SecuritiesTransactionPostingReportV12

semt.017.001.12

Scope SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of its participants
• an agent (sub-custodian) acting on behalf of its global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage This message may be used as a trade date based or a settlement date based statement. The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesTransactionPostingReportV12 recursion level 0 with max 0
SecuritiesTransactionPostingReportV12 *-- "1..1" Pagination1 : Pagination
SecuritiesTransactionPostingReportV12 *-- "1..1" Statement79 : StatementGeneralDetails
SecuritiesTransactionPostingReportV12 *-- "0..1" PartyIdentification144 : AccountOwner
SecuritiesTransactionPostingReportV12 *-- "0..1" SecuritiesAccount36 : SafekeepingAccount
SecuritiesTransactionPostingReportV12 *-- "0..1" BlockChainAddressWallet4 : BlockChainAddressOrWallet
SecuritiesTransactionPostingReportV12 *-- "0..10" Intermediary44 : IntermediaryInformation
SecuritiesTransactionPostingReportV12 *-- "0..1" FinancialInstrumentDetails41 : FinancialInstrumentDetails
SecuritiesTransactionPostingReportV12 *-- "0..1" SubAccountIdentification64 : SubAccountDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

StatementGeneralDetails building block

Provides general information to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement79 recursion level 0 with max 1
class Statement79{
    QueryReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
    SubAccountIndicator IsoYesNoIndicator
}
Statement79 *-- "0..1" INumber3Choice : ReportNumber
Statement79 *-- "1..1" IPeriod7Choice : StatementPeriod
Statement79 *-- "0..1" IFrequency25Choice : Frequency
Statement79 *-- "0..1" IUpdateType15Choice : UpdateType
Statement79 *-- "1..1" IStatementBasis8Choice : StatementBasis
%% INumber3Choice recursion level 1 with max 1
%% IPeriod7Choice recursion level 1 with max 1
%% IFrequency25Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1
%% IStatementBasis8Choice recursion level 1 with max 1
  

Statement79 members

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification144 recursion level 0 with max 1
class PartyIdentification144{
    LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% IPartyIdentification127Choice recursion level 1 with max 1
  

PartyIdentification144 members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount36 recursion level 0 with max 1
class SecuritiesAccount36{
    Identification IsoMax35Text
    Name IsoMax70Text
    Designation IsoMax35Text
}
SecuritiesAccount36 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}
  

SecuritiesAccount36 members

BlockChainAddressOrWallet building block

Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% BlockChainAddressWallet4 recursion level 0 with max 1
class BlockChainAddressWallet4{
    Identification IsoMax140Text
    Name IsoMax70Text
    Designation IsoMax35Text
}
BlockChainAddressWallet4 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}
  

BlockChainAddressWallet4 members

IntermediaryInformation building block

Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund. Party that provides services to investors relating to financial products (Investment Funds). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Intermediary44 recursion level 0 with max 1
Intermediary44 *-- "1..1" PartyIdentification136 : Identification
Intermediary44 *-- "0..1" IRole6Choice : Role
Intermediary44 *-- "0..1" Account29 : Account
%% PartyIdentification136 recursion level 1 with max 1
class PartyIdentification136{
    LEI IsoLEIIdentifier
}
PartyIdentification136 *-- "1..1" IPartyIdentification120Choice : Identification
%% IRole6Choice recursion level 1 with max 1
%% Account29 recursion level 1 with max 1
Account29 *-- "1..1" AccountIdentification26 : Identification
Account29 *-- "0..1" IPartyIdentification120Choice : AccountServicer
  

