| Attribute | Value |
|---|---|
| Abbreviation for this business area | semt |
| Registration Status | Registered |
This is the technical data from the specification document.
<topLevelCatalogueEntry
p1:type="iso20022:BusinessArea"
p2:id="_v1U92YoQEeGhr9N2godfWw"
name="Securities Management - Latest version - subset / variant"
definition="Messages that support post-settlement processes for securities (including reporting on securities movements, trades and balances), the processes required to protect beneficial owner's rights throughout settlement, plus any exceptions and investigations related to securities transactions."
registrationStatus="Registered"
code="semt"
xmlns:p2="http://www.omg.org/XMI"
xmlns:p1="http://www.w3.org/2001/XMLSchema-instance" />
Scope|An account servicer, for example, a transfer agent, sends the AccountingStatementofHoldingsCancellation message to the account owner, for example, a fund manager or an account owner’s designated agent, to notify the cancellation of a previously sent AccountingStatementOfHoldings message.
Scope|An account servicer, for example, a transfer agent, sends the CustodyStatementOfHoldingsCancellation message to the account owner, for example, an investment manager or its authorised representative to cancel a previously sent CustodyStatementOfHoldings message.
Scope|The IntraPositionMovementConfirmation is sent by an account servicer to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.
Scope|The IntraPositionMovementConfirmation is sent by an account servicer to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.
Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.
Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.
Scope|The IntraPositionMovementPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.
Scope|The IntraPositionMovementPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.
Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of an intra-position movement instruction previously sent by the account owner.
Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of an intra-position movement instruction previously sent by the account owner.
Scope |An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.
Scope |An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.
Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.
Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.
SCOPE||An account owner, such as a custodian, central securities depository, international securities depository or transfer agent, sends the SecuritiesBalanceTransparencyReportStatusAdvice message in response to a SecuritiesBalanceTransparencyReport, to accept or reject the statement of holdings as sent in a SecuritiesBalanceTransparencyReport.
Scope|The SecuritiesBalanceTransparencyReport message is sent by an account servicer, such as a custodian, central securities depository or international central securities depository, to the account owner to provide holdings information for the accounts that it services, to disclose underlying details of holdings on an omnibus account that the sender owns or operates at the receiver.
Scope|Sent by an executing party or an instructing party to the custodian or an affirming party to notify that all the necessary SecuritiesTradeConfirmation message or any other notification of the process have been sent.
Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.
Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.
Scope|An account servicer, for example, a registrar, transfer agent or custodian bank, sends the SecuritiesMessageRejection message to the account owner, for example, an investor or its authorised agent, to reject a previously received message on which action cannot be taken.
Scope|An account servicer, for example, a registrar, transfer agent, first intermediary or custodian bank, sends the SecuritiesMessageRejection message to the sender (for example account owner, an investor, an issuer or its authorised agent), to reject a previously received message on which action cannot be taken.
Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
Scope|This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.
Scope|This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.
Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.
Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.
Scope|SecuritiesTransactionPendingReport is sent by an account servicer to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.
Scope|SecuritiesTransactionPendingReport is sent by an account servicer to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.
Scope|SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.
Scope|SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.
Scope|An account servicer, for example, a transfer agent sends the StatementOfInvestmentFundTransactionsCancellation message to the account owner, for example, an investment manager or its authorised representative to cancel a previously sent StatementOfInvestmentFundTransactions message.
Scope|An account servicer, for example, a transfer agent sends the StatementOfInvestmentFundTransactions message to the account owner, for example, an investment manager or its authorised representative to provide detailed transactions (increases and decreases) of holdings which occurred during a specified period of time.
Scope|An account servicer sends a TotalPortfolioValuationReport to an account owner to provide detailed valuation information for a portfolio.