Iso20022

IntraPositionMovementPostingReportV09

semt.016.001.09

Scope The IntraPositionMovementPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

The account servicer/owner relationship may be:

Usage : The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% IntraPositionMovementPostingReportV09 recursion level 0 with max 0
IntraPositionMovementPostingReportV09 *-- "1..1" Pagination1 : Pagination
IntraPositionMovementPostingReportV09 *-- "1..1" Statement80 : StatementGeneralDetails
IntraPositionMovementPostingReportV09 *-- "0..1" IPartyIdentification127Choice : AccountOwner
IntraPositionMovementPostingReportV09 *-- "0..1" SecuritiesAccount19 : SafekeepingAccount
IntraPositionMovementPostingReportV09 *-- "0..1" BlockChainAddressWallet3 : BlockChainAddressOrWallet
IntraPositionMovementPostingReportV09 *-- "0..1" FinancialInstrumentDetails40 : FinancialInstrument

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}

Pagination1 members

Member name Description Data Type / Multiplicity
PageNumber Page number. IsoMax5NumericText - Required 1..1
LastPageIndicator Indicates the last page. IsoYesNoIndicator - Required 1..1

StatementGeneralDetails building block

General information related to the report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement80 recursion level 0 with max 1
class Statement80{
    QueryReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
}
Statement80 *-- "0..1" INumber3Choice : ReportNumber
Statement80 *-- "1..1" IPeriod7Choice : StatementPeriod
Statement80 *-- "0..1" IFrequency25Choice : Frequency
Statement80 *-- "0..1" IUpdateType15Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IPeriod7Choice recursion level 1 with max 1
%% IFrequency25Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1

Statement80 members

Member name Description Data Type / Multiplicity
ReportNumber Sequential number of the report. INumber3Choice - Optional 0..1
QueryReference Identification of the SecuritiesStatementQuery message sent to request this statement. IsoMax35Text - Optional 0..1
StatementIdentification Reference common to all pages of a statement. IsoMax35Text - Optional 0..1
StatementPeriod Period for the statement. IPeriod7Choice - Required 1..1
Frequency Frequency of the statement. IFrequency25Choice - Optional 0..1
UpdateType Indicates whether the statement is complete or contains changes only. IUpdateType15Choice - Optional 0..1
ActivityIndicator Indicates whether there is activity or information update reported in the statement. IsoYesNoIndicator - Required 1..1

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification127Choice recursion level 0 with max 1

PartyIdentification127Choice members

Member name Description Data Type / Multiplicity

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount19 recursion level 0 with max 1
class SecuritiesAccount19{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount19 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

SecuritiesAccount19 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer. IsoMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification30 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

BlockChainAddressOrWallet building block

Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets. Digital account where digital assets or digital tokens can be stored and where an entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% BlockChainAddressWallet3 recursion level 0 with max 1
class BlockChainAddressWallet3{
    Identification IsoMax140Text
    Name IsoMax70Text
}
BlockChainAddressWallet3 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

BlockChainAddressWallet3 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer. IsoMax140Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification30 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

FinancialInstrument building block

Reporting per financial instrument. Reporting per financial instrument. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrumentDetails40 recursion level 0 with max 1
FinancialInstrumentDetails40 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentDetails40 *-- "0..1" FinancialInstrumentAttributes112 : FinancialInstrumentAttributes
FinancialInstrumentDetails40 *-- "1..0" IntraPositionDetails57 : SubBalance
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrumentAttributes112 recursion level 1 with max 1
class FinancialInstrumentAttributes112{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes112 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes112 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes112 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm
FinancialInstrumentAttributes112 *-- "0..1" IFrequency23Choice : PaymentFrequency
FinancialInstrumentAttributes112 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus
FinancialInstrumentAttributes112 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes112 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes112 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes112 *-- "0..1" IOptionType6Choice : OptionType
FinancialInstrumentAttributes112 *-- "0..1" INumber22Choice : CouponAttachedNumber
FinancialInstrumentAttributes112 *-- "0..1" GenericIdentification37 : PoolNumber
FinancialInstrumentAttributes112 *-- "0..0" QuantityBreakdown60 : QuantityBreakdown
FinancialInstrumentAttributes112 *-- "0..1" IPriceType4Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes112 *-- "0..1" Price7 : ExercisePrice
FinancialInstrumentAttributes112 *-- "0..1" Price7 : SubscriptionPrice
FinancialInstrumentAttributes112 *-- "0..1" Price7 : ConversionPrice
FinancialInstrumentAttributes112 *-- "0..1" Price7 : StrikePrice
FinancialInstrumentAttributes112 *-- "0..1" IFinancialInstrumentQuantity33Choice : MinimumNominalQuantity
FinancialInstrumentAttributes112 *-- "0..1" IFinancialInstrumentQuantity33Choice : ContractSize
FinancialInstrumentAttributes112 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification
%% IntraPositionDetails57 recursion level 1 with max 1
IntraPositionDetails57 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlace
IntraPositionDetails57 *-- "1..1" ISecuritiesBalanceType6Choice : BalanceFrom
IntraPositionDetails57 *-- "1..0" IntraPositionMovementDetails19 : IntraPositionMovement

