ReversalOfTransferInConfirmationV02

sese.008.001.02

Scope An executing party, eg, a transfer agent, sends the ReversalOfTransferInConfirmation message to the instructing party, eg, an investment manager or its authorised representative, to cancel a previously sent TransferInConfirmation message. Usage The ReversalOfTransferInConfirmation message is used to reverse a previously sent TransferInConfirmation. There are two ways to specify the reversal of the transfer in confirmation. Either:

• the business references, eg, TransferReference, TransferConfirmationIdentification, of the transfer confirmation are quoted, or,
• all the details of the transfer confirmation (this includes TransferReference and TransferConfirmationIdentification) are quoted but this is not recommended. The message identification of the TransferInConfirmation message in which the transfer confirmation was conveyed may also be quoted in PreviousReference. The message reference (MessageIdentification) of the TransferInInstruction message in which the transfer instruction was conveyed may also be quoted in RelatedReference. It is also possible to request a reversal of a TransferInConfirmation by quoting its message reference (MessageIdentification) in PreviousReference.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% ReversalOfTransferInConfirmationV02 recursion level 0 with max 0
ReversalOfTransferInConfirmationV02 *-- "1..1" MessageIdentification1 : MessageIdentification
ReversalOfTransferInConfirmationV02 *-- "0..1" AdditionalReference2 : PreviousReference
ReversalOfTransferInConfirmationV02 *-- "0..1" AdditionalReference2 : PoolReference
ReversalOfTransferInConfirmationV02 *-- "0..1" AdditionalReference2 : RelatedReference
ReversalOfTransferInConfirmationV02 *-- "0..1" TransferReference2 : ReversalByReference
ReversalOfTransferInConfirmationV02 *-- "0..1" TransferIn4 : ReversalByTransferInConfirmationDetails
ReversalOfTransferInConfirmationV02 *-- "0..1" CopyInformation2 : CopyDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Reference that uniquely identifies a message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1
  

AdditionalReference2 members

ReversalByReference building block

Reference of the transfer in confirmation to be reversed. Reference of a transfer and of a transfer confirmation. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferReference2 recursion level 0 with max 1
class TransferReference2{
    MasterReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    TransferConfirmationReference IsoMax35Text
}
  

TransferReference2 members

ReversalByTransferInConfirmationDetails building block

Copy of the transfer in confirmation to reverse. Information about the confirmation of a transfer in transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferIn4 recursion level 0 with max 1
TransferIn4 *-- "1..1" Transfer7 : TransferDetails
TransferIn4 *-- "1..1" FinancialInstrument13 : FinancialInstrumentDetails
TransferIn4 *-- "1..1" InvestmentAccount22 : AccountDetails
TransferIn4 *-- "1..1" DeliverInformation4 : SettlementDetails
TransferIn4 *-- "0..0" Extension1 : Extension
%% Transfer7 recursion level 1 with max 1
class Transfer7{
    MasterReference IsoMax35Text
    TransferConfirmationReference IsoMax35Text
    TransferReference IsoMax35Text
    ClientReference IsoMax35Text
    OwnAccountTransferIndicator IsoYesNoIndicator
    AveragePrice IsoActiveOrHistoricCurrencyAnd13DecimalAmount
    NonStandardSettlementInformation IsoMax350Text
}
Transfer7 *-- "1..1" IDateAndDateTimeChoice : EffectiveTransferDate
Transfer7 *-- "1..1" IDateAndDateTimeChoice : TradeDate
Transfer7 *-- "1..1" FinancialInstrumentQuantity1 : TotalUnitsNumber
Transfer7 *-- "0..0" Unit3 : UnitsDetails
%% FinancialInstrument13 recursion level 1 with max 1
class FinancialInstrument13{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument13 *-- "1..1" ISecurityIdentification3Choice : Identification
%% InvestmentAccount22 recursion level 1 with max 1
class InvestmentAccount22{
    AccountName IsoMax35Text
    AccountDesignation IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DematerialisedIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    BeneficiaryCertificationCompletion BeneficiaryCertificationCompletion1Code
}
InvestmentAccount22 *-- "0..0" IPartyIdentification2Choice : OwnerIdentification
InvestmentAccount22 *-- "1..1" AccountIdentification1 : AccountIdentification
InvestmentAccount22 *-- "0..0" Intermediary11 : IntermediaryInformation
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : SafekeepingPlace
InvestmentAccount22 *-- "0..1" IPartyIdentification2Choice : AccountServicer
%% DeliverInformation4 recursion level 1 with max 1
class DeliverInformation4{
    SettlementAmount IsoActiveCurrencyAndAmount
    StampDutyIndicator IsoYesNoIndicator
    NetAmount IsoActiveCurrencyAndAmount
    PhysicalTransferIndicator IsoYesNoIndicator
}
DeliverInformation4 *-- "0..1" IDateAndDateTimeChoice : EffectiveSettlementDate
DeliverInformation4 *-- "0..0" Charge20 : ChargeDetails
DeliverInformation4 *-- "0..0" Commission12 : CommissionDetails
DeliverInformation4 *-- "0..0" Tax15 : TaxDetails
DeliverInformation4 *-- "1..1" DeliveringPartiesAndAccount4 : SettlementPartiesDetails
DeliverInformation4 *-- "0..1" DeliveryParameters4 : PhysicalTransferDetails
%% Extension1 recursion level 1 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