Intermediary44 members

FinancialInstrumentDetails building block

Reporting per financial instrument. Reporting per financial instrument. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrumentDetails41 recursion level 0 with max 1
FinancialInstrumentDetails41 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentDetails41 *-- "0..1" FinancialInstrument72 : InvestmentFundsFinancialInstrumentAttributes
FinancialInstrumentDetails41 *-- "0..1" PriceInformation21 : PriceDetails
FinancialInstrumentDetails41 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
FinancialInstrumentDetails41 *-- "0..1" OpeningBalance5 : OpeningBalance
FinancialInstrumentDetails41 *-- "0..1" ClosingBalance5 : ClosingBalance
FinancialInstrumentDetails41 *-- "1..0" Transaction123 : Transaction
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrument72 recursion level 1 with max 1
class FinancialInstrument72{
    SupplementaryIdentification IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    ClassType IsoMax35Text
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument72 *-- "0..1" ISecurityClassificationType2Choice : ClassificationType
%% PriceInformation21 recursion level 1 with max 1
PriceInformation21 *-- "1..1" ITypeOfPrice48Choice : Type
PriceInformation21 *-- "1..1" IYieldedOrValueType1Choice : ValueType
PriceInformation21 *-- "1..1" IPriceRateOrAmountOrUnknown2Choice : Value
PriceInformation21 *-- "0..1" MarketIdentification89 : SourceOfPrice
PriceInformation21 *-- "0..1" IDateAndDateTime2Choice : QuotationDate
%% SafeKeepingPlace3 recursion level 1 with max 1
class SafeKeepingPlace3{
    LEI IsoLEIIdentifier
}
SafeKeepingPlace3 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlaceFormat
%% OpeningBalance5 recursion level 1 with max 1
class OpeningBalance5{
    ShortLongIndicator ShortLong1Code
}
OpeningBalance5 *-- "1..1" IOpeningBalance6Choice : OpeningBalance
%% ClosingBalance5 recursion level 1 with max 1
class ClosingBalance5{
    ShortLongIndicator ShortLong1Code
}
ClosingBalance5 *-- "1..1" IClosingBalance6Choice : ClosingBalance
%% Transaction123 recursion level 1 with max 1
class Transaction123{
    AccountOwnerTransactionIdentification IsoMax35Text
    AccountServicerTransactionIdentification IsoMax35Text
    MarketInfrastructureTransactionIdentification IsoMax35Text
    CounterpartyMarketInfrastructureTransactionIdentification IsoMax35Text
    ProcessorTransactionIdentification IsoMax35Text
    TradeIdentification IsoMax52Text
    PoolIdentification IsoMax35Text
    CommonIdentification IsoMax35Text
    CorporateActionEventIdentification IsoMax35Text
    TripartyAgentServiceProviderCollateralTransactionIdentification IsoMax35Text
    ClientTripartyCollateralTransactionIdentification IsoMax35Text
    ClientCollateralInstructionIdentification IsoMax35Text
    TripartyAgentServiceProviderCollateralInstructionIdentification IsoMax35Text
    MasterReference IsoMax35Text
    AccountOwnerLegIdentification IsoMax35Text
    AccountServicerLegIdentification IsoMax35Text
}
Transaction123 *-- "0..1" AdditionalReference10 : ClientReference
Transaction123 *-- "0..1" TransactionDetails154 : TransactionDetails
Transaction123 *-- "0..0" SupplementaryData1 : SupplementaryData
  

FinancialInstrumentDetails41 members

SubAccountDetails building block

Details at sub-account level. Provides all sub-account details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SubAccountIdentification64 recursion level 0 with max 1
class SubAccountIdentification64{
    ActivityIndicator IsoYesNoIndicator
}
SubAccountIdentification64 *-- "0..1" PartyIdentification144 : AccountOwner
SubAccountIdentification64 *-- "0..1" SecuritiesAccount25 : SafekeepingAccount
SubAccountIdentification64 *-- "0..1" BlockChainAddressWallet2 : BlockChainAddressOrWallet
SubAccountIdentification64 *-- "0..0" FinancialInstrumentDetails41 : FinancialInstrumentDetails
%% PartyIdentification144 recursion level 1 with max 1
class PartyIdentification144{
    LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% SecuritiesAccount25 recursion level 1 with max 1
class SecuritiesAccount25{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount25 *-- "0..1" IPurposeCode7Choice : Type
%% BlockChainAddressWallet2 recursion level 1 with max 1
class BlockChainAddressWallet2{
    Identification IsoMax140Text
    Name IsoMax70Text
}
BlockChainAddressWallet2 *-- "0..1" IPurposeCode7Choice : Type
%% FinancialInstrumentDetails41 recursion level 1 with max 1
FinancialInstrumentDetails41 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentDetails41 *-- "0..1" FinancialInstrument72 : InvestmentFundsFinancialInstrumentAttributes
FinancialInstrumentDetails41 *-- "0..1" PriceInformation21 : PriceDetails
FinancialInstrumentDetails41 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
FinancialInstrumentDetails41 *-- "0..1" OpeningBalance5 : OpeningBalance
FinancialInstrumentDetails41 *-- "0..1" ClosingBalance5 : ClosingBalance
FinancialInstrumentDetails41 *-- "1..0" Transaction123 : Transaction
  

SubAccountIdentification64 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesTransactionPostingReportV12 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionPostingReportV12 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionPostingReportV12Document implements IOuterDocument. Because SecuritiesTransactionPostingReportV12 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionPostingReportV12.

