semt.019.002.07
Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesSettlementTransactionAllegementReport002V07 recursion level 0 with max 0
SecuritiesSettlementTransactionAllegementReport002V07 *-- "1..1" Pagination1 : Pagination
SecuritiesSettlementTransactionAllegementReport002V07 *-- "1..1" Statement69 : StatementGeneralDetails
SecuritiesSettlementTransactionAllegementReport002V07 *-- "0..1" PartyIdentification119 : AccountOwner
SecuritiesSettlementTransactionAllegementReport002V07 *-- "1..1" SecuritiesAccount30 : SafekeepingAccount
SecuritiesSettlementTransactionAllegementReport002V07 *-- "0..1" SecuritiesTradeDetails85 : AllegementDetails
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
StatementGeneralDetails building block
General information related to report. Characteristics of the statement. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Statement69 recursion level 0 with max 1
class Statement69{
QueryReference IsoRestrictedFINXMax16Text
StatementIdentification IsoRestrictedFINXMax16Text
ActivityIndicator IsoYesNoIndicator
}
Statement69 *-- "0..1" INumber3Choice : ReportNumber
Statement69 *-- "1..1" IDateAndDateTime2Choice : StatementDateTime
Statement69 *-- "0..1" IFrequency26Choice : Frequency
Statement69 *-- "0..1" IUpdateType16Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTime2Choice recursion level 1 with max 1
%% IFrequency26Choice recursion level 1 with max 1
%% IUpdateType16Choice recursion level 1 with max 1
Statement69 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| ReportNumber | Sequential number of the report. | INumber3Choice - Optional 0..1 |
| QueryReference | Identification of the SecuritiesStatementQuery message sent to request this statement. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| StatementIdentification | Reference common to all pages of a statement. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| StatementDateTime | Date and time of the statement. | IDateAndDateTime2Choice - Required 1..1 |
| Frequency | Frequency of the statement. | IFrequency26Choice - Optional 0..1 |
| UpdateType | Indicates whether the statement is complete or contains changes only. | IUpdateType16Choice - Optional 0..1 |
| ActivityIndicator | Indicates whether there is activity or information update reported in the statement. | IsoYesNoIndicator - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of the party. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentification119 recursion level 0 with max 1
class PartyIdentification119{
LEI IsoLEIIdentifier
}
PartyIdentification119 *-- "1..1" IPartyIdentification103Choice : Identification
%% IPartyIdentification103Choice recursion level 1 with max 1
PartyIdentification119 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identification of the party. | IPartyIdentification103Choice - Required 1..1 |
| LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesAccount30 recursion level 0 with max 1
class SecuritiesAccount30{
Identification IsoRestrictedFINXMax35Text
Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
Identification IsoExact4AlphaNumericText
Issuer IsoMax4AlphaNumericText
SchemeName IsoMax4AlphaNumericText
}
SecuritiesAccount30 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer. | IsoRestrictedFINXMax35Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification47 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
AllegementDetails building block
Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesTradeDetails85 recursion level 0 with max 1
class SecuritiesTradeDetails85{
AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
TradeIdentification IsoRestrictedFINXMax16Text
CommonIdentification IsoRestrictedFINXMax16Text
PoolIdentification IsoRestrictedFINXMax16Text
CollateralTransactionIdentification IsoRestrictedFINXMax16Text
SecuritiesMovementType ReceiveDelivery1Code
Payment DeliveryReceiptType2Code
NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails85 *-- "0..1" IAllegementStatus4Choice : Status
SecuritiesTradeDetails85 *-- "0..1" PlaceOfTradeIdentification2 : PlaceOfTrade
SecuritiesTradeDetails85 *-- "0..1" PlaceOfClearingIdentification1 : PlaceOfClearing
SecuritiesTradeDetails85 *-- "0..1" ITradeDate9Choice : TradeDate
SecuritiesTradeDetails85 *-- "1..1" ISettlementDate20Choice : SettlementDate
SecuritiesTradeDetails85 *-- "0..1" Price3 : DealPrice
SecuritiesTradeDetails85 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
SecuritiesTradeDetails85 *-- "0..1" FinancialInstrumentAttributes97 : FinancialInstrumentAttributes
SecuritiesTradeDetails85 *-- "0..0" ITradeTransactionCondition6Choice : TradeTransactionCondition
SecuritiesTradeDetails85 *-- "0..1" ITypeOfPrice32Choice : TypeOfPrice
SecuritiesTradeDetails85 *-- "1..1" QuantityAndAccount71 : QuantityAndAccountDetails
SecuritiesTradeDetails85 *-- "0..1" SecuritiesFinancingTransactionDetails41 : SecuritiesFinancingDetails
