SecuritiesSettlementTransactionAllegementReport002V10

semt.019.002.10

Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesSettlementTransactionAllegementReport002V10 recursion level 0 with max 0
SecuritiesSettlementTransactionAllegementReport002V10 *-- "1..1" Pagination1 : Pagination
SecuritiesSettlementTransactionAllegementReport002V10 *-- "1..1" Statement69 : StatementGeneralDetails
SecuritiesSettlementTransactionAllegementReport002V10 *-- "0..1" PartyIdentification156 : AccountOwner
SecuritiesSettlementTransactionAllegementReport002V10 *-- "0..1" SecuritiesAccount30 : SafekeepingAccount
SecuritiesSettlementTransactionAllegementReport002V10 *-- "0..1" BlockChainAddressWallet7 : BlockChainAddressOrWallet
SecuritiesSettlementTransactionAllegementReport002V10 *-- "0..1" SecuritiesTradeDetails140 : AllegementDetails
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

StatementGeneralDetails building block

General information related to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement69 recursion level 0 with max 1
class Statement69{
    QueryReference IsoRestrictedFINXMax16Text
    StatementIdentification IsoRestrictedFINXMax16Text
    ActivityIndicator IsoYesNoIndicator
}
Statement69 *-- "0..1" INumber3Choice : ReportNumber
Statement69 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime
Statement69 *-- "0..1" IFrequency26Choice : Frequency
Statement69 *-- "0..1" IUpdateType16Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IFrequency26Choice recursion level 1 with max 1
%% IUpdateType16Choice recursion level 1 with max 1
  

Statement69 members

AccountOwner building block

Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification156 recursion level 0 with max 1
class PartyIdentification156{
    LEI IsoLEIIdentifier
}
PartyIdentification156 *-- "1..1" IPartyIdentification136Choice : Identification
%% IPartyIdentification136Choice recursion level 1 with max 1
  

PartyIdentification156 members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount30 recursion level 0 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
  

SecuritiesAccount30 members

BlockChainAddressOrWallet building block

Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% BlockChainAddressWallet7 recursion level 0 with max 1
class BlockChainAddressWallet7{
    Identification IsoRestrictedFINXMax140Text
    Name IsoRestrictedFINXMax70Text
}
BlockChainAddressWallet7 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
  

