Iso20022

PortfolioTransferNotificationV01

sese.037.001.01

Scope An account servicer sends a PortfolioTransferNotification to another account servicer to exchange transfer settlement details information during a retail or institutional client portfolio transfers. The account servicers will typically be local agents or global custodians acting on behalf of an investment management institution, a broker/dealer or a retail client. Usage By exchange of transfer settlement details, it is understood the providing, by the delivering account servicer to the receiving account servicer, of the settlement details (trade date, settlement date, delivering settlement chain, quantities, etc.) of the individual transfers that will take place during a full or partial portfolio transfer. This delivering account servicer message may also include, for validation, the receiving settlement chain as provided by the client. In case the receiving settlement chain is not available to the delivering account servicer, the receiving account servicer may in return provide to the delivering account servicer the receiving settlement chain using the same message. The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% PortfolioTransferNotificationV01 recursion level 0 with max 0
PortfolioTransferNotificationV01 *-- "1..1" DocumentIdentification11 : Identification
PortfolioTransferNotificationV01 *-- "1..1" Pagination : Pagination
PortfolioTransferNotificationV01 *-- "1..1" Statement19 : StatementGeneralDetails
PortfolioTransferNotificationV01 *-- "0..1" IPartyIdentification13Choice : AccountOwner
PortfolioTransferNotificationV01 *-- "1..1" SecuritiesAccount13 : SafekeepingAccount
PortfolioTransferNotificationV01 *-- "0..1" SecuritiesTradeDetails7 : TransferNotificationDetails
PortfolioTransferNotificationV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
PortfolioTransferNotificationV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient

Now, we will zero-in one-by-one on each of these building blocks.

Identification building block

Information that unambiguously identifies a PortfolioTransferNotification message as known by the sender. Identification and creation date of a document. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
    Identification IsoMax35Text
    CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1

DocumentIdentification11 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned by the sender of the document. IsoMax35Text - Required 1..1
CreationDateTime Date and time at which the document (message) was created by the sender. IDateAndDateTimeChoice - Optional 0..1
CopyDuplicate Specifies if this document is a copy, a duplicate, or a duplicate of a copy. CopyDuplicate1Code - Optional 0..1

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}

Pagination members

Member name Description Data Type / Multiplicity
PageNumber Page number. IsoMax5NumericText - Required 1..1
LastPageIndicator Indicates the last page. IsoYesNoIndicator - Required 1..1

StatementGeneralDetails building block

Provides general information on the notification. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement19 recursion level 0 with max 1
class Statement19{
    CounterpartyPortfolioTransferNotificationReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
}
Statement19 *-- "0..1" INumber3Choice : ReportNumber
Statement19 *-- "1..1" IDateAndDateTimeChoice : StatementDateTime
Statement19 *-- "0..1" IUpdateType2Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% IUpdateType2Choice recursion level 1 with max 1

Statement19 members

Member name Description Data Type / Multiplicity
CounterpartyPortfolioTransferNotificationReference Identification assigned by the portfolio transfer counterpart to unambiguously identify a portfolio transfer notification. IsoMax35Text - Optional 0..1
ReportNumber Sequential number of the report. INumber3Choice - Optional 0..1
StatementIdentification Reference common to all pages of a statement. IsoMax35Text - Optional 0..1
StatementDateTime Date and time of the statement. IDateAndDateTimeChoice - Required 1..1
UpdateType Indicates whether the statement is complete or contains changes only. IUpdateType2Choice - Optional 0..1
ActivityIndicator Indicates whether there is activity or information update reported in the statement. IsoYesNoIndicator - Required 1..1

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification13Choice recursion level 0 with max 1

PartyIdentification13Choice members

Member name Description Data Type / Multiplicity

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount13 recursion level 0 with max 1
class SecuritiesAccount13{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount13 *-- "0..1" GenericIdentification20 : Type
%% GenericIdentification20 recursion level 1 with max 1
class GenericIdentification20{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

SecuritiesAccount13 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer.”. IsoMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification20 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

