PortfolioTransferInstructionV06

sese.012.001.06

Scope An instructing party, for example, a (new) plan manager (Transferee), sends the PortfolioTransferInstruction message to the executing party, for example, a (old) plan manager (Transferor), on behalf of the initiating party, for example, an investor (client), to instruct the transfer of financial instruments from the clients account at the old plan manager (Transferor) to the clients account at the new plan manager (Transferee) through a nominee account. Usage The PortfolioTransferInstruction message is used to instruct the withdrawal of one or more ISA or portfolio products from one account and deliver them to another account. The PortfolioTransferInstruction message is used to instruct one or more transfers for one client. Each transfer is for delivery to the same account. The account may be owned by one or more individual investors or one or more corporate investors. Each transfer is identified in TransferIdentification. If the instructing party does not have enough information to instruct the transfer, then it must first send a AccountHoldingInformationRequest message to the executing party in order to receive a AccountHoldingInformation message.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% PortfolioTransferInstructionV06 recursion level 0 with max 0
PortfolioTransferInstructionV06 *-- "1..1" MessageIdentification1 : MessageReference
PortfolioTransferInstructionV06 *-- "0..1" AdditionalReference3 : PoolReference
PortfolioTransferInstructionV06 *-- "0..1" AdditionalReference3 : PreviousReference
PortfolioTransferInstructionV06 *-- "0..1" AdditionalReference3 : RelatedReference
PortfolioTransferInstructionV06 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
PortfolioTransferInstructionV06 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
PortfolioTransferInstructionV06 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
PortfolioTransferInstructionV06 *-- "0..1" Organisation4 : PrimaryCorporateInvestor
PortfolioTransferInstructionV06 *-- "0..1" Organisation4 : SecondaryCorporateInvestor
PortfolioTransferInstructionV06 *-- "0..1" Organisation4 : OtherCorporateInvestor
PortfolioTransferInstructionV06 *-- "1..1" Account15 : TransferorAccount
PortfolioTransferInstructionV06 *-- "0..1" Account16 : NomineeAccount
PortfolioTransferInstructionV06 *-- "1..1" IPartyIdentification2Choice : Transferee
PortfolioTransferInstructionV06 *-- "0..1" CashAccount29 : CashAccount
PortfolioTransferInstructionV06 *-- "1..1" ISATransfer18 : ProductTransfer
PortfolioTransferInstructionV06 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
PortfolioTransferInstructionV06 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Identifies the message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
  

AdditionalReference3 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
  

AdditionalReference3 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
  

AdditionalReference3 members

PrimaryIndividualInvestor building block

Information identifying the primary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

SecondaryIndividualInvestor building block

Information identifying the secondary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

OtherIndividualInvestor building block

Information identifying the other individual investors, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

PrimaryCorporateInvestor building block

Information identifying the primary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation4 recursion level 0 with max 1
class Organisation4{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation4 members

SecondaryCorporateInvestor building block

Information identifying the secondary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation4 recursion level 0 with max 1
class Organisation4{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation4 members

OtherCorporateInvestor building block

Information identifying the other corporate investors, for example, name and address. Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation4 recursion level 0 with max 1
class Organisation4{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation4 members

TransferorAccount building block

Identification of an account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account15 recursion level 0 with max 1
class Account15{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account15 *-- "1..1" IPartyIdentification2Choice : Servicer
%% IPartyIdentification2Choice recursion level 1 with max 1
  

Account15 members

NomineeAccount building block

Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account16 recursion level 0 with max 1
class Account16{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account16 *-- "0..1" IPartyIdentification2Choice : Servicer
%% IPartyIdentification2Choice recursion level 1 with max 1
  

Account16 members

Transferee building block

Information related to the institution to which the financial instrument is to be transferred. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification2Choice recursion level 0 with max 1
  

