semt.019.001.10
Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesSettlementTransactionAllegementReportV10 recursion level 0 with max 0
SecuritiesSettlementTransactionAllegementReportV10 *-- "1..1" Pagination1 : Pagination
SecuritiesSettlementTransactionAllegementReportV10 *-- "1..1" Statement63 : StatementGeneralDetails
SecuritiesSettlementTransactionAllegementReportV10 *-- "0..1" PartyIdentification144 : AccountOwner
SecuritiesSettlementTransactionAllegementReportV10 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
SecuritiesSettlementTransactionAllegementReportV10 *-- "0..1" BlockChainAddressWallet3 : BlockChainAddressOrWallet
SecuritiesSettlementTransactionAllegementReportV10 *-- "0..1" SecuritiesTradeDetails137 : AllegementDetails
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
StatementGeneralDetails building block
General information related to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Statement63 recursion level 0 with max 1
class Statement63{
QueryReference IsoMax35Text
StatementIdentification IsoMax35Text
ActivityIndicator IsoYesNoIndicator
}
Statement63 *-- "0..1" INumber3Choice : ReportNumber
Statement63 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime
Statement63 *-- "0..1" IFrequency25Choice : Frequency
Statement63 *-- "0..1" IUpdateType15Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IFrequency25Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1
Statement63 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| ReportNumber | Sequential number of the report. | INumber3Choice - Optional 0..1 |
| QueryReference | Identification of the SecuritiesStatementQuery message sent to request this statement. | IsoMax35Text - Optional 0..1 |
| StatementIdentification | Reference common to all pages of a statement. | IsoMax35Text - Optional 0..1 |
| StatementDateTime | Date and time of the statement. | IDateAndDateTime2Choice - Required 1..1 |
| Frequency | Frequency of the statement. | IFrequency25Choice - Optional 0..1 |
| UpdateType | Indicates whether the statement is complete or contains changes only. | IUpdateType15Choice - Optional 0..1 |
| ActivityIndicator | Indicates whether there is activity or information update reported in the statement. | IsoYesNoIndicator - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentification144 recursion level 0 with max 1
class PartyIdentification144{
LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% IPartyIdentification127Choice recursion level 1 with max 1
PartyIdentification144 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identification of the party. | IPartyIdentification127Choice - Required 1..1 |
| LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesAccount19 recursion level 0 with max 1
class SecuritiesAccount19{
Identification IsoMax35Text
Name IsoMax70Text
}
SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
SecuritiesAccount19 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoMax35Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification30 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
BlockChainAddressOrWallet building block
Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% BlockChainAddressWallet3 recursion level 0 with max 1
class BlockChainAddressWallet3{
Identification IsoMax140Text
Name IsoMax70Text
}
BlockChainAddressWallet3 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
BlockChainAddressWallet3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoMax140Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification30 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
AllegementDetails building block
Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesTradeDetails137 recursion level 0 with max 1
class SecuritiesTradeDetails137{
AccountOwnerTransactionIdentification IsoMax35Text
AccountServicerTransactionIdentification IsoMax35Text
MarketInfrastructureTransactionIdentification IsoMax35Text
CounterpartyMarketInfrastructureTransactionIdentification IsoMax35Text
ProcessorTransactionIdentification IsoMax35Text
TradeIdentification IsoMax52Text
CommonIdentification IsoMax35Text
PoolIdentification IsoMax35Text
CollateralTransactionIdentification IsoMax35Text
SecuritiesMovementType ReceiveDelivery1Code
Payment DeliveryReceiptType2Code
NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails137 *-- "0..1" IAllegementStatus3Choice : Status