TransferNotificationDetails building block

Details of transfer. Details of the securities trade. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesTradeDetails7 recursion level 0 with max 1
class SecuritiesTradeDetails7{
    NotificationSenderTransactionIdentification IsoMax35Text
    NotificationReceiverTransactionIdentification IsoMax35Text
    CommonIdentification IsoMax35Text
    SecuritiesMovementType ReceiveDelivery1Code
    Payment DeliveryReceiptType2Code
    NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails7 *-- "0..1" ITradeDate1Choice : TradeDate
SecuritiesTradeDetails7 *-- "1..1" ISettlementDate1Choice : SettlementDate
SecuritiesTradeDetails7 *-- "1..1" SecurityIdentification11 : FinancialInstrumentIdentification
SecuritiesTradeDetails7 *-- "0..1" FinancialInstrumentAttributes8 : FinancialInstrumentAttributes
SecuritiesTradeDetails7 *-- "0..0" IReporting1Choice : Reporting
SecuritiesTradeDetails7 *-- "1..1" Quantity5 : QuantityDetails
SecuritiesTradeDetails7 *-- "0..1" SettlementDetails4 : SettlementParameters
SecuritiesTradeDetails7 *-- "0..1" SettlementParties5 : DeliveringSettlementParties
SecuritiesTradeDetails7 *-- "0..1" SettlementParties5 : ReceivingSettlementParties
SecuritiesTradeDetails7 *-- "0..1" AmountAndDirection7 : SettlementAmount
SecuritiesTradeDetails7 *-- "0..1" OtherAmounts2 : OtherAmounts
SecuritiesTradeDetails7 *-- "0..1" OtherParties4 : OtherBusinessParties
SecuritiesTradeDetails7 *-- "0..0" Extension2 : Extension
%% ITradeDate1Choice recursion level 1 with max 1
%% ISettlementDate1Choice recursion level 1 with max 1
%% SecurityIdentification11 recursion level 1 with max 1
class SecurityIdentification11{
    Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
%% FinancialInstrumentAttributes8 recursion level 1 with max 1
class FinancialInstrumentAttributes8{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes8 *-- "0..1" MarketIdentification5 : PlaceOfListing
FinancialInstrumentAttributes8 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes8 *-- "0..1" IFormOfSecurity2Choice : RegistrationForm
FinancialInstrumentAttributes8 *-- "0..1" IFrequency3Choice : PaymentFrequency
FinancialInstrumentAttributes8 *-- "0..1" ISecuritiesPaymentStatus2Choice : PaymentStatus
FinancialInstrumentAttributes8 *-- "0..1" IPaymentDirection2Choice : PaymentDirection
FinancialInstrumentAttributes8 *-- "0..1" IFrequency3Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes8 *-- "0..1" IPreferenceToIncome2Choice : PreferenceToIncome
FinancialInstrumentAttributes8 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes8 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes8 *-- "0..1" IOptionType2Choice : OptionType
FinancialInstrumentAttributes8 *-- "0..1" INumber2Choice : CouponAttachedNumber
FinancialInstrumentAttributes8 *-- "0..1" INumber2Choice : PoolNumber
FinancialInstrumentAttributes8 *-- "0..1" IPriceType1Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : ExercisePrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : SubscriptionPrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : ConversionPrice
FinancialInstrumentAttributes8 *-- "0..1" Price2 : StrikePrice
FinancialInstrumentAttributes8 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes8 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes8 *-- "0..0" SecurityIdentification11 : UnderlyingFinancialInstrumentIdentification
%% IReporting1Choice recursion level 1 with max 1
%% Quantity5 recursion level 1 with max 1
class Quantity5{
    DenominationChoice IsoMax210Text
}
Quantity5 *-- "1..1" IFinancialInstrumentQuantity1Choice : SettlementQuantity
Quantity5 *-- "0..0" SecuritiesCertificate1 : CertificateNumber
Quantity5 *-- "0..0" QuantityBreakdown3 : QuantityBreakdown
%% SettlementDetails4 recursion level 1 with max 1
SettlementDetails4 *-- "0..0" ISettlementTransactionCondition2Choice : SettlementTransactionCondition
SettlementDetails4 *-- "0..1" IRegistration1Choice : Registration
SettlementDetails4 *-- "0..1" IRestriction1Choice : LegalRestrictions
SettlementDetails4 *-- "0..1" ISecuritiesRTGS1Choice : SecuritiesRTGS
SettlementDetails4 *-- "0..1" ISettlementSystemMethod1Choice : SettlementSystemMethod
SettlementDetails4 *-- "0..1" ITaxCapacityParty1Choice : TaxCapacity
SettlementDetails4 *-- "0..1" GenericIdentification20 : StampDutyTaxBasis
%% SettlementParties5 recursion level 1 with max 1
SettlementParties5 *-- "0..1" PartyIdentification2 : Depository
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party1
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party2
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party3
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party4
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party5
%% SettlementParties5 recursion level 1 with max 1
SettlementParties5 *-- "0..1" PartyIdentification2 : Depository
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party1
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party2
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party3
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party4
SettlementParties5 *-- "0..1" PartyIdentificationAndAccount1 : Party5
%% AmountAndDirection7 recursion level 1 with max 1
class AmountAndDirection7{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
}
%% OtherAmounts2 recursion level 1 with max 1
OtherAmounts2 *-- "0..1" AmountAndDirection9 : AccruedInterestAmount
OtherAmounts2 *-- "0..1" AmountAndDirection9 : ChargesFees
OtherAmounts2 *-- "0..1" AmountAndDirection9 : CountryNationalFederalTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : PaymentLevyTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : LocalTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : Other
OtherAmounts2 *-- "0..1" AmountAndDirection9 : PostageAmount
OtherAmounts2 *-- "0..1" AmountAndDirection9 : RegulatoryAmount
OtherAmounts2 *-- "0..1" AmountAndDirection9 : ShippingAmount
OtherAmounts2 *-- "0..1" AmountAndDirection9 : StampDuty
OtherAmounts2 *-- "0..1" AmountAndDirection9 : StockExchangeTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : TransferTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : TransactionTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : ValueAddedTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : WithholdingTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : ConsumptionTax
OtherAmounts2 *-- "0..1" AmountAndDirection9 : AccruedCapitalisationAmount
%% OtherParties4 recursion level 1 with max 1
OtherParties4 *-- "0..1" IPartyIdentification14Choice : Investor
OtherParties4 *-- "0..1" IPartyIdentification10Choice : StockExchange
OtherParties4 *-- "0..1" IPartyIdentification10Choice : TradeRegulator
%% Extension2 recursion level 1 with max 1
class Extension2{
    PlaceAndName IsoMax350Text
}
Extension2 *-- "1..1" ExtensionEnvelope1 : ExtensionEnvelope

