ReversalOfTransferOutConfirmationV02

sese.004.001.02

Scope An executing party, eg, a transfer agent, sends the ReversalOfTransferOutConfirmation message to the instructing party, eg, an investment manager or its authorised representative, to cancel a previously sent TransferOutConfirmation message. Usage The ReversalOfTransferOutConfirmation message is used to reverse a previously sent TransferOutConfirmation. There are two ways to specify the reversal of the transfer out confirmation. Either:

• the business references, eg, TransferReference, TransferConfirmationIdentification, of the transfer confirmation are quoted, or,
• all the details of the transfer confirmation (this includes TransferReference and TransferConfirmationIdentification) are quoted but this is not recommended. The message identification of the TransferOutConfirmation message in which the transfer out confirmation was conveyed may also be quoted in PreviousReference. The message identification of the TransferOutInstruction message in which the transfer out instruction was conveyed may also be quoted in RelatedReference.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% ReversalOfTransferOutConfirmationV02 recursion level 0 with max 0
ReversalOfTransferOutConfirmationV02 *-- "1..1" MessageIdentification1 : MessageIdentification
ReversalOfTransferOutConfirmationV02 *-- "0..1" AdditionalReference2 : PreviousReference
ReversalOfTransferOutConfirmationV02 *-- "0..1" AdditionalReference2 : PoolReference
ReversalOfTransferOutConfirmationV02 *-- "0..1" AdditionalReference2 : RelatedReference
ReversalOfTransferOutConfirmationV02 *-- "0..1" TransferReference2 : ReversalByReference
ReversalOfTransferOutConfirmationV02 *-- "0..1" TransferOut6 : ReversalByTransferOutConfirmationDetails
ReversalOfTransferOutConfirmationV02 *-- "0..1" CopyInformation2 : CopyDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Reference that uniquely identifies a message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

ReversalByReference building block

Reference of the transfer out confirmation to be reversed. Reference of a transfer and of a transfer confirmation. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferReference2 recursion level 0 with max 1
class TransferReference2{
    MasterReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    TransferConfirmationReference IsoMax35Text
}
  

TransferReference2 members

ReversalByTransferOutConfirmationDetails building block

Copy of the transfer out confirmation to reverse. Information about the confirmation of a transfer out transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferOut6 recursion level 0 with max 1
TransferOut6 *-- "1..1" Transfer10 : TransferDetails
TransferOut6 *-- "1..1" FinancialInstrument13 : FinancialInstrumentDetails
TransferOut6 *-- "1..1" InvestmentAccount22 : AccountDetails
TransferOut6 *-- "1..1" ReceiveInformation4 : SettlementDetails
TransferOut6 *-- "0..0" Extension1 : Extension
%% Transfer10 recursion level 1 with max 1
class Transfer10{
    MasterReference IsoMax35Text
    TransferConfirmationReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    PortfolioTransferOutRate IsoPercentageRate
    Rounding RoundingDirection2Code
    OwnAccountTransferIndicator IsoYesNoIndicator
    AveragePrice IsoActiveOrHistoricCurrencyAnd13DecimalAmount
    NonStandardSettlementInformation IsoMax350Text
}
Transfer10 *-- "1..1" IDateAndDateTimeChoice : EffectiveTransferDate
Transfer10 *-- "1..1" IDateAndDateTimeChoice : TradeDate
Transfer10 *-- "1..1" FinancialInstrumentQuantity1 : TotalUnitsNumber
Transfer10 *-- "0..0" Unit3 : UnitsDetails
%% FinancialInstrument13 recursion level 1 with max 1
class FinancialInstrument13{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument13 *-- "1..1" ISecurityIdentification3Choice : Identification
%% InvestmentAccount22 recursion level 1 with max 1
class InvestmentAccount22{
    AccountName IsoMax35Text
    AccountDesignation IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DematerialisedIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    BeneficiaryCertificationCompletion BeneficiaryCertificationCompletion1Code
}
InvestmentAccount22 *-- "0..0" IPartyIdentification2Choice : OwnerIdentification
InvestmentAccount22 *-- "1..1" AccountIdentification1 : AccountIdentification
InvestmentAccount22 *-- "0..0" Intermediary11 : IntermediaryInformation
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : SafekeepingPlace
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : AccountServicer
%% ReceiveInformation4 recursion level 1 with max 1
class ReceiveInformation4{
    SettlementAmount IsoActiveCurrencyAndAmount
    StampDutyIndicator IsoYesNoIndicator
    NetAmount IsoActiveCurrencyAndAmount
    PhysicalTransferIndicator IsoYesNoIndicator
}
ReceiveInformation4 *-- "0..1" IDateAndDateTimeChoice : EffectiveSettlementDate
ReceiveInformation4 *-- "0..0" Charge20 : ChargeDetails
ReceiveInformation4 *-- "0..0" Commission12 : CommissionDetails
ReceiveInformation4 *-- "0..0" Tax15 : TaxDetails
ReceiveInformation4 *-- "1..1" ReceivingPartiesAndAccount4 : SettlementPartiesDetails
ReceiveInformation4 *-- "0..1" DeliveryParameters4 : PhysicalTransferDetails
%% Extension1 recursion level 1 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

