SecuritiesBalanceTransparencyReportStatusAdviceV01

semt.042.001.01

SCOPE

An account owner, such as a custodian, central securities depository, international securities depository or transfer agent, sends the SecuritiesBalanceTransparencyReportStatusAdvice message in response to a SecuritiesBalanceTransparencyReport, to accept or reject the statement of holdings as sent in a SecuritiesBalanceTransparencyReport.

USAGE The SecuritiesBalanceTransparencyReportStatusAdvice is used to accept (Accepted), partially accept (Accepted With Exception) or reject (Rejected) a previously received SecuritiesBalanceTransparencyReport.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% SecuritiesBalanceTransparencyReportStatusAdviceV01 recursion level 0 with max 0
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "1..1" MessageIdentification1 : MessageIdentification
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "1..1" PartyIdentification100 : SenderIdentification
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "0..1" PartyIdentification100 : ReceiverIdentification
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "1..1" StatementReference1 : RelatedStatement
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "1..1" IReportItemStatus1Choice : Status
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "0..2" NumberOfItemsPerStatus1 : NumberOfItemsPerStatus
SecuritiesBalanceTransparencyReportStatusAdviceV01 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Unique and unambiguous identification of the status advice message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

SenderIdentification building block

Identification of the party that is the sender of the status advice message. Identification of the party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification100 recursion level 0 with max 1
class PartyIdentification100{
    LEI IsoLEIIdentifier
}
PartyIdentification100 *-- "1..1" IPartyIdentification71Choice : Identification
%% IPartyIdentification71Choice recursion level 1 with max 1
  

PartyIdentification100 members

ReceiverIdentification building block

Identification of the party that is the receiver of the status advice message. Identification of the party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification100 recursion level 0 with max 1
class PartyIdentification100{
    LEI IsoLEIIdentifier
}
PartyIdentification100 *-- "1..1" IPartyIdentification71Choice : Identification
%% IPartyIdentification71Choice recursion level 1 with max 1
  

PartyIdentification100 members

RelatedStatement building block

Reference of the statement for which the status advice has been issued. Identifies the reference of the statment by a unique identifier and the date (and time). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% StatementReference1 recursion level 0 with max 1
class StatementReference1{
    StatementIdentification IsoMax35Text
}
StatementReference1 *-- "1..1" IDateAndDateTimeChoice : StatementDateTime
StatementReference1 *-- "0..1" Pagination : Pagination
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% Pagination recursion level 1 with max 1
class Pagination{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

StatementReference1 members

Status building block

Status of the referenced statement. Provides acceptance status of the holding item. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IReportItemStatus1Choice recursion level 0 with max 1
  

ReportItemStatus1Choice members

NumberOfItemsPerStatus building block

Number of items for each identical transaction status. Provides detailed information on the number of reported items with their respective acceptance status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% NumberOfItemsPerStatus1 recursion level 0 with max 1
class NumberOfItemsPerStatus1{
    Status ReportItemStatus1Code
    NumberOfItems IsoMax15NumericText
}
  

NumberOfItemsPerStatus1 members

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the SecuritiesBalanceTransparencyReportStatusAdviceV01 implementation follows a specific implementaiton pattern. First of all, SecuritiesBalanceTransparencyReportStatusAdviceV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesBalanceTransparencyReportStatusAdviceV01Document implements IOuterDocument. Because SecuritiesBalanceTransparencyReportStatusAdviceV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesBalanceTransparencyReportStatusAdviceV01.

classDiagram
    class IOuterRecord
    SecuritiesBalanceTransparencyReportStatusAdviceV01 --|> IOuterRecord : Implements
    SecuritiesBalanceTransparencyReportStatusAdviceV01Document --|> IOuterDocument~SecuritiesBalanceTransparencyReportStatusAdviceV01~ : Implements
    class IOuterDocument~SecuritiesBalanceTransparencyReportStatusAdviceV01~ {
        SecuritiesBalanceTransparencyReportStatusAdviceV01 Message
     }
  