SecuritiesTradeDetails85 *-- "1..1" SettlementDetails153 : SettlementParameters
SecuritiesTradeDetails85 *-- "0..1" SettlementParties64 : DeliveringSettlementParties
SecuritiesTradeDetails85 *-- "0..1" SettlementParties64 : ReceivingSettlementParties
SecuritiesTradeDetails85 *-- "0..1" AmountAndDirection92 : SettlementAmount
SecuritiesTradeDetails85 *-- "0..1" OtherAmounts36 : OtherAmounts
SecuritiesTradeDetails85 *-- "0..1" OtherParties31 : OtherBusinessParties
SecuritiesTradeDetails85 *-- "0..0" SupplementaryData1 : SupplementaryData
%% IAllegementStatus4Choice recursion level 1 with max 1
%% PlaceOfTradeIdentification2 recursion level 1 with max 1
class PlaceOfTradeIdentification2{
LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification2 *-- "0..1" MarketIdentification90 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification1 recursion level 1 with max 1
class PlaceOfClearingIdentification1{
Identification IsoAnyBICIdentifier
LEI IsoLEIIdentifier
}
%% ITradeDate9Choice recursion level 1 with max 1
%% ISettlementDate20Choice recursion level 1 with max 1
%% Price3 recursion level 1 with max 1
Price3 *-- "1..1" IYieldedOrValueType1Choice : Type
Price3 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% FinancialInstrumentAttributes97 recursion level 1 with max 1
class FinancialInstrumentAttributes97{
DenominationCurrency ActiveOrHistoricCurrencyCode
CouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
FirstPaymentDate IsoISODate
PreviousFactor IsoBaseOneRate
CurrentFactor IsoBaseOneRate
NextFactor IsoBaseOneRate
InterestRate IsoPercentageRate
YieldToMaturityRate IsoPercentageRate
NextInterestRate IsoPercentageRate
IndexRateBasis IsoPercentageRate
VariableRateIndicator IsoYesNoIndicator
CallableIndicator IsoYesNoIndicator
PutableIndicator IsoYesNoIndicator
FinancialInstrumentAttributeAdditionalDetails IsoRestrictedFINXMax350Text
}
FinancialInstrumentAttributes97 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes97 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes97 *-- "0..1" IFormOfSecurity7Choice : RegistrationForm
FinancialInstrumentAttributes97 *-- "0..1" IFrequency27Choice : PaymentFrequency
FinancialInstrumentAttributes97 *-- "0..1" ISecuritiesPaymentStatus6Choice : PaymentStatus
FinancialInstrumentAttributes97 *-- "0..1" IFrequency27Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes97 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes97 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes97 *-- "0..1" IOptionType7Choice : OptionType
FinancialInstrumentAttributes97 *-- "0..1" INumber23Choice : CouponAttachedNumber
FinancialInstrumentAttributes97 *-- "0..1" GenericIdentification39 : PoolNumber
FinancialInstrumentAttributes97 *-- "0..1" IPriceType5Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : ExercisePrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : SubscriptionPrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : ConversionPrice
FinancialInstrumentAttributes97 *-- "0..1" Price3 : StrikePrice
FinancialInstrumentAttributes97 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes97 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
FinancialInstrumentAttributes97 *-- "0..0" SecurityIdentification20 : UnderlyingFinancialInstrumentIdentification
%% ITradeTransactionCondition6Choice recursion level 1 with max 1
%% ITypeOfPrice32Choice recursion level 1 with max 1
%% QuantityAndAccount71 recursion level 1 with max 1
class QuantityAndAccount71{
DenominationChoice IsoRestrictedFINXMax210Text
}
QuantityAndAccount71 *-- "1..1" IFinancialInstrumentQuantity15Choice : SettlementQuantity
QuantityAndAccount71 *-- "0..1" ICashAccountIdentification6Choice : CashAccount
QuantityAndAccount71 *-- "0..0" QuantityBreakdown48 : QuantityBreakdown
QuantityAndAccount71 *-- "0..1" SafeKeepingPlace2 : SafekeepingPlace
%% SecuritiesFinancingTransactionDetails41 recursion level 1 with max 1
class SecuritiesFinancingTransactionDetails41{
SecuritiesFinancingTradeIdentification IsoRestrictedFINXMax16Text
ClosingLegIdentification IsoRestrictedFINXMax16Text
MaturityDateModification IsoYesNoIndicator
InterestPayment IsoYesNoIndicator
TransactionCallDelay IsoExact3NumericText
SecondLegNarrative IsoRestrictedFINXMax140Text
}
SecuritiesFinancingTransactionDetails41 *-- "0..1" ITerminationDate7Choice : TerminationDate
SecuritiesFinancingTransactionDetails41 *-- "0..1" IRateType67Choice : RateType
SecuritiesFinancingTransactionDetails41 *-- "0..1" ILegalFramework4Choice : LegalFramework
SecuritiesFinancingTransactionDetails41 *-- "0..1" RateName2 : VariableRateSupport
SecuritiesFinancingTransactionDetails41 *-- "0..1" Rate2 : RepurchaseRate
SecuritiesFinancingTransactionDetails41 *-- "0..1" AmountAndDirection59 : AccruedInterestAmount
SecuritiesFinancingTransactionDetails41 *-- "0..1" AmountAndDirection59 : TerminationTransactionAmount
%% SettlementDetails153 recursion level 1 with max 1
class SettlementDetails153{
HoldIndicator IsoYesNoIndicator
