sese.018.001.01
Scope An executing party, eg, a (old) plan manager, sends the PEPOrISAOrPortfolioInformation message to the instructing party, eg, a (new) plan manager, to provide information about financial instruments held on behalf of a client. Usage The PEPOrISAOrPortfolioInformation message is used to provide information about one or more PEP or ISA or portfolio products held in a client’s account.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% PEPOrISAOrPortfolioInformationV01 recursion level 0 with max 0
PEPOrISAOrPortfolioInformationV01 *-- "1..1" MessageIdentification1 : MessageReference
PEPOrISAOrPortfolioInformationV01 *-- "0..1" AdditionalReference3 : PoolReference
PEPOrISAOrPortfolioInformationV01 *-- "0..1" AdditionalReference3 : PreviousReference
PEPOrISAOrPortfolioInformationV01 *-- "0..1" AdditionalReference3 : RelatedReference
PEPOrISAOrPortfolioInformationV01 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
PEPOrISAOrPortfolioInformationV01 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
PEPOrISAOrPortfolioInformationV01 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
PEPOrISAOrPortfolioInformationV01 *-- "0..1" Organisation4 : PrimaryCorporateInvestor
PEPOrISAOrPortfolioInformationV01 *-- "0..1" Organisation4 : SecondaryCorporateInvestor
PEPOrISAOrPortfolioInformationV01 *-- "0..1" Organisation4 : OtherCorporateInvestor
PEPOrISAOrPortfolioInformationV01 *-- "1..1" Account5 : ClientAccount
PEPOrISAOrPortfolioInformationV01 *-- "0..1" Account6 : NomineeAccount
PEPOrISAOrPortfolioInformationV01 *-- "1..1" IPartyIdentification2Choice : NewPlanManager
PEPOrISAOrPortfolioInformationV01 *-- "1..1" PEPISATransfer6 : ProductTransfer
PEPOrISAOrPortfolioInformationV01 *-- "0..1" Extension1 : Extension
Now, we will zero-in one-by-one on each of these building blocks.
MessageReference building block
Identifies the message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
Identification IsoMax35Text
CreationDateTime IsoISODateTime
}
MessageIdentification1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identification of the message. | IsoMax35Text - Required 1..1 |
| CreationDateTime | Date of creation of the message. | IsoISODateTime - Required 1..1 |
PoolReference building block
Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
Reference IsoMax35Text
MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
AdditionalReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reference | Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. | IsoMax35Text - Required 1..1 |
| ReferenceIssuer | Issuer of the reference. | IPartyIdentification2Choice - Optional 0..1 |
| MessageName | Name of a message. | IsoMax35Text - Optional 0..1 |
PreviousReference building block
Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
Reference IsoMax35Text
MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
AdditionalReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reference | Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. | IsoMax35Text - Required 1..1 |
| ReferenceIssuer | Issuer of the reference. | IPartyIdentification2Choice - Optional 0..1 |
| MessageName | Name of a message. | IsoMax35Text - Optional 0..1 |
RelatedReference building block
Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
Reference IsoMax35Text
MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
AdditionalReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reference | Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. | IsoMax35Text - Required 1..1 |
| ReferenceIssuer | Issuer of the reference. | IPartyIdentification2Choice - Optional 0..1 |
| MessageName | Name of a message. | IsoMax35Text - Optional 0..1 |
PrimaryIndividualInvestor building block
Information identifying the primary individual investor, eg, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
Name IsoMax35Text
GivenName IsoMax35Text
NamePrefix NamePrefix1Code
NameSuffix IsoMax35Text
Gender GenderCode
BirthDate IsoISODate
SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
IndividualPerson8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Name | Name by which a party is known and which is usually used to identify that party. | IsoMax35Text - Required 1..1 |
| GivenName | First name of a person. | IsoMax35Text - Required 1..1 |
| NamePrefix | Specifies the terms used to formally address a person. | NamePrefix1Code - Optional 0..1 |
| NameSuffix | Additional information about a person that follows a person’s name, for example, qualification such as Doctor of Philosophy (PhD). | IsoMax35Text - Optional 0..1 |
| Gender | Specifies the gender of the person. | GenderCode - Optional 0..1 |