BlockChainAddressWallet7 members

AllegementDetails building block

Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesTradeDetails140 recursion level 0 with max 1
class SecuritiesTradeDetails140{
    AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    CounterpartyMarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
    TradeIdentification IsoRestrictedFINXMax52Text
    CommonIdentification IsoRestrictedFINXMax16Text
    PoolIdentification IsoRestrictedFINXMax16Text
    CollateralTransactionIdentification IsoRestrictedFINXMax16Text
    SecuritiesMovementType ReceiveDelivery1Code
    Payment DeliveryReceiptType2Code
    NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails140 *-- "0..1" IAllegementStatus4Choice : Status
SecuritiesTradeDetails140 *-- "0..1" PlaceOfTradeIdentification2 : PlaceOfTrade
SecuritiesTradeDetails140 *-- "0..1" PlaceOfClearingIdentification2 : PlaceOfClearing
SecuritiesTradeDetails140 *-- "0..1" ITradeDate9Choice : TradeDate
SecuritiesTradeDetails140 *-- "1..1" ISettlementDate20Choice : SettlementDate
SecuritiesTradeDetails140 *-- "0..1" Price11 : DealPrice
SecuritiesTradeDetails140 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
SecuritiesTradeDetails140 *-- "0..1" FinancialInstrumentAttributes122 : FinancialInstrumentAttributes
SecuritiesTradeDetails140 *-- "0..0" ITradeTransactionCondition6Choice : TradeTransactionCondition
SecuritiesTradeDetails140 *-- "0..1" ITypeOfPrice32Choice : TypeOfPrice
SecuritiesTradeDetails140 *-- "1..1" QuantityAndAccount107 : QuantityAndAccountDetails
SecuritiesTradeDetails140 *-- "0..1" SecuritiesFinancingTransactionDetails50 : SecuritiesFinancingDetails
SecuritiesTradeDetails140 *-- "1..1" SettlementDetails174 : SettlementParameters
SecuritiesTradeDetails140 *-- "0..1" SettlementParties105 : DeliveringSettlementParties
SecuritiesTradeDetails140 *-- "0..1" SettlementParties105 : ReceivingSettlementParties
SecuritiesTradeDetails140 *-- "0..1" AmountAndDirection92 : SettlementAmount
SecuritiesTradeDetails140 *-- "0..1" OtherAmounts36 : OtherAmounts
SecuritiesTradeDetails140 *-- "0..1" OtherParties37 : OtherBusinessParties
SecuritiesTradeDetails140 *-- "0..0" SupplementaryData1 : SupplementaryData
%% IAllegementStatus4Choice recursion level 1 with max 1
%% PlaceOfTradeIdentification2 recursion level 1 with max 1
class PlaceOfTradeIdentification2{
    LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification2 *-- "0..1" MarketIdentification90 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification2 recursion level 1 with max 1
class PlaceOfClearingIdentification2{
    Identification IsoAnyBICDec2014Identifier
    LEI IsoLEIIdentifier
}
%% ITradeDate9Choice recursion level 1 with max 1
%% ISettlementDate20Choice recursion level 1 with max 1
%% Price11 recursion level 1 with max 1
Price11 *-- "1..1" IYieldedOrValueType2Choice : Type
Price11 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% FinancialInstrumentAttributes122 recursion level 1 with max 1
class FinancialInstrumentAttributes122{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoRestrictedFINXMax350Text
}
FinancialInstrumentAttributes122 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes122 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes122 *-- "0..1" IFormOfSecurity7Choice : RegistrationForm
FinancialInstrumentAttributes122 *-- "0..1" IFrequency27Choice : PaymentFrequency
FinancialInstrumentAttributes122 *-- "0..1" ISecuritiesPaymentStatus6Choice : PaymentStatus
FinancialInstrumentAttributes122 *-- "0..1" IFrequency27Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes122 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes122 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes122 *-- "0..1" IOptionType7Choice : OptionType
FinancialInstrumentAttributes122 *-- "0..1" INumber23Choice : CouponAttachedNumber
FinancialInstrumentAttributes122 *-- "0..1" GenericIdentification39 : PoolNumber
FinancialInstrumentAttributes122 *-- "0..1" IPriceType5Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes122 *-- "0..1" Price3 : ExercisePrice
FinancialInstrumentAttributes122 *-- "0..1" Price3 : SubscriptionPrice
FinancialInstrumentAttributes122 *-- "0..1" Price3 : ConversionPrice
FinancialInstrumentAttributes122 *-- "0..1" Price3 : StrikePrice
FinancialInstrumentAttributes122 *-- "0..1" IFinancialInstrumentQuantity36Choice : MinimumNominalQuantity
FinancialInstrumentAttributes122 *-- "0..1" IFinancialInstrumentQuantity36Choice : ContractSize
FinancialInstrumentAttributes122 *-- "0..0" SecurityIdentification20 : UnderlyingFinancialInstrumentIdentification
%% ITradeTransactionCondition6Choice recursion level 1 with max 1
%% ITypeOfPrice32Choice recursion level 1 with max 1
