SecuritiesSettlementTransactionAllegementReport002V09

semt.019.002.09

Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesSettlementTransactionAllegementReport002V09 recursion level 0 with max 0
SecuritiesSettlementTransactionAllegementReport002V09 *-- "1..1" Pagination1 : Pagination
SecuritiesSettlementTransactionAllegementReport002V09 *-- "1..1" Statement69 : StatementGeneralDetails
SecuritiesSettlementTransactionAllegementReport002V09 *-- "0..1" PartyIdentification156 : AccountOwner
SecuritiesSettlementTransactionAllegementReport002V09 *-- "1..1" SecuritiesAccount30 : SafekeepingAccount
SecuritiesSettlementTransactionAllegementReport002V09 *-- "0..1" SecuritiesTradeDetails127 : AllegementDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

StatementGeneralDetails building block

General information related to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement69 recursion level 0 with max 1
class Statement69{
    QueryReference IsoRestrictedFINXMax16Text
    StatementIdentification IsoRestrictedFINXMax16Text
    ActivityIndicator IsoYesNoIndicator
}
Statement69 *-- "0..1" INumber3Choice : ReportNumber
Statement69 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime
Statement69 *-- "0..1" IFrequency26Choice : Frequency
Statement69 *-- "0..1" IUpdateType16Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IFrequency26Choice recursion level 1 with max 1
%% IUpdateType16Choice recursion level 1 with max 1
  

Statement69 members

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification156 recursion level 0 with max 1
class PartyIdentification156{
    LEI IsoLEIIdentifier
}
PartyIdentification156 *-- "1..1" IPartyIdentification136Choice : Identification
%% IPartyIdentification136Choice recursion level 1 with max 1
  

PartyIdentification156 members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount30 recursion level 0 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
  

