PortfolioTransferInstructionV08

sese.012.001.08

Scope The PortfolioTransferInstruction message is sent by an instructing party, for example, a (new) plan manager (transferee), to the executing party, for example, a (old) plan manager (transferor), on behalf of the initiating party, for example, an investor (client), to instruct the transfer of financial instruments from the client’s account at the old plan manager (transferor) to the clients account at the new plan manager (transferee) through a nominee account. Usage The PortfolioTransferInstruction message is used to instruct the withdrawal of one or more ISA or portfolio products from one account and deliver them to another account. The PortfolioTransferInstruction message is used to instruct one or more transfers for one client. Each transfer is for delivery to the same account. The account may be owned by one or more individual investors or one or more corporate investors. Each transfer is identified in TransferIdentification. If the instructing party does not have enough information to instruct the transfer, then it must first send a AccountHoldingInformationRequest message to the executing party in order to receive a AccountHoldingInformation message.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% PortfolioTransferInstructionV08 recursion level 0 with max 0
PortfolioTransferInstructionV08 *-- "1..1" MessageIdentification1 : MessageReference
PortfolioTransferInstructionV08 *-- "0..1" AdditionalReference9 : PoolReference
PortfolioTransferInstructionV08 *-- "0..1" AdditionalReference8 : PreviousReference
PortfolioTransferInstructionV08 *-- "0..1" AdditionalReference8 : RelatedReference
PortfolioTransferInstructionV08 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
PortfolioTransferInstructionV08 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
PortfolioTransferInstructionV08 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
PortfolioTransferInstructionV08 *-- "0..1" Organisation31 : PrimaryCorporateInvestor
PortfolioTransferInstructionV08 *-- "0..1" Organisation31 : SecondaryCorporateInvestor
PortfolioTransferInstructionV08 *-- "0..1" Organisation31 : OtherCorporateInvestor
PortfolioTransferInstructionV08 *-- "1..1" Account24 : TransferorAccount
PortfolioTransferInstructionV08 *-- "0..1" Account24 : NomineeAccount
PortfolioTransferInstructionV08 *-- "1..1" PartyIdentification113 : Transferee
PortfolioTransferInstructionV08 *-- "0..1" Intermediary41 : IntermediaryInformation
PortfolioTransferInstructionV08 *-- "0..1" CashAccount201 : CashAccount
PortfolioTransferInstructionV08 *-- "1..1" ISATransfer29 : ProductTransfer
PortfolioTransferInstructionV08 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
PortfolioTransferInstructionV08 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Reference that uniquely identifies the message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference9 recursion level 0 with max 1
class AdditionalReference9{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference9 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

AdditionalReference9 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference8 recursion level 0 with max 1
class AdditionalReference8{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference8 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

AdditionalReference8 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference8 recursion level 0 with max 1
class AdditionalReference8{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference8 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

AdditionalReference8 members

PrimaryIndividualInvestor building block

Information identifying the primary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

SecondaryIndividualInvestor building block

Information identifying the secondary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

OtherIndividualInvestor building block

Information identifying the other individual investors, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

PrimaryCorporateInvestor building block

Information identifying the primary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation31 recursion level 0 with max 1
class Organisation31{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation31 *-- "0..1" PartyIdentification124 : Identification
Organisation31 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification124 recursion level 1 with max 1
class PartyIdentification124{
    LEI IsoLEIIdentifier
}
PartyIdentification124 *-- "1..1" IPartyIdentification119Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation31 members

SecondaryCorporateInvestor building block

Information identifying the secondary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation31 recursion level 0 with max 1
class Organisation31{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation31 *-- "0..1" PartyIdentification124 : Identification
Organisation31 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification124 recursion level 1 with max 1
class PartyIdentification124{
    LEI IsoLEIIdentifier
}
PartyIdentification124 *-- "1..1" IPartyIdentification119Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation31 members

OtherCorporateInvestor building block

Information identifying the other corporate investors, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation31 recursion level 0 with max 1
class Organisation31{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation31 *-- "0..1" PartyIdentification124 : Identification
Organisation31 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification124 recursion level 1 with max 1
class PartyIdentification124{
    LEI IsoLEIIdentifier
}
PartyIdentification124 *-- "1..1" IPartyIdentification119Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation31 members

TransferorAccount building block

Identification of the account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account24 recursion level 0 with max 1
class Account24{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account24 *-- "0..1" PartyIdentification113 : Servicer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

Account24 members

NomineeAccount building block

Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account24 recursion level 0 with max 1
class Account24{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account24 *-- "0..1" PartyIdentification113 : Servicer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

Account24 members

Transferee building block

Information related to the institution to which the financial instrument is to be transferred. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification113 recursion level 0 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
%% IPartyIdentification90Choice recursion level 1 with max 1
  

