SecuritiesBalanceCustodyReportV10

semt.002.001.10

Scope An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants, or
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer, or
• a transfer agent acting on behalf of a fund manager or an account owner’s designated agent.

Usage The message can also include availability and the location of holdings to facilitate trading and minimise settlement issues. The message reports all information per financial instrument, that is, when a financial instrument is held at multiple places of safekeeping, the total holdings for all locations can be provided. The message should be sent at a frequency agreed bi-laterally between the account servicer and the account owner. The message may be provided on a trade date, contractual or settlement date basis. There may be one or more intermediary parties, for example, an intermediary or a concentrator between the account owner and account servicer.

The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesBalanceCustodyReportV10 recursion level 0 with max 0
SecuritiesBalanceCustodyReportV10 *-- "1..1" Pagination1 : Pagination
SecuritiesBalanceCustodyReportV10 *-- "1..1" Statement73 : StatementGeneralDetails
SecuritiesBalanceCustodyReportV10 *-- "0..1" PartyIdentification144 : AccountOwner
SecuritiesBalanceCustodyReportV10 *-- "0..1" PartyIdentification136 : AccountServicer
SecuritiesBalanceCustodyReportV10 *-- "1..1" SecuritiesAccount26 : SafekeepingAccount
SecuritiesBalanceCustodyReportV10 *-- "0..10" Intermediary44 : IntermediaryInformation
SecuritiesBalanceCustodyReportV10 *-- "0..1" AggregateBalanceInformation35 : BalanceForAccount
SecuritiesBalanceCustodyReportV10 *-- "0..1" SubAccountIdentification55 : SubAccountDetails
SecuritiesBalanceCustodyReportV10 *-- "0..1" TotalValueInPageAndStatement1 : AccountBaseCurrencyTotalAmounts
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

StatementGeneralDetails building block

Provides general information on the report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement73 recursion level 0 with max 1
class Statement73{
    QueryReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
    SubAccountIndicator IsoYesNoIndicator
    SecurityInterestOrSetOff IsoYesNoIndicator
}
Statement73 *-- "0..1" INumber3Choice : ReportNumber
Statement73 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime
Statement73 *-- "1..1" IFrequency22Choice : Frequency
Statement73 *-- "1..1" IUpdateType15Choice : UpdateType
Statement73 *-- "1..1" IStatementBasis7Choice : StatementBasis
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IFrequency22Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1
%% IStatementBasis7Choice recursion level 1 with max 1
  

Statement73 members

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification144 recursion level 0 with max 1
class PartyIdentification144{
    LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% IPartyIdentification127Choice recursion level 1 with max 1
  

PartyIdentification144 members

AccountServicer building block

Party that manages the account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. Identification of the party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification136 recursion level 0 with max 1
class PartyIdentification136{
    LEI IsoLEIIdentifier
}
PartyIdentification136 *-- "1..1" IPartyIdentification120Choice : Identification
%% IPartyIdentification120Choice recursion level 1 with max 1
  

PartyIdentification136 members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount26 recursion level 0 with max 1
class SecuritiesAccount26{
    Identification IsoMax35Text
    Name IsoMax70Text
    Designation IsoMax35Text
}
SecuritiesAccount26 *-- "0..1" IPurposeCode7Choice : Type
%% IPurposeCode7Choice recursion level 1 with max 1
  

SecuritiesAccount26 members

IntermediaryInformation building block

Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund. Party that provides services to investors relating to financial products (Investment Funds). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Intermediary44 recursion level 0 with max 1
Intermediary44 *-- "1..1" PartyIdentification136 : Identification
Intermediary44 *-- "0..1" IRole6Choice : Role
Intermediary44 *-- "0..1" Account29 : Account
%% PartyIdentification136 recursion level 1 with max 1
class PartyIdentification136{
    LEI IsoLEIIdentifier
}
PartyIdentification136 *-- "1..1" IPartyIdentification120Choice : Identification
%% IRole6Choice recursion level 1 with max 1
%% Account29 recursion level 1 with max 1
Account29 *-- "1..1" AccountIdentification26 : Identification
Account29 *-- "0..1" IPartyIdentification120Choice : AccountServicer
  