SecuritiesAccount30 members

AllegementDetails building block

Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesTradeDetails127 recursion level 0 with max 1
class SecuritiesTradeDetails127{
    AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
    TradeIdentification IsoRestrictedFINXMax52Text
    CommonIdentification IsoRestrictedFINXMax16Text
    PoolIdentification IsoRestrictedFINXMax16Text
    CollateralTransactionIdentification IsoRestrictedFINXMax16Text
    SecuritiesMovementType ReceiveDelivery1Code
    Payment DeliveryReceiptType2Code
    NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails127 *-- "0..1" IAllegementStatus4Choice : Status
SecuritiesTradeDetails127 *-- "0..1" PlaceOfTradeIdentification2 : PlaceOfTrade
SecuritiesTradeDetails127 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing
SecuritiesTradeDetails127 *-- "0..1" ITradeDate9Choice : TradeDate
SecuritiesTradeDetails127 *-- "1..1" ISettlementDate20Choice : SettlementDate
SecuritiesTradeDetails127 *-- "0..1" Price11 : DealPrice
SecuritiesTradeDetails127 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
SecuritiesTradeDetails127 *-- "0..1" FinancialInstrumentAttributes97 : FinancialInstrumentAttributes
SecuritiesTradeDetails127 *-- "0..0" ITradeTransactionCondition6Choice : TradeTransactionCondition
SecuritiesTradeDetails127 *-- "0..1" ITypeOfPrice32Choice : TypeOfPrice
SecuritiesTradeDetails127 *-- "1..1" QuantityAndAccount89 : QuantityAndAccountDetails
SecuritiesTradeDetails127 *-- "0..1" SecuritiesFinancingTransactionDetails50 : SecuritiesFinancingDetails
SecuritiesTradeDetails127 *-- "1..1" SettlementDetails174 : SettlementParameters
SecuritiesTradeDetails127 *-- "0..1" SettlementParties81 : DeliveringSettlementParties
SecuritiesTradeDetails127 *-- "0..1" SettlementParties81 : ReceivingSettlementParties
SecuritiesTradeDetails127 *-- "0..1" AmountAndDirection92 : SettlementAmount
SecuritiesTradeDetails127 *-- "0..1" OtherAmounts36 : OtherAmounts
SecuritiesTradeDetails127 *-- "0..1" OtherParties37 : OtherBusinessParties
SecuritiesTradeDetails127 *-- "0..0" SupplementaryData1 : SupplementaryData
%% IAllegementStatus4Choice recursion level 1 with max 1
%% PlaceOfTradeIdentification2 recursion level 1 with max 1
class PlaceOfTradeIdentification2{
    LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification2 *-- "0..1" MarketIdentification90 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification2 recursion level 1 with max 1
class PlaceOfClearingIdentification2{
    Identification IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
%% ITradeDate9Choice recursion level 1 with max 1
%% ISettlementDate20Choice recursion level 1 with max 1
%% Price11 recursion level 1 with max 1
Price11 *-- "1..1" IYieldedOrValueType2Choice : Type
Price11 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% FinancialInstrumentAttributes97 recursion level 1 with max 1
class FinancialInstrumentAttributes97{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoRestrictedFINXMax350Text
}
FinancialInstrumentAttributes97 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes97 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes97 *-- "0..1" IFormOfSecurity7Choice : RegistrationForm
FinancialInstrumentAttributes97 *-- "0..1" IFrequency27Choice : PaymentFrequency
FinancialInstrumentAttributes97 *-- "0..1" ISecuritiesPaymentStatus6Choice : PaymentStatus
FinancialInstrumentAttributes97 *-- "0..1" IFrequency27Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes97 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes97 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes97 *-- "0..1" IOptionType7Choice : OptionType
FinancialInstrumentAttributes97 *-- "0..1" INumber23Choice : CouponAttachedNumber
FinancialInstrumentAttributes97 *-- "0..1" GenericIdentification39 : PoolNumber
FinancialInstrumentAttributes97 *-- "0..1" IPriceType5Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : ExercisePrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : SubscriptionPrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : ConversionPrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : StrikePrice
FinancialInstrumentAttributes97 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes97 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
FinancialInstrumentAttributes97 *-- "0..0" SecurityIdentification20 : UnderlyingFinancialInstrumentIdentification
%% ITradeTransactionCondition6Choice recursion level 1 with max 1
%% ITypeOfPrice32Choice recursion level 1 with max 1
%% QuantityAndAccount89 recursion level 1 with max 1
class QuantityAndAccount89{
    DenominationChoice IsoRestrictedFINXMax210Text
}
QuantityAndAccount89 *-- "1..1" IFinancialInstrumentQuantity15Choice : SettlementQuantity
QuantityAndAccount89 *-- "0..1" ICashAccountIdentification6Choice : CashAccount
QuantityAndAccount89 *-- "0..0" QuantityBreakdown48 : QuantityBreakdown
QuantityAndAccount89 *-- "0..1" SafeKeepingPlace4 : SafekeepingPlace
%% SecuritiesFinancingTransactionDetails50 recursion level 1 with max 1
class SecuritiesFinancingTransactionDetails50{
    SecuritiesFinancingTradeIdentification IsoRestrictedFINXMax52Text
    ClosingLegIdentification IsoRestrictedFINXMax16Text
    MaturityDateModification IsoYesNoIndicator
    InterestPayment IsoYesNoIndicator
    TransactionCallDelay IsoExact3NumericText
    SecondLegNarrative IsoRestrictedFINXMax140Text
}
SecuritiesFinancingTransactionDetails50 *-- "0..1" ITerminationDate7Choice : TerminationDate
SecuritiesFinancingTransactionDetails50 *-- "0..1" IRateType67Choice : RateType
SecuritiesFinancingTransactionDetails50 *-- "0..1" ILegalFramework4Choice : LegalFramework
SecuritiesFinancingTransactionDetails50 *-- "0..1" RateName2 : VariableRateSupport
SecuritiesFinancingTransactionDetails50 *-- "0..1" Rate2 : RepurchaseRate
SecuritiesFinancingTransactionDetails50 *-- "0..1" AmountAndDirection59 : AccruedInterestAmount
SecuritiesFinancingTransactionDetails50 *-- "0..1" AmountAndDirection59 : TerminationTransactionAmount
%% SettlementDetails174 recursion level 1 with max 1
class SettlementDetails174{
    HoldIndicator IsoYesNoIndicator
    PartialSettlementIndicator SettlementTransactionCondition5Code
}
SettlementDetails174 *-- "1..1" ISecuritiesTransactionType49Choice : SecuritiesTransactionType
SettlementDetails174 *-- "0..0" ISettlementTransactionCondition26Choice : SettlementTransactionCondition
SettlementDetails174 *-- "0..1" IBeneficialOwnership5Choice : BeneficialOwnership
SettlementDetails174 *-- "0..1" ICashSettlementSystem5Choice : CashClearingSystem
SettlementDetails174 *-- "0..1" IMarketClientSide7Choice : MarketClientSide
SettlementDetails174 *-- "0..1" IRegistration11Choice : Registration
SettlementDetails174 *-- "0..1" IRepurchaseType17Choice : RepurchaseType
SettlementDetails174 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
SettlementDetails174 *-- "0..1" GenericIdentification47 : StampDutyTaxBasis
%% SettlementParties81 recursion level 1 with max 1
SettlementParties81 *-- "0..1" PartyIdentification162 : Depository
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party1
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party2
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party3
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party4
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party5
%% SettlementParties81 recursion level 1 with max 1
SettlementParties81 *-- "0..1" PartyIdentification162 : Depository
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party1
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party2
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party3
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party4
SettlementParties81 *-- "0..1" PartyIdentificationAndAccount176 : Party5
%% AmountAndDirection92 recursion level 1 with max 1
class AmountAndDirection92{
    Amount IsoRestrictedFINActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection92 *-- "0..1" ForeignExchangeTerms27 : ForeignExchangeDetails
AmountAndDirection92 *-- "0..1" IDateAndDateTime2Choice : ValueDate
%% OtherAmounts36 recursion level 1 with max 1
OtherAmounts36 *-- "0..1" AmountAndDirection72 : AccruedInterestAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ChargesFees
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TradeAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ExecutingBrokerAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalBrokerCommission
OtherAmounts36 *-- "0..1" AmountAndDirection72 : Other
OtherAmounts36 *-- "0..1" AmountAndDirection72 : StampDuty
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TransactionTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : WithholdingTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ConsumptionTax
%% OtherParties37 recursion level 1 with max 1
OtherParties37 *-- "0..1" PartyIdentification170 : Investor
OtherParties37 *-- "0..1" PartyIdentification157 : QualifiedForeignIntermediary
OtherParties37 *-- "0..1" PartyIdentification157 : StockExchange
OtherParties37 *-- "0..1" PartyIdentification157 : TradeRegulator
OtherParties37 *-- "0..1" PartyIdentification157 : TripartyAgent
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
  