PartyIdentification2Choice members

CashAccount building block

Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s). Information used for identifying an account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CashAccount29 recursion level 0 with max 1
CashAccount29 *-- "1..1" ICashAccountIdentification1Choice : Identification
CashAccount29 *-- "0..1" IFinancialInstitutionIdentification3Choice : AccountServicer
%% ICashAccountIdentification1Choice recursion level 1 with max 1
%% IFinancialInstitutionIdentification3Choice recursion level 1 with max 1
  

CashAccount29 members

ProductTransfer building block

Provides information related to the asset(s) transferred. Describes the type of product and the assets to be transferred. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISATransfer18 recursion level 0 with max 1
class ISATransfer18{
    MasterReference IsoMax35Text
    TransferIdentification IsoMax35Text
    TransferConfirmationIdentification IsoMax35Text
    ResidualCash ResidualCash1Code
    AllOtherCash IsoYesNoIndicator
}
ISATransfer18 *-- "0..1" IDateFormat1Choice : RequestedTransferDate
ISATransfer18 *-- "0..1" IISAPortfolio1Choice : Portfolio
ISATransfer18 *-- "0..0" FinancialInstrument39 : FinancialInstrumentAssetForTransfer
%% IDateFormat1Choice recursion level 1 with max 1
%% IISAPortfolio1Choice recursion level 1 with max 1
%% FinancialInstrument39 recursion level 1 with max 1
class FinancialInstrument39{
    Name IsoMax350Text
    TransferType TransferType1Code
    AverageAcquisitionPrice IsoActiveOrHistoricCurrencyAndAmount
    TransferCurrency CurrencyCode
    TotalBookValue IsoActiveOrHistoricCurrencyAndAmount
}
FinancialInstrument39 *-- "1..1" ISecurityIdentification3Choice : Identification
FinancialInstrument39 *-- "0..1" IQuantity12Choice : Quantity
FinancialInstrument39 *-- "0..1" Account16 : TransfereeAccount
FinancialInstrument39 *-- "0..1" SubAccount1 : SubAccountDetails
FinancialInstrument39 *-- "0..1" PartyIdentificationAndAccount93 : ReceivingAgentDetails
FinancialInstrument39 *-- "0..1" PartyIdentificationAndAccount93 : DeliveringAgentDetails
  

ISATransfer18 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the PortfolioTransferInstructionV06 implementation follows a specific implementaiton pattern. First of all, PortfolioTransferInstructionV06 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, PortfolioTransferInstructionV06Document implements IOuterDocument. Because PortfolioTransferInstructionV06 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type PortfolioTransferInstructionV06.

classDiagram
    class IOuterRecord
    PortfolioTransferInstructionV06 --|> IOuterRecord : Implements
    PortfolioTransferInstructionV06Document --|> IOuterDocument~PortfolioTransferInstructionV06~ : Implements
    class IOuterDocument~PortfolioTransferInstructionV06~ {
        PortfolioTransferInstructionV06 Message
     }
  

