AccountHoldingInformationV06

sese.018.001.06

Scope The AccountHoldingInformation message is sent by an executing party, for example, a (old) plan manager (transferor), to the instructing party, for example, a (new) plan manager (transferee), to provide information about financial instruments held on behalf of a client. Usage The AccountHoldingInformation message is used to provide information about one or more ISA or portfolio products held in a client’s account.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% AccountHoldingInformationV06 recursion level 0 with max 0
class AccountHoldingInformationV06{
    BusinessFlowDirectionType BusinessFlowDirectionType1Code
}
AccountHoldingInformationV06 *-- "1..1" MessageIdentification1 : MessageReference
AccountHoldingInformationV06 *-- "0..1" AdditionalReference9 : PoolReference
AccountHoldingInformationV06 *-- "0..1" AdditionalReference8 : PreviousReference
AccountHoldingInformationV06 *-- "0..1" AdditionalReference8 : RelatedReference
AccountHoldingInformationV06 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
AccountHoldingInformationV06 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
AccountHoldingInformationV06 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
AccountHoldingInformationV06 *-- "0..1" Organisation31 : PrimaryCorporateInvestor
AccountHoldingInformationV06 *-- "0..1" Organisation31 : SecondaryCorporateInvestor
AccountHoldingInformationV06 *-- "0..1" Organisation31 : OtherCorporateInvestor
AccountHoldingInformationV06 *-- "1..1" Account24 : TransferorAccount
AccountHoldingInformationV06 *-- "0..1" Account24 : NomineeAccount
AccountHoldingInformationV06 *-- "1..1" PartyIdentification113 : Transferee
AccountHoldingInformationV06 *-- "1..1" ISATransfer30 : ProductTransfer
AccountHoldingInformationV06 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
AccountHoldingInformationV06 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Reference that uniquely identifies the message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PoolReference building block

Collective reference identifying a set of messages. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference9 recursion level 0 with max 1
class AdditionalReference9{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference9 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

AdditionalReference9 members

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference8 recursion level 0 with max 1
class AdditionalReference8{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference8 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

AdditionalReference8 members

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference8 recursion level 0 with max 1
class AdditionalReference8{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference8 *-- "0..1" PartyIdentification113 : ReferenceIssuer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

AdditionalReference8 members

BusinessFlowDirectionType building block

Identifies the business flow direction (assets to be delivered or received). Identifies the business flow, in order to determine the role of the parties in the business process. This indicator is very important when there are multiple intermediaries in the exchange of information process. For comparison, see the ISO20022 official specification This message is declared as BusinessFlowDirectionType1Code in the ISO specification. In our implementation, it is represented in source code as BusinessFlowDirectionType1Code. Due to global using directives, it is treated as a System.String by the compiler and runtime.

PrimaryIndividualInvestor building block

Information identifying the primary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

SecondaryIndividualInvestor building block

Information identifying the secondary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

OtherIndividualInvestor building block

Information identifying other individual investors, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

PrimaryCorporateInvestor building block

Information identifying the primary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation31 recursion level 0 with max 1
class Organisation31{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation31 *-- "0..1" PartyIdentification124 : Identification
Organisation31 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification124 recursion level 1 with max 1
class PartyIdentification124{
    LEI IsoLEIIdentifier
}
PartyIdentification124 *-- "1..1" IPartyIdentification119Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation31 members

SecondaryCorporateInvestor building block

Information identifying the secondary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation31 recursion level 0 with max 1
class Organisation31{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation31 *-- "0..1" PartyIdentification124 : Identification
Organisation31 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification124 recursion level 1 with max 1
class PartyIdentification124{
    LEI IsoLEIIdentifier
}
PartyIdentification124 *-- "1..1" IPartyIdentification119Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation31 members

OtherCorporateInvestor building block

Information identifying the other corporate investors, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation31 recursion level 0 with max 1
class Organisation31{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation31 *-- "0..1" PartyIdentification124 : Identification
Organisation31 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% PartyIdentification124 recursion level 1 with max 1
class PartyIdentification124{
    LEI IsoLEIIdentifier
}
PartyIdentification124 *-- "1..1" IPartyIdentification119Choice : Party
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation31 members

