semt.017.001.09
Scope An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage This message may be used as a trade date based or a settlement date based statement. The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesTransactionPostingReportV09 recursion level 0 with max 0
SecuritiesTransactionPostingReportV09 *-- "1..1" Pagination1 : Pagination
SecuritiesTransactionPostingReportV09 *-- "1..1" Statement61 : StatementGeneralDetails
SecuritiesTransactionPostingReportV09 *-- "0..1" PartyIdentification144 : AccountOwner
SecuritiesTransactionPostingReportV09 *-- "1..1" SecuritiesAccount36 : SafekeepingAccount
SecuritiesTransactionPostingReportV09 *-- "0..10" Intermediary44 : IntermediaryInformation
SecuritiesTransactionPostingReportV09 *-- "0..1" FinancialInstrumentDetails32 : FinancialInstrumentDetails
SecuritiesTransactionPostingReportV09 *-- "0..1" SubAccountIdentification53 : SubAccountDetails
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
StatementGeneralDetails building block
Provides general information on the report. Characteristics of the statement. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Statement61 recursion level 0 with max 1
class Statement61{
QueryReference IsoMax35Text
StatementIdentification IsoMax35Text
ActivityIndicator IsoYesNoIndicator
SubAccountIndicator IsoYesNoIndicator
}
Statement61 *-- "0..1" INumber3Choice : ReportNumber
Statement61 *-- "1..1" IPeriod5Choice : StatementPeriod
Statement61 *-- "0..1" IFrequency25Choice : Frequency
Statement61 *-- "0..1" IUpdateType15Choice : UpdateType
Statement61 *-- "1..1" IStatementBasis8Choice : StatementBasis
%% INumber3Choice recursion level 1 with max 1
%% IPeriod5Choice recursion level 1 with max 1
%% IFrequency25Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1
%% IStatementBasis8Choice recursion level 1 with max 1
Statement61 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| ReportNumber | Sequential number of the report. | INumber3Choice - Optional 0..1 |
| QueryReference | Identification of the SecuritiesStatementQuery message sent to request this statement. | IsoMax35Text - Optional 0..1 |
| StatementIdentification | Reference common to all pages of a statement. | IsoMax35Text - Optional 0..1 |
| StatementPeriod | Period for the statement. | IPeriod5Choice - Required 1..1 |
| Frequency | Frequency of the statement. | IFrequency25Choice - Optional 0..1 |
| UpdateType | Indicates whether the statement is complete or contains changes only. | IUpdateType15Choice - Optional 0..1 |
| StatementBasis | Type of balance on which the statement is prepared. | IStatementBasis8Choice - Required 1..1 |
| ActivityIndicator | Indicates whether there is activity or information update reported in the statement. | IsoYesNoIndicator - Required 1..1 |
| SubAccountIndicator | Indicates whether the statement reports holdings at subsafekeeping account level. | IsoYesNoIndicator - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of a party. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentification144 recursion level 0 with max 1
class PartyIdentification144{
LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% IPartyIdentification127Choice recursion level 1 with max 1
PartyIdentification144 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identification of the party. | IPartyIdentification127Choice - Required 1..1 |
| LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesAccount36 recursion level 0 with max 1
class SecuritiesAccount36{
Identification IsoMax35Text
Name IsoMax70Text
Designation IsoMax35Text
}
SecuritiesAccount36 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
SecuritiesAccount36 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoMax35Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification30 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
| Designation | Supplementary registration information applying to a specific block of units for dealing and reporting purposes. The supplementary registration information may be used when all the units are registered, for example, to a funds supermarket, but holdings for each investor have to be reconciled individually. | IsoMax35Text - Optional 0..1 |
IntermediaryInformation building block
Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund. Party that provides services to investors relating to financial products (Investment Funds). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Intermediary44 recursion level 0 with max 1
Intermediary44 *-- "1..1" PartyIdentification136 : Identification
Intermediary44 *-- "0..1" IRole6Choice : Role
