Iso20022

PEPOrISAOrPortfolioTransferCancellationRequestV02

sese.014.001.02

Scope An instructing party, eg, a (new) plan manager, sends the PEPOrISAOrPortfolioTransferCancellationRequest message to the executing party, eg, a (old) plan manager, to request the cancellation of a previously sent PEPOrISAOrPortfolioTransferInstruction. Usage The PEPOrISAOrPortfolioTransferCancellationRequest message is used to request the cancellation of an entire PEPOrISAOrPortfolioTransferInstruction message, ie, all the product transfers that it contained. The cancellation request can be specified either by:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% PEPOrISAOrPortfolioTransferCancellationRequestV02 recursion level 0 with max 0
PEPOrISAOrPortfolioTransferCancellationRequestV02 *-- "1..1" MessageIdentification1 : MessageReference
PEPOrISAOrPortfolioTransferCancellationRequestV02 *-- "0..1" AdditionalReference3 : PoolReference
PEPOrISAOrPortfolioTransferCancellationRequestV02 *-- "0..1" AdditionalReference3 : PreviousReference
PEPOrISAOrPortfolioTransferCancellationRequestV02 *-- "0..1" AdditionalReference3 : RelatedReference
PEPOrISAOrPortfolioTransferCancellationRequestV02 *-- "0..1" PEPISATransfer7 : CancellationByTransferInstructionDetails
PEPOrISAOrPortfolioTransferCancellationRequestV02 *-- "0..1" TransferReference3 : CancellationByReference

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Identifies the message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}

MessageIdentification1 members

Member name Description Data Type / Multiplicity
Identification Identification of the message. IsoMax35Text - Required 1..1
CreationDateTime Date of creation of the message. IsoISODateTime - Required 1..1

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1

AdditionalReference3 members

Member name Description Data Type / Multiplicity
Reference Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. IsoMax35Text - Required 1..1
ReferenceIssuer Issuer of the reference. IPartyIdentification2Choice - Optional 0..1
MessageName Name of a message. IsoMax35Text - Optional 0..1

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1

AdditionalReference3 members

Member name Description Data Type / Multiplicity
Reference Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. IsoMax35Text - Required 1..1
ReferenceIssuer Issuer of the reference. IPartyIdentification2Choice - Optional 0..1
MessageName Name of a message. IsoMax35Text - Optional 0..1

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1

AdditionalReference3 members

Member name Description Data Type / Multiplicity
Reference Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. IsoMax35Text - Required 1..1
ReferenceIssuer Issuer of the reference. IPartyIdentification2Choice - Optional 0..1
MessageName Name of a message. IsoMax35Text - Optional 0..1

CancellationByTransferInstructionDetails building block

Information related to the transfer instruction to be cancelled. Information about a transfer instruction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PEPISATransfer7 recursion level 0 with max 1
PEPISATransfer7 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
PEPISATransfer7 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
PEPISATransfer7 *-- "0..0" IndividualPerson8 : OtherIndividualInvestor
PEPISATransfer7 *-- "0..1" Organisation4 : PrimaryCorporateInvestor
PEPISATransfer7 *-- "0..1" Organisation4 : SecondaryCorporateInvestor
PEPISATransfer7 *-- "0..0" Organisation4 : OtherCorporateInvestor
PEPISATransfer7 *-- "1..1" Account5 : ClientAccount
PEPISATransfer7 *-- "0..1" Account6 : NomineeAccount
PEPISATransfer7 *-- "1..1" IPartyIdentification2Choice : NewPlanManager
PEPISATransfer7 *-- "0..1" CashAccount11 : CashAccount
PEPISATransfer7 *-- "1..0" PEPISATransfer8 : ProductTransfer
PEPISATransfer7 *-- "0..0" Extension1 : Extension
%% IndividualPerson8 recursion level 1 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% IndividualPerson8 recursion level 1 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% IndividualPerson8 recursion level 1 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% Organisation4 recursion level 1 with max 1
class Organisation4{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% Organisation4 recursion level 1 with max 1
class Organisation4{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% Organisation4 recursion level 1 with max 1
class Organisation4{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% Account5 recursion level 1 with max 1
class Account5{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account5 *-- "1..1" IPartyIdentification2Choice : Servicer
%% Account6 recursion level 1 with max 1
class Account6{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account6 *-- "0..1" IPartyIdentification2Choice : Servicer
%% IPartyIdentification2Choice recursion level 1 with max 1
%% CashAccount11 recursion level 1 with max 1
CashAccount11 *-- "1..1" ICashAccountIdentification1Choice : Identification
CashAccount11 *-- "0..1" IFinancialInstitutionIdentification3Choice : AccountServicer
%% PEPISATransfer8 recursion level 1 with max 1
class PEPISATransfer8{
    MasterReference IsoMax35Text
    TransferIdentification IsoMax35Text
    CancellationReference IsoMax35Text
    ResidualCashIndicator IsoYesNoIndicator
}
PEPISATransfer8 *-- "1..1" ISAYearsOfIssue1 : ISA
PEPISATransfer8 *-- "1..1" IPreviousYearChoice : PEP
PEPISATransfer8 *-- "1..1" Portfolio1 : Portfolio
PEPISATransfer8 *-- "0..0" FinancialInstrument11 : FinancialInstrumentAssetForTransfer
%% Extension1 recursion level 1 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}

