqDtls"
complexType="_6GVu8ZNLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_6GVHnZNLEeWGlc8L7oPDIg"
name="ProcessingStatus"
definition="Provides details on the processing status of the request."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="PrcgSts"
complexType="_6GW9O5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_6GVHn5NLEeWGlc8L7oPDIg"
name="SupplementaryData"
definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="sese"
messageFunctionality="031"
flavour="002"
version="07" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.