AccountHoldingInformationV05

sese.018.001.05

Scope An executing party, for example, a (old) plan manager (Transferor), sends the AccountHoldingInformation message to the instructing party, for example, a (new) plan manager (Transferee), to provide information about financial instruments held on behalf of a client. Usage The AccountHoldingInformation message is used to provide information about one or more ISA or portfolio products held in a client’s account.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% AccountHoldingInformationV05 recursion level 0 with max 0
class AccountHoldingInformationV05{
    BusinessFlowDirectionType BusinessFlowDirectionType1Code
}
AccountHoldingInformationV05 *-- "1..1" MessageIdentification1 : MessageReference
AccountHoldingInformationV05 *-- "0..1" AdditionalReference6 : PoolReference
AccountHoldingInformationV05 *-- "0..1" AdditionalReference6 : PreviousReference
AccountHoldingInformationV05 *-- "0..1" AdditionalReference6 : RelatedReference
AccountHoldingInformationV05 *-- "0..1" IndividualPerson8 : PrimaryIndividualInvestor
AccountHoldingInformationV05 *-- "0..1" IndividualPerson8 : SecondaryIndividualInvestor
AccountHoldingInformationV05 *-- "0..1" IndividualPerson8 : OtherIndividualInvestor
AccountHoldingInformationV05 *-- "0..1" Organisation21 : PrimaryCorporateInvestor
AccountHoldingInformationV05 *-- "0..1" Organisation21 : SecondaryCorporateInvestor
AccountHoldingInformationV05 *-- "0..1" Organisation21 : OtherCorporateInvestor
AccountHoldingInformationV05 *-- "1..1" Account19 : TransferorAccount
AccountHoldingInformationV05 *-- "0..1" Account19 : NomineeAccount
AccountHoldingInformationV05 *-- "1..1" IPartyIdentification70Choice : Transferee
AccountHoldingInformationV05 *-- "1..1" ISATransfer23 : ProductTransfer
AccountHoldingInformationV05 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
AccountHoldingInformationV05 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageReference building block

Identifies the message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

PoolReference building block

Collective reference identifying a set of messages. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference6 recursion level 0 with max 1
class AdditionalReference6{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference6 *-- "0..1" IPartyIdentification90Choice : ReferenceIssuer
%% IPartyIdentification90Choice recursion level 1 with max 1
  

AdditionalReference6 members

PreviousReference building block

Reference to a linked message that was previously sent. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference6 recursion level 0 with max 1
class AdditionalReference6{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference6 *-- "0..1" IPartyIdentification90Choice : ReferenceIssuer
%% IPartyIdentification90Choice recursion level 1 with max 1
  

AdditionalReference6 members

RelatedReference building block

Reference to a linked message that was previously received. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference6 recursion level 0 with max 1
class AdditionalReference6{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference6 *-- "0..1" IPartyIdentification90Choice : ReferenceIssuer
%% IPartyIdentification90Choice recursion level 1 with max 1
  

AdditionalReference6 members

BusinessFlowDirectionType building block

Identifies the business flow direction type (assets to be delivered or received). Identifies the business flow, in order to determine the role of the parties in the business process. This indicator is very important when there are multiple intermediaries in the exchange of information process. For comparison, see the ISO20022 official specification This message is declared as BusinessFlowDirectionType1Code in the ISO specification. In our implementation, it is represented in source code as BusinessFlowDirectionType1Code. Due to global using directives, it is treated as a System.String by the compiler and runtime.

PrimaryIndividualInvestor building block

Information identifying the primary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

SecondaryIndividualInvestor building block

Information identifying the secondary individual investor, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

OtherIndividualInvestor building block

Information identifying other individual investors, for example, name, address, social security number and date of birth. Human entity, as distinguished from a corporate entity (which is sometimes referred to as an ‘artificial person’). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IndividualPerson8 recursion level 0 with max 1
class IndividualPerson8{
    Name IsoMax35Text
    GivenName IsoMax35Text
    NamePrefix NamePrefix1Code
    NameSuffix IsoMax35Text
    Gender GenderCode
    BirthDate IsoISODate
    SocialSecurityNumber IsoMax35Text
}
IndividualPerson8 *-- "1..1" PostalAddress1 : IndividualInvestorAddress
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

IndividualPerson8 members

PrimaryCorporateInvestor building block

Information identifying the primary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation21 recursion level 0 with max 1
class Organisation21{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation21 *-- "0..1" IPartyIdentification72Choice : Identification
Organisation21 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification72Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation21 members

SecondaryCorporateInvestor building block

Information identifying the secondary corporate investor, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation21 recursion level 0 with max 1
class Organisation21{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation21 *-- "0..1" IPartyIdentification72Choice : Identification
Organisation21 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification72Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation21 members