Intermediary44 members

BalanceForAccount building block

Net position of a segregated holding, in a single security, within the overall position held in a securities account. Overall position, in a single security, held in a securities account at a specified place of safekeeping. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AggregateBalanceInformation35 recursion level 0 with max 1
class AggregateBalanceInformation35{
    CorporateActionOptionType CorporateActionOption5Code
    DaysAccrued IsoNumber
    HoldingAdditionalDetails IsoMax350Text
}
AggregateBalanceInformation35 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
AggregateBalanceInformation35 *-- "0..1" FinancialInstrumentAttributes91 : FinancialInstrumentAttributes
AggregateBalanceInformation35 *-- "0..1" FinancialInstrument21 : InvestmentFundsFinancialInstrumentAttributes
AggregateBalanceInformation35 *-- "0..1" BasicCollateralValuation1Details : ValuationHaircutDetails
AggregateBalanceInformation35 *-- "1..1" Balance6 : AggregateBalance
AggregateBalanceInformation35 *-- "0..1" Balance8 : AvailableBalance
AggregateBalanceInformation35 *-- "0..1" IBalanceQuantity8Choice : NotAvailableBalance
AggregateBalanceInformation35 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
AggregateBalanceInformation35 *-- "0..0" PriceInformation20 : PriceDetails
AggregateBalanceInformation35 *-- "0..0" ForeignExchangeTerms34 : ForeignExchangeDetails
AggregateBalanceInformation35 *-- "0..1" BalanceAmounts3 : AccountBaseCurrencyAmounts
AggregateBalanceInformation35 *-- "0..1" BalanceAmounts3 : InstrumentCurrencyAmounts
AggregateBalanceInformation35 *-- "0..0" QuantityBreakdown54 : QuantityBreakdown
AggregateBalanceInformation35 *-- "0..0" SubBalanceInformation18 : BalanceBreakdown
AggregateBalanceInformation35 *-- "0..0" AdditionalBalanceInformation18 : AdditionalBalanceBreakdown
AggregateBalanceInformation35 *-- "0..0" AggregateBalancePerSafekeepingPlace32 : BalanceAtSafekeepingPlace
AggregateBalanceInformation35 *-- "0..0" SupplementaryData1 : SupplementaryData
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrumentAttributes91 recursion level 1 with max 1
class FinancialInstrumentAttributes91{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes91 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes91 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes91 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm
FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : PaymentFrequency
FinancialInstrumentAttributes91 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus
FinancialInstrumentAttributes91 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes91 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes91 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes91 *-- "0..1" IOptionType6Choice : OptionType
FinancialInstrumentAttributes91 *-- "0..1" INumber22Choice : CouponAttachedNumber
FinancialInstrumentAttributes91 *-- "0..1" GenericIdentification37 : PoolNumber
FinancialInstrumentAttributes91 *-- "0..1" IPriceType4Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : ExercisePrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : SubscriptionPrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : ConversionPrice
FinancialInstrumentAttributes91 *-- "0..1" Price7 : StrikePrice
FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes91 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes91 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification
%% FinancialInstrument21 recursion level 1 with max 1
class FinancialInstrument21{
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
    ProductGroup IsoMax140Text
    UmbrellaName IsoMax35Text
    BaseCurrency ActiveCurrencyCode
    DenominationCurrency ActiveCurrencyCode
    RequestedNAVCurrency ActiveOrHistoricCurrencyCode
    DualFundIndicator IsoYesNoIndicator
    CountryOfDomicile CountryCode
    RegisteredDistributionCountry CountryCode
}
%% BasicCollateralValuation1Details recursion level 1 with max 1
class BasicCollateralValuation1Details{
    ValuationHaircut IsoPercentageRate
}
BasicCollateralValuation1Details *-- "0..1" PartyIdentification15 : HaircutSource
%% Balance6 recursion level 1 with max 1
class Balance6{
    ShortLongIndicator ShortLong1Code
}
Balance6 *-- "1..1" IBalanceQuantity9Choice : Quantity
%% Balance8 recursion level 1 with max 1
class Balance8{
    ShortLongIndicator ShortLong1Code
}