Intermediary44 *-- "0..1" Account29 : Account
%% PartyIdentification136 recursion level 1 with max 1
class PartyIdentification136{
LEI IsoLEIIdentifier
}
PartyIdentification136 *-- "1..1" IPartyIdentification120Choice : Identification
%% IRole6Choice recursion level 1 with max 1
%% Account29 recursion level 1 with max 1
Account29 *-- "1..1" AccountIdentification26 : Identification
Account29 *-- "0..1" IPartyIdentification120Choice : AccountServicer
Intermediary44 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique and unambiguous identifier of the intermediary. | PartyIdentification136 - Required 1..1 |
| Role | Function performed by the intermediary (investment funds). | IRole6Choice - Optional 0..1 |
| Account | Business relationship between two entities; one entity is the account owner, the other entity is the account servicer. | Account29 - Optional 0..1 |
FinancialInstrumentDetails building block
Reporting per financial instrument. Reporting per financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentDetails32 recursion level 0 with max 1
FinancialInstrumentDetails32 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentDetails32 *-- "0..1" FinancialInstrument72 : InvestmentFundsFinancialInstrumentAttributes
FinancialInstrumentDetails32 *-- "0..1" PriceInformation21 : PriceDetails
FinancialInstrumentDetails32 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
FinancialInstrumentDetails32 *-- "0..1" OpeningBalance3 : OpeningBalance
FinancialInstrumentDetails32 *-- "0..1" ClosingBalance3 : ClosingBalance
FinancialInstrumentDetails32 *-- "1..0" Transaction69 : Transaction
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrument72 recursion level 1 with max 1
class FinancialInstrument72{
SupplementaryIdentification IsoMax35Text
SecuritiesForm FormOfSecurity1Code
ClassType IsoMax35Text
DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument72 *-- "0..1" ISecurityClassificationType2Choice : ClassificationType
%% PriceInformation21 recursion level 1 with max 1
PriceInformation21 *-- "1..1" ITypeOfPrice48Choice : Type
PriceInformation21 *-- "1..1" IYieldedOrValueType1Choice : ValueType
PriceInformation21 *-- "1..1" IPriceRateOrAmountOrUnknown2Choice : Value
PriceInformation21 *-- "0..1" MarketIdentification89 : SourceOfPrice
PriceInformation21 *-- "0..1" IDateAndDateTime2Choice : QuotationDate
%% SafeKeepingPlace3 recursion level 1 with max 1
class SafeKeepingPlace3{
LEI IsoLEIIdentifier
}
SafeKeepingPlace3 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlaceFormat
%% OpeningBalance3 recursion level 1 with max 1
class OpeningBalance3{
ShortLongIndicator ShortLong1Code
}
OpeningBalance3 *-- "1..1" IOpeningBalance4Choice : OpeningBalance
%% ClosingBalance3 recursion level 1 with max 1
class ClosingBalance3{
ShortLongIndicator ShortLong1Code
}
ClosingBalance3 *-- "1..1" IClosingBalance4Choice : ClosingBalance
%% Transaction69 recursion level 1 with max 1
class Transaction69{
AccountOwnerTransactionIdentification IsoMax35Text
AccountServicerTransactionIdentification IsoMax35Text
MarketInfrastructureTransactionIdentification IsoMax35Text
ProcessorTransactionIdentification IsoMax35Text
TradeIdentification IsoMax52Text
PoolIdentification IsoMax35Text
CommonIdentification IsoMax35Text
CorporateActionEventIdentification IsoMax35Text
TripartyAgentServiceProviderCollateralTransactionIdentification IsoMax35Text
ClientTripartyCollateralTransactionIdentification IsoMax35Text
ClientCollateralInstructionIdentification IsoMax35Text
TripartyAgentServiceProviderCollateralInstructionIdentification IsoMax35Text
MasterReference IsoMax35Text
AccountOwnerLegIdentification IsoMax35Text
AccountServicerLegIdentification IsoMax35Text
}
Transaction69 *-- "0..1" AdditionalReference10 : ClientReference
Transaction69 *-- "0..1" TransactionDetails114 : TransactionDetails
Transaction69 *-- "0..0" SupplementaryData1 : SupplementaryData
FinancialInstrumentDetails32 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| FinancialInstrumentIdentification | Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification19 - Required 1..1 |
| InvestmentFundsFinancialInstrumentAttributes | Elements characterising an investment funds financial instrument. | FinancialInstrument72 - Optional 0..1 |
| PriceDetails | Information regarding the price of the instrument. | PriceInformation21 - Optional 0..1 |
| SafekeepingPlace | Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). | SafeKeepingPlace3 - Optional 0..1 |