SecuritiesTradeDetails7 members

Member name Description Data Type / Multiplicity
NotificationSenderTransactionIdentification Unambiguous identification of the transaction as known by the notification receiver. IsoMax35Text - Optional 0..1
NotificationReceiverTransactionIdentification Unambiguous identification of the transaction as known by the notification receiver. IsoMax35Text - Optional 0..1
CommonIdentification Unique reference agreed upon by the two trade counterparties to identify the trade. IsoMax35Text - Optional 0..1
SecuritiesMovementType Specifies if the movement on a securities account results from a deliver or a receive instruction. ReceiveDelivery1Code - Required 1..1
Payment Specifies how the transaction is to be settled, for example, against payment. DeliveryReceiptType2Code - Required 1..1
TradeDate Specifies the date/time on which the trade was executed. ITradeDate1Choice - Optional 0..1
SettlementDate Date and time at which the securities are to be delivered or received. ISettlementDate1Choice - Required 1..1
NumberOfDaysAccrued Number of days on which the interest rate accrues (daily accrual note). IsoMax3Number - Optional 0..1
FinancialInstrumentIdentification Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. SecurityIdentification11 - Required 1..1
FinancialInstrumentAttributes Elements characterising a financial instrument. FinancialInstrumentAttributes8 - Optional 0..1
Reporting Specifies that a trade is to be reported to a third party. IReporting1Choice - Unknown 0..0
QuantityDetails Details about the financial instrument quantity involved in the transfer. Quantity5 - Required 1..1
SettlementParameters Parameters applied to the settlement of a security transfer. SettlementDetails4 - Optional 0..1
DeliveringSettlementParties Identifies the chain of delivering settlement parties. SettlementParties5 - Optional 0..1
ReceivingSettlementParties Identifies the chain of receiving settlement parties. SettlementParties5 - Optional 0..1
SettlementAmount Total amount of money to be paid or received in exchange for the securities. AmountAndDirection7 - Optional 0..1
OtherAmounts Other amounts than the settlement amount. OtherAmounts2 - Optional 0..1
OtherBusinessParties Other business parties relevant to the transaction. OtherParties4 - Optional 0..1
Extension Additional information that cannot be captured in the structured elements and/or any other specific block. Extension2 - Unknown 0..0

MessageOriginator building block

Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

MessageRecipient building block

Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the PortfolioTransferNotificationV01 implementation follows a specific implementaiton pattern. First of all, PortfolioTransferNotificationV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, PortfolioTransferNotificationV01Document implements IOuterDocument. Because PortfolioTransferNotificationV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type PortfolioTransferNotificationV01.

classDiagram
    class IOuterRecord
    PortfolioTransferNotificationV01 --|> IOuterRecord : Implements
    PortfolioTransferNotificationV01Document --|> IOuterDocument~PortfolioTransferNotificationV01~ : Implements
    class IOuterDocument~PortfolioTransferNotificationV01~ {
        PortfolioTransferNotificationV01 Message
     }