Balance8 *-- "1..1" IBalanceQuantity8Choice : Quantity
%% IBalanceQuantity8Choice recursion level 1 with max 1
%% SafeKeepingPlace3 recursion level 1 with max 1
class SafeKeepingPlace3{
    LEI IsoLEIIdentifier
}
SafeKeepingPlace3 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlaceFormat
%% PriceInformation20 recursion level 1 with max 1
PriceInformation20 *-- "1..1" ITypeOfPrice28Choice : Type
PriceInformation20 *-- "1..1" IPriceRateOrAmountOrUnknown2Choice : Value
PriceInformation20 *-- "1..1" IYieldedOrValueType1Choice : ValueType
PriceInformation20 *-- "0..1" MarketIdentification89 : SourceOfPrice
PriceInformation20 *-- "0..1" IDateAndDateTime2Choice : QuotationDate
%% ForeignExchangeTerms34 recursion level 1 with max 1
class ForeignExchangeTerms34{
    UnitCurrency ActiveOrHistoricCurrencyCode
    QuotedCurrency ActiveOrHistoricCurrencyCode
    ExchangeRate IsoBaseOneRate
    QuotationDate IsoISODateTime
}
ForeignExchangeTerms34 *-- "0..1" IPartyIdentification120Choice : QuotingInstitution
%% BalanceAmounts3 recursion level 1 with max 1
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : HoldingValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : PreviousHoldingValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : BookValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : EligibleCollateralValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : AccruedInterestAmount
%% BalanceAmounts3 recursion level 1 with max 1
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : HoldingValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : PreviousHoldingValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : BookValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : EligibleCollateralValue
BalanceAmounts3 *-- "0..1" AmountAndDirection6 : AccruedInterestAmount
%% QuantityBreakdown54 recursion level 1 with max 1
QuantityBreakdown54 *-- "0..1" GenericIdentification37 : LotNumber
QuantityBreakdown54 *-- "0..1" Balance7 : LotQuantity
QuantityBreakdown54 *-- "0..1" IDateAndDateTime2Choice : LotDateTime
QuantityBreakdown54 *-- "0..1" Price7 : LotPrice
QuantityBreakdown54 *-- "0..1" ITypeOfPrice29Choice : TypeOfPrice
%% SubBalanceInformation18 recursion level 1 with max 1
class SubBalanceInformation18{
    SubBalanceAdditionalDetails IsoMax140Text
}
SubBalanceInformation18 *-- "1..1" ISubBalanceType11Choice : SubBalanceType
SubBalanceInformation18 *-- "1..1" Balance9 : Quantity
SubBalanceInformation18 *-- "0..0" QuantityBreakdown54 : QuantityBreakdown
SubBalanceInformation18 *-- "0..0" AdditionalBalanceInformation18 : AdditionalBalanceBreakdownDetails
%% AdditionalBalanceInformation18 recursion level 1 with max 1
class AdditionalBalanceInformation18{
    SubBalanceAdditionalDetails IsoMax140Text
}
AdditionalBalanceInformation18 *-- "1..1" ISubBalanceType12Choice : SubBalanceType
AdditionalBalanceInformation18 *-- "1..1" Balance9 : Quantity
AdditionalBalanceInformation18 *-- "0..0" QuantityBreakdown54 : QuantityBreakdown
%% AggregateBalancePerSafekeepingPlace32 recursion level 1 with max 1
class AggregateBalancePerSafekeepingPlace32{
    DaysAccrued IsoNumber
    HoldingAdditionalDetails IsoMax350Text
}
AggregateBalancePerSafekeepingPlace32 *-- "1..1" SafeKeepingPlace3 : SafekeepingPlace
AggregateBalancePerSafekeepingPlace32 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
AggregateBalancePerSafekeepingPlace32 *-- "0..1" Pledgee3 : Pledgee
AggregateBalancePerSafekeepingPlace32 *-- "1..1" Balance6 : AggregateBalance
AggregateBalancePerSafekeepingPlace32 *-- "0..1" Balance8 : AvailableBalance
AggregateBalancePerSafekeepingPlace32 *-- "0..1" IBalanceQuantity8Choice : NotAvailableBalance
AggregateBalancePerSafekeepingPlace32 *-- "0..0" PriceInformation20 : PriceDetails
AggregateBalancePerSafekeepingPlace32 *-- "0..0" ForeignExchangeTerms34 : ForeignExchangeDetails
AggregateBalancePerSafekeepingPlace32 *-- "0..1" BalanceAmounts3 : AccountBaseCurrencyAmounts
AggregateBalancePerSafekeepingPlace32 *-- "0..1" BalanceAmounts3 : InstrumentCurrencyAmounts
AggregateBalancePerSafekeepingPlace32 *-- "0..0" QuantityBreakdown54 : QuantityBreakdown
AggregateBalancePerSafekeepingPlace32 *-- "0..1" IExposureType16Choice : ExposureType
AggregateBalancePerSafekeepingPlace32 *-- "0..0" SubBalanceInformation18 : BalanceBreakdown
AggregateBalancePerSafekeepingPlace32 *-- "0..0" AdditionalBalanceInformation18 : AdditionalBalanceBreakdown
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
  