| OpeningBalance | Opening balance for the statement period (first opening balance) or of this page (intermediary opening balance). | OpeningBalance3 - Optional 0..1 |
| ClosingBalance | Closing balance for the statement period (final closing balance) or of this page (intermediary closing balance). | ClosingBalance3 - Optional 0..1 |
| Transaction | Transaction details. | Transaction69 - Unknown 1..0 |
SubAccountDetails building block
Details at sub-account level. Provides all sub-account details. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SubAccountIdentification53 recursion level 0 with max 1
class SubAccountIdentification53{
ActivityIndicator IsoYesNoIndicator
}
SubAccountIdentification53 *-- "0..1" PartyIdentification144 : AccountOwner
SubAccountIdentification53 *-- "1..1" SecuritiesAccount25 : SafekeepingAccount
SubAccountIdentification53 *-- "0..0" FinancialInstrumentDetails32 : FinancialInstrumentDetails
%% PartyIdentification144 recursion level 1 with max 1
class PartyIdentification144{
LEI IsoLEIIdentifier
}
PartyIdentification144 *-- "1..1" IPartyIdentification127Choice : Identification
%% SecuritiesAccount25 recursion level 1 with max 1
class SecuritiesAccount25{
Identification IsoMax35Text
Name IsoMax70Text
}
SecuritiesAccount25 *-- "0..1" IPurposeCode7Choice : Type
%% FinancialInstrumentDetails32 recursion level 1 with max 1
FinancialInstrumentDetails32 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentDetails32 *-- "0..1" FinancialInstrument72 : InvestmentFundsFinancialInstrumentAttributes
FinancialInstrumentDetails32 *-- "0..1" PriceInformation21 : PriceDetails
FinancialInstrumentDetails32 *-- "0..1" SafeKeepingPlace3 : SafekeepingPlace
FinancialInstrumentDetails32 *-- "0..1" OpeningBalance3 : OpeningBalance
FinancialInstrumentDetails32 *-- "0..1" ClosingBalance3 : ClosingBalance
FinancialInstrumentDetails32 *-- "1..0" Transaction69 : Transaction
SubAccountIdentification53 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwner | Party that legally owns the account. | PartyIdentification144 - Optional 0..1 |
| SafekeepingAccount | Account to or from which a securities entry is made. | SecuritiesAccount25 - Required 1..1 |
| ActivityIndicator | Indicates whether there is activity or information update reported in the statement. | IsoYesNoIndicator - Required 1..1 |
| FinancialInstrumentDetails | Reporting per financial instrument. | FinancialInstrumentDetails32 - Unknown 0..0 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesTransactionPostingReportV09 implementation follows a specific implementaiton pattern. First of all, SecuritiesTransactionPostingReportV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesTransactionPostingReportV09Document implements IOuterDocument. Because SecuritiesTransactionPostingReportV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesTransactionPostingReportV09.
classDiagram
class IOuterRecord
SecuritiesTransactionPostingReportV09 --|> IOuterRecord : Implements
SecuritiesTransactionPostingReportV09Document --|> IOuterDocument~SecuritiesTransactionPostingReportV09~ : Implements
class IOuterDocument~SecuritiesTransactionPostingReportV09~ {
SecuritiesTransactionPostingReportV09 Message
}
Document wrapper for serialization
The only real purpose SecuritiesTransactionPostingReportV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.017.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesTransactionPostingReportV09.ToDocument() method. The returned SecuritiesTransactionPostingReportV09Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesTransactionPostingReportV09Document *-- SecuritiesTransactionPostingReportV09 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.017.001.09">
<SctiesTxPstngRpt>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<StmtGnlDtls>
<!-- StatementGeneralDetails inner content -->
</StmtGnlDtls>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<IntrmyInf>
<!-- IntermediaryInformation inner content -->
</IntrmyInf>
<FinInstrmDtls>
<!-- FinancialInstrumentDetails inner content -->
</FinInstrmDtls>
<SubAcctDtls>
<!-- SubAccountDetails inner content -->
</SubAcctDtls>
</SctiesTxPstngRpt>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_rrd-MdBnEeihG9bKfarOOA"
nextVersions="_GyiD8emgEemm4qhb2yFPOw"
previousVersion="_BjQKEaN-EeeNVLC-L_hywg"
name="SecuritiesTransactionPostingReportV09"
definition="Scope
An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner. 
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or 
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
This message may be used as a trade date based or a settlement date based statement.