| BirthDate | Date on which a person is born. | IsoISODate - Optional 0..1 |
| SocialSecurityNumber | Number assigned by a social security agency. | IsoMax35Text - Optional 0..1 |
| IndividualInvestorAddress | Postal address of a party. | PostalAddress1 - Required 1..1 |
SecondaryIndividualInvestor building block
Information identifying the secondary individual investor, eg, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
Name IsoMax35Text
GivenName IsoMax35Text
NamePrefix NamePrefix1Code
NameSuffix IsoMax35Text
Gender GenderCode
BirthDate IsoISODate
SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
IndividualPerson8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Name | Name by which a party is known and which is usually used to identify that party. | IsoMax35Text - Required 1..1 |
| GivenName | First name of a person. | IsoMax35Text - Required 1..1 |
| NamePrefix | Specifies the terms used to formally address a person. | NamePrefix1Code - Optional 0..1 |
| NameSuffix | Additional information about a person that follows a person’s name, for example, qualification such as Doctor of Philosophy (PhD). | IsoMax35Text - Optional 0..1 |
| Gender | Specifies the gender of the person. | GenderCode - Optional 0..1 |
| BirthDate | Date on which a person is born. | IsoISODate - Optional 0..1 |
| SocialSecurityNumber | Number assigned by a social security agency. | IsoMax35Text - Optional 0..1 |
| IndividualInvestorAddress | Postal address of a party. | PostalAddress1 - Required 1..1 |
OtherIndividualInvestor building block
Information identifying other individual investors, eg, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
Name IsoMax35Text
GivenName IsoMax35Text
NamePrefix NamePrefix1Code
NameSuffix IsoMax35Text
Gender GenderCode
BirthDate IsoISODate
SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
IndividualPerson8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Name | Name by which a party is known and which is usually used to identify that party. | IsoMax35Text - Required 1..1 |
| GivenName | First name of a person. | IsoMax35Text - Required 1..1 |
| NamePrefix | Specifies the terms used to formally address a person. | NamePrefix1Code - Optional 0..1 |
| NameSuffix | Additional information about a person that follows a person’s name, for example, qualification such as Doctor of Philosophy (PhD). | IsoMax35Text - Optional 0..1 |
| Gender | Specifies the gender of the person. | GenderCode - Optional 0..1 |
| BirthDate | Date on which a person is born. | IsoISODate - Optional 0..1 |
| SocialSecurityNumber | Number assigned by a social security agency. | IsoMax35Text - Optional 0..1 |
| IndividualInvestorAddress | Postal address of a party. | PostalAddress1 - Required 1..1 |
PrimaryCorporateInvestor building block
Information identifying the primary corporate investor, eg, name and address. Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Organisation4 recursion level 0 with max 1
class Organisation4{
Name IsoMax140Text
Purpose IsoMax35Text
TaxationCountry CountryCode
RegistrationCountry CountryCode
RegistrationDate IsoISODate
TaxIdentificationNumber IsoMax35Text
NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
Organisation4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Name | Name by which a party is known and which is usually used to identify that party. | IsoMax140Text - Required 1..1 |
| Identification | Unique and unambiguous identifier for an organisation that is allocated by an institution, eg, Dun & Bradstreet Identification. | IPartyIdentification4Choice - Optional 0..1 |
| Purpose | Purpose of the organisation, eg, charity. | IsoMax35Text - Optional 0..1 |
| TaxationCountry | Country of taxation of an organisation. | CountryCode - Optional 0..1 |
| RegistrationCountry | Country in which the organisation is registered. | CountryCode - Optional 0..1 |
| RegistrationDate | Date and time at which a given organisation was officially registered. | IsoISODate - Optional 0..1 |
| TaxIdentificationNumber | Number assigned by a tax authority to an entity. | IsoMax35Text - Optional 0..1 |
| NationalRegistrationNumber | Number assigned by a national registration authority to an entity. | IsoMax35Text - Optional 0..1 |
| CorporateInvestorAddress | Postal address of a party. | PostalAddress1 - Required 1..1 |
SecondaryCorporateInvestor building block
Information identifying the secondary corporate investor, eg, name and address. Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Organisation4 recursion level 0 with max 1
class Organisation4{
Name IsoMax140Text
Purpose IsoMax35Text