AggregateBalanceInformation35 members

SubAccountDetails building block

Sub-account of the safekeeping or investment account. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SubAccountIdentification55 recursion level 0 with max 1
class SubAccountIdentification55{
    ActivityIndicator IsoYesNoIndicator
}
SubAccountIdentification55 *-- "0..1" PartyIdentification144 : AccountOwner
SubAccountIdentification55 *-- "1..1" SecuritiesAccount25 : SafekeepingAccount
SubAccountIdentification55 *-- "0..0" AggregateBalanceInformation35 : BalanceForSubAccount
%% PartyIdentification144 recursion level 1 with max 1
class PartyIdentification144{
    LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% SecuritiesAccount25 recursion level 1 with max 1
class SecuritiesAccount25{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount25 *-- "0..1" IPurposeCode7Choice : Type
%% AggregateBalanceInformation35 recursion level 1 with max 1
class AggregateBalanceInformation35{
    CorporateActionOptionType CorporateActionOption5Code
    DaysAccrued IsoNumber
    HoldingAdditionalDetails IsoMax350Text
}
AggregateBalanceInformation35 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
AggregateBalanceInformation35 *-- "0..1" FinancialInstrumentAttributes91 : FinancialInstrumentAttributes
AggregateBalanceInformation35 *-- "0..1" FinancialInstrument21 : InvestmentFundsFinancialInstrumentAttributes
AggregateBalanceInformation35 *-- "0..1" BasicCollateralValuation1Details : ValuationHaircutDetails
AggregateBalanceInformation35 *-- "1..1" Balance6 : AggregateBalance
AggregateBalanceInformation35 *-- "0..1" Balance8 : AvailableBalance
AggregateBalanceInformation35 *-- "0..1" IBalanceQuantity8Choice : NotAvailableBalance
AggregateBalanceInformation35 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
AggregateBalanceInformation35 *-- "0..0" PriceInformation20 : PriceDetails
AggregateBalanceInformation35 *-- "0..0" ForeignExchangeTerms34 : ForeignExchangeDetails
AggregateBalanceInformation35 *-- "0..1" BalanceAmounts3 : AccountBaseCurrencyAmounts
AggregateBalanceInformation35 *-- "0..1" BalanceAmounts3 : InstrumentCurrencyAmounts
AggregateBalanceInformation35 *-- "0..0" QuantityBreakdown54 : QuantityBreakdown
AggregateBalanceInformation35 *-- "0..0" SubBalanceInformation18 : BalanceBreakdown
AggregateBalanceInformation35 *-- "0..0" AdditionalBalanceInformation18 : AdditionalBalanceBreakdown
AggregateBalanceInformation35 *-- "0..0" AggregateBalancePerSafekeepingPlace32 : BalanceAtSafekeepingPlace
AggregateBalanceInformation35 *-- "0..0" SupplementaryData1 : SupplementaryData
  

