Securities Management - Previous version - subset / variant

SEMT Attributes

Attribute Value
Abbreviation for this business area semt
Registration Status Registered

Data from ISO specification

This is the technical data from the specification document.

<topLevelCatalogueEntry
  p1:type="iso20022:BusinessArea"
  p2:id="_vmc0V4oQEeGhr9N2godfWw"
  name="Securities Management - Previous version - subset / variant"
  definition="Messages that support post-settlement processes for securities (including reporting on securities movements, trades and balances), the processes required to protect beneficial owner's rights throughout settlement, plus any exceptions and investigations related to securities transactions."
  registrationStatus="Registered"
  code="semt"
  xmlns:p2="http://www.omg.org/XMI"
  xmlns:p1="http://www.w3.org/2001/XMLSchema-instance" />

AlternativeFundsAccountingStatementOfHoldingsV01

Scope|An account servicer, for example, a transfer agent or administrator, sends the AlternativeFundsAccountingStatementOfHoldings message to the account owner, for example, an investment manager, custodian, fund manager or an account owner’s designated agent, to provide detailed holdings of the portfolio at a specified moment in time.

CustodyStatementOfHoldingsCancellation

Scope|The CustodyStatementOfHoldingsCancellation message is sent by an account servicer to the account owner or the account owner’s designated agent.

IntraPositionMovementConfirmation002V08

Scope|The IntraPositionMovementConfirmation is sent by an account servicer to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV08

Scope|The IntraPositionMovementConfirmation is sent by an account servicer to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstruction002V05

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstructionV05

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementPostingReport002V08

Scope|The IntraPositionMovementPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV08

Scope|The IntraPositionMovementPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementStatusAdvice002V06

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of an intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdviceV06

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of an intra-position movement instruction previously sent by the account owner.

SecuritiesBalanceAccountingReport002V10

Scope |An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV10

Scope |An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceCustodyReport002V10

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesBalanceCustodyReportV10

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesBalanceTransparencyReportV01

SCOPE||An account servicer, such as a custodian, central securities depository or international central securities depository, sends the SecuritiesBalanceTransparencyReport message to provide holdings information for the accounts that it services, to disclose underlying details of holdings on an omnibus account that the sender owns or operates at the receiver.

SecuritiesEndOfProcessReportV01

Scope|Sent by an executing party or an instructing party to the custodian or an affirming party to notify that all the necessary SecuritiesTradeConfirmation message or any other notification of the process have been sent.

SecuritiesMessageCancellationAdvice002V06

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesMessageCancellationAdviceV06

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesMessageRejectionV02

Scope|An account servicer, for example, a registrar, transfer agent or custodian bank, sends the SecuritiesMessageRejection message to the account owner, for example, an investor or its authorised agent, to reject a previously received message on which action cannot be taken.

SecuritiesSettlementTransactionAllegementReport002V09

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV09

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAuditTrailReport002V04

Scope|This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.

SecuritiesSettlementTransactionAuditTrailReportV04

Scope|This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.

SecuritiesStatementQuery002V07

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV07

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesTransactionPendingReport002V12

Scope|SecuritiesTransactionPendingReport is sent by an account servicer to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV12

Scope|SecuritiesTransactionPendingReport is sent by an account servicer to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPostingReport002V11

Scope|SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV11

Scope|SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

StatementOfInvestmentFundTransactionsCancellationV02

Scope|An account servicer, for example, a transfer agent sends the StatementOfInvestmentFundTransactionsCancellation message to the account owner, for example, an investment manager or its authorised representative to cancel a previously sent StatementOfInvestmentFundTransactions message.

StatementOfInvestmentFundTransactionsV02

Scope|An account servicer, for example, a transfer agent sends the StatementOfInvestmentFundTransactions message to the account owner, for example, an investment manager or its authorised representative to provide detailed transactions (increases and decreases) of holdings which occurred during a specified period of time.