PortfolioTransferConfirmationV07

sese.013.001.07

Scope An executing party, for example, a (old) plan manager (Transferor), sends the PortfolioTransferConfirmation message to the instructing party, for example, a (new) plan manager (Transferee), to confirm the transfer of one or more ISA or portfolio products from the client’s account at the old plan manager (Transferor) to the client’s account at the new plan manager (Transferee) through a nominee account. Usage The PortfolioTransferConfirmation message is used to confirm the transfer of one or more ISA or portfolio products. The reference of each product transfer confirmation is identified in TransferConfirmationIdentification. The reference of the original product transfer is specified in TransferInstructionReference. The message identification of the PortfolioTransferInstruction message in which the product transfers were conveyed may also be quoted in RelatedReference.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% PortfolioTransferConfirmationV07 recursion level 0 with max 0
PortfolioTransferConfirmationV07 *-- "1..1" MessageIdentification1 : MessageReference
PortfolioTransferConfirmationV07 *-- "0..1" AdditionalReference6 : PoolReference
PortfolioTransferConfirmationV07 *-- "0..1" AdditionalReference6 : PreviousReference
PortfolioTransferConfirmationV07 *-- "0..1" AdditionalReference6 : RelatedReference
PortfolioTransferConfirmationV07 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
PortfolioTransferConfirmationV07 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
PortfolioTransferConfirmationV07 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
PortfolioTransferConfirmationV07 *-- "0..1" Organisation21 : PrimaryCorporateInvestor
PortfolioTransferConfirmationV07 *-- "0..1" Organisation21 : SecondaryCorporateInvestor
PortfolioTransferConfirmationV07 *-- "0..1" Organisation21 : OtherCorporateInvestor
PortfolioTransferConfirmationV07 *-- "1..1" Account19 : TransferorAccount
PortfolioTransferConfirmationV07 *-- "0..1" Account19 : NomineeAccount
PortfolioTransferConfirmationV07 *-- "1..1" IPartyIdentification70Choice : Transferee
PortfolioTransferConfirmationV07 *-- "0..1" Intermediary34 : IntermediaryInformation
PortfolioTransferConfirmationV07 *-- "0..1" CashAccount34 : CashAccount
PortfolioTransferConfirmationV07 *-- "1..1" ISATransfer26 : ProductTransfer
PortfolioTransferConfirmationV07 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
PortfolioTransferConfirmationV07 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Identifies the message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PoolReference building block

Collective reference identifying a set of messages. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference6 recursion level 0 with max 1
class AdditionalReference6{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference6 *-- "0..1" IPartyIdentification90Choice : ReferenceIssuer
%% IPartyIdentification90Choice recursion level 1 with max 1
  

AdditionalReference6 members

PreviousReference building block

Reference to a linked message that was previously sent. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference6 recursion level 0 with max 1
class AdditionalReference6{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference6 *-- "0..1" IPartyIdentification90Choice : ReferenceIssuer
%% IPartyIdentification90Choice recursion level 1 with max 1
  

AdditionalReference6 members

RelatedReference building block

Reference to a linked message that was previously received. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference6 recursion level 0 with max 1
class AdditionalReference6{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference6 *-- "0..1" IPartyIdentification90Choice : ReferenceIssuer
%% IPartyIdentification90Choice recursion level 1 with max 1
  

AdditionalReference6 members

PrimaryIndividualInvestor building block

Information identifying the primary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

SecondaryIndividualInvestor building block

Information identifying the secondary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

OtherIndividualInvestor building block

Information identifying the other individual investors, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

PrimaryCorporateInvestor building block

Information identifying the primary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation21 recursion level 0 with max 1
class Organisation21{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation21 *-- "0..1" IPartyIdentification72Choice : Identification
Organisation21 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification72Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation21 members

SecondaryCorporateInvestor building block

Information identifying the secondary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation21 recursion level 0 with max 1
class Organisation21{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation21 *-- "0..1" IPartyIdentification72Choice : Identification
Organisation21 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification72Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation21 members

OtherCorporateInvestor building block

Information identifying the other corporate investors, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation21 recursion level 0 with max 1
class Organisation21{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation21 *-- "0..1" IPartyIdentification72Choice : Identification
Organisation21 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification72Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation21 members

TransferorAccount building block

Identification of an account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account19 recursion level 0 with max 1
class Account19{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account19 *-- "0..1" IPartyIdentification70Choice : Servicer
%% IPartyIdentification70Choice recursion level 1 with max 1
  

Account19 members

NomineeAccount building block

Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account19 recursion level 0 with max 1
class Account19{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account19 *-- "0..1" IPartyIdentification70Choice : Servicer
%% IPartyIdentification70Choice recursion level 1 with max 1
  