TransferorAccount building block

Identification of the account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account24 recursion level 0 with max 1
class Account24{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account24 *-- "0..1" PartyIdentification113 : Servicer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

Account24 members

NomineeAccount building block

Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account24 recursion level 0 with max 1
class Account24{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account24 *-- "0..1" PartyIdentification113 : Servicer
%% PartyIdentification113 recursion level 1 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
  

Account24 members

Transferee building block

Information related to the institution to which the financial instrument is to be transferred. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification113 recursion level 0 with max 1
class PartyIdentification113{
    LEI IsoLEIIdentifier
}
PartyIdentification113 *-- "1..1" IPartyIdentification90Choice : Party
%% IPartyIdentification90Choice recursion level 1 with max 1
  

PartyIdentification113 members

ProductTransfer building block

Provides information related to the asset(s) transferred. Type of product and assets to be transferred. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISATransfer30 recursion level 0 with max 1
class ISATransfer30{
    MasterReference IsoMax35Text
    TransferIdentification IsoMax35Text
    TransferConfirmationIdentification IsoMax35Text
    ResidualCash ResidualCash1Code
    AllOtherCash AllOtherCash1Code
}
ISATransfer30 *-- "0..1" IISAPortfolio1Choice : Portfolio
ISATransfer30 *-- "0..0" FinancialInstrument61 : FinancialInstrumentAssetForTransfer
%% IISAPortfolio1Choice recursion level 1 with max 1
%% FinancialInstrument61 recursion level 1 with max 1
class FinancialInstrument61{
    Name IsoMax350Text
    ShortName IsoMax35Text
    AverageAcquisitionPrice IsoActiveOrHistoricCurrencyAndAmount
    TotalBookValue IsoActiveOrHistoricCurrencyAndAmount
}
FinancialInstrument61 *-- "1..1" ISecurityIdentification25Choice : Identification
FinancialInstrument61 *-- "0..1" IQuantity12Choice : Quantity
FinancialInstrument61 *-- "0..1" Account24 : TransfereeAccount
FinancialInstrument61 *-- "0..1" SubAccount5 : SubAccountDetails
FinancialInstrument61 *-- "0..1" PartyIdentificationAndAccount156 : DeliveringAgentDetails
  

ISATransfer30 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the AccountHoldingInformationV06 implementation follows a specific implementaiton pattern. First of all, AccountHoldingInformationV06 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, AccountHoldingInformationV06Document implements IOuterDocument. Because AccountHoldingInformationV06 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type AccountHoldingInformationV06.

classDiagram
    class IOuterRecord
    AccountHoldingInformationV06 --|> IOuterRecord : Implements
    AccountHoldingInformationV06Document --|> IOuterDocument~AccountHoldingInformationV06~ : Implements
    class IOuterDocument~AccountHoldingInformationV06~ {
        AccountHoldingInformationV06 Message
     }
  