OtherCorporateInvestor building block

Information identifying the other corporate investors, for example, name and address. Organised structure that is set up for a particular purpose, for example, a business, government body, department, charity, or financial institution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Organisation21 recursion level 0 with max 1
class Organisation21{
    Name IsoMax140Text
    Purpose IsoMax35Text
    TaxationCountry CountryCode
    RegistrationCountry CountryCode
    RegistrationDate IsoISODate
    TaxIdentificationNumber IsoMax35Text
    NationalRegistrationNumber IsoMax35Text
}
Organisation21 *-- "0..1" IPartyIdentification72Choice : Identification
Organisation21 *-- "1..1" PostalAddress1 : CorporateInvestorAddress
%% IPartyIdentification72Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
  

Organisation21 members

TransferorAccount building block

Identification of an account owned by the investor at the old plan manager (account servicer). Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account19 recursion level 0 with max 1
class Account19{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account19 *-- "0..1" IPartyIdentification70Choice : Servicer
%% IPartyIdentification70Choice recursion level 1 with max 1
  

Account19 members

NomineeAccount building block

Account held in the name of a party that is not the name of the beneficial owner of the shares. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Account19 recursion level 0 with max 1
class Account19{
    Identification IsoMax35Text
    Designation IsoMax35Text
}
Account19 *-- "0..1" IPartyIdentification70Choice : Servicer
%% IPartyIdentification70Choice recursion level 1 with max 1
  

Account19 members

Transferee building block

Information related to the institution to which the financial instrument is to be transferred. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification70Choice recursion level 0 with max 1
  

PartyIdentification70Choice members

ProductTransfer building block

Provides information related to the asset(s) transferred. Describes the type of product and the assets to be transferred. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISATransfer23 recursion level 0 with max 1
class ISATransfer23{
    MasterReference IsoMax35Text
    TransferIdentification IsoMax35Text
    TransferConfirmationIdentification IsoMax35Text
    ResidualCash ResidualCash1Code
    AllOtherCash AllOtherCash1Code
}
ISATransfer23 *-- "0..1" IISAPortfolio1Choice : Portfolio
ISATransfer23 *-- "0..0" FinancialInstrument47 : FinancialInstrumentAssetForTransfer
%% IISAPortfolio1Choice recursion level 1 with max 1
%% FinancialInstrument47 recursion level 1 with max 1
class FinancialInstrument47{
    Name IsoMax350Text
    ShortName IsoMax35Text
    AverageAcquisitionPrice IsoActiveOrHistoricCurrencyAndAmount
    TotalBookValue IsoActiveOrHistoricCurrencyAndAmount
}
FinancialInstrument47 *-- "1..1" ISecurityIdentification23Choice : Identification
FinancialInstrument47 *-- "0..1" IQuantity12Choice : Quantity
FinancialInstrument47 *-- "0..1" Account19 : TransfereeAccount
FinancialInstrument47 *-- "0..1" SubAccount5 : SubAccountDetails
FinancialInstrument47 *-- "0..1" PartyIdentificationAndAccount125 : DeliveringAgentDetails
  

ISATransfer23 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the AccountHoldingInformationV05 implementation follows a specific implementaiton pattern. First of all, AccountHoldingInformationV05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, AccountHoldingInformationV05Document implements IOuterDocument. Because AccountHoldingInformationV05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type AccountHoldingInformationV05.

classDiagram
    class IOuterRecord
    AccountHoldingInformationV05 --|> IOuterRecord : Implements
    AccountHoldingInformationV05Document --|> IOuterDocument~AccountHoldingInformationV05~ : Implements
    class IOuterDocument~AccountHoldingInformationV05~ {
        AccountHoldingInformationV05 Message
     }
  