SecuritiesTradeDetails137 *-- "0..1" PlaceOfTradeIdentification1 : PlaceOfTrade
SecuritiesTradeDetails137 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing
SecuritiesTradeDetails137 *-- "0..1" ITradeDate8Choice : TradeDate
SecuritiesTradeDetails137 *-- "1..1" ISettlementDate17Choice : SettlementDate
SecuritiesTradeDetails137 *-- "0..1" Price10 : DealPrice
SecuritiesTradeDetails137 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecuritiesTradeDetails137 *-- "0..1" FinancialInstrumentAttributes111 : FinancialInstrumentAttributes
SecuritiesTradeDetails137 *-- "0..0" ITradeTransactionCondition5Choice : TradeTransactionCondition
SecuritiesTradeDetails137 *-- "0..1" ITypeOfPrice29Choice : TypeOfPrice
SecuritiesTradeDetails137 *-- "1..1" QuantityAndAccount99 : QuantityAndAccountDetails
SecuritiesTradeDetails137 *-- "0..1" SecuritiesFinancingTransactionDetails45 : SecuritiesFinancingDetails
SecuritiesTradeDetails137 *-- "1..1" SettlementDetails168 : SettlementParameters
SecuritiesTradeDetails137 *-- "0..1" SettlementParties100 : DeliveringSettlementParties
SecuritiesTradeDetails137 *-- "0..1" SettlementParties100 : ReceivingSettlementParties
SecuritiesTradeDetails137 *-- "0..1" AmountAndDirection88 : SettlementAmount
SecuritiesTradeDetails137 *-- "0..1" OtherAmounts32 : OtherAmounts
SecuritiesTradeDetails137 *-- "0..1" OtherParties34 : OtherBusinessParties
SecuritiesTradeDetails137 *-- "0..0" SupplementaryData1 : SupplementaryData
%% IAllegementStatus3Choice recursion level 1 with max 1
%% PlaceOfTradeIdentification1 recursion level 1 with max 1
class PlaceOfTradeIdentification1{
LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification1 *-- "0..1" MarketIdentification84 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification2 recursion level 1 with max 1
class PlaceOfClearingIdentification2{
Identification IsoAnyBICDec2014Identifier
LEI IsoLEIIdentifier
}
%% ITradeDate8Choice recursion level 1 with max 1
%% ISettlementDate17Choice recursion level 1 with max 1
%% Price10 recursion level 1 with max 1
Price10 *-- "1..1" IYieldedOrValueType2Choice : Type
Price10 *-- "1..1" IPriceRateOrAmount3Choice : Value
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrumentAttributes111 recursion level 1 with max 1
class FinancialInstrumentAttributes111{
DenominationCurrency ActiveOrHistoricCurrencyCode
CouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
FirstPaymentDate IsoISODate
PreviousFactor IsoBaseOneRate
CurrentFactor IsoBaseOneRate
NextFactor IsoBaseOneRate
InterestRate IsoPercentageRate
YieldToMaturityRate IsoPercentageRate
NextInterestRate IsoPercentageRate
IndexRateBasis IsoPercentageRate
VariableRateIndicator IsoYesNoIndicator
CallableIndicator IsoYesNoIndicator
PutableIndicator IsoYesNoIndicator
FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes111 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes111 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes111 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm
FinancialInstrumentAttributes111 *-- "0..1" IFrequency23Choice : PaymentFrequency
FinancialInstrumentAttributes111 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus
FinancialInstrumentAttributes111 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes111 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes111 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes111 *-- "0..1" IOptionType6Choice : OptionType
FinancialInstrumentAttributes111 *-- "0..1" INumber22Choice : CouponAttachedNumber
FinancialInstrumentAttributes111 *-- "0..1" GenericIdentification37 : PoolNumber
FinancialInstrumentAttributes111 *-- "0..1" IPriceType4Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes111 *-- "0..1" Price7 : ExercisePrice
FinancialInstrumentAttributes111 *-- "0..1" Price7 : SubscriptionPrice
FinancialInstrumentAttributes111 *-- "0..1" Price7 : ConversionPrice
FinancialInstrumentAttributes111 *-- "0..1" Price7 : StrikePrice
FinancialInstrumentAttributes111 *-- "0..1" IFinancialInstrumentQuantity33Choice : MinimumNominalQuantity
FinancialInstrumentAttributes111 *-- "0..1" IFinancialInstrumentQuantity33Choice : ContractSize
FinancialInstrumentAttributes111 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification
%% ITradeTransactionCondition5Choice recursion level 1 with max 1
%% ITypeOfPrice29Choice recursion level 1 with max 1
%% QuantityAndAccount99 recursion level 1 with max 1