Document wrapper for serialization

The only real purpose AccountHoldingInformationV06Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.018.001.06’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using AccountHoldingInformationV06.ToDocument() method. The returned AccountHoldingInformationV06Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    AccountHoldingInformationV06Document *-- AccountHoldingInformationV06 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.018.001.06">
    <AcctHldgInf>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <BizFlowDrctnTp>
            <!-- BusinessFlowDirectionType inner content -->
        </BizFlowDrctnTp>
        <PmryIndvInvstr>
            <!-- PrimaryIndividualInvestor inner content -->
        </PmryIndvInvstr>
        <ScndryIndvInvstr>
            <!-- SecondaryIndividualInvestor inner content -->
        </ScndryIndvInvstr>
        <OthrIndvInvstr>
            <!-- OtherIndividualInvestor inner content -->
        </OthrIndvInvstr>
        <PmryCorpInvstr>
            <!-- PrimaryCorporateInvestor inner content -->
        </PmryCorpInvstr>
        <ScndryCorpInvstr>
            <!-- SecondaryCorporateInvestor inner content -->
        </ScndryCorpInvstr>
        <OthrCorpInvstr>
            <!-- OtherCorporateInvestor inner content -->
        </OthrCorpInvstr>
        <TrfrAcct>
            <!-- TransferorAccount inner content -->
        </TrfrAcct>
        <NmneeAcct>
            <!-- NomineeAccount inner content -->
        </NmneeAcct>
        <Trfee>
            <!-- Transferee inner content -->
        </Trfee>
        <PdctTrf>
            <!-- ProductTransfer inner content -->
        </PdctTrf>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </AcctHldgInf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_jcYo4YZMEeemXK0UETsSiA"
  nextVersions="_14iFkUyFEeir2sRRVd9XhA"
  previousVersion="_9tiTYR8OEeWpZde3LQh6dg"
  name="AccountHoldingInformationV06"
  definition="Scope&#xD;&#xA;The AccountHoldingInformation message is sent by an executing party, for example, a (old) plan manager (transferor), to the instructing party, for example, a (new) plan manager (transferee), to provide information about financial instruments held on behalf of a client.&#xD;&#xA;Usage&#xD;&#xA;The AccountHoldingInformation message is used to provide information about one or more ISA or portfolio products held in a client's account."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="AcctHldgInf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_jcYo44ZMEeemXK0UETsSiA"
    previousVersion="_9tiTYx8OEeWpZde3LQh6dg"
    name="PortfolioRule"
    definition="If ProductTransfer/Portfolio is present, then one or more message elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present.&#xD;&#xA;If ProductTransfer/Portfolio is present, then one or more message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_jcYo5YZMEeemXK0UETsSiA"
    nextVersions="_14iFlUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTZR8OEeWpZde3LQh6dg"
    name="InvestorRule"
    definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.&#xA;&#xA;If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_jcYo54ZMEeemXK0UETsSiA"
    nextVersions="_14iFl0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTZx8OEeWpZde3LQh6dg"
    name="CorporateRule"
    definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.&#xA;&#xA;If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_jcYo6YZMEeemXK0UETsSiA"
    nextVersions="_14iFmUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTaR8OEeWpZde3LQh6dg"
    name="NomineeAccountServicerRule"
    definition="NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_jcYo64ZMEeemXK0UETsSiA"
    previousVersion="_9tiTax8OEeWpZde3LQh6dg"
    name="DesignationRule"
    definition="If ProductTransfer/Portfolio/ISA is present, then TransferorAccount/Designation is not allowed. &#xD;&#xA;If ProductTransfer/Portfolio/Portfolio is present, then TransferorAccount/Designation is allowed.&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_jcYo7YZMEeemXK0UETsSiA"
    previousVersion="_9tiTbR8OEeWpZde3LQh6dg"
    name="ISARule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed. &#xD;&#xA;If any occurrence of ProductTransfer/Portfolio/ISA is present, then the message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed.&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_jcYo74ZMEeemXK0UETsSiA"
    nextVersions="_14iFn0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTbx8OEeWpZde3LQh6dg"
    name="MessageReference"
    definition="Reference that uniquely identifies the message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_jcYo8YZMEeemXK0UETsSiA"
    nextVersions="_14iFoUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTcR8OEeWpZde3LQh6dg"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_N4g3EXETEea2e4bzJ8TyEw" />