TaxationCountry CountryCode
RegistrationCountry CountryCode
RegistrationDate IsoISODate
TaxIdentificationNumber IsoMax35Text
NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
Organisation4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Name | Name by which a party is known and which is usually used to identify that party. | IsoMax140Text - Required 1..1 |
| Identification | Unique and unambiguous identifier for an organisation that is allocated by an institution, eg, Dun & Bradstreet Identification. | IPartyIdentification4Choice - Optional 0..1 |
| Purpose | Purpose of the organisation, eg, charity. | IsoMax35Text - Optional 0..1 |
| TaxationCountry | Country of taxation of an organisation. | CountryCode - Optional 0..1 |
| RegistrationCountry | Country in which the organisation is registered. | CountryCode - Optional 0..1 |
| RegistrationDate | Date and time at which a given organisation was officially registered. | IsoISODate - Optional 0..1 |
| TaxIdentificationNumber | Number assigned by a tax authority to an entity. | IsoMax35Text - Optional 0..1 |
| NationalRegistrationNumber | Number assigned by a national registration authority to an entity. | IsoMax35Text - Optional 0..1 |
| CorporateInvestorAddress | Postal address of a party. | PostalAddress1 - Required 1..1 |
OtherCorporateInvestor building block
Information identifying the other corporate investors, eg, name and address. Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Organisation4 recursion level 0 with max 1
class Organisation4{
Name IsoMax140Text
Purpose IsoMax35Text
TaxationCountry CountryCode
RegistrationCountry CountryCode
RegistrationDate IsoISODate
TaxIdentificationNumber IsoMax35Text
NationalRegistrationNumber IsoMax35Text
}
Organisation4 *-- "0..1" IPartyIdentification4Choice : Identification
Organisation4 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
AddressType AddressType2Code
AddressLine IsoMax70Text
StreetName IsoMax70Text
BuildingNumber IsoMax16Text
PostCode IsoMax16Text
TownName IsoMax35Text
CountrySubDivision IsoMax35Text
Country CountryCode
}
Organisation4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Name | Name by which a party is known and which is usually used to identify that party. | IsoMax140Text - Required 1..1 |
| Identification | Unique and unambiguous identifier for an organisation that is allocated by an institution, eg, Dun & Bradstreet Identification. | IPartyIdentification4Choice - Optional 0..1 |
| Purpose | Purpose of the organisation, eg, charity. | IsoMax35Text - Optional 0..1 |
| TaxationCountry | Country of taxation of an organisation. | CountryCode - Optional 0..1 |
| RegistrationCountry | Country in which the organisation is registered. | CountryCode - Optional 0..1 |
| RegistrationDate | Date and time at which a given organisation was officially registered. | IsoISODate - Optional 0..1 |
| TaxIdentificationNumber | Number assigned by a tax authority to an entity. | IsoMax35Text - Optional 0..1 |
| NationalRegistrationNumber | Number assigned by a national registration authority to an entity. | IsoMax35Text - Optional 0..1 |
| CorporateInvestorAddress | Postal address of a party. | PostalAddress1 - Required 1..1 |
ClientAccount building block
Identification of an account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Account5 recursion level 0 with max 1
class Account5{
Identification IsoMax35Text
Designation IsoMax35Text
}
Account5 *-- "1..1" IPartyIdentification2Choice : Servicer
%% IPartyIdentification2Choice recursion level 1 with max 1
Account5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique and unambiguous identification for the account between the account owner and the account servicer. | IsoMax35Text - Optional 0..1 |
| Designation | Supplementary registration information applying to a specific block of units for dealing and reporting purposes. The supplementary registration information may be used when all the units are registered, for example, to a funds supermarket, but holdings for each investor have to reconciled individually. | IsoMax35Text - Optional 0..1 |
| Servicer | Party that manages the account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. | IPartyIdentification2Choice - Required 1..1 |
NomineeAccount building block
Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Account6 recursion level 0 with max 1
class Account6{
Identification IsoMax35Text
Designation IsoMax35Text
}
Account6 *-- "0..1" IPartyIdentification2Choice : Servicer
%% IPartyIdentification2Choice recursion level 1 with max 1
