AccountHoldingInformationV07

sese.018.001.07

Scope The AccountHoldingInformation message is sent by an executing party, for example, a (old) plan manager (transferor), to the instructing party, for example, a (new) plan manager (transferee), to provide information about financial instruments held on behalf of a client. Usage The AccountHoldingInformation message is used to provide information the individual assets held in a client’s account. The assets may be part of a tax efficient product, a pension of general investment product.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% AccountHoldingInformationV07 recursion level 0 with max 0
class AccountHoldingInformationV07{
    BusinessFlowDirectionType BusinessFlowDirectionType1Code
}
AccountHoldingInformationV07 *-- "1..1" MessageIdentification1 : MessageReference
AccountHoldingInformationV07 *-- "0..1" AdditionalReference11 : PoolReference
AccountHoldingInformationV07 *-- "0..1" AdditionalReference10 : PreviousReference
AccountHoldingInformationV07 *-- "0..1" AdditionalReference10 : RelatedReference
AccountHoldingInformationV07 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
AccountHoldingInformationV07 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
AccountHoldingInformationV07 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
AccountHoldingInformationV07 *-- "0..1" Organisation36 : PrimaryCorporateInvestor
AccountHoldingInformationV07 *-- "0..1" Organisation36 : SecondaryCorporateInvestor
AccountHoldingInformationV07 *-- "0..1" Organisation36 : OtherCorporateInvestor
AccountHoldingInformationV07 *-- "1..1" InvestmentAccount69 : TransferorAccount
AccountHoldingInformationV07 *-- "0..1" InvestmentAccount69 : NomineeAccount
AccountHoldingInformationV07 *-- "1..1" PartyIdentification132 : Transferee
AccountHoldingInformationV07 *-- "1..1" PortfolioTransfer2 : ProductTransfer
AccountHoldingInformationV07 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
AccountHoldingInformationV07 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Reference that uniquely identifies the message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference11 recursion level 0 with max 1
class AdditionalReference11{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference11 *-- "0..1" PartyIdentification139 : ReferenceIssuer
%% PartyIdentification139 recursion level 1 with max 1
class PartyIdentification139{
    LEI IsoLEIIdentifier
}
PartyIdentification139 *-- "1..1" IPartyIdentification125Choice : Party
  

AdditionalReference11 members

PreviousReference building block

Reference to a linked message that was previously sent. Reference and reference issuer. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference10 recursion level 0 with max 1
class AdditionalReference10{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference10 *-- "0..1" PartyIdentification139 : ReferenceIssuer
%% PartyIdentification139 recursion level 1 with max 1
class PartyIdentification139{
    LEI IsoLEIIdentifier
}
PartyIdentification139 *-- "1..1" IPartyIdentification125Choice : Party
  

AdditionalReference10 members

RelatedReference building block

Reference to a linked message that was previously received. Reference and reference issuer. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference10 recursion level 0 with max 1
class AdditionalReference10{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference10 *-- "0..1" PartyIdentification139 : ReferenceIssuer
%% PartyIdentification139 recursion level 1 with max 1
class PartyIdentification139{
    LEI IsoLEIIdentifier
}
PartyIdentification139 *-- "1..1" IPartyIdentification125Choice : Party
  

AdditionalReference10 members

BusinessFlowDirectionType building block

Business flow direction (assets to be delivered or received). Identifies the business flow, in order to determine the role of the parties in the business process. This indicator is very important when there are multiple intermediaries in the exchange of information process. For comparison, see the ISO20022 official specification This message is declared as BusinessFlowDirectionType1Code in the ISO specification. In our implementation, it is represented in source code as BusinessFlowDirectionType1Code. Due to global using directives, it is treated as a System.String by the compiler and runtime.

PrimaryIndividualInvestor building block

Information identifying the primary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

SecondaryIndividualInvestor building block

Information identifying the secondary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

OtherIndividualInvestor building block

Information identifying the other individual investors, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

PrimaryCorporateInvestor building block

Information identifying the primary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation36 recursion level 0 with max 1
class Organisation36{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation36 *-- "0..1" PartyIdentification140 : Identification
Organisation36 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification140 recursion level 1 with max 1
class PartyIdentification140{
    LEI IsoLEIIdentifier
}
PartyIdentification140 *-- "1..1" IPartyIdentification126Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation36 members

SecondaryCorporateInvestor building block

Information identifying the secondary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation36 recursion level 0 with max 1
class Organisation36{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation36 *-- "0..1" PartyIdentification140 : Identification
Organisation36 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification140 recursion level 1 with max 1
class PartyIdentification140{
    LEI IsoLEIIdentifier
}
PartyIdentification140 *-- "1..1" IPartyIdentification126Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation36 members

