SecuritiesSettlementTransactionAllegementReportV09

semt.019.001.09

Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesSettlementTransactionAllegementReportV09 recursion level 0 with max 0
SecuritiesSettlementTransactionAllegementReportV09 *-- "1..1" Pagination1 : Pagination
SecuritiesSettlementTransactionAllegementReportV09 *-- "1..1" Statement63 : StatementGeneralDetails
SecuritiesSettlementTransactionAllegementReportV09 *-- "0..1" PartyIdentification144 : AccountOwner
SecuritiesSettlementTransactionAllegementReportV09 *-- "1..1" SecuritiesAccount19 : SafekeepingAccount
SecuritiesSettlementTransactionAllegementReportV09 *-- "0..1" SecuritiesTradeDetails122 : AllegementDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

StatementGeneralDetails building block

General information related to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement63 recursion level 0 with max 1
class Statement63{
    QueryReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
}
Statement63 *-- "0..1" INumber3Choice : ReportNumber
Statement63 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime
Statement63 *-- "0..1" IFrequency25Choice : Frequency
Statement63 *-- "0..1" IUpdateType15Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IFrequency25Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1
  

Statement63 members

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification144 recursion level 0 with max 1
class PartyIdentification144{
    LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% IPartyIdentification127Choice recursion level 1 with max 1
  

PartyIdentification144 members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount19 recursion level 0 with max 1
class SecuritiesAccount19{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}
  