%% QuantityAndAccount107 recursion level 1 with max 1
class QuantityAndAccount107{
    DenominationChoice IsoRestrictedFINXMax210Text
}
QuantityAndAccount107 *-- "1..1" IFinancialInstrumentQuantity36Choice : SettlementQuantity
QuantityAndAccount107 *-- "0..1" ICashAccountIdentification6Choice : CashAccount
QuantityAndAccount107 *-- "0..0" QuantityBreakdown69 : QuantityBreakdown
QuantityAndAccount107 *-- "0..1" SafeKeepingPlace4 : SafekeepingPlace
%% SecuritiesFinancingTransactionDetails50 recursion level 1 with max 1
class SecuritiesFinancingTransactionDetails50{
    SecuritiesFinancingTradeIdentification IsoRestrictedFINXMax52Text
    ClosingLegIdentification IsoRestrictedFINXMax16Text
    MaturityDateModification IsoYesNoIndicator
    InterestPayment IsoYesNoIndicator
    TransactionCallDelay IsoExact3NumericText
    SecondLegNarrative IsoRestrictedFINXMax140Text
}
SecuritiesFinancingTransactionDetails50 *-- "0..1" ITerminationDate7Choice : TerminationDate
SecuritiesFinancingTransactionDetails50 *-- "0..1" IRateType67Choice : RateType
SecuritiesFinancingTransactionDetails50 *-- "0..1" ILegalFramework4Choice : LegalFramework
SecuritiesFinancingTransactionDetails50 *-- "0..1" RateName2 : VariableRateSupport
SecuritiesFinancingTransactionDetails50 *-- "0..1" Rate2 : RepurchaseRate
SecuritiesFinancingTransactionDetails50 *-- "0..1" AmountAndDirection59 : AccruedInterestAmount
SecuritiesFinancingTransactionDetails50 *-- "0..1" AmountAndDirection59 : TerminationTransactionAmount
%% SettlementDetails174 recursion level 1 with max 1
class SettlementDetails174{
    HoldIndicator IsoYesNoIndicator
    PartialSettlementIndicator SettlementTransactionCondition5Code
}
SettlementDetails174 *-- "1..1" ISecuritiesTransactionType49Choice : SecuritiesTransactionType
SettlementDetails174 *-- "0..0" ISettlementTransactionCondition26Choice : SettlementTransactionCondition
SettlementDetails174 *-- "0..1" IBeneficialOwnership5Choice : BeneficialOwnership
SettlementDetails174 *-- "0..1" ICashSettlementSystem5Choice : CashClearingSystem
SettlementDetails174 *-- "0..1" IMarketClientSide7Choice : MarketClientSide
SettlementDetails174 *-- "0..1" IRegistration11Choice : Registration
SettlementDetails174 *-- "0..1" IRepurchaseType17Choice : RepurchaseType
SettlementDetails174 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
SettlementDetails174 *-- "0..1" GenericIdentification47 : StampDutyTaxBasis
%% SettlementParties105 recursion level 1 with max 1
SettlementParties105 *-- "0..1" PartyIdentification162 : Depository
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party1
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party2
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party3
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party4
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party5
%% SettlementParties105 recursion level 1 with max 1
SettlementParties105 *-- "0..1" PartyIdentification162 : Depository
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party1
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party2
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party3
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party4
SettlementParties105 *-- "0..1" PartyIdentificationAndAccount206 : Party5
%% AmountAndDirection92 recursion level 1 with max 1
class AmountAndDirection92{
    Amount IsoRestrictedFINActiveCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection92 *-- "0..1" ForeignExchangeTerms27 : ForeignExchangeDetails
AmountAndDirection92 *-- "0..1" IDateAndDateTime2Choice : ValueDate
%% OtherAmounts36 recursion level 1 with max 1
OtherAmounts36 *-- "0..1" AmountAndDirection72 : AccruedInterestAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ChargesFees
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TradeAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ExecutingBrokerAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalBrokerCommission
OtherAmounts36 *-- "0..1" AmountAndDirection72 : Other
OtherAmounts36 *-- "0..1" AmountAndDirection72 : StampDuty
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TransactionTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : WithholdingTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ConsumptionTax
%% OtherParties37 recursion level 1 with max 1
OtherParties37 *-- "0..1" PartyIdentification170 : Investor
OtherParties37 *-- "0..1" PartyIdentification157 : QualifiedForeignIntermediary
OtherParties37 *-- "0..1" PartyIdentification157 : StockExchange
OtherParties37 *-- "0..1" PartyIdentification157 : TradeRegulator
OtherParties37 *-- "0..1" PartyIdentification157 : TripartyAgent
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
  