OtherCorporateInvestor building block

Information identifying the other corporate investors, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation36 recursion level 0 with max 1
class Organisation36{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation36 *-- "0..1" PartyIdentification140 : Identification
Organisation36 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification140 recursion level 1 with max 1
class PartyIdentification140{
    LEI IsoLEIIdentifier
}
PartyIdentification140 *-- "1..1" IPartyIdentification126Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation36 members

TransferorAccount building block

Identification of the account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentAccount69 recursion level 0 with max 1
class InvestmentAccount69{
    Identification IsoMax35Text
    Designation IsoMax35Text
    AccountName IsoMax35Text
}
InvestmentAccount69 *-- "0..1" PartyIdentification132 : Servicer
%% PartyIdentification132 recursion level 1 with max 1
class PartyIdentification132{
    AnyBIC IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
PartyIdentification132 *-- "0..1" IClearingSystemMemberIdentification2Choice : ClearingSystemMemberIdentification
PartyIdentification132 *-- "0..1" NameAndAddress5 : NameAndAddress
PartyIdentification132 *-- "0..1" GenericIdentification1 : ProprietaryIdentification
  

InvestmentAccount69 members

NomineeAccount building block

Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentAccount69 recursion level 0 with max 1
class InvestmentAccount69{
    Identification IsoMax35Text
    Designation IsoMax35Text
    AccountName IsoMax35Text
}
InvestmentAccount69 *-- "0..1" PartyIdentification132 : Servicer
%% PartyIdentification132 recursion level 1 with max 1
class PartyIdentification132{
    AnyBIC IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
PartyIdentification132 *-- "0..1" IClearingSystemMemberIdentification2Choice : ClearingSystemMemberIdentification
PartyIdentification132 *-- "0..1" NameAndAddress5 : NameAndAddress
PartyIdentification132 *-- "0..1" GenericIdentification1 : ProprietaryIdentification
  

InvestmentAccount69 members

Transferee building block

Identification of the institution to which the financial instrument is to be transferred. This may also be known as the new plan manager. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification132 recursion level 0 with max 1
class PartyIdentification132{
    AnyBIC IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
PartyIdentification132 *-- "0..1" IClearingSystemMemberIdentification2Choice : ClearingSystemMemberIdentification
PartyIdentification132 *-- "0..1" NameAndAddress5 : NameAndAddress
PartyIdentification132 *-- "0..1" GenericIdentification1 : ProprietaryIdentification
%% IClearingSystemMemberIdentification2Choice recursion level 1 with max 1
%% NameAndAddress5 recursion level 1 with max 1
class NameAndAddress5{
    Name IsoMax350Text
}
NameAndAddress5 *-- "0..1" PostalAddress1 : Address
%% GenericIdentification1 recursion level 1 with max 1
class GenericIdentification1{
    Identification IsoMax35Text
    SchemeName IsoMax35Text
    Issuer IsoMax35Text
}
  

PartyIdentification132 members

ProductTransfer building block

Information about the portfolio and assets. Type of product and assets to be transferred. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PortfolioTransfer2 recursion level 0 with max 1
class PortfolioTransfer2{
    MasterReference IsoMax35Text
    TransferIdentification IsoMax35Text
    TransferConfirmationIdentification IsoMax35Text
    AllOtherCash AllOtherCash1Code
    CashAll CashAll1Code
    ResidualCash ResidualCash1Code
    TaxDate IsoISODate
}
PortfolioTransfer2 *-- "0..1" IFundPortfolio2Choice : Portfolio
PortfolioTransfer2 *-- "0..0" FinancialInstrument68 : FinancialInstrumentAssetForTransfer
PortfolioTransfer2 *-- "0..0" AdditionalInformation15 : AdditionalInformation
%% IFundPortfolio2Choice recursion level 1 with max 1
%% FinancialInstrument68 recursion level 1 with max 1
class FinancialInstrument68{
    LineIdentification IsoMax35Text
    BusinessFlowType BusinessFlowType1Code
    AverageAcquisitionPrice IsoActiveOrHistoricCurrencyAndAmount
}
FinancialInstrument68 *-- "1..1" IFinancialInstrument1Choice : Instrument
FinancialInstrument68 *-- "1..1" IQuantity44Choice : Quantity
FinancialInstrument68 *-- "0..0" Unit11 : UnitsDetails
FinancialInstrument68 *-- "0..1" AdditionalReference10 : ClientReference
FinancialInstrument68 *-- "0..1" AdditionalReference10 : CounterpartyReference
FinancialInstrument68 *-- "0..1" DateAndAmount2 : TotalBookValue
FinancialInstrument68 *-- "0..1" DateAndAmount2 : LatestValuation
FinancialInstrument68 *-- "0..1" Account28 : TransfereeAccount
FinancialInstrument68 *-- "0..1" Account28 : Transferor
FinancialInstrument68 *-- "0..0" Crystallisation1 : CrystallisationDetails
FinancialInstrument68 *-- "0..1" Tax36 : TaxValuationPoint
FinancialInstrument68 *-- "0..1" FundSettlementParameters14 : SettlementPartiesDetails
FinancialInstrument68 *-- "0..0" AdditionalInformation15 : AdditionalInformation
%% AdditionalInformation15 recursion level 1 with max 1
class AdditionalInformation15{
    InformationValue IsoMax350Text
}
AdditionalInformation15 *-- "1..1" GenericIdentification36 : InformationType
  