Document wrapper for serialization

The only real purpose PortfolioTransferInstructionV06Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.012.001.06’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using PortfolioTransferInstructionV06.ToDocument() method. The returned PortfolioTransferInstructionV06Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    PortfolioTransferInstructionV06Document *-- PortfolioTransferInstructionV06 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.012.001.06">
    <PrtflTrfInstr>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <PmryIndvInvstr>
            <!-- PrimaryIndividualInvestor inner content -->
        </PmryIndvInvstr>
        <ScndryIndvInvstr>
            <!-- SecondaryIndividualInvestor inner content -->
        </ScndryIndvInvstr>
        <OthrIndvInvstr>
            <!-- OtherIndividualInvestor inner content -->
        </OthrIndvInvstr>
        <PmryCorpInvstr>
            <!-- PrimaryCorporateInvestor inner content -->
        </PmryCorpInvstr>
        <ScndryCorpInvstr>
            <!-- SecondaryCorporateInvestor inner content -->
        </ScndryCorpInvstr>
        <OthrCorpInvstr>
            <!-- OtherCorporateInvestor inner content -->
        </OthrCorpInvstr>
        <TrfrAcct>
            <!-- TransferorAccount inner content -->
        </TrfrAcct>
        <NmneeAcct>
            <!-- NomineeAccount inner content -->
        </NmneeAcct>
        <Trfee>
            <!-- Transferee inner content -->
        </Trfee>
        <CshAcct>
            <!-- CashAccount inner content -->
        </CshAcct>
        <PdctTrf>
            <!-- ProductTransfer inner content -->
        </PdctTrf>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </PrtflTrfInstr>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_5biYIQgLEeSFYfyUKDXKaw"
  nextVersions="_wRAc0R8OEeWpZde3LQh6dg"
  previousVersion="_g-OfsRXfEeOocOqSQt5Jbw"
  name="PortfolioTransferInstructionV06"
  definition="Scope&#xD;&#xA;An instructing party, for example, a (new) plan manager (Transferee), sends the PortfolioTransferInstruction message to the executing party, for example, a (old) plan manager (Transferor), on behalf of the initiating party, for example, an investor (client), to instruct the transfer of financial instruments from the clients account at the old plan manager (Transferor) to the clients account at the new plan manager (Transferee) through a nominee account.&#xD;&#xA;Usage&#xD;&#xA;The PortfolioTransferInstruction message is used to instruct the withdrawal of one or more ISA or portfolio products from one account and deliver them to another account.&#xD;&#xA;The PortfolioTransferInstruction message is used to instruct one or more transfers for one client. Each transfer is for delivery to the same account. The account may be owned by one or more individual investors or one or more corporate investors. Each transfer is identified in TransferIdentification.&#xD;&#xA;If the instructing party does not have enough information to instruct the transfer, then it must first send a AccountHoldingInformationRequest message to the executing party in order to receive a AccountHoldingInformation message."
  registrationStatus="Provisionally Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="PrtflTrfInstr"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_5biYIwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc0x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfsxXfEeOocOqSQt5Jbw"
    name="NomineeAccountServicerRule"
    definition="NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_5biYJQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc1R8OEeWpZde3LQh6dg"
    previousVersion="_g-OftRXfEeOocOqSQt5Jbw"
    name="PorfolioRule"
    definition="If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present&#xD;&#xA;If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_5biYJwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc1x8OEeWpZde3LQh6dg"
    previousVersion="_g-OftxXfEeOocOqSQt5Jbw"
    name="InvestorRule"
    definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.&#xD;&#xA;If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_5biYKQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc2R8OEeWpZde3LQh6dg"
    previousVersion="_g-OfuRXfEeOocOqSQt5Jbw"
    name="CorporateRule"
    definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.&#xD;&#xA;If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_5biYKwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc2x8OEeWpZde3LQh6dg"
    previousVersion="_D-I4sRxCEeOIveEnnb_1-A"
    name="DesignationRule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then TransferorAccount/Designation is not allowed. If any occurrence of ProductTransfer/Portfolio/Portfolio is present, then TransferorAccount/Designation is allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_5biYLQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc3R8OEeWpZde3LQh6dg"
    previousVersion="_UNDXURxCEeOIveEnnb_1-A"
    name="ISARule"