  <messageBuildingBlock
    xmi:id="_jcYo84ZMEeemXK0UETsSiA"
    nextVersions="_14iFo0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTcx8OEeWpZde3LQh6dg"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_udnPoTbsEead9bDRE_1DAQ" />
  <messageBuildingBlock
    xmi:id="_jcYo9YZMEeemXK0UETsSiA"
    nextVersions="_14iFpUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTdR8OEeWpZde3LQh6dg"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_udnPoTbsEead9bDRE_1DAQ" />
  <messageBuildingBlock
    xmi:id="_jcYo94ZMEeemXK0UETsSiA"
    nextVersions="_14iFp0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTdx8OEeWpZde3LQh6dg"
    name="BusinessFlowDirectionType"
    definition="Identifies the business flow direction (assets to be delivered or received)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BizFlowDrctnTp"
    simpleType="_HUJJQPslEeCIi9ZETLBv8g" />
  <messageBuildingBlock
    xmi:id="_jcYo-YZMEeemXK0UETsSiA"
    nextVersions="_14iFqUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTeR8OEeWpZde3LQh6dg"
    name="PrimaryIndividualInvestor"
    definition="Information identifying the primary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_jcYo-4ZMEeemXK0UETsSiA"
    nextVersions="_14iFq0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTex8OEeWpZde3LQh6dg"
    name="SecondaryIndividualInvestor"
    definition="Information identifying the secondary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_jcYo_YZMEeemXK0UETsSiA"
    nextVersions="_14iFrUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTfR8OEeWpZde3LQh6dg"
    name="OtherIndividualInvestor"
    definition="Information identifying other individual investors, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_jcYo_4ZMEeemXK0UETsSiA"
    nextVersions="_14iFr0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTfx8OEeWpZde3LQh6dg"
    name="PrimaryCorporateInvestor"
    definition="Information identifying the primary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryCorpInvstr"
    complexType="_1ZjF8YilEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_jcYpAYZMEeemXK0UETsSiA"
    nextVersions="_14iFsUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTgR8OEeWpZde3LQh6dg"
    name="SecondaryCorporateInvestor"
    definition="Information identifying the secondary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryCorpInvstr"
    complexType="_1ZjF8YilEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_jcYpA4ZMEeemXK0UETsSiA"
    nextVersions="_14iFs0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTgx8OEeWpZde3LQh6dg"
    name="OtherCorporateInvestor"
    definition="Information identifying the other corporate investors, for example, name and address."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrCorpInvstr"
    complexType="_1ZjF8YilEeefvMoXmllHqg" />
  <messageBuildingBlock
    xmi:id="_jcYpBYZMEeemXK0UETsSiA"
    nextVersions="_14iFtUyFEeir2sRRVd9XhA"
    previousVersion="_9tiThR8OEeWpZde3LQh6dg"
    name="TransferorAccount"
    definition="Identification of the account owned by the investor at the old plan manager (account servicer)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfrAcct"
    complexType="_93NYiYftEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_jcYpB4ZMEeemXK0UETsSiA"
    nextVersions="_14iFt0yFEeir2sRRVd9XhA"
    previousVersion="_9tiThx8OEeWpZde3LQh6dg"
    name="NomineeAccount"
    definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NmneeAcct"
    complexType="_93NYiYftEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_jcYpCYZMEeemXK0UETsSiA"
    nextVersions="_14iFuUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTiR8OEeWpZde3LQh6dg"
    name="Transferee"
    definition="Information related to the institution to which the financial instrument is to be transferred."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Trfee"
    complexType="_u5SfATbsEead9bDRE_1DAQ" />
  <messageBuildingBlock
    xmi:id="_jcYpC4ZMEeemXK0UETsSiA"
    nextVersions="_14iFu0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTix8OEeWpZde3LQh6dg"
    name="ProductTransfer"
    definition="Provides information related to the asset(s) transferred."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="PdctTrf"
    complexType="_FBued4fuEeevKP8c-ilVhA" />
  <messageBuildingBlock
    xmi:id="_jcYpDYZMEeemXK0UETsSiA"
    nextVersions="_14iFvUyFEeir2sRRVd9XhA"
    previousVersion="_9tiTjR8OEeWpZde3LQh6dg"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_jcYpD4ZMEeemXK0UETsSiA"
    nextVersions="_14iFv0yFEeir2sRRVd9XhA"
    previousVersion="_9tiTjx8OEeWpZde3LQh6dg"
    name="Extension"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="018"
    flavour="001"
    version="06" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.