The message may also be used to: 
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="SctiesTxPstngRpt"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_rrd-M9BnEeihG9bKfarOOA"
nextVersions="_GyiD8-mgEemm4qhb2yFPOw"
previousVersion="_BjQKE6N-EeeNVLC-L_hywg"
name="FinancialInstrumentDetailsReportingRule"
definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes) and SubAccountIndicator is FALSE (No), then FinancialInstrumentDetails must be present and Sub Account Details must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/SubAccountDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/FinancialInstrumentDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/SubAccountIndicator</leftOperand><rightOperand>false</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_rrd-NdBnEeihG9bKfarOOA"
nextVersions="_GyiD9emgEemm4qhb2yFPOw"
previousVersion="_BjQKFaN-EeeNVLC-L_hywg"
name="SubAccountDetailsFinancialInstrumentPresenceRule"
definition="If StatementGeneralDetails/ActivityIndicator is TRUE (Yes) and SubAccountIndicator is TRUE (YES), then SubAccountDetails must be present and FinancialInstrumentDetails must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/SubAccountDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/FinancialInstrumentDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/SubAccountIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_rrd-N9BnEeihG9bKfarOOA"
nextVersions="_GyiD9-mgEemm4qhb2yFPOw"
previousVersion="_BjQKF6N-EeeNVLC-L_hywg"
name="FinancialInstrumentDetailsOrSubAccountDetailsRule"
definition="If StatementGeneralDetails/ActivityIndicator is FALSE (No), then FinancialInstrumentDetails and SubAccountDetails must be absent."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/SubAccountDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/FinancialInstrumentDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>false</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_rrd-OdBnEeihG9bKfarOOA"
nextVersions="_GyiD-emgEemm4qhb2yFPOw"
previousVersion="_BjQKGaN-EeeNVLC-L_hywg"
name="SecuritiesMarketPracticeGroupGuideline"
definition="The Securities Market Practice Group (SMPG) has published market practice recommendations on the use of this message.
These market practices are available on www.smpg.info."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_rrd-O9BnEeihG9bKfarOOA"
nextVersions="_GyiEAemgEemm4qhb2yFPOw"
previousVersion="_BjQKG6N-EeeNVLC-L_hywg"
name="Pagination"
definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_rrd-PdBnEeihG9bKfarOOA"
nextVersions="_GyiEA-mgEemm4qhb2yFPOw"
previousVersion="_BjQKHaN-EeeNVLC-L_hywg"
name="StatementGeneralDetails"
definition="Provides general information on the report."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="StmtGnlDtls"
complexType="_XEt3Qa3NEeey8N0JWnVPUw" />
<messageBuildingBlock
xmi:id="_rrd-P9BnEeihG9bKfarOOA"
nextVersions="_GyiEBemgEemm4qhb2yFPOw"
previousVersion="_BjQKH6N-EeeNVLC-L_hywg"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_XnxoYdLCEeiN28wlpBQScw" />
<messageBuildingBlock
xmi:id="_rrd-QdBnEeihG9bKfarOOA"
nextVersions="_GyiEB-mgEemm4qhb2yFPOw"
previousVersion="_BjQKIaN-EeeNVLC-L_hywg"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="SfkpgAcct"
complexType="_nXxcYddiEeispNOuywCdbA" />
<messageBuildingBlock
xmi:id="_RrMT0ddlEeispNOuywCdbA"
nextVersions="_GyiECemgEemm4qhb2yFPOw"
name="IntermediaryInformation"
definition="Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund."
registrationStatus="Provisionally Registered"
maxOccurs="10"
minOccurs="0"
xmlTag="IntrmyInf"
complexType="_AXBpQdLDEeiN28wlpBQScw" />
<messageBuildingBlock
xmi:id="_rrd-Q9BnEeihG9bKfarOOA"
nextVersions="_GyiEC-mgEemm4qhb2yFPOw"
previousVersion="_BjQKI6N-EeeNVLC-L_hywg"
name="FinancialInstrumentDetails"
definition="Reporting per financial instrument."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="FinInstrmDtls"
complexType="_jmOUcdByEeihG9bKfarOOA" />
<messageBuildingBlock
xmi:id="_rrd-RdBnEeihG9bKfarOOA"
nextVersions="_GyiEDemgEemm4qhb2yFPOw"
previousVersion="_BjQKJaN-EeeNVLC-L_hywg"
name="SubAccountDetails"
definition="Details at sub-account level."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubAcctDtls"
complexType="_jT7DcdByEeihG9bKfarOOA" />
<messageDefinitionIdentifier
businessArea="semt"
messageFunctionality="017"
flavour="001"
version="09" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.