PortfolioTransfer2 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the AccountHoldingInformationV07 implementation follows a specific implementaiton pattern. First of all, AccountHoldingInformationV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, AccountHoldingInformationV07Document implements IOuterDocument. Because AccountHoldingInformationV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type AccountHoldingInformationV07.

classDiagram
    class IOuterRecord
    AccountHoldingInformationV07 --|> IOuterRecord : Implements
    AccountHoldingInformationV07Document --|> IOuterDocument~AccountHoldingInformationV07~ : Implements
    class IOuterDocument~AccountHoldingInformationV07~ {
        AccountHoldingInformationV07 Message
     }
  

Document wrapper for serialization

The only real purpose AccountHoldingInformationV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.018.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using AccountHoldingInformationV07.ToDocument() method. The returned AccountHoldingInformationV07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    AccountHoldingInformationV07Document *-- AccountHoldingInformationV07 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.018.001.07">
    <AcctHldgInf>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <BizFlowDrctnTp>
            <!-- BusinessFlowDirectionType inner content -->
        </BizFlowDrctnTp>
        <PmryIndvInvstr>
            <!-- PrimaryIndividualInvestor inner content -->
        </PmryIndvInvstr>
        <ScndryIndvInvstr>
            <!-- SecondaryIndividualInvestor inner content -->
        </ScndryIndvInvstr>
        <OthrIndvInvstr>
            <!-- OtherIndividualInvestor inner content -->
        </OthrIndvInvstr>
        <PmryCorpInvstr>
            <!-- PrimaryCorporateInvestor inner content -->
        </PmryCorpInvstr>
        <ScndryCorpInvstr>
            <!-- SecondaryCorporateInvestor inner content -->
        </ScndryCorpInvstr>
        <OthrCorpInvstr>
            <!-- OtherCorporateInvestor inner content -->
        </OthrCorpInvstr>
        <TrfrAcct>
            <!-- TransferorAccount inner content -->
        </TrfrAcct>
        <NmneeAcct>
            <!-- NomineeAccount inner content -->
        </NmneeAcct>
        <Trfee>
            <!-- Transferee inner content -->
        </Trfee>
        <PdctTrf>
            <!-- ProductTransfer inner content -->
        </PdctTrf>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </AcctHldgInf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_14iFkUyFEeir2sRRVd9XhA"
  nextVersions="_tnnVsZDhEem7fvtoGpNpow"
  previousVersion="_jcYo4YZMEeemXK0UETsSiA"
  name="AccountHoldingInformationV07"
  definition="Scope&#xD;&#xA;The AccountHoldingInformation message is sent by an executing party, for example, a (old) plan manager (transferor), to the instructing party, for example, a (new) plan manager (transferee), to provide information about financial instruments held on behalf of a client.&#xD;&#xA;Usage&#xD;&#xA;The AccountHoldingInformation message is used to provide information the individual assets held in a client's account. The assets may be part of a tax efficient product, a pension of general investment product."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="AcctHldgInf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_14iFlUyFEeir2sRRVd9XhA"
    previousVersion="_jcYo5YZMEeemXK0UETsSiA"
    name="InvestorRule"
    definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.&#xD;&#xA;If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_14iFl0yFEeir2sRRVd9XhA"
    previousVersion="_jcYo54ZMEeemXK0UETsSiA"
    name="CorporateRule"
    definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.&#xD;&#xA;If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_14iFmUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVt5DhEem7fvtoGpNpow"
    previousVersion="_jcYo6YZMEeemXK0UETsSiA"
    name="NomineeAccountServicerRule"
    definition="NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_14iFn0yFEeir2sRRVd9XhA"
    nextVersions="_tnnVuZDhEem7fvtoGpNpow"
    previousVersion="_jcYo74ZMEeemXK0UETsSiA"
    name="MessageReference"
    definition="Reference that uniquely identifies the message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_14iFoUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVu5DhEem7fvtoGpNpow"
    previousVersion="_jcYo8YZMEeemXK0UETsSiA"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_daTFkWpUEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_14iFo0yFEeir2sRRVd9XhA"
    nextVersions="_tnnVvZDhEem7fvtoGpNpow"