PEPISATransfer7 members

Member name Description Data Type / Multiplicity
PrimaryIndividualInvestor Information identifying the primary individual investor, eg, name, address, social security number and date of birth. IndividualPerson8 - Optional 0..1
SecondaryIndividualInvestor Information identifying the secondary individual investor, eg, name, address, social security number and date of birth. IndividualPerson8 - Optional 0..1
OtherIndividualInvestor Information identifying the other individual investors, eg, name, address, social security number and date of birth. IndividualPerson8 - Unknown 0..0
PrimaryCorporateInvestor Information identifying the primary corporate investor, eg, name and address. Organisation4 - Optional 0..1
SecondaryCorporateInvestor Information identifying the secondary corporate investor, eg, name and address. Organisation4 - Optional 0..1
OtherCorporateInvestor Information identifying the other corporate investors, eg, name and address. Organisation4 - Unknown 0..0
ClientAccount Identification of an account owned by the investor at the old plan manager (account servicer). Account5 - Required 1..1
NomineeAccount Account held in the name of a party that is not the name of the beneficial owner of the shares. Account6 - Optional 0..1
NewPlanManager Information related to the institution to which the financial instrument is to be transferred. IPartyIdentification2Choice - Required 1..1
CashAccount Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s). CashAccount11 - Optional 0..1
ProductTransfer Provides information related to the asset(s) transferred. PEPISATransfer8 - Unknown 1..0
Extension Additional information that cannot be captured in the structured elements and/or any other specific block. Extension1 - Unknown 0..0

CancellationByReference building block

Reference of the transfer instruction to be cancelled. Reference of a transfer instruction cancellation. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransferReference3 recursion level 0 with max 1
class TransferReference3{
    MasterReference IsoMax35Text
}
TransferReference3 *-- "1..0" TransferReference4 : TransferReferences
%% TransferReference4 recursion level 1 with max 1
class TransferReference4{
    TransferReference IsoMax35Text
    CancellationReference IsoMax35Text
}

TransferReference3 members

Member name Description Data Type / Multiplicity
MasterReference Unique and unambiguous identifier for a group of individual transfers as assigned by the instructing party. This identifier links the individual transfers together. IsoMax35Text - Optional 0..1
TransferReferences Transfer and cancellation reference. TransferReference4 - Unknown 1..0

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the PEPOrISAOrPortfolioTransferCancellationRequestV02 implementation follows a specific implementaiton pattern. First of all, PEPOrISAOrPortfolioTransferCancellationRequestV02 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, PEPOrISAOrPortfolioTransferCancellationRequestV02Document implements IOuterDocument. Because PEPOrISAOrPortfolioTransferCancellationRequestV02 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type PEPOrISAOrPortfolioTransferCancellationRequestV02.