SubAccountIdentification55 members

AccountBaseCurrencyTotalAmounts building block

Total valuation amounts provided in the base currency of the account. Totals for the value of the holdings reported in the statement or page. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TotalValueInPageAndStatement1 recursion level 0 with max 1
TotalValueInPageAndStatement1 *-- "0..1" AmountAndDirection6 : TotalHoldingsValueOfPage
TotalValueInPageAndStatement1 *-- "1..1" AmountAndDirection6 : TotalHoldingsValueOfStatement
TotalValueInPageAndStatement1 *-- "0..1" AmountAndDirection6 : TotalBookValueOfStatement
TotalValueInPageAndStatement1 *-- "0..1" AmountAndDirection6 : TotalEligibleCollateralValue
%% AmountAndDirection6 recursion level 1 with max 1
class AmountAndDirection6{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    Sign IsoPlusOrMinusIndicator
}
%% AmountAndDirection6 recursion level 1 with max 1
class AmountAndDirection6{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    Sign IsoPlusOrMinusIndicator
}
%% AmountAndDirection6 recursion level 1 with max 1
class AmountAndDirection6{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    Sign IsoPlusOrMinusIndicator
}
%% AmountAndDirection6 recursion level 1 with max 1
class AmountAndDirection6{
    Amount IsoActiveOrHistoricCurrencyAndAmount
    Sign IsoPlusOrMinusIndicator
}
  

TotalValueInPageAndStatement1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesBalanceCustodyReportV10 implementation follows a specific implementaiton pattern. First of all, SecuritiesBalanceCustodyReportV10 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesBalanceCustodyReportV10Document implements IOuterDocument. Because SecuritiesBalanceCustodyReportV10 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesBalanceCustodyReportV10.

