semt.019.001.09
Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram direction LR %% SecuritiesSettlementTransactionAllegementReportV09 recursion level 0 with max 0 SecuritiesSettlementTransactionAllegementReportV09 *-- "1..1" Pagination1 : Pagination SecuritiesSettlementTransactionAllegementReportV09 *-- "1..1" Statement63 : StatementGeneralDetails SecuritiesSettlementTransactionAllegementReportV09 *-- "0..1" PartyIdentification144 : AccountOwner SecuritiesSettlementTransactionAllegementReportV09 *-- "1..1" SecuritiesAccount19 : SafekeepingAccount SecuritiesSettlementTransactionAllegementReportV09 *-- "0..1" SecuritiesTradeDetails122 : AllegementDetails
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram direction tb %% Pagination1 recursion level 0 with max 1 class Pagination1{ PageNumber IsoMax5NumericText LastPageIndicator IsoYesNoIndicator }
Pagination1 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
StatementGeneralDetails building block
General information related to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification
classDiagram direction tb %% Statement63 recursion level 0 with max 1 class Statement63{ QueryReference IsoMax35Text StatementIdentification IsoMax35Text ActivityIndicator IsoYesNoIndicator } Statement63 *-- "0..1" INumber3Choice : ReportNumber Statement63 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime Statement63 *-- "0..1" IFrequency25Choice : Frequency Statement63 *-- "0..1" IUpdateType15Choice : UpdateType %% INumber3Choice recursion level 1 with max 1 %% IDateAndDateTime2Choice recursion level 1 with max 1 %% IFrequency25Choice recursion level 1 with max 1 %% IUpdateType15Choice recursion level 1 with max 1
Statement63 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
ReportNumber | Sequential number of the report. | INumber3Choice - Optional 0..1 |
QueryReference | Identification of the SecuritiesStatementQuery message sent to request this statement. | IsoMax35Text - Optional 0..1 |
StatementIdentification | Reference common to all pages of a statement. | IsoMax35Text - Optional 0..1 |
StatementDateTime | Date and time of the statement. | IDateAndDateTime2Choice - Required 1..1 |
Frequency | Frequency of the statement. | IFrequency25Choice - Optional 0..1 |
UpdateType | Indicates whether the statement is complete or contains changes only. | IUpdateType15Choice - Optional 0..1 |
ActivityIndicator | Indicates whether there is activity or information update reported in the statement. | IsoYesNoIndicator - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% PartyIdentification144 recursion level 0 with max 1 class PartyIdentification144{ LEI IsoLEIIdentifier } PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification %% IPartyIdentification127Choice recursion level 1 with max 1
PartyIdentification144 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Unique identification of the party. | IPartyIdentification127Choice - Required 1..1 |
LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram direction tb %% SecuritiesAccount19 recursion level 0 with max 1 class SecuritiesAccount19{ Identification IsoMax35Text Name IsoMax70Text } SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type %% GenericIdentification30 recursion level 1 with max 1 class GenericIdentification30{ Identification IsoExact4AlphaNumericText Issuer IsoMax35Text SchemeName IsoMax35Text }
SecuritiesAccount19 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoMax35Text - Required 1..1 |
Type | Specifies the type of securities account. | GenericIdentification30 - Optional 0..1 |
Name | Description of the account. | IsoMax70Text - Optional 0..1 |
AllegementDetails building block
Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification
classDiagram direction tb %% SecuritiesTradeDetails122 recursion level 0 with max 1 class SecuritiesTradeDetails122{ AccountOwnerTransactionIdentification IsoMax35Text AccountServicerTransactionIdentification IsoMax35Text MarketInfrastructureTransactionIdentification IsoMax35Text ProcessorTransactionIdentification IsoMax35Text TradeIdentification IsoMax52Text CommonIdentification IsoMax35Text PoolIdentification IsoMax35Text CollateralTransactionIdentification IsoMax35Text SecuritiesMovementType ReceiveDelivery1Code Payment DeliveryReceiptType2Code NumberOfDaysAccrued IsoMax3Number } SecuritiesTradeDetails122 *-- "0..1" IAllegementStatus3Choice : Status SecuritiesTradeDetails122 *-- "0..1" PlaceOfTradeIdentification1 : PlaceOfTrade SecuritiesTradeDetails122 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing SecuritiesTradeDetails122 *-- "0..1" ITradeDate8Choice : TradeDate SecuritiesTradeDetails122 *-- "1..1" ISettlementDate17Choice : SettlementDate SecuritiesTradeDetails122 *-- "0..1" Price10 : DealPrice SecuritiesTradeDetails122 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification SecuritiesTradeDetails122 *-- "0..1" FinancialInstrumentAttributes91 : FinancialInstrumentAttributes SecuritiesTradeDetails122 *-- "0..0" ITradeTransactionCondition5Choice : TradeTransactionCondition SecuritiesTradeDetails122 *-- "0..1" ITypeOfPrice29Choice : TypeOfPrice SecuritiesTradeDetails122 *-- "1..1" QuantityAndAccount84 : QuantityAndAccountDetails SecuritiesTradeDetails122 *-- "0..1" SecuritiesFinancingTransactionDetails45 : SecuritiesFinancingDetails SecuritiesTradeDetails122 *-- "1..1" SettlementDetails168 : SettlementParameters SecuritiesTradeDetails122 *-- "0..1" SettlementParties76 : DeliveringSettlementParties SecuritiesTradeDetails122 *-- "0..1" SettlementParties76 : ReceivingSettlementParties SecuritiesTradeDetails122 *-- "0..1" AmountAndDirection88 : SettlementAmount SecuritiesTradeDetails122 *-- "0..1" OtherAmounts32 : OtherAmounts SecuritiesTradeDetails122 *-- "0..1" OtherParties34 : OtherBusinessParties SecuritiesTradeDetails122 *-- "0..0" SupplementaryData1 : SupplementaryData %% IAllegementStatus3Choice recursion level 1 with max 1 %% PlaceOfTradeIdentification1 recursion level 1 with max 1 class PlaceOfTradeIdentification1{ LEI IsoLEIIdentifier } PlaceOfTradeIdentification1 *-- "0..1" MarketIdentification84 : MarketTypeAndIdentification %% PlaceOfClearingIdentification2 recursion level 1 with max 1 class PlaceOfClearingIdentification2{ Identification IsoAnyBICDec2014Identifier LEI IsoLEIIdentifier } %% ITradeDate8Choice recursion level 1 with max 1 %% ISettlementDate17Choice recursion level 1 with max 1 %% Price10 recursion level 1 with max 1 Price10 *-- "1..1" IYieldedOrValueType2Choice : Type Price10 *-- "1..1" IPriceRateOrAmount3Choice : Value %% SecurityIdentification19 recursion level 1 with max 1 class SecurityIdentification19{ ISIN IsoISINOct2015Identifier Description IsoMax140Text } SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification %% FinancialInstrumentAttributes91 recursion level 1 with max 1 class FinancialInstrumentAttributes91{ DenominationCurrency ActiveOrHistoricCurrencyCode CouponDate IsoISODate ExpiryDate IsoISODate FloatingRateFixingDate IsoISODate MaturityDate IsoISODate IssueDate IsoISODate NextCallableDate IsoISODate PutableDate IsoISODate DatedDate IsoISODate FirstPaymentDate IsoISODate PreviousFactor IsoBaseOneRate CurrentFactor IsoBaseOneRate NextFactor IsoBaseOneRate InterestRate IsoPercentageRate YieldToMaturityRate IsoPercentageRate NextInterestRate IsoPercentageRate IndexRateBasis IsoPercentageRate VariableRateIndicator IsoYesNoIndicator CallableIndicator IsoYesNoIndicator PutableIndicator IsoYesNoIndicator FinancialInstrumentAttributeAdditionalDetails IsoMax350Text } FinancialInstrumentAttributes91 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing FinancialInstrumentAttributes91 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis FinancialInstrumentAttributes91 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : PaymentFrequency FinancialInstrumentAttributes91 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency FinancialInstrumentAttributes91 *-- "0..1" IClassificationType32Choice : ClassificationType FinancialInstrumentAttributes91 *-- "0..1" IOptionStyle8Choice : OptionStyle FinancialInstrumentAttributes91 *-- "0..1" IOptionType6Choice : OptionType FinancialInstrumentAttributes91 *-- "0..1" INumber22Choice : CouponAttachedNumber FinancialInstrumentAttributes91 *-- "0..1" GenericIdentification37 : PoolNumber FinancialInstrumentAttributes91 *-- "0..1" IPriceType4Choice : MarketOrIndicativePrice FinancialInstrumentAttributes91 *-- "0..1" Price7 : ExercisePrice FinancialInstrumentAttributes91 *-- "0..1" Price7 : SubscriptionPrice FinancialInstrumentAttributes91 *-- "0..1" Price7 : ConversionPrice