class QuantityAndAccount99{
DenominationChoice IsoMax210Text
}
QuantityAndAccount99 *-- "1..1" IFinancialInstrumentQuantity33Choice : SettlementQuantity
QuantityAndAccount99 *-- "0..1" ICashAccountIdentification5Choice : CashAccount
QuantityAndAccount99 *-- "0..0" QuantityBreakdown62 : QuantityBreakdown
QuantityAndAccount99 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
%% SecuritiesFinancingTransactionDetails45 recursion level 1 with max 1
class SecuritiesFinancingTransactionDetails45{
SecuritiesFinancingTradeIdentification IsoMax52Text
ClosingLegIdentification IsoMax35Text
MaturityDateModification IsoYesNoIndicator
InterestPayment IsoYesNoIndicator
TransactionCallDelay IsoExact3NumericText
SecondLegNarrative IsoMax140Text
}
SecuritiesFinancingTransactionDetails45 *-- "0..1" ITerminationDate6Choice : TerminationDate
SecuritiesFinancingTransactionDetails45 *-- "0..1" IRateType35Choice : RateType
SecuritiesFinancingTransactionDetails45 *-- "0..1" ILegalFramework3Choice : LegalFramework
SecuritiesFinancingTransactionDetails45 *-- "0..1" RateName1 : VariableRateSupport
SecuritiesFinancingTransactionDetails45 *-- "0..1" Rate2 : RepurchaseRate
SecuritiesFinancingTransactionDetails45 *-- "0..1" AmountAndDirection21 : AccruedInterestAmount
SecuritiesFinancingTransactionDetails45 *-- "0..1" AmountAndDirection21 : TerminationTransactionAmount
%% SettlementDetails168 recursion level 1 with max 1
class SettlementDetails168{
HoldIndicator IsoYesNoIndicator
PartialSettlementIndicator SettlementTransactionCondition5Code
}
SettlementDetails168 *-- "1..1" ISecuritiesTransactionType45Choice : SecuritiesTransactionType
SettlementDetails168 *-- "0..0" ISettlementTransactionCondition17Choice : SettlementTransactionCondition
SettlementDetails168 *-- "0..1" IBeneficialOwnership4Choice : BeneficialOwnership
SettlementDetails168 *-- "0..1" ICashSettlementSystem4Choice : CashClearingSystem
SettlementDetails168 *-- "0..1" IMarketClientSide6Choice : MarketClientSide
SettlementDetails168 *-- "0..1" IRegistration9Choice : Registration
SettlementDetails168 *-- "0..1" IRepurchaseType13Choice : RepurchaseType
SettlementDetails168 *-- "0..1" ISecuritiesRTGS4Choice : SecuritiesRTGS
SettlementDetails168 *-- "0..1" GenericIdentification30 : StampDutyTaxBasis
%% SettlementParties100 recursion level 1 with max 1
SettlementParties100 *-- "0..1" PartyIdentification146 : Depository
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party1
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party2
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party3
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party4
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party5
%% SettlementParties100 recursion level 1 with max 1
SettlementParties100 *-- "0..1" PartyIdentification146 : Depository
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party1
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party2
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party3
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party4
SettlementParties100 *-- "0..1" PartyIdentificationAndAccount196 : Party5
%% AmountAndDirection88 recursion level 1 with max 1
class AmountAndDirection88{
Amount IsoActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection88 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
AmountAndDirection88 *-- "0..1" IDateAndDateTime2Choice : ValueDate
%% OtherAmounts32 recursion level 1 with max 1
OtherAmounts32 *-- "0..1" AmountAndDirection47 : AccruedInterestAmount
OtherAmounts32 *-- "0..1" AmountAndDirection47 : ChargesFees
OtherAmounts32 *-- "0..1" AmountAndDirection47 : TradeAmount
OtherAmounts32 *-- "0..1" AmountAndDirection47 : ExecutingBrokerAmount
OtherAmounts32 *-- "0..1" AmountAndDirection47 : LocalTax
OtherAmounts32 *-- "0..1" AmountAndDirection47 : LocalBrokerCommission
OtherAmounts32 *-- "0..1" AmountAndDirection47 : Other
OtherAmounts32 *-- "0..1" AmountAndDirection47 : StampDuty
OtherAmounts32 *-- "0..1" AmountAndDirection47 : TransactionTax
OtherAmounts32 *-- "0..1" AmountAndDirection47 : WithholdingTax
OtherAmounts32 *-- "0..1" AmountAndDirection47 : ConsumptionTax
%% OtherParties34 recursion level 1 with max 1
OtherParties34 *-- "0..1" PartyIdentification149 : Investor
OtherParties34 *-- "0..1" PartyIdentification136 : QualifiedForeignIntermediary
OtherParties34 *-- "0..1" PartyIdentification136 : StockExchange