TransferOut6 members

CopyDetails building block

Information provided when the message is a copy of a previous message. Information provided when the message is a copy of a previous message. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CopyInformation2 recursion level 0 with max 1
class CopyInformation2{
    CopyIndicator IsoYesNoIndicator
}
CopyInformation2 *-- "0..1" BICIdentification1 : OriginalReceiver
%% BICIdentification1 recursion level 1 with max 1
class BICIdentification1{
    BIC IsoBICIdentifier
}
  

CopyInformation2 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the ReversalOfTransferOutConfirmationV02 implementation follows a specific implementaiton pattern. First of all, ReversalOfTransferOutConfirmationV02 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, ReversalOfTransferOutConfirmationV02Document implements IOuterDocument. Because ReversalOfTransferOutConfirmationV02 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type ReversalOfTransferOutConfirmationV02.

classDiagram
    class IOuterRecord
    ReversalOfTransferOutConfirmationV02 --|> IOuterRecord : Implements
    ReversalOfTransferOutConfirmationV02Document --|> IOuterDocument~ReversalOfTransferOutConfirmationV02~ : Implements
    class IOuterDocument~ReversalOfTransferOutConfirmationV02~ {
        ReversalOfTransferOutConfirmationV02 Message
     }
  

Document wrapper for serialization

The only real purpose ReversalOfTransferOutConfirmationV02Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.004.001.02’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using ReversalOfTransferOutConfirmationV02.ToDocument() method. The returned ReversalOfTransferOutConfirmationV02Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    ReversalOfTransferOutConfirmationV02Document *-- ReversalOfTransferOutConfirmationV02 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.004.001.02">
    <RvslOfTrfOutConfV02>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <RvslByRef>
            <!-- ReversalByReference inner content -->
        </RvslByRef>
        <RvslByTrfOutConfDtls>
            <!-- ReversalByTransferOutConfirmationDetails inner content -->
        </RvslByTrfOutConfDtls>
        <CpyDtls>
            <!-- CopyDetails inner content -->
        </CpyDtls>
    </RvslOfTrfOutConfV02>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_qHtUANE5Ed-BzquC8wXy7w_2129397572"
  nextVersions="_0JtHAfpbEeCPwaG9zjUPNQ"
  previousVersion="_pokg9tE5Ed-BzquC8wXy7w_938886633"
  name="ReversalOfTransferOutConfirmationV02"
  definition="Scope&#xD;&#xA;An executing party, eg, a transfer agent, sends the ReversalOfTransferOutConfirmation message to the instructing party, eg, an investment manager or its authorised representative, to cancel a previously sent TransferOutConfirmation message.&#xD;&#xA;Usage&#xD;&#xA;The ReversalOfTransferOutConfirmation message is used to reverse a previously sent TransferOutConfirmation.&#xD;&#xA;There are two ways to specify the reversal of the transfer out confirmation. Either:&#xD;&#xA;- the business references, eg, TransferReference, TransferConfirmationIdentification, of the transfer confirmation are quoted, or,&#xD;&#xA;- all the details of the transfer confirmation (this includes TransferReference and TransferConfirmationIdentification) are quoted but this is not recommended.&#xD;&#xA;The message identification of the TransferOutConfirmation message in which the transfer out confirmation was conveyed may also be quoted in PreviousReference. The message identification of the TransferOutInstruction message in which the transfer out instruction was conveyed may also be quoted in RelatedReference."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="RvslOfTrfOutConfV02"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <xors
    xmi:id="_qH3FANE5Ed-BzquC8wXy7w_-1630451613"
    name="ReversalByReferenceOrByTransferOutConfirmationDetailsRule"
    definition="Either ReversalByReference or ReversalByTransferOutConfirmationDetails may be present, but not both."
    registrationStatus="Provisionally Registered"
    impactedMessageBuildingBlocks="_qHtUBdE5Ed-BzquC8wXy7w_61046308 _qHtUBtE5Ed-BzquC8wXy7w_2129397633" />
  <messageBuildingBlock
    xmi:id="_qHtUAdE5Ed-BzquC8wXy7w_-1423982188"
    name="MessageIdentification"
    definition="Reference that uniquely identifies a message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_qHtUAtE5Ed-BzquC8wXy7w_2129397591"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_qHtUA9E5Ed-BzquC8wXy7w_2129397693"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_qHtUBNE5Ed-BzquC8wXy7w_2129397650"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_qHtUBdE5Ed-BzquC8wXy7w_61046308"
    name="ReversalByReference"
    definition="Reference of the transfer out confirmation to be reversed."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RvslByRef"
    complexType="_SwKYhdp-Ed-ak6NoX_4Aeg_-1697995766" />
  <messageBuildingBlock
    xmi:id="_qHtUBtE5Ed-BzquC8wXy7w_2129397633"
    name="ReversalByTransferOutConfirmationDetails"
    definition="Copy of the transfer out confirmation to reverse."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RvslByTrfOutConfDtls"
    complexType="_RNN_ENp-Ed-ak6NoX_4Aeg_-755638591" />
  <messageBuildingBlock
    xmi:id="_qHtUB9E5Ed-BzquC8wXy7w_632775009"
    name="CopyDetails"
    definition="Information provided when the message is a copy of a previous message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CpyDtls"
    complexType="_Q7Vk4tp-Ed-ak6NoX_4Aeg_-1918092012" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="004"
    flavour="001"
    version="02" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.