FinancialInstrumentAttributes91 *-- "0..1" Price7 : StrikePrice FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize FinancialInstrumentAttributes91 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification %% ITradeTransactionCondition5Choice recursion level 1 with max 1 %% ITypeOfPrice29Choice recursion level 1 with max 1 %% QuantityAndAccount84 recursion level 1 with max 1 class QuantityAndAccount84{ DenominationChoice IsoMax210Text } QuantityAndAccount84 *-- "1..1" IFinancialInstrumentQuantity1Choice : SettlementQuantity QuantityAndAccount84 *-- "0..1" ICashAccountIdentification5Choice : CashAccount QuantityAndAccount84 *-- "0..0" QuantityBreakdown46 : QuantityBreakdown QuantityAndAccount84 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace %% SecuritiesFinancingTransactionDetails45 recursion level 1 with max 1 class SecuritiesFinancingTransactionDetails45{ SecuritiesFinancingTradeIdentification IsoMax52Text ClosingLegIdentification IsoMax35Text MaturityDateModification IsoYesNoIndicator InterestPayment IsoYesNoIndicator TransactionCallDelay IsoExact3NumericText SecondLegNarrative IsoMax140Text } SecuritiesFinancingTransactionDetails45 *-- "0..1" ITerminationDate6Choice : TerminationDate SecuritiesFinancingTransactionDetails45 *-- "0..1" IRateType35Choice : RateType SecuritiesFinancingTransactionDetails45 *-- "0..1" ILegalFramework3Choice : LegalFramework SecuritiesFinancingTransactionDetails45 *-- "0..1" RateName1 : VariableRateSupport SecuritiesFinancingTransactionDetails45 *-- "0..1" Rate2 : RepurchaseRate SecuritiesFinancingTransactionDetails45 *-- "0..1" AmountAndDirection21 : AccruedInterestAmount SecuritiesFinancingTransactionDetails45 *-- "0..1" AmountAndDirection21 : TerminationTransactionAmount %% SettlementDetails168 recursion level 1 with max 1 class SettlementDetails168{ HoldIndicator IsoYesNoIndicator PartialSettlementIndicator SettlementTransactionCondition5Code } SettlementDetails168 *-- "1..1" ISecuritiesTransactionType45Choice : SecuritiesTransactionType SettlementDetails168 *-- "0..0" ISettlementTransactionCondition17Choice : SettlementTransactionCondition SettlementDetails168 *-- "0..1" IBeneficialOwnership4Choice : BeneficialOwnership SettlementDetails168 *-- "0..1" ICashSettlementSystem4Choice : CashClearingSystem SettlementDetails168 *-- "0..1" IMarketClientSide6Choice : MarketClientSide SettlementDetails168 *-- "0..1" IRegistration9Choice : Registration SettlementDetails168 *-- "0..1" IRepurchaseType13Choice : RepurchaseType SettlementDetails168 *-- "0..1" ISecuritiesRTGS4Choice : SecuritiesRTGS SettlementDetails168 *-- "0..1" GenericIdentification30 : StampDutyTaxBasis %% SettlementParties76 recursion level 1 with max 1 SettlementParties76 *-- "0..1" PartyIdentification146 : Depository SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5 %% SettlementParties76 recursion level 1 with max 1 SettlementParties76 *-- "0..1" PartyIdentification146 : Depository SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4 SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5 %% AmountAndDirection88 recursion level 1 with max 1 class AmountAndDirection88{ Amount IsoActiveCurrencyAndAmount CreditDebitIndicator CreditDebitCode OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount } AmountAndDirection88 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails AmountAndDirection88 *-- "0..1" IDateAndDateTime2Choice : ValueDate %% OtherAmounts32 recursion level 1 with max 1 OtherAmounts32 *-- "0..1" AmountAndDirection47 : AccruedInterestAmount OtherAmounts32 *-- "0..1" AmountAndDirection47 : ChargesFees OtherAmounts32 *-- "0..1" AmountAndDirection47 : TradeAmount OtherAmounts32 *-- "0..1" AmountAndDirection47 : ExecutingBrokerAmount OtherAmounts32 *-- "0..1" AmountAndDirection47 : LocalTax OtherAmounts32 *-- "0..1" AmountAndDirection47 : LocalBrokerCommission OtherAmounts32 *-- "0..1" AmountAndDirection47 : Other OtherAmounts32 *-- "0..1" AmountAndDirection47 : StampDuty OtherAmounts32 *-- "0..1" AmountAndDirection47 : TransactionTax OtherAmounts32 *-- "0..1" AmountAndDirection47 : WithholdingTax OtherAmounts32 *-- "0..1" AmountAndDirection47 : ConsumptionTax %% OtherParties34 recursion level 1 with max 1 OtherParties34 *-- "0..1" PartyIdentification149 : Investor OtherParties34 *-- "0..1" PartyIdentification136 : QualifiedForeignIntermediary OtherParties34 *-- "0..1" PartyIdentification136 : StockExchange OtherParties34 *-- "0..1" PartyIdentification136 : TradeRegulator OtherParties34 *-- "0..1" PartyIdentification136 : TripartyAgent %% SupplementaryData1 recursion level 1 with max 1 class SupplementaryData1{ PlaceAndName IsoMax350Text } SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