    previousVersion="_jcYo84ZMEeemXK0UETsSiA"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_ZBypsWpTEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_14iFpUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVv5DhEem7fvtoGpNpow"
    previousVersion="_jcYo9YZMEeemXK0UETsSiA"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_ZBypsWpTEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_14iFp0yFEeir2sRRVd9XhA"
    nextVersions="_tnnVwZDhEem7fvtoGpNpow"
    previousVersion="_jcYo94ZMEeemXK0UETsSiA"
    name="BusinessFlowDirectionType"
    definition="Business flow direction (assets to be delivered or received)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BizFlowDrctnTp"
    simpleType="_HUJJQPslEeCIi9ZETLBv8g" />
  <messageBuildingBlock
    xmi:id="_14iFqUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVw5DhEem7fvtoGpNpow"
    previousVersion="_jcYo-YZMEeemXK0UETsSiA"
    name="PrimaryIndividualInvestor"
    definition="Information identifying the primary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_14iFq0yFEeir2sRRVd9XhA"
    nextVersions="_tnnVxZDhEem7fvtoGpNpow"
    previousVersion="_jcYo-4ZMEeemXK0UETsSiA"
    name="SecondaryIndividualInvestor"
    definition="Information identifying the secondary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_14iFrUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVx5DhEem7fvtoGpNpow"
    previousVersion="_jcYo_YZMEeemXK0UETsSiA"
    name="OtherIndividualInvestor"
    definition="Information identifying the other individual investors, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_14iFr0yFEeir2sRRVd9XhA"
    nextVersions="_tnnVyZDhEem7fvtoGpNpow"
    previousVersion="_jcYo_4ZMEeemXK0UETsSiA"
    name="PrimaryCorporateInvestor"
    definition="Information identifying the primary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryCorpInvstr"
    complexType="_JXUqAWpVEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_14iFsUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVy5DhEem7fvtoGpNpow"
    previousVersion="_jcYpAYZMEeemXK0UETsSiA"
    name="SecondaryCorporateInvestor"
    definition="Information identifying the secondary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryCorpInvstr"
    complexType="_JXUqAWpVEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_14iFs0yFEeir2sRRVd9XhA"
    nextVersions="_tnnVzZDhEem7fvtoGpNpow"
    previousVersion="_jcYpA4ZMEeemXK0UETsSiA"
    name="OtherCorporateInvestor"
    definition="Information identifying the other corporate investors, for example, name and address."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrCorpInvstr"
    complexType="_JXUqAWpVEeipaMTLlhaKMQ" />
  <messageBuildingBlock
    xmi:id="_14iFtUyFEeir2sRRVd9XhA"
    nextVersions="_tnnVz5DhEem7fvtoGpNpow"
    previousVersion="_jcYpBYZMEeemXK0UETsSiA"
    name="TransferorAccount"
    definition="Identification of the account owned by the investor at the old plan manager (account servicer)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfrAcct"
    complexType="_GOhhcU3XEeidB49bWZiS0g" />
  <messageBuildingBlock
    xmi:id="_14iFt0yFEeir2sRRVd9XhA"
    nextVersions="_tnnV0ZDhEem7fvtoGpNpow"
    previousVersion="_jcYpB4ZMEeemXK0UETsSiA"
    name="NomineeAccount"
    definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NmneeAcct"
    complexType="_GOhhcU3XEeidB49bWZiS0g" />
  <messageBuildingBlock
    xmi:id="_14iFuUyFEeir2sRRVd9XhA"
    nextVersions="_tnnV05DhEem7fvtoGpNpow"
    previousVersion="_jcYpCYZMEeemXK0UETsSiA"
    name="Transferee"
    definition="Identification of the institution to which the financial instrument is to be transferred. This may also be known as the new plan manager."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Trfee"
    complexType="_OevfoU3hEeidB49bWZiS0g" />
  <messageBuildingBlock
    xmi:id="_14iFu0yFEeir2sRRVd9XhA"
    nextVersions="_tnnV1ZDhEem7fvtoGpNpow"
    previousVersion="_jcYpC4ZMEeemXK0UETsSiA"
    name="ProductTransfer"
    definition="Information about the portfolio and assets."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="PdctTrf"
    complexType="_PWwCsU4CEeiQHa-q1Uephw" />
  <messageBuildingBlock
    xmi:id="_14iFvUyFEeir2sRRVd9XhA"
    nextVersions="_tnnV15DhEem7fvtoGpNpow"
    previousVersion="_jcYpDYZMEeemXK0UETsSiA"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_14iFv0yFEeir2sRRVd9XhA"
    nextVersions="_tnnV2ZDhEem7fvtoGpNpow"
    previousVersion="_jcYpD4ZMEeemXK0UETsSiA"
    name="Extension"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="018"
    flavour="001"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.