classDiagram
    class IOuterRecord
    PEPOrISAOrPortfolioTransferCancellationRequestV02 --|> IOuterRecord : Implements
    PEPOrISAOrPortfolioTransferCancellationRequestV02Document --|> IOuterDocument~PEPOrISAOrPortfolioTransferCancellationRequestV02~ : Implements
    class IOuterDocument~PEPOrISAOrPortfolioTransferCancellationRequestV02~ {
        PEPOrISAOrPortfolioTransferCancellationRequestV02 Message
     }

Document wrapper for serialization

The only real purpose PEPOrISAOrPortfolioTransferCancellationRequestV02Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.014.001.02’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using PEPOrISAOrPortfolioTransferCancellationRequestV02.ToDocument() method. The returned PEPOrISAOrPortfolioTransferCancellationRequestV02Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    PEPOrISAOrPortfolioTransferCancellationRequestV02Document *-- PEPOrISAOrPortfolioTransferCancellationRequestV02 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.014.001.02">
    <PEPOrISAOrPrtflTrfCxlReqV02>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <CxlByTrfInstrDtls>
            <!-- CancellationByTransferInstructionDetails inner content -->
        </CxlByTrfInstrDtls>
        <CxlByRef>
            <!-- CancellationByReference inner content -->
        </CxlByRef>
    </PEPOrISAOrPrtflTrfCxlReqV02>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_j9ueC9E5Ed-BzquC8wXy7w_493377092"
  nextVersions="_N35jgfpcEeCPwaG9zjUPNQ"
  name="PEPOrISAOrPortfolioTransferCancellationRequestV02"
  definition="Scope&#xD;&#xA;An instructing party, eg, a (new) plan manager, sends the PEPOrISAOrPortfolioTransferCancellationRequest message to the executing party, eg, a (old) plan manager, to request the cancellation of a previously sent PEPOrISAOrPortfolioTransferInstruction.&#xD;&#xA;Usage&#xD;&#xA;The PEPOrISAOrPortfolioTransferCancellationRequest message is used to request the cancellation of an entire PEPOrISAOrPortfolioTransferInstruction message, ie, all the product transfers that it contained. The cancellation request can be specified either by:&#xD;&#xA;- quoting the transfer references of all the product transfers listed in the PEPOrISAOrPortfolioTransferInstruction message, or,&#xD;&#xA;- quoting the details of all the product transfers (this includes TransferReference) listed in PEPOrISAOrPortfolioTransferInstruction message.&#xD;&#xA;The message identification of the PEPOrISAOrPortfolioTransferInstruction may also be quoted in PreviousReference. It is also possible to request the cancellation of PEPOrISAOrPortfolioTransferInstruction by just quoting its message identification in PreviousReference."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="PEPOrISAOrPrtflTrfCxlReqV02"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <xors
    xmi:id="_j93n9tE5Ed-BzquC8wXy7w_-2116497103"
    name="CancellationByReferenceOrByTransferInstructionDetailsRule"
    definition="Either CancellationByTransferInstructionDetails or CancellationByReference may be present, but not both."
    registrationStatus="Provisionally Registered"
    impactedMessageBuildingBlocks="_j93n9NE5Ed-BzquC8wXy7w_-1688908693 _j93n9dE5Ed-BzquC8wXy7w_600500394" />
  <messageBuildingBlock
    xmi:id="_j93n8NE5Ed-BzquC8wXy7w_-331528290"
    name="MessageReference"
    definition="Identifies the message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_j93n8dE5Ed-BzquC8wXy7w_-104340078"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_j93n8tE5Ed-BzquC8wXy7w_614157736"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_j93n89E5Ed-BzquC8wXy7w_716668915"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_j93n9NE5Ed-BzquC8wXy7w_-1688908693"
    name="CancellationByTransferInstructionDetails"
    definition="Information related to the transfer instruction to be cancelled."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CxlByTrfInstrDtls"
    complexType="_RQ8ogtp-Ed-ak6NoX_4Aeg_1365580031" />
  <messageBuildingBlock
    xmi:id="_j93n9dE5Ed-BzquC8wXy7w_600500394"
    name="CancellationByReference"
    definition="Reference of the transfer instruction to be cancelled."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CxlByRef"
    complexType="_SwnEetp-Ed-ak6NoX_4Aeg_63934446" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="014"
    flavour="001"
    version="02" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.