Document wrapper for serialization

The only real purpose PortfolioTransferNotificationV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.037.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using PortfolioTransferNotificationV01.ToDocument() method. The returned PortfolioTransferNotificationV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    PortfolioTransferNotificationV01Document *-- PortfolioTransferNotificationV01 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.037.001.01">
    <PrtflTrfNtfctn>
        <Id>
            <!-- Identification inner content -->
        </Id>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <TrfNtfctnDtls>
            <!-- TransferNotificationDetails inner content -->
        </TrfNtfctnDtls>
        <MsgOrgtr>
            <!-- MessageOriginator inner content -->
        </MsgOrgtr>
        <MsgRcpt>
            <!-- MessageRecipient inner content -->
        </MsgRcpt>
    </PrtflTrfNtfctn>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_mD-_6NE5Ed-BzquC8wXy7w_992599753"
  nextVersions="_3cVRgdtaEd-RF5yaMAVhAw"
  name="PortfolioTransferNotificationV01"
  definition="Scope&#xD;&#xA;An account servicer sends a PortfolioTransferNotification to another account servicer to exchange transfer settlement details information during a retail or institutional client portfolio transfers.&#xD;&#xA;The account servicers will typically be local agents or global custodians acting on behalf of an investment management institution, a broker/dealer or a retail client.&#xD;&#xA;Usage&#xD;&#xA;By exchange of transfer settlement details, it is understood the providing, by the delivering account servicer to the receiving account servicer, of the settlement details (trade date, settlement date, delivering settlement chain, quantities, etc.) of the individual transfers that will take place during a full or partial portfolio transfer. This delivering account servicer message may also include, for validation, the receiving settlement chain as provided by the client. In case the receiving settlement chain is not available to the delivering account servicer, the receiving account servicer may in return provide to the delivering account servicer the receiving settlement chain using the same message.&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).&#xA;ISO 15022 - 20022 Coexistence&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="PrtflTrfNtfctn"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <semanticMarkup
    xmi:id="_fuxU2Q5lEeO42pgjaJ50lw"
    type="Synonym">
    <elements
      xmi:id="_fuxU2g5lEeO42pgjaJ50lw"
      name="context"
      value="ISO 15022" />
    <elements
      xmi:id="_fuxU2w5lEeO42pgjaJ50lw"
      name="value"
      value="MT 586, Seq A :23G:NEWM/PORT" />
  </semanticMarkup>
  <constraint
    xmi:id="_mEIJ1NE5Ed-BzquC8wXy7w_123774211"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_mEIJ19E5Ed-BzquC8wXy7w_855696398"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_mEIJ2tE5Ed-BzquC8wXy7w_588949084"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_mD-_6dE5Ed-BzquC8wXy7w_118090535"
    name="Identification"
    definition="Information that unambiguously identifies a PortfolioTransferNotification message as known by the sender."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Id"
    complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515" />
  <messageBuildingBlock
    xmi:id="_mD-_6tE5Ed-BzquC8wXy7w_120859104"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
  <messageBuildingBlock
    xmi:id="_mD-_69E5Ed-BzquC8wXy7w_130096701"
    name="StatementGeneralDetails"
    definition="Provides general information on the notification."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_QrGJdtp-Ed-ak6NoX_4Aeg_1434348299" />
  <messageBuildingBlock
    xmi:id="_mD-_7NE5Ed-BzquC8wXy7w_1894261817"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_QQIEsNp-Ed-ak6NoX_4Aeg_-1062714307" />
  <messageBuildingBlock
    xmi:id="_mEIJ0NE5Ed-BzquC8wXy7w_133789723"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_T_vKAdp-Ed-ak6NoX_4Aeg_-178975462" />
  <messageBuildingBlock
    xmi:id="_mEIJ0dE5Ed-BzquC8wXy7w_1616227938"
    name="TransferNotificationDetails"
    definition="Details of transfer."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="TrfNtfctnDtls"
    complexType="_S-K_Ytp-Ed-ak6NoX_4Aeg_-671661870" />
  <messageBuildingBlock
    xmi:id="_mEIJ0tE5Ed-BzquC8wXy7w_108129703"
    name="MessageOriginator"
    definition="Party that originated the message, if other than the sender."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgOrgtr"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageBuildingBlock
    xmi:id="_mEIJ09E5Ed-BzquC8wXy7w_-1885095303"
    name="MessageRecipient"
    definition="Party that is the final destination of the message, if other than the receiver."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgRcpt"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="037"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.