OtherParties34 *-- "0..1" PartyIdentification136 : TradeRegulator
OtherParties34 *-- "0..1" PartyIdentification136 : TripartyAgent
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
SecuritiesTradeDetails137 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwnerTransactionIdentification | Identification of an account owner transaction that could potentially match with the allegement notified. | IsoMax35Text - Optional 0..1 |
| AccountServicerTransactionIdentification | Identification of the transaction as known by the account servicer. | IsoMax35Text - Optional 0..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoMax35Text - Optional 0..1 |
| CounterpartyMarketInfrastructureTransactionIdentification | Identification of a counterparty transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoMax35Text - Optional 0..1 |
| ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the instruction other than the account owner, the account servicer and the market infrastructure. | IsoMax35Text - Optional 0..1 |
| TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoMax52Text - Unknown 0..0 |
| CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoMax35Text - Optional 0..1 |
| PoolIdentification | Collective reference identifying a set of messages. | IsoMax35Text - Optional 0..1 |
| CollateralTransactionIdentification | Unambiguous identification of a collateral transaction as assigned by the instructing party. | IsoMax35Text - Unknown 0..0 |
| SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
| Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
| Status | Status of the allegement. | IAllegementStatus3Choice - Optional 0..1 |
| PlaceOfTrade | Market in which a trade transaction has been executed. | PlaceOfTradeIdentification1 - Optional 0..1 |
| PlaceOfClearing | Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | PlaceOfClearingIdentification2 - Optional 0..1 |
| TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate8Choice - Optional 0..1 |
| SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate17Choice - Required 1..1 |
| DealPrice | Specifies the price of the traded financial instrument. | This is the deal price of the individual trade transaction. |
| NumberOfDaysAccrued | Number of days on which the interest rate accrues (daily accrual note). | IsoMax3Number - Optional 0..1 |
| FinancialInstrumentIdentification | Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification19 - Required 1..1 |
| FinancialInstrumentAttributes | Elements characterising a financial instrument. | FinancialInstrumentAttributes111 - Optional 0..1 |
| TradeTransactionCondition | Indicates the conditions under which the order/trade is to be/was executed. | ITradeTransactionCondition5Choice - Unknown 0..0 |
| TypeOfPrice | Specifies the type of price and information about the price. | ITypeOfPrice29Choice - Optional 0..1 |
| QuantityAndAccountDetails | Details about the financial instrument quantity and the account involved in the transaction. | QuantityAndAccount99 - Required 1..1 |
| SecuritiesFinancingDetails | Details of the closing of the securities financing transaction. | SecuritiesFinancingTransactionDetails45 - Optional 0..1 |
| SettlementParameters | Parameters applied to the settlement of a security transfer. | SettlementDetails168 - Required 1..1 |
| DeliveringSettlementParties | Identifies the chain of delivering settlement parties. | SettlementParties100 - Optional 0..1 |
| ReceivingSettlementParties | Identifies the chain of receiving settlement parties. | SettlementParties100 - Optional 0..1 |
| SettlementAmount | Total amount of money to be paid or received in exchange for the securities. | AmountAndDirection88 - Optional 0..1 |
| OtherAmounts | Other amounts than the settlement amount. | OtherAmounts32 - Optional 0..1 |
| OtherBusinessParties | Other business parties relevant to the transaction. | OtherParties34 - Optional 0..1 |
| SupplementaryData | Additional information that cannot be captured in the structured elements and/or any other specific block. | SupplementaryData1 - Unknown 0..0 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReportV10 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReportV10 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReportV10Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReportV10 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReportV10.