SecuritiesTradeDetails122 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
AccountOwnerTransactionIdentification | Identification of an account owner transaction that could potentially match with the allegement notified. | IsoMax35Text - Optional 0..1 |
AccountServicerTransactionIdentification | Identification of the transaction as known by the account servicer. | IsoMax35Text - Optional 0..1 |
MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoMax35Text - Optional 0..1 |
ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the instruction other than the account owner, the account servicer and the market infrastructure. | IsoMax35Text - Optional 0..1 |
TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoMax52Text - Unknown 0..0 |
CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoMax35Text - Optional 0..1 |
PoolIdentification | Collective reference identifying a set of messages. | IsoMax35Text - Optional 0..1 |
CollateralTransactionIdentification | Unambiguous identification of a collateral transaction as assigned by the instructing party. | IsoMax35Text - Unknown 0..0 |
SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
Status | Status of the allegement. | IAllegementStatus3Choice - Optional 0..1 |
PlaceOfTrade | Market in which a trade transaction has been executed. | PlaceOfTradeIdentification1 - Optional 0..1 |
PlaceOfClearing | Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | PlaceOfClearingIdentification2 - Optional 0..1 |
TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate8Choice - Optional 0..1 |
SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate17Choice - Required 1..1 |
DealPrice | Specifies the price of the traded financial instrument. | This is the deal price of the individual trade transaction. |
NumberOfDaysAccrued | Number of days on which the interest rate accrues (daily accrual note). | IsoMax3Number - Optional 0..1 |
FinancialInstrumentIdentification | Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification19 - Required 1..1 |
FinancialInstrumentAttributes | Elements characterising a financial instrument. | FinancialInstrumentAttributes91 - Optional 0..1 |
TradeTransactionCondition | Indicates the conditions under which the order/trade is to be/was executed. | ITradeTransactionCondition5Choice - Unknown 0..0 |
TypeOfPrice | Specifies the type of price and information about the price. | ITypeOfPrice29Choice - Optional 0..1 |
QuantityAndAccountDetails | Details about the financial instrument quantity and the account involved in the transaction. | QuantityAndAccount84 - Required 1..1 |
SecuritiesFinancingDetails | Details of the closing of the securities financing transaction. | SecuritiesFinancingTransactionDetails45 - Optional 0..1 |
SettlementParameters | Parameters applied to the settlement of a security transfer. | SettlementDetails168 - Required 1..1 |
DeliveringSettlementParties | Identifies the chain of delivering settlement parties. | SettlementParties76 - Optional 0..1 |
ReceivingSettlementParties | Identifies the chain of receiving settlement parties. | SettlementParties76 - Optional 0..1 |
SettlementAmount | Total amount of money to be paid or received in exchange for the securities. | AmountAndDirection88 - Optional 0..1 |
OtherAmounts | Other amounts than the settlement amount. | OtherAmounts32 - Optional 0..1 |
OtherBusinessParties | Other business parties relevant to the transaction. | OtherParties34 - Optional 0..1 |
SupplementaryData | Additional information that cannot be captured in the structured elements and/or any other specific block. | SupplementaryData1 - Unknown 0..0 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReportV09 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReportV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReportV09Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReportV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReportV09.