Document wrapper for serialization

The only real purpose SecuritiesBalanceTransparencyReportStatusAdviceV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.042.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesBalanceTransparencyReportStatusAdviceV01.ToDocument() method. The returned SecuritiesBalanceTransparencyReportStatusAdviceV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    SecuritiesBalanceTransparencyReportStatusAdviceV01Document *-- SecuritiesBalanceTransparencyReportStatusAdviceV01 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.042.001.01">
    <SctiesBalTrnsprncyRptStsAdvc>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <SndrId>
            <!-- SenderIdentification inner content -->
        </SndrId>
        <RcvrId>
            <!-- ReceiverIdentification inner content -->
        </RcvrId>
        <RltdStmt>
            <!-- RelatedStatement inner content -->
        </RltdStmt>
        <Sts>
            <!-- Status inner content -->
        </Sts>
        <NbOfItmsPerSts>
            <!-- NumberOfItemsPerStatus inner content -->
        </NbOfItmsPerSts>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </SctiesBalTrnsprncyRptStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_yMxXsbvVEeOgOuxYpBEzKg"
  name="SecuritiesBalanceTransparencyReportStatusAdviceV01"
  definition="SCOPE&#xD;&#xA;&#xD;&#xA;An account owner, such as a custodian, central securities depository, international securities depository or transfer agent, sends the SecuritiesBalanceTransparencyReportStatusAdvice message in response to a SecuritiesBalanceTransparencyReport, to accept or reject the statement of holdings as sent in a SecuritiesBalanceTransparencyReport.&#xD;&#xA;&#xD;&#xA;USAGE&#xD;&#xA;The SecuritiesBalanceTransparencyReportStatusAdvice is used to accept (Accepted), partially accept (Accepted With Exception) or reject (Rejected) a previously received SecuritiesBalanceTransparencyReport."
  registrationStatus="Registered"
  messageSet="_O_9S0IgbEeOoCPu5rQ_Cew _xlruBOSqEeauk5I89sEP4g _qCumkAFwEeu2__1EbNXzuA"
  xmlTag="SctiesBalTrnsprncyRptStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_mBk7IU1qEeSvz4A_x0ui8g"
    name="MessageIdentification"
    definition="Unique and unambiguous identification of the status advice message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_pGGcEk1qEeSvz4A_x0ui8g"
    name="SenderIdentification"
    definition="Identification of the party that is the sender of the status advice message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SndrId"
    complexType="_QgqFw2wfEeWLq_lbZ2Mhyw" />
  <messageBuildingBlock
    xmi:id="_pGGcE01qEeSvz4A_x0ui8g"
    name="ReceiverIdentification"
    definition="Identification of the party that is the receiver of the status advice message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RcvrId"
    complexType="_QgqFw2wfEeWLq_lbZ2Mhyw" />
  <messageBuildingBlock
    xmi:id="_x8GCwk4iEeSGlfauTkCKIA"
    name="RelatedStatement"
    definition="Reference of the statement for which the status advice has been issued."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="RltdStmt"
    complexType="_VFEXo04jEeSGlfauTkCKIA" />
  <messageBuildingBlock
    xmi:id="_SOA1Ir3PEeO2FLWuu_JIqg"
    name="Status"
    definition="Status of the referenced statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Sts"
    complexType="_0w3vwb3QEeO2FLWuu_JIqg" />
  <messageBuildingBlock
    xmi:id="_2EcUQUioEeSlHoYg_EudVQ"
    name="NumberOfItemsPerStatus"
    definition="Number of items for each identical transaction status."
    registrationStatus="Provisionally Registered"
    maxOccurs="2"
    minOccurs="0"
    xmlTag="NbOfItmsPerSts"
    complexType="_UtSF10ipEeSlHoYg_EudVQ" />
  <messageBuildingBlock
    xmi:id="_SOA1I73PEeO2FLWuu_JIqg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="042"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.