SecuritiesTradeDetails140 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReport002V10 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReport002V10 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReport002V10Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReport002V10 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReport002V10.

classDiagram
    class IOuterRecord
    SecuritiesSettlementTransactionAllegementReport002V10 --|> IOuterRecord : Implements
    SecuritiesSettlementTransactionAllegementReport002V10Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V10~ : Implements
    class IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V10~ {
        SecuritiesSettlementTransactionAllegementReport002V10 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesSettlementTransactionAllegementReport002V10Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.002.10’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReport002V10.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReport002V10Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesSettlementTransactionAllegementReport002V10Document *-- SecuritiesSettlementTransactionAllegementReport002V10 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.002.10">
    <SctiesSttlmTxAllgmtRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <BlckChainAdrOrWllt>
            <!-- BlockChainAddressOrWallet inner content -->
        </BlckChainAdrOrWllt>
        <AllgmtDtls>
            <!-- AllegementDetails inner content -->
        </AllgmtDtls>
    </SctiesSttlmTxAllgmtRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_dpGMYzi8Eeydid5dcNPKvg"
  previousVersion="_rjNT0yAaEeu4a6pNulzZ4Q"
  name="SecuritiesSettlementTransactionAllegementReport002V10"
  definition="Scope&#xD;&#xA;An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_KoChkKS_EeWiN6v48CBCXg _26G2kVI3EeyUbfjRDFS84A"
  xmlTag="SctiesSttlmTxAllgmtRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_dpGMZTi8Eeydid5dcNPKvg"
    name="AllegementDetailsActivityRule1"
    definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/AllegementDetails[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;false&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_dpGMZzi8Eeydid5dcNPKvg"
    name="AllegementDetailsActivityRule2"
    definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AllegementDetails[1]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/StatementGeneralDetails/ActivityIndicator&lt;/leftOperand&gt;&lt;rightOperand&gt;true&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_dpGMaTi8Eeydid5dcNPKvg"
    name="AllegementStatusRule"
    definition="Unless bilaterally agreed between the Sender and Receiver, if AllegementDetails/Status is present, then the statement must be a delta statement (StatementGeneralDetails/UpdateType: Delta). In a complete statement (StatementGeneralDetails/UpdateType: Complete), a removed or cancelled Status (AllegementDetails/Status) must not be reported."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_dpGMazi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress1Rule"
    definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_dpGMbTi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress2Rule"
    definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_dpGMbzi8Eeydid5dcNPKvg"
    name="SafekeepingAccountOrBlockChainAddress3Rule"
    definition="Either SafekeepingAccount or BlockChainAddressOrWallet must be present but not both."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_dpGMdzi8Eeydid5dcNPKvg"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_dpGMeTi8Eeydid5dcNPKvg"
    name="StatementGeneralDetails"
    definition="General information related to the report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_hbJH583zEee5nJBZsW8MFQ" />
  <messageBuildingBlock
    xmi:id="_dpGMezi8Eeydid5dcNPKvg"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_Z0x6o_fVEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_dpGMfTi8Eeydid5dcNPKvg"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_dpGMfzi8Eeydid5dcNPKvg"
    name="BlockChainAddressOrWallet"
    definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BlckChainAdrOrWllt"
    complexType="_nL5-4UYvEeyIDL5Gtobnyw" />
  <messageBuildingBlock
    xmi:id="_dpGMgTi8Eeydid5dcNPKvg"
    name="AllegementDetails"
    definition="Details of the allegement."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="AllgmtDtls"
    complexType="_dpG0ITi8Eeydid5dcNPKvg" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="019"
    flavour="002"
    version="10" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.