Account6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique and unambiguous identification for the account between the account owner and the account servicer. | IsoMax35Text - Required 1..1 |
| Designation | Supplementary registration information applying to a specific block of units for dealing and reporting purposes. The supplementary registration information may be used when all the units are registered, for example, to a funds supermarket, but holdings for each investor have to reconciled individually. | IsoMax35Text - Optional 0..1 |
| Servicer | Party that manages the account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. | IPartyIdentification2Choice - Optional 0..1 |
NewPlanManager building block
Information related to the institution to which the financial instrument is to be transferred. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification2Choice recursion level 0 with max 1
PartyIdentification2Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ProductTransfer building block
Provides information related to the asset(s) transferred. Describes the type of product and the assets to be transferred. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PEPISATransfer6 recursion level 0 with max 1
class PEPISATransfer6{
MasterReference IsoMax35Text
TransferIdentification IsoMax35Text
ResidualCashIndicator IsoYesNoIndicator
}
PEPISATransfer6 *-- "1..1" ISAYearsOfIssue1 : ISA
PEPISATransfer6 *-- "1..1" IPreviousYearChoice : PEP
PEPISATransfer6 *-- "1..1" Portfolio1 : Portfolio
PEPISATransfer6 *-- "0..0" FinancialInstrument12 : FinancialInstrumentAssetForTransfer
%% ISAYearsOfIssue1 recursion level 1 with max 1
class ISAYearsOfIssue1{
CurrentYearType ISAType1Code
ExtendedCurrentYearType IsoExtended350Code
CashComponentIndicator IsoYesNoIndicator
}
ISAYearsOfIssue1 *-- "0..1" PreviousYear1 : PreviousYears
ISAYearsOfIssue1 *-- "0..1" SubscriptionInformation1 : CurrentYearSubscriptionDetails
%% IPreviousYearChoice recursion level 1 with max 1
%% Portfolio1 recursion level 1 with max 1
class Portfolio1{
PortfolioInformation IsoMax350Text
}
%% FinancialInstrument12 recursion level 1 with max 1
class FinancialInstrument12{
Name IsoMax350Text
}
FinancialInstrument12 *-- "1..1" ISecurityIdentification3Choice : Identification
PEPISATransfer6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| MasterReference | Unique and unambiguous identifier for a group of individual transfers as assigned by the instructing party. This identifier links the individual transfers together. | IsoMax35Text - Optional 0..1 |
| TransferIdentification | Identification assigned by the new plan manager to each transfer of asset. | IsoMax35Text - Required 1..1 |
| ResidualCashIndicator | Indicates whether there is cash in the account that is awaiting investment. | IsoYesNoIndicator - Required 1..1 |
| ISA | UK government schemes to encourage individuals to invest in securities based unit and investment trusts, offering certain tax benefits. These are not investment in their own right but are tax exempt wrappers in which individuals can hold equities, bonds and funds to shelter them from income and capital gains tax. | The Personal Equity Plan (PEP) and the Individual Savings Account (ISA) are provided only by UK based financial institutions. |
| PEP | UK government schemes to encourage individuals to invest in securities based unit and investment trusts, offering certain tax benefits. These are not investment in their own right but are tax exempt wrappers in which individuals can hold equities, bonds and funds to shelter them from income and capital gains tax. | |
| Portfolio | Wrapper for a specific product or a specific sub-product owned by a set of beneficial owners. | Portfolio1 - Required 1..1 |
| FinancialInstrumentAssetForTransfer | Specifies the underlying assets for the PEP, ISA or portfolio. | FinancialInstrument12 - Unknown 0..0 |
Extension building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
PlaceAndName IsoMax350Text
Text IsoMax350Text
}
Extension1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Name qualifying the information provided in the Text field, and place where this information should be inserted. | IsoMax350Text - Required 1..1 |
| Text | Text of the extension. | IsoMax350Text - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the PEPOrISAOrPortfolioInformationV01 implementation follows a specific implementaiton pattern. First of all, PEPOrISAOrPortfolioInformationV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, PEPOrISAOrPortfolioInformationV01Document implements IOuterDocument. Because PEPOrISAOrPortfolioInformationV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type PEPOrISAOrPortfolioInformationV01.