PartyIdentification113 members

IntermediaryInformation building block

Identification of a related party or intermediary. Party that provides services to investors relating to financial products. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Intermediary41 recursion level 0 with max 1
Intermediary41 *-- "1..1" PartyIdentification113 : Identification
Intermediary41 *-- "0..1" Account25 : Account
Intermediary41 *-- "0..1" IRole4Choice : Role
Intermediary41 *-- "0..1" ContactIdentification2 : ContactPerson
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
%% Account25 recursion level 1 with max 1
class Account25{
    Identification IsoMax35Text
}
Account25 *-- "1..1" PartyIdentification113 : AccountServicer
%% IRole4Choice recursion level 1 with max 1
%% ContactIdentification2 recursion level 1 with max 1
class ContactIdentification2{
    NamePrefix NamePrefix1Code
    GivenName IsoMax35Text
    Name IsoMax35Text
    PhoneNumber IsoPhoneNumber
    MobileNumber IsoPhoneNumber
    FaxNumber IsoPhoneNumber
    EmailAddress IsoMax256Text
}
  

Intermediary41 members

CashAccount building block

Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s). Identification of an account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CashAccount201 recursion level 0 with max 1
CashAccount201 *-- "1..1" AccountIdentificationAndName5 : Identification
CashAccount201 *-- "0..1" FinancialInstitutionIdentification15 : AccountServicer
%% AccountIdentificationAndName5 recursion level 1 with max 1
class AccountIdentificationAndName5{
    Name IsoMax35Text
}
AccountIdentificationAndName5 *-- "1..1" IAccountIdentification4Choice : Identification
%% FinancialInstitutionIdentification15 recursion level 1 with max 1
class FinancialInstitutionIdentification15{
    LEI IsoLEIIdentifier
}
FinancialInstitutionIdentification15 *-- "1..1" IFinancialInstitutionIdentification9Choice : Party
  

CashAccount201 members

ProductTransfer building block

Provides information related to the asset(s) transferred. Type of product and assets to be transferred. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISATransfer29 recursion level 0 with max 1
class ISATransfer29{
    MasterReference IsoMax35Text
    TransferIdentification IsoMax35Text
    TransferConfirmationIdentification IsoMax35Text
    BusinessFlowType BusinessFlowType1Code
    ResidualCash ResidualCash1Code
    AllOtherCash AllOtherCash1Code
}
ISATransfer29 *-- "0..1" AdditionalReference8 : ClientReference
ISATransfer29 *-- "0..1" AdditionalReference8 : CounterpartyReference
ISATransfer29 *-- "0..1" IDateFormat1Choice : RequestedTransferDate
ISATransfer29 *-- "0..1" IISAPortfolio1Choice : Portfolio
ISATransfer29 *-- "0..0" FinancialInstrument60 : FinancialInstrumentAssetForTransfer
%% AdditionalReference8 recursion level 1 with max 1
class AdditionalReference8{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference8 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% AdditionalReference8 recursion level 1 with max 1
class AdditionalReference8{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference8 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% IDateFormat1Choice recursion level 1 with max 1
%% IISAPortfolio1Choice recursion level 1 with max 1
%% FinancialInstrument60 recursion level 1 with max 1
class FinancialInstrument60{
    Name IsoMax350Text
    ShortName IsoMax35Text
    TransferType TransferType1Code
    AverageAcquisitionPrice IsoActiveOrHistoricCurrencyAndAmount
    TransferCurrency ActiveOrHistoricCurrencyCode
    TotalBookValue IsoActiveOrHistoricCurrencyAndAmount
}
FinancialInstrument60 *-- "1..1" ISecurityIdentification25Choice : Identification
FinancialInstrument60 *-- "0..1" IQuantity12Choice : Quantity
FinancialInstrument60 *-- "0..1" Account24 : TransfereeAccount
FinancialInstrument60 *-- "0..1" SubAccount5 : SubAccountDetails
FinancialInstrument60 *-- "0..1" ReceivingPartiesAndAccount18 : SettlementPartiesReceivingSideDetails
FinancialInstrument60 *-- "0..1" PartyIdentificationAndAccount156 : DeliveringAgentDetails
  

ISATransfer29 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the PortfolioTransferInstructionV08 implementation follows a specific implementaiton pattern. First of all, PortfolioTransferInstructionV08 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, PortfolioTransferInstructionV08Document implements IOuterDocument. Because PortfolioTransferInstructionV08 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type PortfolioTransferInstructionV08.

classDiagram
    class IOuterRecord
    PortfolioTransferInstructionV08 --|> IOuterRecord : Implements
    PortfolioTransferInstructionV08Document --|> IOuterDocument~PortfolioTransferInstructionV08~ : Implements
    class IOuterDocument~PortfolioTransferInstructionV08~ {
        PortfolioTransferInstructionV08 Message
     }
  