Document wrapper for serialization

The only real purpose AccountHoldingInformationV05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:sese.018.001.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using AccountHoldingInformationV05.ToDocument() method. The returned AccountHoldingInformationV05Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    AccountHoldingInformationV05Document *-- AccountHoldingInformationV05 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.018.001.05">
    <AcctHldgInf>
        <MsgRef>
            <!-- MessageReference inner content -->
        </MsgRef>
        <PoolRef>
            <!-- PoolReference inner content -->
        </PoolRef>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <BizFlowDrctnTp>
            <!-- BusinessFlowDirectionType inner content -->
        </BizFlowDrctnTp>
        <PmryIndvInvstr>
            <!-- PrimaryIndividualInvestor inner content -->
        </PmryIndvInvstr>
        <ScndryIndvInvstr>
            <!-- SecondaryIndividualInvestor inner content -->
        </ScndryIndvInvstr>
        <OthrIndvInvstr>
            <!-- OtherIndividualInvestor inner content -->
        </OthrIndvInvstr>
        <PmryCorpInvstr>
            <!-- PrimaryCorporateInvestor inner content -->
        </PmryCorpInvstr>
        <ScndryCorpInvstr>
            <!-- SecondaryCorporateInvestor inner content -->
        </ScndryCorpInvstr>
        <OthrCorpInvstr>
            <!-- OtherCorporateInvestor inner content -->
        </OthrCorpInvstr>
        <TrfrAcct>
            <!-- TransferorAccount inner content -->
        </TrfrAcct>
        <NmneeAcct>
            <!-- NomineeAccount inner content -->
        </NmneeAcct>
        <Trfee>
            <!-- Transferee inner content -->
        </Trfee>
        <PdctTrf>
            <!-- ProductTransfer inner content -->
        </PdctTrf>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </AcctHldgInf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_9tiTYR8OEeWpZde3LQh6dg"
  nextVersions="_jcYo4YZMEeemXK0UETsSiA"
  previousVersion="_F5S5wRXfEeOocOqSQt5Jbw"
  name="AccountHoldingInformationV05"
  definition="Scope&#xD;&#xA;An executing party, for example, a (old) plan manager (Transferor), sends the AccountHoldingInformation message to the instructing party, for example, a (new) plan manager (Transferee), to provide information about financial instruments held on behalf of a client.&#xD;&#xA;Usage&#xD;&#xA;The AccountHoldingInformation message is used to provide information about one or more ISA or portfolio products held in a client's account."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="AcctHldgInf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_9tiTYx8OEeWpZde3LQh6dg"
    nextVersions="_jcYo44ZMEeemXK0UETsSiA"
    previousVersion="_F5S5wxXfEeOocOqSQt5Jbw"
    name="PortfolioRule"
    definition="If ProductTransfer/Portfolio is present, then one or more message elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present.&#xD;&#xA;If ProductTransfer/Portfolio is present, then one or more message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9tiTZR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo5YZMEeemXK0UETsSiA"
    previousVersion="_F5S5xRXfEeOocOqSQt5Jbw"
    name="InvestorRule"
    definition="If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed.&#xA;&#xA;If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9tiTZx8OEeWpZde3LQh6dg"
    nextVersions="_jcYo54ZMEeemXK0UETsSiA"
    previousVersion="_F5S5xxXfEeOocOqSQt5Jbw"
    name="CorporateRule"
    definition="If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed.&#xA;&#xA;If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9tiTaR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo6YZMEeemXK0UETsSiA"
    previousVersion="_F5S5yRXfEeOocOqSQt5Jbw"
    name="NomineeAccountServicerRule"
    definition="NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9tiTax8OEeWpZde3LQh6dg"
    nextVersions="_jcYo64ZMEeemXK0UETsSiA"
    previousVersion="_fTcAchxDEeOIveEnnb_1-A"
    name="DesignationRule"
    definition="If ProductTransfer/Portfolio/ISA is present, then TransferorAccount/Designation is not allowed. &#xD;&#xA;If ProductTransfer/Portfolio/Portfolio is present, then TransferorAccount/Designation is allowed.&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9tiTbR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo7YZMEeemXK0UETsSiA"
    previousVersion="_fTcAcxxDEeOIveEnnb_1-A"
    name="ISARule"
    definition="If any occurrence of ProductTransfer/Portfolio/ISA is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed. &#xD;&#xA;If any occurrence of ProductTransfer/Portfolio/ISA is present, then the message elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed.&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_9tiTbx8OEeWpZde3LQh6dg"
    nextVersions="_jcYo74ZMEeemXK0UETsSiA"
    previousVersion="_F5S5yxXfEeOocOqSQt5Jbw"
    name="MessageReference"
    definition="Identifies the message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgRef"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_9tiTcR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo8YZMEeemXK0UETsSiA"
    previousVersion="_F5S5zRXfEeOocOqSQt5Jbw"
    name="PoolReference"