classDiagram
class IOuterRecord
PEPOrISAOrPortfolioInformationV01 --|> IOuterRecord : Implements
PEPOrISAOrPortfolioInformationV01Document --|> IOuterDocument~PEPOrISAOrPortfolioInformationV01~ : Implements
class IOuterDocument~PEPOrISAOrPortfolioInformationV01~ {
PEPOrISAOrPortfolioInformationV01 Message
}
Document wrapper for serialization
The only real purpose PEPOrISAOrPortfolioInformationV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.018.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using PEPOrISAOrPortfolioInformationV01.ToDocument() method. The returned PEPOrISAOrPortfolioInformationV01Document value will serialize correctly according to ISO 20022 standards.
classDiagram
PEPOrISAOrPortfolioInformationV01Document *-- PEPOrISAOrPortfolioInformationV01 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.018.001.01">
<PEPOrISAOrPrtflInfV01>
<MsgRef>
<!-- MessageReference inner content -->
</MsgRef>
<PoolRef>
<!-- PoolReference inner content -->
</PoolRef>
<PrvsRef>
<!-- PreviousReference inner content -->
</PrvsRef>
<RltdRef>
<!-- RelatedReference inner content -->
</RltdRef>
<PmryIndvInvstr>
<!-- PrimaryIndividualInvestor inner content -->
</PmryIndvInvstr>
<ScndryIndvInvstr>
<!-- SecondaryIndividualInvestor inner content -->
</ScndryIndvInvstr>
<OthrIndvInvstr>
<!-- OtherIndividualInvestor inner content -->
</OthrIndvInvstr>
<PmryCorpInvstr>
<!-- PrimaryCorporateInvestor inner content -->
</PmryCorpInvstr>
<ScndryCorpInvstr>
<!-- SecondaryCorporateInvestor inner content -->
</ScndryCorpInvstr>
<OthrCorpInvstr>
<!-- OtherCorporateInvestor inner content -->
</OthrCorpInvstr>
<ClntAcct>
<!-- ClientAccount inner content -->
</ClntAcct>
<NmneeAcct>
<!-- NomineeAccount inner content -->
</NmneeAcct>
<NewPlanMgr>
<!-- NewPlanManager inner content -->
</NewPlanMgr>
<PdctTrf>
<!-- ProductTransfer inner content -->
</PdctTrf>
<Xtnsn>
<!-- Extension inner content -->
</Xtnsn>
</PEPOrISAOrPrtflInfV01>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_jbALcNE5Ed-BzquC8wXy7w_1754705295"
nextVersions="_QJo8ofpcEeCPwaG9zjUPNQ"
name="PEPOrISAOrPortfolioInformationV01"
definition="Scope
An executing party, eg, a (old) plan manager, sends the PEPOrISAOrPortfolioInformation message to the instructing party, eg, a (new) plan manager, to provide information about financial instruments held on behalf of a client.
Usage
The PEPOrISAOrPortfolioInformation message is used to provide information about one or more PEP or ISA or portfolio products held in a client's account."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="PEPOrISAOrPrtflInfV01"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_jbTGY9E5Ed-BzquC8wXy7w_-1025257506"
name="PEPISARule"
definition="If ProductTransfer\ISA or ProductTransfer\PEP is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed.

If ProductTransfer\ISA or ProductTransfer\PEP is present then the message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_jbTGZtE5Ed-BzquC8wXy7w_-1025257471"
name="PorfolioRule"
definition="If ProductTransfer\Portfolio is present, then one or more message elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present

If ProductTransfer\Portfolio is present, then one or more message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_jbTGadE5Ed-BzquC8wXy7w_-1025257428"
name="InvestorRule"
definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.

If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_jbTGbNE5Ed-BzquC8wXy7w_-1025257411"
name="CorporateRule"
definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.

If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_jbc3YtE5Ed-BzquC8wXy7w_-1025257351"
name="DesignationRule"
definition="If ProductTransfer\ISA or ProductTransfer\PEP is present, then ClientAccount\Designation is not allowed.