classDiagram class IOuterRecord SecuritiesSettlementTransactionAllegementReportV09 --|> IOuterRecord : Implements SecuritiesSettlementTransactionAllegementReportV09Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReportV09~ : Implements class IOuterDocument~SecuritiesSettlementTransactionAllegementReportV09~ { SecuritiesSettlementTransactionAllegementReportV09 Message }
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionAllegementReportV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReportV09.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReportV09Document value will serialize correctly according to ISO 20022 standards.
classDiagram SecuritiesSettlementTransactionAllegementReportV09Document *-- SecuritiesSettlementTransactionAllegementReportV09 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.001.09">
<SctiesSttlmTxAllgmtRpt>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<StmtGnlDtls>
<!-- StatementGeneralDetails inner content -->
</StmtGnlDtls>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<AllgmtDtls>
<!-- AllegementDetails inner content -->
</AllgmtDtls>
</SctiesSttlmTxAllgmtRpt>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_T6wkkQzOEeuTPv2wqaotHg"
nextVersions="_DEcUcSgSEeym1_Zp1BTvEw"
previousVersion="_HSdIUdBoEeihG9bKfarOOA"
name="SecuritiesSettlementTransactionAllegementReportV09"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_JB4xh_8rEeCQ-IWv9MUPeQ"
xmlTag="SctiesSttlmTxAllgmtRpt"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_T6wkkwzOEeuTPv2wqaotHg"
nextVersions="_DEcUcygSEeym1_Zp1BTvEw"
previousVersion="_HSdIU9BoEeihG9bKfarOOA"
name="AllegementDetailsActivityRule1"
definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Absence"><leftOperand>/AllegementDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>false</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_T6wklQzOEeuTPv2wqaotHg"
nextVersions="_DEcUdSgSEeym1_Zp1BTvEw"
previousVersion="_HSdIVdBoEeihG9bKfarOOA"
name="AllegementDetailsActivityRule2"
definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/AllegementDetails[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_T6wklwzOEeuTPv2wqaotHg"
nextVersions="_DEcUdygSEeym1_Zp1BTvEw"
previousVersion="_KJt6RdBxEeihG9bKfarOOA"
name="AllegementStatusRule"
definition="Unless bilaterally agreed between the Sender and Receiver, if AllegementDetails/Status is present, then the statement must be a delta statement (StatementGeneralDetails/UpdateType: Delta). In a complete statement (StatementGeneralDetails/UpdateType: Complete), a removed or cancelled Status (AllegementDetails/Status) must not be reported."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_T6wknwzOEeuTPv2wqaotHg"
nextVersions="_DEcUhSgSEeym1_Zp1BTvEw"
previousVersion="_HSdIV9BoEeihG9bKfarOOA"
name="Pagination"
definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_T6wkoQzOEeuTPv2wqaotHg"
nextVersions="_DEcUhygSEeym1_Zp1BTvEw"
previousVersion="_HSdIWdBoEeihG9bKfarOOA"
name="StatementGeneralDetails"
definition="General information related to the report."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="StmtGnlDtls"
complexType="_AYkHkbPwEeelzbgsFa3sqQ" />
<messageBuildingBlock
xmi:id="_T6wkowzOEeuTPv2wqaotHg"
nextVersions="_DEcUiSgSEeym1_Zp1BTvEw"
previousVersion="_HSdIW9BoEeihG9bKfarOOA"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_XnxoYdLCEeiN28wlpBQScw" />
<messageBuildingBlock
xmi:id="_T6wkpQzOEeuTPv2wqaotHg"
nextVersions="_DEcUiygSEeym1_Zp1BTvEw"
previousVersion="_HSdIXdBoEeihG9bKfarOOA"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="SfkpgAcct"
complexType="_T_JUKtp-Ed-ak6NoX_4Aeg_1976638301" />
<messageBuildingBlock
xmi:id="_T6wkpwzOEeuTPv2wqaotHg"
nextVersions="_DEcUjSgSEeym1_Zp1BTvEw"
previousVersion="_HSdIX9BoEeihG9bKfarOOA"
name="AllegementDetails"
definition="Details of the allegement."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="AllgmtDtls"
complexType="_kBn6cQzOEeuTPv2wqaotHg" />
<messageDefinitionIdentifier
businessArea="semt"
messageFunctionality="019"
flavour="001"
version="09" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.