classDiagram
    class IOuterRecord
    SecuritiesBalanceCustodyReportV10 --|> IOuterRecord : Implements
    SecuritiesBalanceCustodyReportV10Document --|> IOuterDocument~SecuritiesBalanceCustodyReportV10~ : Implements
    class IOuterDocument~SecuritiesBalanceCustodyReportV10~ {
        SecuritiesBalanceCustodyReportV10 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesBalanceCustodyReportV10Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.002.001.10’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesBalanceCustodyReportV10.ToDocument() method. The returned SecuritiesBalanceCustodyReportV10Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesBalanceCustodyReportV10Document *-- SecuritiesBalanceCustodyReportV10 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.002.001.10">
    <SctiesBalCtdyRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <AcctSvcr>
            <!-- AccountServicer inner content -->
        </AcctSvcr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <IntrmyInf>
            <!-- IntermediaryInformation inner content -->
        </IntrmyInf>
        <BalForAcct>
            <!-- BalanceForAccount inner content -->
        </BalForAcct>
        <SubAcctDtls>
            <!-- SubAccountDetails inner content -->
        </SubAcctDtls>
        <AcctBaseCcyTtlAmts>
            <!-- AccountBaseCurrencyTotalAmounts inner content -->
        </AcctBaseCcyTtlAmts>
    </SctiesBalCtdyRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_cO51odB_EeiO-eodGv5iKQ"
  nextVersions="_rolMUSgkEey2k_sfZmJz4g"
  previousVersion="_YSMWRQCTEeW_3KiG8SEjHA"
  name="SecuritiesBalanceCustodyReportV10"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.&#xD;&#xA;&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants, or&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or &#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer, or&#xD;&#xA;- a transfer agent acting on behalf of a fund manager or an account owner's designated agent.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message can also include availability and the location of holdings to facilitate trading and minimise settlement issues. The message reports all information per financial instrument, that is, when a financial instrument is held at multiple places of safekeeping, the total holdings for all locations can be provided. &#xD;&#xA;The message should be sent at a frequency agreed bi-laterally between the account servicer and the account owner. The message may be provided on a trade date, contractual or settlement date basis. &#xD;&#xA;There may be one or more intermediary parties, for example, an intermediary or a concentrator between the account owner and account servicer.&#xD;&#xA;&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_JB4xh_8rEeCQ-IWv9MUPeQ"
  xmlTag="SctiesBalCtdyRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_cO51o9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMUygkEey2k_sfZmJz4g"
    previousVersion="_YSMWRwCTEeW_3KiG8SEjHA"
    name="BalanceForAccountOrSubAccountDetailsRule"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes), then either BalanceForAccount or SubAccountDetails must be present. If StatementGeneralDetails/ActivityIndicator is FALSE (No), then BalanceForAccount and SubAccountDetails must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SubAccountDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BalanceForAccount[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_cO51pdB_EeiO-eodGv5iKQ"
    nextVersions="_rolMVSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWSQCTEeW_3KiG8SEjHA"
    name="BalanceForAccountReportingRule"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes) and SubAccountIndicator is FALSE (NO), then BalanceForAccount must be present and Sub Account Details must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SubAccountDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BalanceForAccount[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/SubAccountIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_cO51p9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMVygkEey2k_sfZmJz4g"
    previousVersion="_YSMWTwCTEeW_3KiG8SEjHA"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_cO51qdB_EeiO-eodGv5iKQ"
    nextVersions="_rolMWSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWUQCTEeW_3KiG8SEjHA"
    name="SubAccountDetailsBalanceForAccountPresenceRule"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes) and SubAccountIndicator is TRUE (YES), then SubAccountDetails must be present and BalanceForAccount must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SubAccountDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BalanceForAccount[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/SubAccountIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_cO51q9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMYSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWUwCTEeW_3KiG8SEjHA"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_cO51rdB_EeiO-eodGv5iKQ"
    nextVersions="_rolMYygkEey2k_sfZmJz4g"
    previousVersion="_YSMWVQCTEeW_3KiG8SEjHA"
    name="StatementGeneralDetails"
    definition="Provides general information on the report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_WB0y4dCAEeiO-eodGv5iKQ" />
  <messageBuildingBlock
    xmi:id="_cO51r9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMZSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWVwCTEeW_3KiG8SEjHA"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_XnxoYdLCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_cO51sdB_EeiO-eodGv5iKQ"
    nextVersions="_rolMZygkEey2k_sfZmJz4g"
    previousVersion="_YSMWWQCTEeW_3KiG8SEjHA"
    name="AccountServicer"
    definition="Party that manages the account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctSvcr"
    complexType="_Vht60bpYEeifFaUMRKyMMw" />
  <messageBuildingBlock
    xmi:id="_cO51s9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMaSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWWwCTEeW_3KiG8SEjHA"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_vMYT4TnlEeWV5sr121Fc8A" />
  <messageBuildingBlock
    xmi:id="_cO51tdB_EeiO-eodGv5iKQ"
    nextVersions="_rolMaygkEey2k_sfZmJz4g"
    previousVersion="_YSMWXQCTEeW_3KiG8SEjHA"
    name="IntermediaryInformation"
    definition="Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund."
    registrationStatus="Provisionally Registered"
    maxOccurs="10"
    minOccurs="0"
    xmlTag="IntrmyInf"
    complexType="_AXBpQdLDEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_cO51t9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMbSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWXwCTEeW_3KiG8SEjHA"
    name="BalanceForAccount"
    definition="Net position of a segregated holding, in a single security, within the overall position held in a securities account."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="BalForAcct"
    complexType="_77KiXdLCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_cO51udB_EeiO-eodGv5iKQ"
    nextVersions="_rolMbygkEey2k_sfZmJz4g"
    previousVersion="_YSMWYQCTEeW_3KiG8SEjHA"
    name="SubAccountDetails"
    definition="Sub-account of the safekeeping or investment account."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubAcctDtls"
    complexType="_aR99_9LCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_cO51u9B_EeiO-eodGv5iKQ"
    nextVersions="_rolMcSgkEey2k_sfZmJz4g"
    previousVersion="_YSMWYwCTEeW_3KiG8SEjHA"
    name="AccountBaseCurrencyTotalAmounts"
    definition="Total valuation amounts provided in the base currency of the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctBaseCcyTtlAmts"
    complexType="_ReNoe9p-Ed-ak6NoX_4Aeg_939590328" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="002"
    flavour="001"
    version="10" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.