Account19 members

Transferee building block

Information related to the institution to which the financial instrument is to be transferred. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification70Choice recursion level 0 with max 1
  

PartyIdentification70Choice members

IntermediaryInformation building block

Identification of a related party or intermediary. Party that provides services to investors relating to financial products. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Intermediary34 recursion level 0 with max 1
Intermediary34 *-- "1..1" IPartyIdentification70Choice : Identification
Intermediary34 *-- "0..1" Account20 : Account
Intermediary34 *-- "0..1" IRole4Choice : Role
Intermediary34 *-- "0..1" ContactIdentification2 : ContactPerson
%% IPartyIdentification70Choice recursion level 1 with max 1
%% Account20 recursion level 1 with max 1
class Account20{
    Identification IsoMax35Text
}
Account20 *-- "1..1" IPartyIdentification70Choice : AccountServicer
%% IRole4Choice recursion level 1 with max 1
%% ContactIdentification2 recursion level 1 with max 1
class ContactIdentification2{
    NamePrefix NamePrefix1Code
    GivenName IsoMax35Text
    Name IsoMax35Text
    PhoneNumber IsoPhoneNumber
    MobileNumber IsoPhoneNumber
    FaxNumber IsoPhoneNumber
    EmailAddress IsoMax256Text
}
  

Intermediary34 members

CashAccount building block

Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s). Information used for identifying an account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CashAccount34 recursion level 0 with max 1
CashAccount34 *-- "1..1" AccountIdentificationAndName5 : Identification
CashAccount34 *-- "0..1" IFinancialInstitutionIdentification7Choice : AccountServicer
%% AccountIdentificationAndName5 recursion level 1 with max 1
class AccountIdentificationAndName5{
    Name IsoMax35Text
}
AccountIdentificationAndName5 *-- "1..1" IAccountIdentification4Choice : Identification
%% IFinancialInstitutionIdentification7Choice recursion level 1 with max 1
  

CashAccount34 members

ProductTransfer building block

Provides information related to the asset(s) transferred. Describes the type of product and the assets to be transferred. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISATransfer26 recursion level 0 with max 1
class ISATransfer26{
    MasterReference IsoMax35Text
    TransferConfirmationIdentification IsoMax35Text
    TransferInstructionReference IsoMax35Text
    BusinessFlowType BusinessFlowType1Code
    ActualTransferDate IsoISODate
    ResidualCash ResidualCash1Code
    AllOtherCash AllOtherCash1Code
}
ISATransfer26 *-- "0..1" AdditionalReference7 : ClientReference
ISATransfer26 *-- "0..1" AdditionalReference7 : CounterpartyReference
ISATransfer26 *-- "0..1" IISAPortfolio2Choice : Portfolio
ISATransfer26 *-- "0..0" FinancialInstrument48 : FinancialInstrumentAssetForTransfer
%% AdditionalReference7 recursion level 1 with max 1
class AdditionalReference7{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference7 *-- "0..1" IPartyIdentification97Choice : ReferenceIssuer
%% AdditionalReference7 recursion level 1 with max 1
class AdditionalReference7{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference7 *-- "0..1" IPartyIdentification97Choice : ReferenceIssuer
%% IISAPortfolio2Choice recursion level 1 with max 1
%% FinancialInstrument48 recursion level 1 with max 1
class FinancialInstrument48{
    Name IsoMax350Text
    ShortName IsoMax35Text
    TransferType TransferType1Code
    AverageAcquisitionPrice IsoActiveCurrencyAndAmount
    TransferCurrency ActiveOrHistoricCurrencyCode
    TotalBookValue IsoActiveOrHistoricCurrencyAndAmount
    RequestedSettlementDate IsoISODate
}
FinancialInstrument48 *-- "1..1" ISecurityIdentification23Choice : Identification
FinancialInstrument48 *-- "1..1" IQuantity14Choice : Quantity
FinancialInstrument48 *-- "0..1" Account19 : TransfereeAccount
FinancialInstrument48 *-- "0..1" SubAccount5 : SubAccountDetails
FinancialInstrument48 *-- "0..1" ReceivingPartiesAndAccount14 : SettlementPartiesReceivingSideDetails
FinancialInstrument48 *-- "0..1" PartyIdentificationAndAccount125 : DeliveringAgentDetails
  

ISATransfer26 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the PortfolioTransferConfirmationV07 implementation follows a specific implementaiton pattern. First of all, PortfolioTransferConfirmationV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, PortfolioTransferConfirmationV07Document implements IOuterDocument. Because PortfolioTransferConfirmationV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type PortfolioTransferConfirmationV07.