classDiagram
    class IOuterRecord
    SecuritiesTransactionPostingReportV12 --|> IOuterRecord : Implements
    SecuritiesTransactionPostingReportV12Document --|> IOuterDocument~SecuritiesTransactionPostingReportV12~ : Implements
    class IOuterDocument~SecuritiesTransactionPostingReportV12~ {
        SecuritiesTransactionPostingReportV12 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesTransactionPostingReportV12Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.017.001.12’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionPostingReportV12.ToDocument() method. The returned SecuritiesTransactionPostingReportV12Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesTransactionPostingReportV12Document *-- SecuritiesTransactionPostingReportV12 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.017.001.12">
    <SctiesTxPstngRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <BlckChainAdrOrWllt>
            <!-- BlockChainAddressOrWallet inner content -->
        </BlckChainAdrOrWllt>
        <IntrmyInf>
            <!-- IntermediaryInformation inner content -->
        </IntrmyInf>
        <FinInstrmDtls>
            <!-- FinancialInstrumentDetails inner content -->
        </FinInstrmDtls>
        <SubAcctDtls>
            <!-- SubAccountDetails inner content -->
        </SubAcctDtls>
    </SctiesTxPstngRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_xtUGASgQEeym1_Zp1BTvEw"
  previousVersion="_jxaOsQlhEeuQ1MenzX1l-g"
  name="SecuritiesTransactionPostingReportV12"
  definition="Scope&#xD;&#xA;SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner. &#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of its participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of its global custodian customer, or &#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;This message may be used as a trade date based or a settlement date based statement.&#xD;&#xA;The message may also be used to: &#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_xiys0WfyEeOLcMuJoUvTAg"
  xmlTag="SctiesTxPstngRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_xtUGAygQEeym1_Zp1BTvEw"
    previousVersion="_jxaOswlhEeuQ1MenzX1l-g"
    name="FinancialInstrumentDetailsReportingRule"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes) and SubAccountIndicator is FALSE (No), then FinancialInstrumentDetails must be present and Sub Account Details must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SubAccountDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/FinancialInstrumentDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/SubAccountIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_xtUGBSgQEeym1_Zp1BTvEw"
    previousVersion="_jxaOtQlhEeuQ1MenzX1l-g"
    name="SubAccountDetailsFinancialInstrumentPresenceRule"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes) and SubAccountIndicator is TRUE (YES), then SubAccountDetails must be present and FinancialInstrumentDetails must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SubAccountDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/FinancialInstrumentDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/SubAccountIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_xtUGBygQEeym1_Zp1BTvEw"
    previousVersion="_jxaOtwlhEeuQ1MenzX1l-g"
    name="FinancialInstrumentDetailsOrSubAccountDetailsRule"
    definition="If StatementGeneralDetails/ActivityIndicator is FALSE (No), then FinancialInstrumentDetails and SubAccountDetails must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SubAccountDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/FinancialInstrumentDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_xtUGCSgQEeym1_Zp1BTvEw"
    previousVersion="_jxaOuQlhEeuQ1MenzX1l-g"
    name="SecuritiesMarketPracticeGroupGuideline"
    definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.&#xD;&#xA;These market practices are available on www.smpg.info."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_pm6mpCqBEeyR9JrVGfaMKw"
    name="SafekeepingAccountOrBlockChainAddress1Rule"
    definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_pm6mpSqBEeyR9JrVGfaMKw"
    name="SafekeepingAccountOrBlockChainAddress2Rule"
    definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_fL7fQTD0EeyVV_4ady97MA"
    name="SafekeepingAccountOrBlockChainAddress3Rule"
    definition="Either SafekeepingAccount or BlockChainAddressOrWallet must be present but not both."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_xtUGESgQEeym1_Zp1BTvEw"
    previousVersion="_jxaOwQlhEeuQ1MenzX1l-g"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_xtUGEygQEeym1_Zp1BTvEw"
    previousVersion="_jxaOwwlhEeuQ1MenzX1l-g"
    name="StatementGeneralDetails"
    definition="Provides general information to the report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_whBhAemwEemUgrefIx730g" />
  <messageBuildingBlock
    xmi:id="_xtUGFSgQEeym1_Zp1BTvEw"
    previousVersion="_jxaOxQlhEeuQ1MenzX1l-g"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_XnxoYdLCEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_xtUGFygQEeym1_Zp1BTvEw"
    previousVersion="_jxaOxwlhEeuQ1MenzX1l-g"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_nXxcYddiEeispNOuywCdbA" />
  <messageBuildingBlock
    xmi:id="_pm6moyqBEeyR9JrVGfaMKw"
    name="BlockChainAddressOrWallet"
    definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BlckChainAdrOrWllt"
    complexType="_iJLpwSqBEeyR9JrVGfaMKw" />
  <messageBuildingBlock
    xmi:id="_xtUGGSgQEeym1_Zp1BTvEw"
    previousVersion="_jxaOyQlhEeuQ1MenzX1l-g"
    name="IntermediaryInformation"
    definition="Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund."
    registrationStatus="Provisionally Registered"
    maxOccurs="10"
    minOccurs="0"
    xmlTag="IntrmyInf"
    complexType="_AXBpQdLDEeiN28wlpBQScw" />
  <messageBuildingBlock
    xmi:id="_xtUGGygQEeym1_Zp1BTvEw"
    previousVersion="_jxaOywlhEeuQ1MenzX1l-g"
    name="FinancialInstrumentDetails"
    definition="Reporting per financial instrument."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="FinInstrmDtls"
    complexType="_9ZziUSgQEeym1_Zp1BTvEw" />
  <messageBuildingBlock
    xmi:id="_xtUGHSgQEeym1_Zp1BTvEw"
    previousVersion="_jxaOzQlhEeuQ1MenzX1l-g"
    name="SubAccountDetails"
    definition="Details at sub-account level."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubAcctDtls"
    complexType="_-EbMoSgQEeym1_Zp1BTvEw" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="017"
    flavour="001"
    version="12" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.