SecuritiesTradeDetails127 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReport002V09 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReport002V09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReport002V09Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReport002V09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReport002V09.

classDiagram
    class IOuterRecord
    SecuritiesSettlementTransactionAllegementReport002V09 --|> IOuterRecord : Implements
    SecuritiesSettlementTransactionAllegementReport002V09Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V09~ : Implements
    class IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V09~ {
        SecuritiesSettlementTransactionAllegementReport002V09 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesSettlementTransactionAllegementReport002V09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.002.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReport002V09.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReport002V09Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesSettlementTransactionAllegementReport002V09Document *-- SecuritiesSettlementTransactionAllegementReport002V09 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.002.09">
    <SctiesSttlmTxAllgmtRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <AllgmtDtls>
            <!-- AllegementDetails inner content -->
        </AllgmtDtls>
    </SctiesSttlmTxAllgmtRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_rjNT0yAaEeu4a6pNulzZ4Q"
  nextVersions="_dpGMYzi8Eeydid5dcNPKvg"
  previousVersion="_kL7FC_fXEeiNZp_PtLohLw"
  name="SecuritiesSettlementTransactionAllegementReport002V09"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_gMCB9OSnEeauk5I89sEP4g"
  xmlTag="SctiesSttlmTxAllgmtRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_rjNT1SAaEeu4a6pNulzZ4Q"
    name="AllegementDetailsActivityRule1"
    definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/AllegementDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_rjNT1yAaEeu4a6pNulzZ4Q"
    name="AllegementDetailsActivityRule2"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AllegementDetails[1]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_rjNT2SAaEeu4a6pNulzZ4Q"
    name="AllegementStatusRule"
    definition="Unless bilaterally agreed between the Sender and Receiver, if AllegementDetails/Status is present, then the statement must be a delta statement (StatementGeneralDetails/UpdateType: Delta). In a complete statement (StatementGeneralDetails/UpdateType: Complete), a removed or cancelled Status (AllegementDetails/Status) must not be reported."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_rjNT2yAaEeu4a6pNulzZ4Q"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_rjNT3SAaEeu4a6pNulzZ4Q"
    name="StatementGeneralDetails"
    definition="General information related to the report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_hbJH583zEee5nJBZsW8MFQ" />
  <messageBuildingBlock
    xmi:id="_rjNT3yAaEeu4a6pNulzZ4Q"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_Z0x6o_fVEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_rjNT4SAaEeu4a6pNulzZ4Q"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_rjNT4yAaEeu4a6pNulzZ4Q"
    name="AllegementDetails"
    definition="Details of the allegement."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="AllgmtDtls"
    complexType="_rjN7wSAaEeu4a6pNulzZ4Q" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="019"
    flavour="002"
    version="09" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.