Document wrapper for serialization

The only real purpose PortfolioTransferInstructionV08Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.012.001.08’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using PortfolioTransferInstructionV08.ToDocument() method. The returned PortfolioTransferInstructionV08Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    PortfolioTransferInstructionV08Document *-- PortfolioTransferInstructionV08 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.012.001.08">
    <PrtflTrfInstr>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <PmryIndvInvstr>
            <!-- PrimaryIndividualInvestor inner content -->
        </PmryIndvInvstr>
        <ScndryIndvInvstr>
            <!-- SecondaryIndividualInvestor inner content -->
        </ScndryIndvInvstr>
        <OthrIndvInvstr>
            <!-- OtherIndividualInvestor inner content -->
        </OthrIndvInvstr>
        <PmryCorpInvstr>
            <!-- PrimaryCorporateInvestor inner content -->
        </PmryCorpInvstr>
        <ScndryCorpInvstr>
            <!-- SecondaryCorporateInvestor inner content -->
        </ScndryCorpInvstr>
        <OthrCorpInvstr>
            <!-- OtherCorporateInvestor inner content -->
        </OthrCorpInvstr>
        <TrfrAcct>
            <!-- TransferorAccount inner content -->
        </TrfrAcct>
        <NmneeAcct>
            <!-- NomineeAccount inner content -->
        </NmneeAcct>
        <Trfee>
            <!-- Transferee inner content -->
        </Trfee>
        <IntrmyInf>
            <!-- IntermediaryInformation inner content -->
        </IntrmyInf>
        <CshAcct>
            <!-- CashAccount inner content -->
        </CshAcct>
        <PdctTrf>
            <!-- ProductTransfer inner content -->
        </PdctTrf>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </PrtflTrfInstr>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_byLWQYZMEeemXK0UETsSiA"
  nextVersions="_63pq8UyFEeir2sRRVd9XhA"
  previousVersion="_wRAc0R8OEeWpZde3LQh6dg"
  name="PortfolioTransferInstructionV08"
  definition="Scope&#xD;&#xA;The PortfolioTransferInstruction message is sent by an instructing party, for example, a (new) plan manager (transferee), to the executing party, for example, a (old) plan manager (transferor), on behalf of the initiating party, for example, an investor (client), to instruct the transfer of financial instruments from the client’s account at the old plan manager (transferor) to the clients account at the new plan manager (transferee) through a nominee account.&#xD;&#xA;Usage&#xD;&#xA;The PortfolioTransferInstruction message is used to instruct the withdrawal of one or more ISA or portfolio products from one account and deliver them to another account.&#xD;&#xA;The PortfolioTransferInstruction message is used to instruct one or more transfers for one client. Each transfer is for delivery to the same account. The account may be owned by one or more individual investors or one or more corporate investors. Each transfer is identified in TransferIdentification.&#xD;&#xA;If the instructing party does not have enough information to instruct the transfer, then it must first send a AccountHoldingInformationRequest message to the executing party in order to receive a AccountHoldingInformation message."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="PrtflTrfInstr"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_byLWQ4ZMEeemXK0UETsSiA"
    nextVersions="_63pq80yFEeir2sRRVd9XhA"
    previousVersion="_wRAc0x8OEeWpZde3LQh6dg"
    name="NomineeAccountServicerRule"
    definition="NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_byLWRYZMEeemXK0UETsSiA"
    previousVersion="_wRAc1R8OEeWpZde3LQh6dg"
    name="PortfolioRule"
    definition="If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present.&#xD;&#xA;If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_byLWR4ZMEeemXK0UETsSiA"
    nextVersions="_63pq90yFEeir2sRRVd9XhA"
    previousVersion="_wRAc1x8OEeWpZde3LQh6dg"
    name="InvestorRule"
    definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.&#xD;&#xA;If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_byLWSYZMEeemXK0UETsSiA"
    nextVersions="_63pq-UyFEeir2sRRVd9XhA"
    previousVersion="_wRAc2R8OEeWpZde3LQh6dg"
    name="CorporateRule"
    definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.&#xD;&#xA;If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_byLWS4ZMEeemXK0UETsSiA"
    previousVersion="_wRAc2x8OEeWpZde3LQh6dg"
    name="DesignationRule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then TransferorAccount/Designation is not allowed. If any occurrence of ProductTransfer/Portfolio/Portfolio is present, then TransferorAccount/Designation is allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_byLWTYZMEeemXK0UETsSiA"
    previousVersion="_wRAc3R8OEeWpZde3LQh6dg"
    name="ISARule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed. &#xD;&#xA;If any occurrence of ProductTransfer/Portfolio/ISA is present then the elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_byLWT4ZMEeemXK0UETsSiA"
    nextVersions="_63pq_0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc3x8OEeWpZde3LQh6dg"
    name="MessageReference"