classDiagram
    class IOuterRecord
    PortfolioTransferConfirmationV07 --|> IOuterRecord : Implements
    PortfolioTransferConfirmationV07Document --|> IOuterDocument~PortfolioTransferConfirmationV07~ : Implements
    class IOuterDocument~PortfolioTransferConfirmationV07~ {
        PortfolioTransferConfirmationV07 Message
     }
  

Document wrapper for serialization

The only real purpose PortfolioTransferConfirmationV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.013.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using PortfolioTransferConfirmationV07.ToDocument() method. The returned PortfolioTransferConfirmationV07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    PortfolioTransferConfirmationV07Document *-- PortfolioTransferConfirmationV07 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.013.001.07">
    <PrtflTrfConf>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <PmryIndvInvstr>
            <!-- PrimaryIndividualInvestor inner content -->
        </PmryIndvInvstr>
        <ScndryIndvInvstr>
            <!-- SecondaryIndividualInvestor inner content -->
        </ScndryIndvInvstr>
        <OthrIndvInvstr>
            <!-- OtherIndividualInvestor inner content -->
        </OthrIndvInvstr>
        <PmryCorpInvstr>
            <!-- PrimaryCorporateInvestor inner content -->
        </PmryCorpInvstr>
        <ScndryCorpInvstr>
            <!-- SecondaryCorporateInvestor inner content -->
        </ScndryCorpInvstr>
        <OthrCorpInvstr>
            <!-- OtherCorporateInvestor inner content -->
        </OthrCorpInvstr>
        <TrfrAcct>
            <!-- TransferorAccount inner content -->
        </TrfrAcct>
        <NmneeAcct>
            <!-- NomineeAccount inner content -->
        </NmneeAcct>
        <Trfee>
            <!-- Transferee inner content -->
        </Trfee>
        <IntrmyInf>
            <!-- IntermediaryInformation inner content -->
        </IntrmyInf>
        <CshAcct>
            <!-- CashAccount inner content -->
        </CshAcct>
        <PdctTrf>
            <!-- ProductTransfer inner content -->
        </PdctTrf>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </PrtflTrfConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_0lbfYR8OEeWpZde3LQh6dg"
  nextVersions="_dvvPIYZMEeemXK0UETsSiA"
  previousVersion="_8RfRkQgLEeSFYfyUKDXKaw"
  name="PortfolioTransferConfirmationV07"
  definition="Scope&#xD;&#xA;An executing party, for example, a (old) plan manager (Transferor), sends the PortfolioTransferConfirmation message to the instructing party, for example, a (new) plan manager (Transferee), to confirm the transfer of one or more ISA or portfolio products from the client's account at the old plan manager (Transferor) to the client's account at the new plan manager (Transferee) through a nominee account.&#xD;&#xA;Usage&#xD;&#xA;The PortfolioTransferConfirmation message is used to confirm the transfer of one or more ISA or portfolio products.&#xD;&#xA;The reference of each product transfer confirmation is identified in TransferConfirmationIdentification. The reference of the original product transfer is specified in TransferInstructionReference. The message identification of the PortfolioTransferInstruction message in which the product transfers were conveyed may also be quoted in RelatedReference."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="PrtflTrfConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_0lbfYx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPI4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRkwgLEeSFYfyUKDXKaw"
    name="PorfolioRule"
    definition="If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present&#xD;&#xA;If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_0lbfZR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPJYZMEeemXK0UETsSiA"
    previousVersion="_8RfRlQgLEeSFYfyUKDXKaw"
    name="InvestorRule"
    definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.&#xD;&#xA;If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_0lbfZx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPJ4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRlwgLEeSFYfyUKDXKaw"
    name="CorporateRule"
    definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.&#xD;&#xA;If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_0lbfaR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPKYZMEeemXK0UETsSiA"
    previousVersion="_8RfRmQgLEeSFYfyUKDXKaw"
    name="NomineeAccountServicerRule"
    definition="NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_0lbfax8OEeWpZde3LQh6dg"
    nextVersions="_dvvPK4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRmwgLEeSFYfyUKDXKaw"
    name="ISARule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed. &#xD;&#xA;If any occurrence of ProductTransfer/Portfolio/ISA is present, then the elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed.&#xD;&#xA;&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_0lbfbR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPLYZMEeemXK0UETsSiA"
    previousVersion="_8RfRnQgLEeSFYfyUKDXKaw"
    name="DesignationRule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then TransferorAccount/Designation is not allowed. If any occurrence of ProductTransfer/Portfolio/Portfolio is present, then TransferorAccount/Designation is allowed."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_0lbfbx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPL4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRnwgLEeSFYfyUKDXKaw"
    name="MessageReference"
    definition="Identifies the message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_0lbfcR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPMYZMEeemXK0UETsSiA"
    previousVersion="_8RfRoQgLEeSFYfyUKDXKaw"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_JBe719edEeSA_uUacqhl1Q" />
  <messageBuildingBlock
    xmi:id="_0lbfcx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPM4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRowgLEeSFYfyUKDXKaw"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_JBe719edEeSA_uUacqhl1Q" />
  <messageBuildingBlock
    xmi:id="_0lbfdR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPNYZMEeemXK0UETsSiA"
    previousVersion="_8RfRpQgLEeSFYfyUKDXKaw"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_JBe719edEeSA_uUacqhl1Q" />
  <messageBuildingBlock
    xmi:id="_0lbfdx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPN4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRpwgLEeSFYfyUKDXKaw"
    name="PrimaryIndividualInvestor"
    definition="Information identifying the primary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_0lbfeR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPOYZMEeemXK0UETsSiA"
    previousVersion="_8RfRqQgLEeSFYfyUKDXKaw"
    name="SecondaryIndividualInvestor"
    definition="Information identifying the secondary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_0lbfex8OEeWpZde3LQh6dg"
    nextVersions="_dvvPO4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRqwgLEeSFYfyUKDXKaw"
    name="OtherIndividualInvestor"
    definition="Information identifying the other individual investors, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_0lbffR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPPYZMEeemXK0UETsSiA"
    previousVersion="_8RfRrQgLEeSFYfyUKDXKaw"
    name="PrimaryCorporateInvestor"
    definition="Information identifying the primary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryCorpInvstr"
    complexType="_xXY_ESX-EeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_0lbffx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPP4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRrwgLEeSFYfyUKDXKaw"
    name="SecondaryCorporateInvestor"
    definition="Information identifying the secondary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryCorpInvstr"
    complexType="_xXY_ESX-EeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_0lbfgR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPQYZMEeemXK0UETsSiA"
    previousVersion="_8RfRsQgLEeSFYfyUKDXKaw"
    name="OtherCorporateInvestor"
    definition="Information identifying the other corporate investors, for example, name and address."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrCorpInvstr"
    complexType="_xXY_ESX-EeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_0lbfgx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPQ4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRswgLEeSFYfyUKDXKaw"
    name="TransferorAccount"
    definition="Identification of an account owned by the investor at the old plan manager (account servicer)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfrAcct"
    complexType="_Du27kSTAEeWEdM0tuoNJdg" />
  <messageBuildingBlock
    xmi:id="_0lbfhR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPRYZMEeemXK0UETsSiA"
    previousVersion="_8RfRtQgLEeSFYfyUKDXKaw"
    name="NomineeAccount"
    definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NmneeAcct"
    complexType="_Du27kSTAEeWEdM0tuoNJdg" />
  <messageBuildingBlock
    xmi:id="_0lbfhx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPR4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRtwgLEeSFYfyUKDXKaw"
    name="Transferee"
    definition="Information related to the institution to which the financial instrument is to be transferred."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Trfee"
    complexType="_g-pD8NooEeCWg-hsBVGrDA_1464919328" />
  <messageBuildingBlock
    xmi:id="_Km1hsSYNEeWJkOUkQWu90g"
    nextVersions="_dvvPSYZMEeemXK0UETsSiA"
    name="IntermediaryInformation"
    definition="Identification of a related party or intermediary."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IntrmyInf"
    complexType="__UGIoSSMEeWdoOFYMt-Lzw" />
  <messageBuildingBlock
    xmi:id="_0lbfiR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPS4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRuQgLEeSFYfyUKDXKaw"
    name="CashAccount"
    definition="Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CshAcct"
    complexType="_HvbJUSYFEeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_0lbfix8OEeWpZde3LQh6dg"
    nextVersions="_dvvPTYZMEeemXK0UETsSiA"
    previousVersion="_8RfRuwgLEeSFYfyUKDXKaw"
    name="ProductTransfer"
    definition="Provides information related to the asset(s) transferred."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="PdctTrf"
    complexType="__BBKKyPvEeWQjryFgN2ITg" />
  <messageBuildingBlock
    xmi:id="_0lbfjR8OEeWpZde3LQh6dg"
    nextVersions="_dvvPT4ZMEeemXK0UETsSiA"
    previousVersion="_8RfRvQgLEeSFYfyUKDXKaw"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_0lbfjx8OEeWpZde3LQh6dg"
    nextVersions="_dvvPUYZMEeemXK0UETsSiA"
    previousVersion="_8RfRvwgLEeSFYfyUKDXKaw"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="013"
    flavour="001"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.