PartialSettlementIndicator SettlementTransactionCondition5Code
}
SettlementDetails153 *-- "1..1" ISecuritiesTransactionType39Choice : SecuritiesTransactionType
SettlementDetails153 *-- "0..0" ISettlementTransactionCondition26Choice : SettlementTransactionCondition
SettlementDetails153 *-- "0..1" IBeneficialOwnership5Choice : BeneficialOwnership
SettlementDetails153 *-- "0..1" ICashSettlementSystem5Choice : CashClearingSystem
SettlementDetails153 *-- "0..1" IMarketClientSide7Choice : MarketClientSide
SettlementDetails153 *-- "0..1" IRegistration11Choice : Registration
SettlementDetails153 *-- "0..1" IRepurchaseType17Choice : RepurchaseType
SettlementDetails153 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
SettlementDetails153 *-- "0..1" GenericIdentification47 : StampDutyTaxBasis
%% SettlementParties64 recursion level 1 with max 1
SettlementParties64 *-- "0..1" PartyIdentification128 : Depository
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party1
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party2
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party3
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party4
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party5
%% SettlementParties64 recursion level 1 with max 1
SettlementParties64 *-- "0..1" PartyIdentification128 : Depository
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party1
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party2
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party3
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party4
SettlementParties64 *-- "0..1" PartyIdentificationAndAccount160 : Party5
%% AmountAndDirection92 recursion level 1 with max 1
class AmountAndDirection92{
Amount IsoRestrictedFINActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection92 *-- "0..1" ForeignExchangeTerms27 : ForeignExchangeDetails
AmountAndDirection92 *-- "0..1" IDateAndDateTime2Choice : ValueDate
%% OtherAmounts36 recursion level 1 with max 1
OtherAmounts36 *-- "0..1" AmountAndDirection72 : AccruedInterestAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ChargesFees
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TradeAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ExecutingBrokerAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalBrokerCommission
OtherAmounts36 *-- "0..1" AmountAndDirection72 : Other
OtherAmounts36 *-- "0..1" AmountAndDirection72 : StampDuty
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TransactionTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : WithholdingTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ConsumptionTax
%% OtherParties31 recursion level 1 with max 1
OtherParties31 *-- "0..1" PartyIdentification110 : Investor
OtherParties31 *-- "0..1" PartyIdentification111 : QualifiedForeignIntermediary
OtherParties31 *-- "0..1" PartyIdentification111 : StockExchange
OtherParties31 *-- "0..1" PartyIdentification111 : TradeRegulator
OtherParties31 *-- "0..1" PartyIdentification111 : TripartyAgent
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
SecuritiesTradeDetails85 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwnerTransactionIdentification | Identification of an account owner transaction that could potentially match with the allegement notified. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| AccountServicerTransactionIdentification | Identification of the transaction as known by the account servicer. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoRestrictedFINXMax16Text - Unknown 0..0 |
| CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| PoolIdentification | Collective reference identifying a set of messages. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| CollateralTransactionIdentification | Unambiguous identification of a collateral transaction as assigned by the instructing party. | IsoRestrictedFINXMax16Text - Unknown 0..0 |
| SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
| Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
| Status | Status of the allegement. | IAllegementStatus4Choice - Optional 0..1 |
| PlaceOfTrade | Market in which a trade transaction has been executed. | PlaceOfTradeIdentification2 - Optional 0..1 |
| PlaceOfClearing | Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | PlaceOfClearingIdentification1 - Optional 0..1 |
| TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate9Choice - Optional 0..1 |
| SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate20Choice - Required 1..1 |
| DealPrice | Specifies the price of the traded financial instrument. | This is the deal price of the individual trade transaction. |
| NumberOfDaysAccrued | Number of days on which the interest rate accrues (daily accrual note). | IsoMax3Number - Optional 0..1 |
| FinancialInstrumentIdentification | Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification20 - Required 1..1 |