SecuritiesAccount19 members

AllegementDetails building block

Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesTradeDetails122 recursion level 0 with max 1
class SecuritiesTradeDetails122{
    AccountOwnerTransactionIdentification IsoMax35Text
    AccountServicerTransactionIdentification IsoMax35Text
    MarketInfrastructureTransactionIdentification IsoMax35Text
    ProcessorTransactionIdentification IsoMax35Text
    TradeIdentification IsoMax52Text
    CommonIdentification IsoMax35Text
    PoolIdentification IsoMax35Text
    CollateralTransactionIdentification IsoMax35Text
    SecuritiesMovementType ReceiveDelivery1Code
    Payment DeliveryReceiptType2Code
    NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails122 *-- "0..1" IAllegementStatus3Choice : Status
SecuritiesTradeDetails122 *-- "0..1" PlaceOfTradeIdentification1 : PlaceOfTrade
SecuritiesTradeDetails122 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing
SecuritiesTradeDetails122 *-- "0..1" ITradeDate8Choice : TradeDate
SecuritiesTradeDetails122 *-- "1..1" ISettlementDate17Choice : SettlementDate
SecuritiesTradeDetails122 *-- "0..1" Price10 : DealPrice
SecuritiesTradeDetails122 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecuritiesTradeDetails122 *-- "0..1" FinancialInstrumentAttributes91 : FinancialInstrumentAttributes
SecuritiesTradeDetails122 *-- "0..0" ITradeTransactionCondition5Choice : TradeTransactionCondition
SecuritiesTradeDetails122 *-- "0..1" ITypeOfPrice29Choice : TypeOfPrice
SecuritiesTradeDetails122 *-- "1..1" QuantityAndAccount84 : QuantityAndAccountDetails
SecuritiesTradeDetails122 *-- "0..1" SecuritiesFinancingTransactionDetails45 : SecuritiesFinancingDetails
SecuritiesTradeDetails122 *-- "1..1" SettlementDetails168 : SettlementParameters
SecuritiesTradeDetails122 *-- "0..1" SettlementParties76 : DeliveringSettlementParties
SecuritiesTradeDetails122 *-- "0..1" SettlementParties76 : ReceivingSettlementParties
SecuritiesTradeDetails122 *-- "0..1" AmountAndDirection88 : SettlementAmount
SecuritiesTradeDetails122 *-- "0..1" OtherAmounts32 : OtherAmounts
SecuritiesTradeDetails122 *-- "0..1" OtherParties34 : OtherBusinessParties
SecuritiesTradeDetails122 *-- "0..0" SupplementaryData1 : SupplementaryData
%% IAllegementStatus3Choice recursion level 1 with max 1
%% PlaceOfTradeIdentification1 recursion level 1 with max 1
class PlaceOfTradeIdentification1{
    LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification1 *-- "0..1" MarketIdentification84 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification2 recursion level 1 with max 1
class PlaceOfClearingIdentification2{
    Identification IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
%% ITradeDate8Choice recursion level 1 with max 1
%% ISettlementDate17Choice recursion level 1 with max 1
%% Price10 recursion level 1 with max 1
Price10 *-- "1..1" IYieldedOrValueType2Choice : Type
Price10 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrumentAttributes91 recursion level 1 with max 1
class FinancialInstrumentAttributes91{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes91 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes91 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes91 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm
FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : PaymentFrequency
FinancialInstrumentAttributes91 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus
FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes91 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes91 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes91 *-- "0..1" IOptionType6Choice : OptionType
FinancialInstrumentAttributes91 *-- "0..1" INumber22Choice : CouponAttachedNumber
FinancialInstrumentAttributes91 *-- "0..1" GenericIdentification37 : PoolNumber
FinancialInstrumentAttributes91 *-- "0..1" IPriceType4Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : ExercisePrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : SubscriptionPrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : ConversionPrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : StrikePrice
FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes91 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification
%% ITradeTransactionCondition5Choice recursion level 1 with max 1
%% ITypeOfPrice29Choice recursion level 1 with max 1
%% QuantityAndAccount84 recursion level 1 with max 1
class QuantityAndAccount84{
    DenominationChoice IsoMax210Text
}
QuantityAndAccount84 *-- "1..1" IFinancialInstrumentQuantity1Choice : SettlementQuantity
QuantityAndAccount84 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
QuantityAndAccount84 *-- "0..0" QuantityBreakdown46 : QuantityBreakdown
QuantityAndAccount84 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
%% SecuritiesFinancingTransactionDetails45 recursion level 1 with max 1
class SecuritiesFinancingTransactionDetails45{
    SecuritiesFinancingTradeIdentification IsoMax52Text
    ClosingLegIdentification IsoMax35Text
    MaturityDateModification IsoYesNoIndicator
    InterestPayment IsoYesNoIndicator
    TransactionCallDelay IsoExact3NumericText
    SecondLegNarrative IsoMax140Text
}
SecuritiesFinancingTransactionDetails45 *-- "0..1" ITerminationDate6Choice : TerminationDate
SecuritiesFinancingTransactionDetails45 *-- "0..1" IRateType35Choice : RateType
SecuritiesFinancingTransactionDetails45 *-- "0..1" ILegalFramework3Choice : LegalFramework
SecuritiesFinancingTransactionDetails45 *-- "0..1" RateName1 : VariableRateSupport
SecuritiesFinancingTransactionDetails45 *-- "0..1" Rate2 : RepurchaseRate
SecuritiesFinancingTransactionDetails45 *-- "0..1" AmountAndDirection21 : AccruedInterestAmount
SecuritiesFinancingTransactionDetails45 *-- "0..1" AmountAndDirection21 : TerminationTransactionAmount
%% SettlementDetails168 recursion level 1 with max 1
class SettlementDetails168{
    HoldIndicator IsoYesNoIndicator
    PartialSettlementIndicator SettlementTransactionCondition5Code
}
SettlementDetails168 *-- "1..1" ISecuritiesTransactionType45Choice : SecuritiesTransactionType
SettlementDetails168 *-- "0..0" ISettlementTransactionCondition17Choice : SettlementTransactionCondition
SettlementDetails168 *-- "0..1" IBeneficialOwnership4Choice : BeneficialOwnership
SettlementDetails168 *-- "0..1" ICashSettlementSystem4Choice : CashClearingSystem
SettlementDetails168 *-- "0..1" IMarketClientSide6Choice : MarketClientSide
SettlementDetails168 *-- "0..1" IRegistration9Choice : Registration
SettlementDetails168 *-- "0..1" IRepurchaseType13Choice : RepurchaseType
SettlementDetails168 *-- "0..1" ISecuritiesRTGS4Choice : SecuritiesRTGS
SettlementDetails168 *-- "0..1" GenericIdentification30 : StampDutyTaxBasis
%% SettlementParties76 recursion level 1 with max 1
SettlementParties76 *-- "0..1" PartyIdentification146 : Depository
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5
%% SettlementParties76 recursion level 1 with max 1
SettlementParties76 *-- "0..1" PartyIdentification146 : Depository
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party1
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party2
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party3
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party4
SettlementParties76 *-- "0..1" PartyIdentificationAndAccount168 : Party5
%% AmountAndDirection88 recursion level 1 with max 1
class AmountAndDirection88{
    Amount IsoActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection88 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
AmountAndDirection88 *-- "0..1" IDateAndDateTime2Choice : ValueDate
%% OtherAmounts32 recursion level 1 with max 1
OtherAmounts32 *-- "0..1" AmountAndDirection47 : AccruedInterestAmount
OtherAmounts32 *-- "0..1" AmountAndDirection47 : ChargesFees
OtherAmounts32 *-- "0..1" AmountAndDirection47 : TradeAmount
OtherAmounts32 *-- "0..1" AmountAndDirection47 : ExecutingBrokerAmount
OtherAmounts32 *-- "0..1" AmountAndDirection47 : LocalTax
OtherAmounts32 *-- "0..1" AmountAndDirection47 : LocalBrokerCommission
OtherAmounts32 *-- "0..1" AmountAndDirection47 : Other
OtherAmounts32 *-- "0..1" AmountAndDirection47 : StampDuty
OtherAmounts32 *-- "0..1" AmountAndDirection47 : TransactionTax
OtherAmounts32 *-- "0..1" AmountAndDirection47 : WithholdingTax
OtherAmounts32 *-- "0..1" AmountAndDirection47 : ConsumptionTax
%% OtherParties34 recursion level 1 with max 1
OtherParties34 *-- "0..1" PartyIdentification149 : Investor
OtherParties34 *-- "0..1" PartyIdentification136 : QualifiedForeignIntermediary
OtherParties34 *-- "0..1" PartyIdentification136 : StockExchange
OtherParties34 *-- "0..1" PartyIdentification136 : TradeRegulator
OtherParties34 *-- "0..1" PartyIdentification136 : TripartyAgent
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
  