    definition="Collective reference identifying a set of messages."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PoolRef"
    complexType="_JBe719edEeSA_uUacqhl1Q" />
  <messageBuildingBlock
    xmi:id="_9tiTcx8OEeWpZde3LQh6dg"
    nextVersions="_jcYo84ZMEeemXK0UETsSiA"
    previousVersion="_F5S5zxXfEeOocOqSQt5Jbw"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_JBe719edEeSA_uUacqhl1Q" />
  <messageBuildingBlock
    xmi:id="_9tiTdR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo9YZMEeemXK0UETsSiA"
    previousVersion="_F5S50RXfEeOocOqSQt5Jbw"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_JBe719edEeSA_uUacqhl1Q" />
  <messageBuildingBlock
    xmi:id="_9tiTdx8OEeWpZde3LQh6dg"
    nextVersions="_jcYo94ZMEeemXK0UETsSiA"
    previousVersion="_F5S50xXfEeOocOqSQt5Jbw"
    name="BusinessFlowDirectionType"
    definition="Identifies the business flow direction type (assets to be delivered or received)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BizFlowDrctnTp"
    simpleType="_HUJJQPslEeCIi9ZETLBv8g" />
  <messageBuildingBlock
    xmi:id="_9tiTeR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo-YZMEeemXK0UETsSiA"
    previousVersion="_F5S51RXfEeOocOqSQt5Jbw"
    name="PrimaryIndividualInvestor"
    definition="Information identifying the primary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_9tiTex8OEeWpZde3LQh6dg"
    nextVersions="_jcYo-4ZMEeemXK0UETsSiA"
    previousVersion="_F5S51xXfEeOocOqSQt5Jbw"
    name="SecondaryIndividualInvestor"
    definition="Information identifying the secondary individual investor, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_9tiTfR8OEeWpZde3LQh6dg"
    nextVersions="_jcYo_YZMEeemXK0UETsSiA"
    previousVersion="_F5S52RXfEeOocOqSQt5Jbw"
    name="OtherIndividualInvestor"
    definition="Information identifying other individual investors, for example, name, address, social security number and date of birth."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrIndvInvstr"
    complexType="_QCHd4tp-Ed-ak6NoX_4Aeg_-1362353308" />
  <messageBuildingBlock
    xmi:id="_9tiTfx8OEeWpZde3LQh6dg"
    nextVersions="_jcYo_4ZMEeemXK0UETsSiA"
    previousVersion="_F5S52xXfEeOocOqSQt5Jbw"
    name="PrimaryCorporateInvestor"
    definition="Information identifying the primary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PmryCorpInvstr"
    complexType="_xXY_ESX-EeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_9tiTgR8OEeWpZde3LQh6dg"
    nextVersions="_jcYpAYZMEeemXK0UETsSiA"
    previousVersion="_F5S53RXfEeOocOqSQt5Jbw"
    name="SecondaryCorporateInvestor"
    definition="Information identifying the secondary corporate investor, for example, name and address."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ScndryCorpInvstr"
    complexType="_xXY_ESX-EeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_9tiTgx8OEeWpZde3LQh6dg"
    nextVersions="_jcYpA4ZMEeemXK0UETsSiA"
    previousVersion="_F5S53xXfEeOocOqSQt5Jbw"
    name="OtherCorporateInvestor"
    definition="Information identifying the other corporate investors, for example, name and address."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrCorpInvstr"
    complexType="_xXY_ESX-EeWJkOUkQWu90g" />
  <messageBuildingBlock
    xmi:id="_9tiThR8OEeWpZde3LQh6dg"
    nextVersions="_jcYpBYZMEeemXK0UETsSiA"
    previousVersion="_F5S54RXfEeOocOqSQt5Jbw"
    name="TransferorAccount"
    definition="Identification of an account owned by the investor at the old plan manager (account servicer)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TrfrAcct"
    complexType="_Du27kSTAEeWEdM0tuoNJdg" />
  <messageBuildingBlock
    xmi:id="_9tiThx8OEeWpZde3LQh6dg"
    nextVersions="_jcYpB4ZMEeemXK0UETsSiA"
    previousVersion="_F5S54xXfEeOocOqSQt5Jbw"
    name="NomineeAccount"
    definition="Account held in the name of a party that is not the name of the beneficial owner of the shares."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NmneeAcct"
    complexType="_Du27kSTAEeWEdM0tuoNJdg" />
  <messageBuildingBlock
    xmi:id="_9tiTiR8OEeWpZde3LQh6dg"
    nextVersions="_jcYpCYZMEeemXK0UETsSiA"
    previousVersion="_F5S55RXfEeOocOqSQt5Jbw"
    name="Transferee"
    definition="Information related to the institution to which the financial instrument is to be transferred."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Trfee"
    complexType="_g-pD8NooEeCWg-hsBVGrDA_1464919328" />
  <messageBuildingBlock
    xmi:id="_9tiTix8OEeWpZde3LQh6dg"
    nextVersions="_jcYpC4ZMEeemXK0UETsSiA"
    previousVersion="_F5S55xXfEeOocOqSQt5Jbw"
    name="ProductTransfer"
    definition="Provides information related to the asset(s) transferred."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="PdctTrf"
    complexType="_7YeWCyPvEeWQjryFgN2ITg" />
  <messageBuildingBlock
    xmi:id="_9tiTjR8OEeWpZde3LQh6dg"
    nextVersions="_jcYpDYZMEeemXK0UETsSiA"
    previousVersion="_VYsdUBw9EeOIveEnnb_1-A"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_9tiTjx8OEeWpZde3LQh6dg"
    nextVersions="_jcYpD4ZMEeemXK0UETsSiA"
    previousVersion="_F5S56RXfEeOocOqSQt5Jbw"
    name="Extension"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="sese"
    messageFunctionality="018"
    flavour="001"
    version="05" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.