classDiagram
class IOuterRecord
SecuritiesSettlementTransactionAllegementReportV10 --|> IOuterRecord : Implements
SecuritiesSettlementTransactionAllegementReportV10Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReportV10~ : Implements
class IOuterDocument~SecuritiesSettlementTransactionAllegementReportV10~ {
SecuritiesSettlementTransactionAllegementReportV10 Message
}
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionAllegementReportV10Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.001.10’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReportV10.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReportV10Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesSettlementTransactionAllegementReportV10Document *-- SecuritiesSettlementTransactionAllegementReportV10 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.001.10">
<SctiesSttlmTxAllgmtRpt>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<StmtGnlDtls>
<!-- StatementGeneralDetails inner content -->
</StmtGnlDtls>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<BlckChainAdrOrWllt>
<!-- BlockChainAddressOrWallet inner content -->
</BlckChainAdrOrWllt>
<AllgmtDtls>
<!-- AllegementDetails inner content -->
</AllgmtDtls>
</SctiesSttlmTxAllgmtRpt>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_DEcUcSgSEeym1_Zp1BTvEw"
previousVersion="_T6wkkQzOEeuTPv2wqaotHg"
name="SecuritiesSettlementTransactionAllegementReportV10"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_xiys0WfyEeOLcMuJoUvTAg"
xmlTag="SctiesSttlmTxAllgmtRpt"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_DEcUcygSEeym1_Zp1BTvEw"
previousVersion="_T6wkkwzOEeuTPv2wqaotHg"
name="AllegementDetailsActivityRule1"
definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Absence"><leftOperand>/AllegementDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>false</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_DEcUdSgSEeym1_Zp1BTvEw"
previousVersion="_T6wklQzOEeuTPv2wqaotHg"
name="AllegementDetailsActivityRule2"
definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/AllegementDetails[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_DEcUdygSEeym1_Zp1BTvEw"
previousVersion="_T6wklwzOEeuTPv2wqaotHg"
name="AllegementStatusRule"
definition="Unless bilaterally agreed between the Sender and Receiver, if AllegementDetails/Status is present, then the statement must be a delta statement (StatementGeneralDetails/UpdateType: Delta). In a complete statement (StatementGeneralDetails/UpdateType: Complete), a removed or cancelled Status (AllegementDetails/Status) must not be reported."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_mC73pCqDEeyR9JrVGfaMKw"
name="SafekeepingAccountOrBlockChainAddress1Rule"
definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/BlockChainAddressOrWallet</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/SafekeepingAccount</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_mC73pSqDEeyR9JrVGfaMKw"
name="SafekeepingAccountOrBlockChainAddress2Rule"
definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/SafekeepingAccount</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/BlockChainAddressOrWallet</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_BFqzITDwEeyVV_4ady97MA"
name="SafekeepingAccountOrBlockChainAddress3Rule"
definition="Either SafekeepingAccount or BlockChainAddressOrWallet must be present but not both."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><SimpleRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="SimpleRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/SafekeepingAccount</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/BlockChainAddressOrWallet</leftOperand></BooleanRule></mustBe></SimpleRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_DEcUhSgSEeym1_Zp1BTvEw"
previousVersion="_T6wknwzOEeuTPv2wqaotHg"
name="Pagination"
definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_DEcUhygSEeym1_Zp1BTvEw"
previousVersion="_T6wkoQzOEeuTPv2wqaotHg"
name="StatementGeneralDetails"
definition="General information related to the report."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="StmtGnlDtls"
complexType="_AYkHkbPwEeelzbgsFa3sqQ" />
<messageBuildingBlock
xmi:id="_DEcUiSgSEeym1_Zp1BTvEw"
previousVersion="_T6wkowzOEeuTPv2wqaotHg"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_XnxoYdLCEeiN28wlpBQScw" />
<messageBuildingBlock
xmi:id="_DEcUiygSEeym1_Zp1BTvEw"
previousVersion="_T6wkpQzOEeuTPv2wqaotHg"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="SfkpgAcct"
complexType="_T_JUKtp-Ed-ak6NoX_4Aeg_1976638301" />
<messageBuildingBlock
xmi:id="_mC73oyqDEeyR9JrVGfaMKw"
name="BlockChainAddressOrWallet"
definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="BlckChainAdrOrWllt"
complexType="_l7F8gSp-EeyR9JrVGfaMKw" />
<messageBuildingBlock
xmi:id="_DEcUjSgSEeym1_Zp1BTvEw"
previousVersion="_T6wkpwzOEeuTPv2wqaotHg"
name="AllegementDetails"
definition="Details of the allegement."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="AllgmtDtls"
complexType="_HrL2ESgSEeym1_Zp1BTvEw" />
<messageDefinitionIdentifier
businessArea="semt"
messageFunctionality="019"
flavour="001"
version="10" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.