FinancialInstrumentDetails40 members

Member name Description Data Type / Multiplicity
FinancialInstrumentIdentification Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. SecurityIdentification19 - Required 1..1
FinancialInstrumentAttributes Elements characterising a financial instrument. FinancialInstrumentAttributes112 - Optional 0..1
SubBalance Identification of the sub-balance. IntraPositionDetails57 - Unknown 1..0

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the IntraPositionMovementPostingReportV09 implementation follows a specific implementaiton pattern. First of all, IntraPositionMovementPostingReportV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, IntraPositionMovementPostingReportV09Document implements IOuterDocument. Because IntraPositionMovementPostingReportV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type IntraPositionMovementPostingReportV09.

classDiagram
    class IOuterRecord
    IntraPositionMovementPostingReportV09 --|> IOuterRecord : Implements
    IntraPositionMovementPostingReportV09Document --|> IOuterDocument~IntraPositionMovementPostingReportV09~ : Implements
    class IOuterDocument~IntraPositionMovementPostingReportV09~ {
        IntraPositionMovementPostingReportV09 Message
     }

Document wrapper for serialization

The only real purpose IntraPositionMovementPostingReportV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.016.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using IntraPositionMovementPostingReportV09.ToDocument() method. The returned IntraPositionMovementPostingReportV09Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    IntraPositionMovementPostingReportV09Document *-- IntraPositionMovementPostingReportV09 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.016.001.09">
    <IntraPosMvmntPstngRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <BlckChainAdrOrWllt>
            <!-- BlockChainAddressOrWallet inner content -->
        </BlckChainAdrOrWllt>
        <FinInstrm>
            <!-- FinancialInstrument inner content -->
        </FinInstrm>
    </IntraPosMvmntPstngRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_wdM-cSgPEeym1_Zp1BTvEw"
  previousVersion="__5H8IemfEemm4qhb2yFPOw"
  name="IntraPositionMovementPostingReportV09"
  definition="Scope&#xD;&#xA;The IntraPositionMovementPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner. &#xD;&#xA;&#xD;&#xA;&#xD;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of its participant&#xD;&#xA;- an agent (sub-custodian) acting on behalf of its global custodian customer, or &#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xA;:&#xD;&#xA;The message may also be used to:&#xA;- re-send a message previously sent,&#xA;- provide a third party with a copy of a message for information,&#xA;- re-send to a third party a copy of a message for information &#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_xiys0WfyEeOLcMuJoUvTAg"
  xmlTag="IntraPosMvmntPstngRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_pKiCFCqAEeyR9JrVGfaMKw"
    name="SafekeepingAccountOrBlockChainAddress1Rule"
    definition="If SafekeepingAccount is present, BlockChainAddressOrWallet must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_pKiCFSqAEeyR9JrVGfaMKw"
    name="SafekeepingAccountOrBlockChainAddress2Rule"
    definition="If BlockChainAddressOrWallet is present, SafekeepingAccount must be absent."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_rH1E0TDZEeyVV_4ady97MA"
    name="SafekeepingAccountOrBlockChainAddress3Rule"
    definition="Either SafekeepingAccount or BlockChainAddressOrWallet must be present but not both."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;OR&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SafekeepingAccount&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/BlockChainAddressOrWallet&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_wdM-eSgPEeym1_Zp1BTvEw"
    previousVersion="__5H8KemfEemm4qhb2yFPOw"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_wdM-eygPEeym1_Zp1BTvEw"
    previousVersion="__5H8K-mfEemm4qhb2yFPOw"
    name="StatementGeneralDetails"
    definition="General information related to the report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_xqXuwemwEemUgrefIx730g" />
  <messageBuildingBlock
    xmi:id="_wdM-fSgPEeym1_Zp1BTvEw"
    previousVersion="__5H8LemfEemm4qhb2yFPOw"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_Y-_MD7XDEeiTob_PrFFUxA" />
  <messageBuildingBlock
    xmi:id="_wdM-fygPEeym1_Zp1BTvEw"
    previousVersion="__5H8L-mfEemm4qhb2yFPOw"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgAcct"
    complexType="_T_JUKtp-Ed-ak6NoX_4Aeg_1976638301" />
  <messageBuildingBlock
    xmi:id="_pKiCEyqAEeyR9JrVGfaMKw"
    name="BlockChainAddressOrWallet"
    definition="Blockchain address or wallet where digital assets are maintained. This is the equivalent of safekeeping account for digital assets."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="BlckChainAdrOrWllt"
    complexType="_l7F8gSp-EeyR9JrVGfaMKw" />
  <messageBuildingBlock
    xmi:id="_wdM-gSgPEeym1_Zp1BTvEw"
    previousVersion="__5H8MemfEemm4qhb2yFPOw"
    name="FinancialInstrument"
    definition="Reporting per financial instrument."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="FinInstrm"
    complexType="_59ea0SgPEeym1_Zp1BTvEw" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="016"
    flavour="001"
    version="09" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.