If ProductTransfer\Portfolio is present, then ClientAccount\Designation is allowed."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_jbc3ZdE5Ed-BzquC8wXy7w_-1477141897"
name="NomineeAccountServicerRule"
definition="NomineeAccount/Servicer must be present when and only when different from ClientAccount/Servicer."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_jbALcdE5Ed-BzquC8wXy7w_288092160"
name="MessageReference"
definition="Identifies the message."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="MsgRef"
complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
<messageBuildingBlock
xmi:id="_jbALctE5Ed-BzquC8wXy7w_1558855537"
name="PoolReference"
definition="Collective reference identifying a set of messages."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PoolRef"
complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
<messageBuildingBlock
xmi:id="_jbALc9E5Ed-BzquC8wXy7w_1976288625"
name="PreviousReference"
definition="Reference to a linked message that was previously sent."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsRef"
complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
<messageBuildingBlock
xmi:id="_jbALdNE5Ed-BzquC8wXy7w_2105581934"
name="RelatedReference"
definition="Reference to a linked message that was previously received."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="RltdRef"
complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
<messageBuildingBlock
xmi:id="_jbALddE5Ed-BzquC8wXy7w_-1518937049"
name="PrimaryIndividualInvestor"
definition="Information identifying the primary individual investor, eg, name, address, social security number and date of birth."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PmryIndvInvstr"
complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
<messageBuildingBlock
xmi:id="_jbJ8cNE5Ed-BzquC8wXy7w_-1125518129"
name="SecondaryIndividualInvestor"
definition="Information identifying the secondary individual investor, eg, name, address, social security number and date of birth."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="ScndryIndvInvstr"
complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
<messageBuildingBlock
xmi:id="_jbJ8cdE5Ed-BzquC8wXy7w_-763765015"
name="OtherIndividualInvestor"
definition="Information identifying other individual investors, eg, name, address, social security number and date of birth."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrIndvInvstr"
complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
<messageBuildingBlock
xmi:id="_jbJ8ctE5Ed-BzquC8wXy7w_-676952118"
name="PrimaryCorporateInvestor"
definition="Information identifying the primary corporate investor, eg, name and address."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PmryCorpInvstr"
complexType="_QOfF89p-Ed-ak6NoX_4Aeg_737799108" />
<messageBuildingBlock
xmi:id="_jbJ8c9E5Ed-BzquC8wXy7w_-324166555"
name="SecondaryCorporateInvestor"
definition="Information identifying the secondary corporate investor, eg, name and address."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="ScndryCorpInvstr"
complexType="_QOfF89p-Ed-ak6NoX_4Aeg_737799108" />
<messageBuildingBlock
xmi:id="_jbJ8dNE5Ed-BzquC8wXy7w_-9246374"
name="OtherCorporateInvestor"
definition="Information identifying the other corporate investors, eg, name and address."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrCorpInvstr"
complexType="_QOfF89p-Ed-ak6NoX_4Aeg_737799108" />
<messageBuildingBlock
xmi:id="_jbJ8ddE5Ed-BzquC8wXy7w_227174054"
name="ClientAccount"
definition="Identification of an account owned by the investor at the old plan manager (account servicer)."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="ClntAcct"
complexType="_Rz0FA9p-Ed-ak6NoX_4Aeg_1967129253" />
<messageBuildingBlock
xmi:id="_jbJ8dtE5Ed-BzquC8wXy7w_906885450"
name="NomineeAccount"
definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="NmneeAcct"
complexType="_Rzq7Itp-Ed-ak6NoX_4Aeg_-1217370969" />
<messageBuildingBlock
xmi:id="_jbTGYNE5Ed-BzquC8wXy7w_1026018669"
name="NewPlanManager"
definition="Information related to the institution to which the financial instrument is to be transferred."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NewPlanMgr"
complexType="_QRBcl9p-Ed-ak6NoX_4Aeg_-1721645359" />
<messageBuildingBlock
xmi:id="_jbTGYdE5Ed-BzquC8wXy7w_-153289612"
name="ProductTransfer"
definition="Provides information related to the asset(s) transferred."
registrationStatus="Provisionally Registered"
minOccurs="1"
xmlTag="PdctTrf"
complexType="_Sgqj-tp-Ed-ak6NoX_4Aeg_-2083447080" />
<messageBuildingBlock
xmi:id="_jbTGYtE5Ed-BzquC8wXy7w_1484084715"
name="Extension"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Xtnsn"
complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
<messageDefinitionIdentifier
businessArea="sese"
messageFunctionality="018"
flavour="001"
version="01" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.