SecuritiesTradeDetails122 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReportV09 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReportV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReportV09Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReportV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReportV09.

classDiagram
    class IOuterRecord
    SecuritiesSettlementTransactionAllegementReportV09 --|> IOuterRecord : Implements
    SecuritiesSettlementTransactionAllegementReportV09Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReportV09~ : Implements
    class IOuterDocument~SecuritiesSettlementTransactionAllegementReportV09~ {
        SecuritiesSettlementTransactionAllegementReportV09 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesSettlementTransactionAllegementReportV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReportV09.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReportV09Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesSettlementTransactionAllegementReportV09Document *-- SecuritiesSettlementTransactionAllegementReportV09 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.001.09">
    <SctiesSttlmTxAllgmtRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <AllgmtDtls>
            <!-- AllegementDetails inner content -->
        </AllgmtDtls>
    </SctiesSttlmTxAllgmtRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_T6wkkQzOEeuTPv2wqaotHg"
  nextVersions="_DEcUcSgSEeym1_Zp1BTvEw"
  previousVersion="_HSdIUdBoEeihG9bKfarOOA"
  name="SecuritiesSettlementTransactionAllegementReportV09"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_JB4xh_8rEeCQ-IWv9MUPeQ"
  xmlTag="SctiesSttlmTxAllgmtRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_T6wkkwzOEeuTPv2wqaotHg"
    nextVersions="_DEcUcygSEeym1_Zp1BTvEw"
    previousVersion="_HSdIU9BoEeihG9bKfarOOA"
    name="AllegementDetailsActivityRule1"
    definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/AllegementDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_T6wklQzOEeuTPv2wqaotHg"
    nextVersions="_DEcUdSgSEeym1_Zp1BTvEw"
    previousVersion="_HSdIVdBoEeihG9bKfarOOA"
    name="AllegementDetailsActivityRule2"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AllegementDetails[1]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_T6wklwzOEeuTPv2wqaotHg"
    nextVersions="_DEcUdygSEeym1_Zp1BTvEw"
    previousVersion="_KJt6RdBxEeihG9bKfarOOA"
    name="AllegementStatusRule"
    definition="Unless bilaterally agreed between the Sender and Receiver, if AllegementDetails/Status is present, then the statement must be a delta statement (StatementGeneralDetails/UpdateType: Delta). In a complete statement (StatementGeneralDetails/UpdateType: Complete), a removed or cancelled Status (AllegementDetails/Status) must not be reported."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_T6wknwzOEeuTPv2wqaotHg"
    nextVersions="_DEcUhSgSEeym1_Zp1BTvEw"
    previousVersion="_HSdIV9BoEeihG9bKfarOOA"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_T6wkoQzOEeuTPv2wqaotHg"
    nextVersions="_DEcUhygSEeym1_Zp1BTvEw"
    previousVersion="_HSdIWdBoEeihG9bKfarOOA"
    name="StatementGeneralDetails"
    definition="General information related to the report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_AYkHkbPwEeelzbgsFa3sqQ" />
  <messageBuildingBlock
    xmi:id="_T6wkowzOEeuTPv2wqaotHg"
    nextVersions="_DEcUiSgSEeym1_Zp1BTvEw"
    previousVersion="_HSdIW9BoEeihG9bKfarOOA"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_XnxoYdLCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_T6wkpQzOEeuTPv2wqaotHg"
    nextVersions="_DEcUiygSEeym1_Zp1BTvEw"
    previousVersion="_HSdIXdBoEeihG9bKfarOOA"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_T_JUKtp-Ed-ak6NoX_4Aeg_1976638301" />
  <messageBuildingBlock
    xmi:id="_T6wkpwzOEeuTPv2wqaotHg"
    nextVersions="_DEcUjSgSEeym1_Zp1BTvEw"
    previousVersion="_HSdIX9BoEeihG9bKfarOOA"
    name="AllegementDetails"
    definition="Details of the allegement."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="AllgmtDtls"
    complexType="_kBn6cQzOEeuTPv2wqaotHg" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="019"
    flavour="001"
    version="09" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.