TransferIn4 members

CopyDetails building block

Information provided when the message is a copy of a previous message. Information provided when the message is a copy of a previous message. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CopyInformation2 recursion level 0 with max 1
class CopyInformation2{
    CopyIndicator IsoYesNoIndicator
}
CopyInformation2 *-- "0..1" BICIdentification1 : OriginalReceiver
%% BICIdentification1 recursion level 1 with max 1
class BICIdentification1{
    BIC IsoBICIdentifier
}
  

CopyInformation2 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the ReversalOfTransferInConfirmationV02 implementation follows a specific implementaiton pattern. First of all, ReversalOfTransferInConfirmationV02 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, ReversalOfTransferInConfirmationV02Document implements IOuterDocument. Because ReversalOfTransferInConfirmationV02 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type ReversalOfTransferInConfirmationV02.

classDiagram
    class IOuterRecord
    ReversalOfTransferInConfirmationV02 --|> IOuterRecord : Implements
    ReversalOfTransferInConfirmationV02Document --|> IOuterDocument~ReversalOfTransferInConfirmationV02~ : Implements
    class IOuterDocument~ReversalOfTransferInConfirmationV02~ {
        ReversalOfTransferInConfirmationV02 Message
     }
  

Document wrapper for serialization

The only real purpose ReversalOfTransferInConfirmationV02Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.008.001.02’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using ReversalOfTransferInConfirmationV02.ToDocument() method. The returned ReversalOfTransferInConfirmationV02Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    ReversalOfTransferInConfirmationV02Document *-- ReversalOfTransferInConfirmationV02 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.008.001.02">
    <RvslOfTrfInConfV02>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <RvslByRef>
            <!-- ReversalByReference inner content -->
        </RvslByRef>
        <RvslByTrfInConfDtls>
            <!-- ReversalByTransferInConfirmationDetails inner content -->
        </RvslByTrfInConfDtls>
        <CpyDtls>
            <!-- CopyDetails inner content -->
        </CpyDtls>
    </RvslOfTrfInConfV02>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_pHChMNE5Ed-BzquC8wXy7w_-604499550"
  nextVersions="_9cSssfpbEeCPwaG9zjUPNQ"
  previousVersion="_onAWSNE5Ed-BzquC8wXy7w_-1392612737"
  name="ReversalOfTransferInConfirmationV02"
  definition="Scope&#xD;&#xA;An executing party, eg, a transfer agent, sends the ReversalOfTransferInConfirmation message to the instructing party, eg, an investment manager or its authorised representative, to cancel a previously sent TransferInConfirmation message.&#xD;&#xA;Usage&#xD;&#xA;The ReversalOfTransferInConfirmation message is used to reverse a previously sent TransferInConfirmation.&#xD;&#xA;There are two ways to specify the reversal of the transfer in confirmation. Either:&#xD;&#xA;- the business references, eg, TransferReference, TransferConfirmationIdentification, of the transfer confirmation are quoted, or,&#xD;&#xA;- all the details of the transfer confirmation (this includes TransferReference and TransferConfirmationIdentification) are quoted but this is not recommended.&#xD;&#xA;The message identification of the TransferInConfirmation message in which the transfer confirmation was conveyed may also be quoted in PreviousReference.&#xD;&#xA;The message reference (MessageIdentification) of the TransferInInstruction message in which the transfer instruction was conveyed may also be quoted in RelatedReference.&#xD;&#xA;It is also possible to request a reversal of a TransferInConfirmation by quoting its message reference (MessageIdentification) in PreviousReference."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="RvslOfTrfInConfV02"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <xors
    xmi:id="_pHChONE5Ed-BzquC8wXy7w_708653019"
    name="ReversalByReferenceOrByTransferInConfirmationDetailsRule"
    definition="Either ReversalByReference or ReversalByTransferInConfirmationDetails may be present, but not both."
    registrationStatus="Provisionally Registered"
    impactedMessageBuildingBlocks="_pHChNdE5Ed-BzquC8wXy7w_-191780069 _pHChNtE5Ed-BzquC8wXy7w_-604499497" />
  <messageBuildingBlock
    xmi:id="_pHChMdE5Ed-BzquC8wXy7w_600695807"
    name="MessageIdentification"
    definition="Reference that uniquely identifies a message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_pHChMtE5Ed-BzquC8wXy7w_-604499531"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_pHChM9E5Ed-BzquC8wXy7w_-604499189"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_pHChNNE5Ed-BzquC8wXy7w_-604499479"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_pHChNdE5Ed-BzquC8wXy7w_-191780069"
    name="ReversalByReference"
    definition="Reference of the transfer in confirmation to be reversed."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RvslByRef"
    complexType="_SwKYhdp-Ed-ak6NoX_4Aeg_-1697995766" />
  <messageBuildingBlock
    xmi:id="_pHChNtE5Ed-BzquC8wXy7w_-604499497"
    name="ReversalByTransferInConfirmationDetails"
    definition="Copy of the transfer in confirmation to reverse."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RvslByTrfInConfDtls"
    complexType="_RNXwFNp-Ed-ak6NoX_4Aeg_1918548402" />
  <messageBuildingBlock
    xmi:id="_pHChN9E5Ed-BzquC8wXy7w_739904383"
    name="CopyDetails"
    definition="Information provided when the message is a copy of a previous message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CpyDtls"
    complexType="_Q7Vk4tp-Ed-ak6NoX_4Aeg_-1918092012" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="008"
    flavour="001"
    version="02" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.