    definition="Reference that uniquely identifies the message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_byLWUYZMEeemXK0UETsSiA"
    nextVersions="_63prAUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc4R8OEeWpZde3LQh6dg"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_N4g3EXETEea2e4bzJ8TyEw" />
  <messageBuildingBlock
    xmi:id="_byLWU4ZMEeemXK0UETsSiA"
    nextVersions="_63prA0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc4x8OEeWpZde3LQh6dg"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_udnPoTbsEead9bDRE_1DAQ" />
  <messageBuildingBlock
    xmi:id="_byLWVYZMEeemXK0UETsSiA"
    nextVersions="_63prBUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc5R8OEeWpZde3LQh6dg"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_udnPoTbsEead9bDRE_1DAQ" />
  <messageBuildingBlock
    xmi:id="_byLWV4ZMEeemXK0UETsSiA"
    nextVersions="_63prB0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc5x8OEeWpZde3LQh6dg"
    name="PrimaryIndividualInvestor"
    definition="Information identifying the primary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_byLWWYZMEeemXK0UETsSiA"
    nextVersions="_63prCUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc6R8OEeWpZde3LQh6dg"
    name="SecondaryIndividualInvestor"
    definition="Information identifying the secondary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_byLWW4ZMEeemXK0UETsSiA"
    nextVersions="_63prC0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc6x8OEeWpZde3LQh6dg"
    name="OtherIndividualInvestor"
    definition="Information identifying the other individual investors, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_byLWXYZMEeemXK0UETsSiA"
    nextVersions="_63prDUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc7R8OEeWpZde3LQh6dg"
    name="PrimaryCorporateInvestor"
    definition="Information identifying the primary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryCorpInvstr"
    complexType="_1ZjF8YilEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_byLWX4ZMEeemXK0UETsSiA"
    nextVersions="_63prD0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc7x8OEeWpZde3LQh6dg"
    name="SecondaryCorporateInvestor"
    definition="Information identifying the secondary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryCorpInvstr"
    complexType="_1ZjF8YilEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_byLWYYZMEeemXK0UETsSiA"
    nextVersions="_63prEUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc8R8OEeWpZde3LQh6dg"
    name="OtherCorporateInvestor"
    definition="Information identifying the other corporate investors, for example, name and address."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrCorpInvstr"
    complexType="_1ZjF8YilEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_byLWY4ZMEeemXK0UETsSiA"
    nextVersions="_63prE0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc8x8OEeWpZde3LQh6dg"
    name="TransferorAccount"
    definition="Identification of the account owned by the investor at the old plan manager (account servicer)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfrAcct"
    complexType="_93NYiYftEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_byLWZYZMEeemXK0UETsSiA"
    nextVersions="_63prFUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc9R8OEeWpZde3LQh6dg"
    name="NomineeAccount"
    definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NmneeAcct"
    complexType="_93NYiYftEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_byLWZ4ZMEeemXK0UETsSiA"
    nextVersions="_63prF0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc9x8OEeWpZde3LQh6dg"
    name="Transferee"
    definition="Information related to the institution to which the financial instrument is to be transferred."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Trfee"
    complexType="_u5SfATbsEead9bDRE_1DAQ" />
  <messageBuildingBlock
    xmi:id="_byLWaYZMEeemXK0UETsSiA"
    nextVersions="_63prGUyFEeir2sRRVd9XhA"
    previousVersion="_orGVoSYEEeWJkOUkQWu90g"
    name="IntermediaryInformation"
    definition="Identification of a related party or intermediary."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IntrmyInf"
    complexType="__N8h64ftEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_byLWa4ZMEeemXK0UETsSiA"
    previousVersion="_wRAc-R8OEeWpZde3LQh6dg"
    name="CashAccount"
    definition="Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CshAcct"
    complexType="_tkpXgYirEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_byLWbYZMEeemXK0UETsSiA"
    nextVersions="_63prHUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc-x8OEeWpZde3LQh6dg"
    name="ProductTransfer"
    definition="Provides information related to the asset(s) transferred."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="PdctTrf"
    complexType="_C5dKU4fuEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_byLWb4ZMEeemXK0UETsSiA"
    nextVersions="_63prH0yFEeir2sRRVd9XhA"
    previousVersion="_wRAc_R8OEeWpZde3LQh6dg"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_byLWcYZMEeemXK0UETsSiA"
    nextVersions="_63prIUyFEeir2sRRVd9XhA"
    previousVersion="_wRAc_x8OEeWpZde3LQh6dg"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="012"
    flavour="001"
    version="08" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.