| FinancialInstrumentAttributes | Elements characterising a financial instrument. | FinancialInstrumentAttributes97 - Optional 0..1 |
| TradeTransactionCondition | Indicates the conditions under which the order/trade is to be/was executed. | ITradeTransactionCondition6Choice - Unknown 0..0 |
| TypeOfPrice | Specifies the type of price and information about the price. | ITypeOfPrice32Choice - Optional 0..1 |
| QuantityAndAccountDetails | Details about the financial instrument quantity and the account involved in the transaction. | QuantityAndAccount71 - Required 1..1 |
| SecuritiesFinancingDetails | Details of the closing of the securities financing transaction. | SecuritiesFinancingTransactionDetails41 - Optional 0..1 |
| SettlementParameters | Parameters applied to the settlement of a security transfer. | SettlementDetails153 - Required 1..1 |
| DeliveringSettlementParties | Identifies the chain of delivering settlement parties. | SettlementParties64 - Optional 0..1 |
| ReceivingSettlementParties | Identifies the chain of receiving settlement parties. | SettlementParties64 - Optional 0..1 |
| SettlementAmount | Total amount of money to be paid or received in exchange for the securities. | AmountAndDirection92 - Optional 0..1 |
| OtherAmounts | Other amounts than the settlement amount. | OtherAmounts36 - Optional 0..1 |
| OtherBusinessParties | Other business parties relevant to the transaction. | OtherParties31 - Optional 0..1 |
| SupplementaryData | Additional information that cannot be captured in the structured elements and/or any other specific block. | SupplementaryData1 - Unknown 0..0 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReport002V07 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReport002V07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReport002V07Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReport002V07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReport002V07.
classDiagram
class IOuterRecord
SecuritiesSettlementTransactionAllegementReport002V07 --|> IOuterRecord : Implements
SecuritiesSettlementTransactionAllegementReport002V07Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V07~ : Implements
class IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V07~ {
SecuritiesSettlementTransactionAllegementReport002V07 Message
}
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionAllegementReport002V07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.002.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReport002V07.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReport002V07Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesSettlementTransactionAllegementReport002V07Document *-- SecuritiesSettlementTransactionAllegementReport002V07 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.002.07">
<SctiesSttlmTxAllgmtRpt>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<StmtGnlDtls>
<!-- StatementGeneralDetails inner content -->
</StmtGnlDtls>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<AllgmtDtls>
<!-- AllegementDetails inner content -->
</AllgmtDtls>
</SctiesSttlmTxAllgmtRpt>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_hbJH083zEee5nJBZsW8MFQ"
nextVersions="_kL7FC_fXEeiNZp_PtLohLw"
previousVersion="_D5OhU5wyEeazcsnODTksnQ"
name="SecuritiesSettlementTransactionAllegementReport002V07"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information
using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="SctiesSttlmTxAllgmtRpt"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_hbJH1c3zEee5nJBZsW8MFQ"
name="AllegementDetailsActivityRule1"
definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Absence"><leftOperand>/AllegementDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>false</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hbJH183zEee5nJBZsW8MFQ"
name="AllegementDetailsActivityRule2"
definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/AllegementDetails[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_hbJH2c3zEee5nJBZsW8MFQ"
name="Pagination"
definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_hbJH283zEee5nJBZsW8MFQ"
name="StatementGeneralDetails"
definition="General information related to report."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="StmtGnlDtls"
complexType="_hbJH583zEee5nJBZsW8MFQ" />
<messageBuildingBlock
xmi:id="_hbJH3c3zEee5nJBZsW8MFQ"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_Vy5oUaWYEea1rLcUp8Fsgw" />
<messageBuildingBlock
xmi:id="_hbJH383zEee5nJBZsW8MFQ"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="SfkpgAcct"
complexType="_5SG1s5NLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_hbJH4c3zEee5nJBZsW8MFQ"
name="AllegementDetails"
definition="Details of the allegement."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="AllgmtDtls"
complexType="_hbJIyc3zEee5nJBZsW8MFQ" />
<messageDefinitionIdentifier
businessArea="semt"
messageFunctionality="019"
flavour="002"
version="07" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.