    definition="If ProductTransfer/Portfolio/ISA is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed. &#xD;&#xA;If ProductTransfer/Portfolio/ISA is present, then the message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed.&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_5biYLwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc3x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfuxXfEeOocOqSQt5Jbw"
    name="MessageReference"
    definition="Identifies the message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_5biYMQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc4R8OEeWpZde3LQh6dg"
    previousVersion="_g-OfvRXfEeOocOqSQt5Jbw"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_5biYMwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc4x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfvxXfEeOocOqSQt5Jbw"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_5biYNQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc5R8OEeWpZde3LQh6dg"
    previousVersion="_g-OfwRXfEeOocOqSQt5Jbw"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_5biYNwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc5x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfwxXfEeOocOqSQt5Jbw"
    name="PrimaryIndividualInvestor"
    definition="Information identifying the primary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_5biYOQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc6R8OEeWpZde3LQh6dg"
    previousVersion="_g-OfxRXfEeOocOqSQt5Jbw"
    name="SecondaryIndividualInvestor"
    definition="Information identifying the secondary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_5biYOwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc6x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfxxXfEeOocOqSQt5Jbw"
    name="OtherIndividualInvestor"
    definition="Information identifying the other individual investors, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_5biYPQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc7R8OEeWpZde3LQh6dg"
    previousVersion="_g-OfyRXfEeOocOqSQt5Jbw"
    name="PrimaryCorporateInvestor"
    definition="Information identifying the primary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryCorpInvstr"
    complexType="_QOfF89p-Ed-ak6NoX_4Aeg_737799108" />
  <messageBuildingBlock
    xmi:id="_5biYPwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc7x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfyxXfEeOocOqSQt5Jbw"
    name="SecondaryCorporateInvestor"
    definition="Information identifying the secondary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryCorpInvstr"
    complexType="_QOfF89p-Ed-ak6NoX_4Aeg_737799108" />
  <messageBuildingBlock
    xmi:id="_5biYQQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc8R8OEeWpZde3LQh6dg"
    previousVersion="_g-OfzRXfEeOocOqSQt5Jbw"
    name="OtherCorporateInvestor"
    definition="Information identifying the other corporate investors, for example, name and address."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrCorpInvstr"
    complexType="_QOfF89p-Ed-ak6NoX_4Aeg_737799108" />
  <messageBuildingBlock
    xmi:id="_5biYQwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc8x8OEeWpZde3LQh6dg"
    previousVersion="_g-OfzxXfEeOocOqSQt5Jbw"
    name="TransferorAccount"
    definition="Identification of an account owned by the investor at the old plan manager (account servicer)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfrAcct"
    complexType="_fsDPYR6hEeOolf0-cMYhrw" />
  <messageBuildingBlock
    xmi:id="_5biYRQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc9R8OEeWpZde3LQh6dg"
    previousVersion="_g-Of0RXfEeOocOqSQt5Jbw"
    name="NomineeAccount"
    definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NmneeAcct"
    complexType="_uRU2sR6hEeOolf0-cMYhrw" />
  <messageBuildingBlock
    xmi:id="_5biYRwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc9x8OEeWpZde3LQh6dg"
    previousVersion="_g-Of0xXfEeOocOqSQt5Jbw"
    name="Transferee"
    definition="Information related to the institution to which the financial instrument is to be transferred."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Trfee"
    complexType="_QRBcl9p-Ed-ak6NoX_4Aeg_-1721645359" />
  <messageBuildingBlock
    xmi:id="_5biYSQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc-R8OEeWpZde3LQh6dg"
    previousVersion="_g-Of1RXfEeOocOqSQt5Jbw"
    name="CashAccount"
    definition="Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CshAcct"
    complexType="_Dob-MR6iEeOolf0-cMYhrw" />
  <messageBuildingBlock
    xmi:id="_5biYSwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc-x8OEeWpZde3LQh6dg"
    previousVersion="_g-Of1xXfEeOocOqSQt5Jbw"
    name="ProductTransfer"
    definition="Provides information related to the asset(s) transferred."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="PdctTrf"
    complexType="_kiDyYQgMEeSFYfyUKDXKaw" />
  <messageBuildingBlock
    xmi:id="_5biYTQgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc_R8OEeWpZde3LQh6dg"
    previousVersion="_rdMrwRw8EeOIveEnnb_1-A"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_5biYTwgLEeSFYfyUKDXKaw"
    nextVersions="_wRAc_x8OEeWpZde3LQh6dg"
    previousVersion="_g-Of2RXfEeOocOqSQt5Jbw"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="012"
    flavour="001"
    version="06" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.